BULKY
`DOCUMENT
`
`(FILED ON PAPER-ENTIRE DOCUMENT EXCEEDS 100 PAGES)
`
`!Proceeding No.
`
`191219477
`
`I Filing Date
`
`!06/01/2016
`
`Declaration of Ignacio V. Duran
`Exhibit MM (Cont.)
`
`91219477
`
`

`
`Page 100
`
`... half, has been touting the stocks. Gary Chase, an analyst with Lehman Brothers, in a research report issued Monday,
`sharply ...
`... LLC (57%); UNITED AIR LINES INC (55%); LEHMAN BROTHERS HOLDINGS INC (50%)
`
`688. Chicago Tribune, June 4, 2002 Tuesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg. 7,
`1836 words, A bond(ing) experience; A primer to get you closer to the action, By Ann Meyer. Special to the Tribune
`
`... 500 index was down 11.9 percent in 2001, the Lehman Brothers Aggregate bond index was up 8.4 percent. Indeed,
`
`... Market Index, all of which try to match the performance of the benchmark Lehman Brothers Aggregate index. Take
`taxes into account In addition, ...
`PACIFIC INVESTMENT MANAGEMENT CO (PIMCO) (70%); LEHMAN BROTHERS HOLDINGS INC (54%);
`T ROWE PRICE GROUP ...
`
`689. Chicago Tribune, May 29, 2002 Wednesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg.
`2, 345 words, Confidence higher, but expectations fall, From Tribune news services
`
`... said Drew Matus, financial market economist at Lehman Brothers. Sales of existing homes increased to a seasonally
`adjusted ...
`LEHMAN BROTHERS HOLDINGS INC (53%)
`
`690. Chicago Tribune, May 22, 2002 Wednesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg.
`3, 4 I 2 words, Target profits climb, but retailer wary; Home Depot gain clouded by rival's, From Tribune news services
`
`... market share from Home Depot," said Alan Rifkin of Lehman Brothers. Home Depot said it opened 57 stores
`... 57%); NEW YORK STOCK EXCHANGE LLC (54%); LEHMAN BROTHERS HOLDINGS INC (51%)
`
`691. Chicago Tribune, May 12, 2002 Sunday, CHICAGOLAND FINAL EDITION, BUSINESS; ZONE: C;
`WORKING.; Pg. 5, 1145 words, In business, one dress style does not fit all; More companies are making shift back to
`formal attire, but casual wear still option for many, By Ann Therese Palmer. Special to the Tribune
`
`... summer. So, in March, did investment banking firm Lehman Bros. Inc. In addition to Doculabs, other Chicago
`companies with ...
`... standards, started receiving calls in January from firms such as Lehman Bros. about re-adopting traditional business
`attire. "Companies are ...
`LEHMAN BROTHERS HOLDINGS INC (83%); MERITAGE HOMES CORP (67%); ...
`
`692. Chicago Tribune, May 9, 2002 Thursday, NORTH SPORTS FINAL EDITION, NEWS; ZONE: N; Pg. 1, 1356
`words, Their account drained, victims sue broker's employers, By Janet Kidd Stewart, Tribune staff reporter
`
`... stolen from his clients for years. The Yales learned to their horror that their Lehman Brothers account is actually
`worth $67,000. Gruttadauria eventually ...
`... wealthy Chicagoans are suing two Wall Street giants--Lehman Brothers and SG Cowen--that employed
`Gruttadauria during what authorities say was ...
`... 2 GRAPHICPHOTO: Judith and Alan Yale are seeking restitution from Lehman Brothers and SG Cowen
`Securities, who employed Frank Gruttadauria. . ..
`... ONE CHICAGO COUPLE Judith and Alan Yale are suing Lehman Brothers and SG Cowen, two Wall Street giants
`that employed ...
