`
`ESTTA Tracking number:
`
`ESTTA1231969
`
`Filing date:
`
`08/29/2022
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`BEFORE THE TRADEMARK TRIAL AND APPEAL BOARD
`
`Proceeding no.
`
`91242213
`
`Party
`
`Correspondence
`address
`
`Submission
`
`Filer's name
`
`Filer's email
`
`Signature
`
`Date
`
`Attachments
`
`Plaintiff
`Audemars Piguet Holding S.A.
`
`JOHN A GALBREATH
`GALBREATH LAW OFFICES PC
`2516 CHESTNUT WOODS CT
`REISTERSTOWN, MD 21136
`UNITED STATES
`Primary email: jgalbreath@galbreath-law.com
`Secondary email(s): jgalbreath@verizon.net
`410-628-7770
`
`Testimony For Plaintiff
`
`John A. Galbreath
`
`jgalbreath@galbreath-law.com, jgalbreath@verizon.net
`
`/John A. Galbreath/
`
`08/29/2022
`
`Ex. 51-Pulvirent Rebuttal Testimony.pdf(2362952 bytes )
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`EXHIBIT 400EXHIBIT 400
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`OPPOSITION 91242213
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`AUDEMARS PIGUET v. HAAS OUTDOORSAUDEMARS PIGUET v. HAAS OUTDOORS
`
`
`
`Echoing the foundation logo, the caseback is engraved
`with the inscription Royal Oak Offshore Arnold’s
`All-Stars - Limited Edition, A discreet reminder that
`
`=|
`
`.
`
`this exceptional series comprises just 350 watches.
`
`Pink gold and crocodile leather
`Pink gold case and hands, brown dial, dark brown
`crocodile leather strap: warm and subtle colours
`sublimating rare and precious materials.
`
` Limited edition
`
`An exceptional chronograph
`The Royal Oak Offshore Arnold's All-Stars Chronograph
`houses the exclusive Audemars Piguet selfwinding
`Calibre 3126. This movement combines the qualities
`of sturdiness, reliability and rating precision:
`
`* up to 60 hours’ power reserve thanks to a
`mainspring which, by supplying constant force over a
`longer time-span, ensures enhanced rating accuracy;
`* a cross-through balance-cock reinforcing the
`reliability of the movement;
`* a balance-stop mechanism serving to immobilise
`the seconds hand and thus enabling time-setting to
`the nearest second;
`
`*
`
`® a variable-inertia balance equipped with eight inertia-
`blocks enabling precise and stable adjustment;
`
`* fast date correction with an integrated security
`system avoiding any risk of date disc blockage
`when the adjustment occurs at midnight;
`
`* bidirectional automatic winding of the mainspring
`by means of a 22-carat gold rotor mounted on a
`ball-bearing mechanism.
`
`The traditional 3840 chronograph is integrated into
`this base calibre.
`
`
`
` The “After-School All-Stars” Foundation
`
`"Kids who have no place to go ‘end up going, nowhere. Kids with some place to go end up going
`places.” Such is the motto of the “After-School All-Stars” Foundation which, under the aegis of
`Arnold Schwarzenegger, 4 longstanding friend of the Manufacture, offers extra-curricular activities
`for middle-school children. The aim is to provide pro-active support for 7- to 14-year-olds who,
`particularly in underprivileged citcles, are often left to their own devices after school, and thus to
`help them resist violence, gangs and drugs.
`Help with homework and tutoring, games combining leisure and learning opportunities, personal
`enrichment programmes: all
`these activities target well-defined goals. These include getting
`organised with schoolwork and acquiring independentlearning skills, a fun-oriented approach to
`literature, maths and science, developing personal talents as well as anger management, conflict
`resolution and money management. In a nutshell, nurturing the self-confidence of these young
`citizens and encouraging their successes, whetherin the family, at school or in society.
`
`www.afterschoolallstars.org
`
`
`
`
`
`Technical specifications
`
`Royal Oak Offshore
`Arnold's All-Stars Chronograph
`Reference
`261580R.00.A801CR.01
`Limited edition of 350
`
`Movement
`Calibre: 3126/3840, selfwinding
`Total diameter: 11,5 lignes (26 mm)
`Thickness: 7.16 mm
`59 jewels
`365 parts
`Power reserve: up to 60. hours
`Cadence of the balance: 21,600 vibrations per hour
`Variable-inertia balance with eight inertia-blocks and
`flat balance-spring
`Geneva-type mobile balance-spring stud-holder
`Three-position winding crown
`Finishing: all parts decorated by hand; mainplate
`rhodium-plated, bevelled and stippled; bridges adorned
`with “cdtes de Genéve” motif
`
`Functions
`Hours and minutes
`Small seconds
`Chronograph with central seconds hand,
`30-minute and 12-hour counters
`Tachometric scale around the flange
`Date
`
`Case
`18-carat pink gold
`Diameter: 48 mm
`Thickness: 14.6 mm
`Water-resistance: 100 m
`Caseback engraved with the inscription Royal Oak Offshore
`Armold’s All-Stars — Limited Editien
`
`Dial
`Brown, with exclusive “Maga Tapisserie” pattern
`Snailed hour-circle
`Luminescent pink gold hour and minute hands; pink gold
`central chronograph seconds hand
`
`Strap
`Large square-scale hand-sewn brown crocodile leather with
`18-carat pink gold buckle
`
`
`
`
`
`
`
`
`
`
`
`ROYAL OAK OFFSHORE ARNOLD'S
`
`ALL-STARS CHRONOGRAPH
`
`In tribute to the “After-School All-Stars” Foundation created by Arnold Schwarzenegger,
`
`Audemars Piguet has created the Royal Oak Offshore Arnold’s All-Stars Chronograph, a new
`
`addition to the ultra-sporty Royal Oak Offshore collection. This limited edition features
`
`an imposingly sized pink gold case, a design in tune with the collection codes, and has
`
`adopted the exclusive Audemars Piguet selfwinding movement, endowed for the occasion
`
`with chronograph functions.
`
`“axtreme sports” watch,
`
`The design codes
`
`The Royal Oak Offshore Arnold's All-Stars Chronograph
`picks up all the signature features of the Royal Oak
`Offshore collection:
`
`* a “strongbox” case designed to protect the mechanism
`from any external stresses and strains:
`
`* an octagonal bezel secured with hexagonal screws;
`* a visible water-resistance seal between the bezel
`and the case;
`
`* exclusive guilloché “Méga Tapisserie” dial motif;
`
`* perfectly integrated case and bracelet.
`
`An XXL watch
`
`The case dimensions are impressive:
`48 mm in diameter.
`
`Down to 100 m
`
`Water-resistance worthy of this luxury
`
`
`
`
`
`AP
`AUDEMARSPIGUET
`
`Le maitre de l’horlogerie depuis 1875
`
`Audemars Piguet (Marketing) SA
`Route de France 16 - P.0. Box 16 - 1348 Le Brassus - Switzerland
`Telephone: + 41 21 845 14 00 - Fax: + 41 21.845 1.01
`www. audemarspiquet.com
`
`001491
`
`
`
`EXHIBIT 405
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`OFFERED BY AUDEMARS PIGUETOFFERED BY AUDEMARS PIGUET
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`AUDEMARS PIGUET v. HAAS OUTDOORS
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`
`
`The Jaeger-LeCoultre Reverso Watch Turns 80 - The New York Times
`
`Page 3 sur 3
`
`Another reasonfor the Reverso’s enduring status is its unisex appeal. In
`Europe, where the companyseesits biggest sales, the watch sells about equallyto
`men and women.
`
`“It speaks to both,” Mr. Lambert said. “Menget to enjoy the technical aspect
`of having two sides on which to display complications. But the watch still looks
`elegant and sophisticated, something women really appreciate.”
`
`The company “hasreally hit a sweet spot with the current Reversos,”said
`Thomas Mao, a curator for watch collections who is an adviserfor the watch
`aficionadosite PuristSPro.com. The timepiece is “appealing to both the serious
`watch enthusiast, with magnificent manufacture movements, and the aesthete
`who appreciates classical, low-key yet stylish design,” he said.
`
`Those characteristics are present in the two models introducedthis year for
`the anniversary. The Tribute to 1931 watch runs with a Jaeger-LeCoultre Caliber
`822 ultra-thin, manually wound movement, manufactured in-house, that
`measures 2.94 millimeters, or a tenth of an inch, in depth. The plain, almost
`austerely simple dial features just the word Reverso, without the usual Jaeger-
`LeCoultre logo, an elegant nod to the original design.
`
`At the other end of the spectrumin terms of complexity, a new minute
`repeater chiming model, the Reverso Répétition Minutes 4 Rideau, reinvents the
`traditional function of the protective case back, turning it into a sliding curtain
`that activates the watch’s chimes.
`
`Both watches speak to a rediscovered awareness among the wealthyof the
`charms of discretion in an age of austerity.
`
`“During turbulent socioeconomic times, the wealthy don’t necessarily want
`to flaunt their wealth,” Mr. Mao said.
`
`a
`A version of thie a
`icle appears in painton December 4, 2071, on Pace ST14 of the New York adition
`
`with the headline:
`The Only Way To Pub The in Feverse.
`
`© 2018 The New York Times Company
`
`a
`FIGLES REMAINING
`
`https://www.nytimes.com/201 1/12/04/fashion/the-jaeger-lecoultre-reverso-watch-turns-80.html
`
`002088
`16.10.2018
`
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`This Sporting Life; An affinity between the sporting and the elegantn...
`
`http://search.proquest.com/docview/1460550834/141FB8376422A...
`
`The two watches that triggered the now-irreversible taste for huge watches back in the early-to-mid-1990s were IWC's Portuguese, the reissue of a 1930s
`model based on a pocket watch as a dress watch, and the revival of Panerai, a purely military diving watch. They were, however, defined by specific,
`immutable roles, Wearing either out of context--as many do--is no longer considereda faux pas.
`
`Defining a true "sports watch"is as simple as explaining that they tell the time like any watch, only they are able to do it in extreme conditions. It is an
`indisputable example of form following function. For dress watches,it is the opposite. They need to exude suavity, which accounts for the appearance of so
`many "ultra-thins," with slim cases that won't withstand. the rigors of sport.
`
`Combining the two enabled ownersto survive society's casual and formal dress codes with a single watch.
`
`Less than five years after the Royal Oak appeared, Genta supplied a design to Audemars Piguet's rival watch house, Patek Philippe. It, too, wanted a
`timepiece that its clients could wear while sky-diving, swimming, playing golf or tennis, hang-gliding or anything else they might care to pursue, without
`having to takeit off for dinner.
`
`Patek Philippe's response wasthe sublime Nautilus, which begat a simpler modelcalled the Aquanaut. Genta again produced a robust design that suggested
`the impermeability of a ship's porthole, while exhibiting constructional details worthy offine jewelry. It evolved over the decades beyondits stainless-steel,
`time-only-display origins into a family of watches in various metals and hosting the most extreme of complications. It may seem like missing the original
`point, but is it any different from a Range Rover, with its roots in a vehicle designed to cross deserts or mountains, sporting a leather interior,
`air-conditioning and chrome wheels?
`
`As with so manythings discovered belatedly, the earliest examples of the Audemars Piguet Royal Oak and Patek Philippe Nautilus, the original 1970s debut
`models, now appear in auctions with elevated prices due to scarcity. Fetching frightening sumsis the large version of the Nautilus, affectionately referred to
`as the "Jumbo,” currently the watch du jour, especially for Italian enthusiasts. Recent auction results in the U.K. have turned up 1970s-80s Jumbosfor
`£8,000-£10,000 ($12,500-$15,500/[euro]9,300-[euro]11,600), if one is brave enough to compete, but vintage watch specialists online ask $20,000-$35,000
`(Leuro]14,900-[euro]26,000) for the earliest examples. Oddly, some steel versions fetch more than their gold or steel-and-gold counterparts.
`
`Whytherarity? It wasn't just the idea of paying gold-watchpricesfor stainless-stee! models that hampered the early adoption of the Royal Oak and the
`Nautilus.
`
`Forty years ago, oversized watches weren't merely rare, they were considered freakish. Both have benefited, retroactively, from the changein tastes
`toward huge timepieces.
`
`Patek Philippe wisely reintroduced the Nautilus line in 2005, a year ahead of the watch's 30th anniversary. Second time around, the reception was ecstatic.
`As with the Royal Oak family, the Nautilus range includes models with moon phase, calendar and powerreserve, as well as the current Nautilus 5980/1
`featuring the company’s new in-house chronograph movement. The subject of a waiting list, the 5980/1 changes handsat a premium, as much as £6,000
`([euro]7,000) over the £34,460 (approx. [euro]40,000)retail price.
`
`Patek Philippe and Audemars Piguet don't have the marketentirely to themselves. The third memberof the classic triumvirate, their senior sparring partner
`Vacheron Constantin, produces the handsome Overseas,available in time-only models, world travelers or chronographs, with bracelets or straps. This would
`be the watch to wear if you believe that discretion is a virtue without parallel.
`
`Hublot, which gave the world the now de rigueur rubber strap, came back from the brink with the brilliantly conceived Big Bang series, unmistakably the
`bastard child of the Royal Oak, only edgier and probably aimed at wearers who would choose a Lamborghini over a Bentley, or a Black Russian over a glass
`of Masseto. Jean-Claude Biver, Hublot's former CEO, is one of the watch kingdom's mostinventive souls, and the Big Bangis his palette.
`
`Probably the hottest sport/dress watch brand at present, the Big Bang was enhanced by the introduction of colorful, gem-clad series called Tutti Frutti,
`specifically for its distaff clients. In 2012, and renewed for 2013, there is a tie-in with Ferrari, resulting in suitably attired models with automotive design
`details and the status of being officially sanctioned.
`
`Rolex, however, gets the last laugh, as it is the official timekeeper for the whole of Formula One, which must rankle with all of the brands--such as Hublot
`and Richard Mille--which have their own deals with teams or individual drivers.
`
`It's fitting, too, that another watch brand with a century's experience in sport watches, for which the term "thoroughbred"is no conceit, offers elegant
`timepieces able to suit more than one role. Hermés, with equestrian DNA,offers its own classic model, the aptly named Dressage, as weil as the Clipper,
`with nautical overtones.
`
`Other houses support other sports: Piaget has its Polo; TAG Heuer, the Golf Watch; Rolex, the Yacht-Master; and IWC, the Aquatimer; while Ralph
`Lauren--ever tasteful--choosesnot to discriminate: the model rangeit designed to keep companyin either milieu is called, simply, the Sporting Collection.
`The latest in the family?
`
`The Safari Chronometer, complete with "aged black" metal finish and canvasstrap, with a military look provided by its cream numbers on a black
`background. It suits perfectly the sort of chap who dresseslike Allan Quatermain regardless of the occasion.
`
`In these egalitarian times, such distinctions might seem pedantic--even with the generosity of spirit demonstrated by watches with dual personalities. But
`should confusionstill reign, note that nobody was ever thrownout of a restaurant or sports bar, casino or golf clubhouse, for wearing a classic watch ofeither
`genre. Patek Philippe's Calatrava? The David Niven of watches. The Rolex Explorer II? Clark Gable in stainless steel. A cynic might argue that the rest are
`mere Wayne Rooneys.
`
`Corrections & Amplifications
`
`Betweenthe time ofprint of this article in the Spring 2013 Watches & Jewelry special supplementin the Europe and Asia editions of The Wall Street Journal,
`Rory McIlroy has become an ambassador for Omega Watches and no longer has an association with Audemars Piguet.
`
`Credit: By Ken Kessler
`
`(c) 2013 Dow Jones & Company, Inc. Reproduced with permission of copyright owner. Further reproduction or distribution is prohibited without permission,
`
`2 of 3
`
`11/26/2013 3:14 PM
`002099
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`
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`This Sporting Life; An affinity between the sporting andthe elegant n...--
`
`http://search.proquest.com/docview/1460550834/141FB8376422A...
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`ProQuest document ID
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`
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`
`This Sporting Life; An affinity between the sporting and the elegant now dominates
`the marketfor quality timepieces.
`Kessler, Ken
`Wall Street Journal (Online)
`n/a
`2013
`
`Nov 22, 2013
`2013
`
`Life and Style
`Dow Jones & CompanyInc
`New York, N.Y.
`United States
`Business And Economics
`
`Newspapers
`English
`News
`1460550834
`
`http://search. proquest. com/docview/1460550834?accountid=34685
`(c) 2013 Dow Jones & Company, Inc. Reproduced with permission of copyright
`owner. Further reproduction or distribution is prohibited without permission.
`2013-11-26
`
`National Newspapers Core
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`002100
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`EXHIBIT 54
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`OFFERED BY AUDEMARS PIGUET
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`OPPOSITION 91242213
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`EXHIBIT 406EXHIBIT 406
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`RAMIN/THEWALLSTREETJOURNAL,STYLINGBYGABRIELRIVERA;ILLUSTRATIONBYMICHAEL F.MARTINSLOAN
`
`_
`
`Ce
`
`|
`
`BUCKLE LIST From left: Seamaster Aqua Terra ISOM Master Co-Axial Watch, $6,000, omegawatches.com; Royal Oak Offshore
`Chronograph Watch, $33,400, audemarspiquet.com; Classima 10214 Watch, $2,350, baume-et-mercier.com
`
`online at two collections—
`Audemars Piguet’s Royal Oak
`and Tag Heuer’s Carrera—to
`see plenty of watches with
`all three types of straps.
`One morestyle note:
`Leather comes in enough
`colors to rival a 64-box of
`Crayolas. The sameis true
`of rubber. If you’re looking
`for an eccentric pop of color
`on your wrist, leather or
`rubberare for you.
`On to practical concerns:
`Alwaystry a timepiece on
`before you buy to be sure
`the fit and general feel of
`the strap are comfortable,
`especially for those with
`metal bracelets.
`Metal bracelets usually
`
`consist of connected links. On
`somewrists, the narrow slit
`between eachlink will pinch
`the skin or pull wrist hair. If
`you experience either of these
`painful annoyances while
`trying on a watch, hunt for
`one with a metal bracelet that
`doesn’t threaten your wrist
`with torture or depilation.
`Notall metal bracelets use
`links, of course. Metal meshis
`an alternative. There are two
`kinds: elegant Milanese mesh
`and tougher-looking Shark
`Mesh,originally developed
`for dive watches. Leather,
`whetherthick or thin, does
`not generally pinch or grab,
`though it does wear out over
`time in ways metal won't.
`
`The next thing to con-
`sider is price. Rubber is
`the mostaffordable option,
`while metal almost always
`costs more than leather.
`A new watch with a metal
`bracelet will set you back
`anywhere from a few hun-
`dred to a few thousand dol-
`lars more than the same
`watch with a leather strap.
`If you eventually sour on
`your strap choice, changeit.
`With most contemporary
`watches and many vintage
`pieces, this can be done with
`the right equipment and a
`little patience. Well, maybe
`a lot of patience. If you slip
`and gouge the case, the re-
`pair bill might be hefty. To
`
`avoid the risk, you can al-
`ways take your watch to
`a professional, and have him
`or her swap the strap.
`If your horological budget
`is limited, swapping brace-
`lets and straps is a great
`wayto refresh the look of
`your watch, whether for a
`new season or that daunting
`job interview. And you’re not
`limited to buying a strap
`from the same brand that
`made your watch. Thousands
`of choices, including increas-
`ingly popular textile straps,
`are available in every price
`segment. In fact, I highly
`recommend strap-hopping.It
`may be the most fun a man
`can have with his watch.
`
`
`
`ENTS
`
`MORE PARTYTRICKS// RECENT TRENDS
`
`
`
`
`
`EXHIBIT 412EXHIBIT 412
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`OPPOSITION 91242213
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`
`
`
`r =
` ‘
`
`authorized dealer. While there are
`other legitimate online sellers, in-
`cluding individuals on sites like
`eBay, it’s easy to be fooled. Watch
`out for obvious red flags such as
`negative or outdated reviewson
`sites which include reviews. Also
`suspect are blurry photographs or
`ones that are clearly stolen from a
`brand’s website and don’t depict
`thetimepiece that’s actually being
`ow site is even
`
`S: zo3
`
`a little difficult, don’t buy. And
`while you might be tempted by,
`say, a Breitling Navitimer for
`$2,000—much less than the
`$8,000 to $48,000a brand-new
`one usually costs—if a price seems
`too goodto be true,it probably is.
`For further vigilance, always buy
`using PayPal or a credit card that
`offers protection on purchases.
`You may be able to reclaim some
`of your money ifyou’re duped.
`
`wal
`
`lished earlier this year, profits
`from the sale of fake watches (and
`other counterfeit goods) fund or-
`ganized crime,drug trafficking
`and terrorism.
`If you’re the sort of person
`who would never buy a cheap fake,
`the question becomes: Howdoyou
`avoid mistakenlypurchasing asu-
`oer fake? Regularreaders ofthis
`
`buying
`zolumnknow 1
`
`aewwatches onlyponeane or.
`
`ie
`
`Z :
`
`. mf
`
`
`
`DOCUMENT 55
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`EXHIBIT 57
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`DOCUMENT 53
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`
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`DOCUMENT 54
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`EXHIBIT 59
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`EXHIBIT 60
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`DOCUMENT 52
`
`
`
`MICHAEL CONNELLY
`
`and thecall list analysis had been discontinued. It was a sub-
`tle form of tunnel vision. They now had the bird in hand—
`Foster—so there was no needto finish going through hundreds
`of phonecalls and numbers that did not have any direct ties to
`their suspect.
`Bosch openedhis laptop and looked up Nelson Grant & Sons
`Jewelers. With Google mapshe located its Sunset Boulevard ad-
`dress in the upscale Sunset Plaza shopping district and learned
`that the store openedat ten o’clock each morning.
`Hedecided to visit the store as soon as it opened, but that
`wouldn’t be for nearly an hour. He opened the business’s website
`and determined that the shop dealt in manylines of jewelry and
`watchesas well as handledestate sales.But he could notfind any
`references to Audemars Piguet watches,
`|
`He then Googled the watchmaker and found several online
`dealers. He clicked on one ofthese and soon’ was looking at an
`array of watches manufactured by the Swiss company. He fur-
`ther refined his search to ‘the Royal Oak Offshore model and
`soon was looking at a watch with a $14,000 price tag.
`Bosch whistled. The discrepancy between what Harrick paid
`a year ago for the same model and the current¢ online retail price
`was nearly ten thousand dollars.
`Hewent back to the manufacturer’s website-and clicked on
`thelist of certified Audemars Piguet dealers. There were only
`three shops and service'centersin the United States and the clos-
`est to L.A.was in LasVegas. Bosch pulled up two numbersfor
`the service center andthen went back to the phone logs from
`the murder book. Scanning the call logs for matches was easy
`and quick because ofthe 702 area code for Las Vegas. Bosch
`found two’calls connected to the service center.On Thursday,
`February 5—thesame day Lexi Parks called Nelson Grant &
`
`206
`
`
`
`’. MICHAEL CONNELLY
`
`“Audemars Piguet,” the man said, pronouncing it quite dif-
`ferently than. Bosch. had. “We are not a dealer. But on occasion
`"we sell AP watchesthrough estate sales. We had twolast year
`_ but they sold. They.re collector’s items and they go quickly
`
`- whenweget them.”
`' “So they would have been used.”
`“We prefer.to say estate owned.”
`“Gotit. Estate owned. You know, now that you mentionit,I
`think I was in here last year and saw one.It wasa ladies’ watch?
`_ Wasthat back in December when you hadit?”
`“Uh,yes, I believe so. That wasthe last one we had.”
`“A Royal Oak,right?”
`“Actually, the model was a RoyalOak Offshore, Are you a
`
`collector, sir?” -
`“A collector? In a way, yeah. So I haveafriend. Vincent Har-
`rick? You know him? He was the one who bought that AP
`watch back in December,right?”
`The man looked suspicious and confused at the same time.
`“I’m not at liberty to discuss ourclients, sir. Is there a watch
`here that we do havethat I can show you?”
`He gestured with his arm across the glass top of the counter.
`Bosch looked at himwithout answering. There was something
`off. As soon as Bosch mentioned Harrick and the watch bought
`in December, theman seemed to grow nervous. He had made a
`furtive glance behind him at the doorto the back room.
`Bosch decided topush things a bit and to gauge the man’s re-
`' actions.
`“So whodied?”he asked.
`“Whatare you talking about?” the man replied,his voiceal-
`most shrill.
`- “To havean estate sale, somebody’s gotta die, right?”
`
`212
`
`
`
`EXHIBIT 61
`
`
`
`OFFERED BY HAAS OUTDOORSOFFERED BY HAAS OUTDOORS
`
`OPPOSITION 91242213
`
`AUDEMARS PIGUET v. HAAS OUTDOORS
`
`
`
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`
`https:/Avww.sec.gov/Archives/edgar/data/7 1691/000100547701001357/0001005477-01-001357-0004 txt
`Securities registered pursuant to Section 12(g) of the Act:
`
`Not Applicable
`(Title of class)
`
`Indicate by check mark whether the registrant (1) has filed all reports
`required
`to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934
`during
`the preceding 12 months and (2) has been subject to such filing requirements
`for
`the past 90 days. Yes
`
`[X| No
`
`|_|
`
`Indicate by check mark if disclosure of delinquent filers pursuant to Item
`405
`to the
`of Regulation S-K is not contained herein, and will not be contained,
`best of registrant's Knowledge,
`in definitive proxy or information statements
`incorporated by reference in Part III of this Form 10-K or any amendment to
`this
`Form 10-K.
`
`|X|
`
`The aggregate market value of Class A Common Stock held by non-affiliates as
`of
`February 16, 2001, was approximately $5.8@ billion. As of such date,
`non-affiliates held 93,2708 shares of Class B Common Stock. There is no active
`market for such stock.
`
`The. number. ofoutstanding. shares.of each class of the registrant's common _
`stock
`as of February 16, 2001, was as follows: 161,310,881 shares of Class A Common
`Stock and 847,158 shares of Class B Common Stock.
`
`Document incorporated by reference
`
`Part
`
`Proxy Statement for the 2001 Annual Meeting of Stockholders..............
`IIt
`
`INDEX TO THE NEW YORK TIMES COMPANY
`
`2000 FORM 10-K
`
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`
`277
`
`
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`
`<TABLE>
`
`<CAPTION>
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`
`PART I
`
`1. Business
`Oe eee meee ee mee meee eee eer etree veneer ernereesereresneeseese
`
`cece eee
`
`1
`
`Introduction... . cc ccc cee etre cee ee eect eee eee eae
`
`tte cece eens
`
`1
`
`NQ@WSPAPErS.. ce cee ee ee eee eee eee erence eee eee een etene
`oe @ pe &@
`@
`@
`© ee ee eo
`1
`The New York
`TIMES... cc cc cc ee ee ere eee eee eee tee eee tare eees
`
`1 C
`
`Urculation... cece cece cece c erence reer ereeeees
`eee eeee
`1
`
`AdVertising. .. ccc ccc ccc eec ee eee eee rete eee eees
`
`Production and
`DIStPiDUTION. .. cece ccc cece ee eee rere eee eer eee eeees
`
`2
`
`Related
`BUSINESSES. oc cc ce ce eee ee eee ee eee renee reece eees
`
`3
`
`New England Newspaper
`GROUP... cee ee eee ee tee ee eet eee eee eee etter eeeenes
`Circulation: The
`(CH We)0)
`Circulation:
`
`WOPCESTER. .. cece cee ee ee ere eee eee ene eee eee e tee ee eenee
`
`oeseeevee
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`3/177
`
`4 A
`
`dVertiSing. .. cc cece cee eee ee eee eee eres eenes
`cece eee
`
`5 P
`
`roduction and
`DiStPAbUtiON. ... cece cece eee ee eee eee e eee tees eeenee
`5
`
`Regional
`NGEWSPAPErS. ccc eee e cece ee eee ee ee eee eee eee eee erees
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`
`
`
`7/22/22, 10:47 AM
`
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`
`5
`
`Broadcasting... . cece eee e ee eee eeceeees veer e ee eee cece ee ees
`See w eee eee
`6
`
`Magazines............4.. cece eee Lee eee eee eee ee eee ee eee eee eee ee eens
`cece ee eecee cee
`7
`New York Times
`Digital........... See eect cence See eee eee eee cece eee Sees .
`7
`
`Forest Products Investments and Other Joint
`VENTUPe lL... eee cc cee eee tenes sete eee e
`en eees
`_ Forest Product
`INVESEMENTS . cc eee ee ce ee ee eee ee ee ee eee eee eee EEE eee Eee eee eeee
`
`8
`
`8
`
`Other Joint
`
`VENTURE. . ccc ccc cc ee ee eee eee ee ee ee rere eee eee eee eee eee eee eee eTee
`
`8
`
`Raw
`Materials... ccc ccc cc ee ee ee ee eee et ee eee eee eee eee tenet e ees cent ence
`sce ee eee
`8
`Competition
`
`EMPLOVC@S sc cece cee c cscs eee e eee e ee ence eee e eee e eee e nee n een e eee e een ees
`cece e ew eee
`10
`we ADORL ee
`RELAtionS...ccccccccccc cece eee cee cece eee eee eee ee ee ee ee eee eee ene eee eenes
`
`.
`
`wees
`
`12
`
`2.
`eT axe) Y=] pa=o
`cece eee eee renee
`11
`3.
`Legal
`PROCGCdINEGS. .. cece eee eee eee reer eee eee eeeeeee cece ee ewes cece cece eens
`see e eee
`12
`4.
`Submission of Matters to a Vote of Security
`HOLdErs.. cece cece eee eee ce eee eee eee eerste tenes
`Executive Officers of the
`Registrant... ... ccc cece cee eeeees sec eee eee beeen ee eee cece e eens
`
`12
`
`12
`
`5. Market for the Registrant's Common Equity and Related Stockholder
`Matters... ccc cece rece cccees
`13
`6. Selected Financial
`Data...... sneer wee reenter cere erene cee Lecce ee wee rere reese eee eteees
`
`PART II
`
`13
`
`7. Management's Discussion and Analysis of Financial Condition and Results
`hitps:/Awww.sec.gov/Archives/edgar/data/7 1691/000100547701 001357/0001005477-01-001357-0001.txt
`
`41177
`
`
`
`https:/Awww.sec.gov/Archives/edgar/data/7 169 1/000 100547701001357/0001005477-01-001357-0001 txt
`H22122, 10:47 AM
`of Operations.........
`13
`8. Financial Statements and Supplementary
`13
`DATA, Cece cc cece ee ee ete eee ee eee eee eee tae eee eeeee
`9. Changes in and Disagreements with Accountants on Accounting and
`Financial Disclosure..........
`13
`
`PART IIT
`
`18. Directors and Executive Officers of the
`RESISTPANt. .. Lee cc eee eee eee eee eee eee eee eens
`11. Executive
`Compensation... .. ccc cece evecceees vee e eee eee Lemme eee eee ee eee eee ene e eee eees
`wee e nee
`14
`12. Security Ownership of Certain Beneficial Owners and
`Management...... secre ere e ener ene rareceses
`14
`13. Certain Relationships and Related
`TRANSACTIONS... eee cece eee cence eee eeee Chee eee ee eee cence
`
`14
`
`13
`
`14. Exhibits, Financial Statement Schedules and Reports on Form 8-
`Kiceececcecevcceseeeecsteeveecs .
`14
`</TABLE>
`
`PART IV
`
`<PAGE>
`
`1
`
`ITEM 1. Business.
`
`INTRODUCTION
`
`PART I
`
`The New York Times Company (the "“Company") was incorporated on August 26,
`1896,
`under the laws of the State of New York. The Company is a diversified media
`company including newspapers, television and radio stations, magazines,
`electronic information and publishing, Internet businesses, and forest
`products
`investments. Financial information about industry segments is incorporated by
`reference to Note 16 to the Consolidated Financial Statements on page F-31 of
`this report.
`
`The Company currently classifies its businesses into the following segments:
`
`O
`
`the New England Newspaper
`Newspapers: The New York Times ("The Times");
`Group, consisting of The Boston Globe, a daily newspaper,
`the Boston
`https://www.sec.gov/Archives/edgar/data/7 169 1/000 10054770 1001357/000 1005477-01-001357-0001 txt
`
`5/177
`
`
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`https://Awww.sec.gov/Archives/edgar/data/7 169 1/000100547701001357/0001005477-01-001357-0001 txt
`Sunday Globe (both editions,
`"The Globe") and the Worcester Telegram &
`Gazette,
`in Worcester, Mass.
`(acquired January 7, 2000); 14 other daily
`newspapers in Alabama, California, Florida, Louisiana, North Carolina
`
`and
`
`New
`
`South Carolina ("Regional New