`LEHMAN BROTHERS HOLDINGS INC (56%); HAMBRECHT & QUIST CALIFORNIA (50%)
`
`693. Chicago Tribune, May 5, 2002 Sunday, CHICAGOLAND FINAL EDITION, BUSINESS; ZONE: C; Pg. 6, 933
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`Page IOI
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`words, Job prospects dim despite brighter outlook, By Ameet Sachdev, Tribune staff reporter
`
`... MBA programs. Several longtime recruiters at the school, such as Lehman Bros. and Bear Steams investment banks,
`passed up campus ...
`
`694. Chicago Tribune, April 28, 2002 Sunday, CHICAGOLAND FINAL EDITION, REAL ESTATE; ZONE: C;
`FINANCING.; Pg. 2, 710 words, More are retiring on the house, By Marilyn Kennedy Melia. Special to the Tribune
`
`... Financial Freedom Senior Funding Corp., a subsidiary of Lehman Brothers Bank (www.financialfreedom.com). It
`isn't easy to ...
`
`695. Chicago Tribune, April 24, 2002 Wednesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg.
`I, 1156 words, Product-rollout costs bite into profit at Wrigley; Hefty increase in NiSource net, By James P. Miller,
`Tribune staff reporter. Tribune staff reporter Melita Marie Garza contributed to this report
`
`... an upgrade to "strong buy" from "market perform" by Lehman Brothers analyst Andrew Lazar, because of what he
`considers Wrigley's solid growth ...
`... 70%); NEW YORK STOCK EXCHANGE LLC (56%); LEHMAN BROTHERS HOLDINGS INC (56%)
`
`696. Chicago Tribune, April 15, 2002 Monday, SPORTS FINAL EDITION, BUSINESS; ZONE: CN; Pg. 2, 683
`words, Israel's investment climate cloudy; Warfare, threat of sanctions spoil business growth, By Amy Teibel, Dow
`Jones News Service, JERUSALEM
`
`... business activities, said Toby Fischbein, an analyst with Lehman Brothers. Every Israeli firm has employees doing
`reserve duty as ...
`LEHMAN BROTHERS HOLDINGS INC (58%)
`
`697. Chicago Tribune, April 14, 2002 Sunday, CHICAGOLAND FINAL EDITION, BUSINESS; ZONE: C; Pg. I,
`1580 words, New CEO to fashion trimmer Hartmarx; Shareholders want suitmaker's profits altered, By Susan
`Chandler, Tribune staff reporter
`
`... long last. In March, investment banking firm Lehman Brothers brought back its "formal" dress code, which requires
`male ...
`
`698. Chicago Tribune, April 11, 2002 Thursday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; THE
`TICKER.; Pg. 2, 166 words, WALL STREET: Conflict-of-interest inquiry broadened, From Tribune news services,
`ALBANY, N.Y .
`
`... Bear Steams Co. The Wall Street Journal reported that Lehman Brothers Holdings Inc. and Lazard Freres & Co.
`were also among the firms ...
`MERRILL LYNCH & CO INC (94%); LEHMAN BROTHERS HOLDINGS INC (83%); GOLDMAN SACHS
`GROUP INC ( ...
`
`699. Chicago Tribune, April 8, 2002 Monday, SPORTS FINAL EDITION, INVESTING; ZONE: CN; Pg. 2, 851
`words, With regulations on horizon, analysts look toward reform, Reuters, NEW YORK
`
`... prohibitions on stock ownership of covered companies. Recently, Lehman Brothers analysts provided a striking
`example of the new sensitivity ...
`MERRILL LYNCH & CO INC (91 %); LEHMAN BROTHERS HOLDINGS INC (84%); ENRON CREDITORS
`RECOVERY CORP ( ...
`
`700. Chicago Tribune, April 8, 2002 Monday, SPORTS FINAL EDITION, NEWS; ZONE: CN; Pg. 8, 571 words,
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`Page 102
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`Suit accuses firms of fraud in Enron case; Shareholders claim Wall Street giants played key roles, By David S.
`Hilzenrath and Peter Behr, The Washington Post, WASHINGTON
`
`... Inc., Bank of America Corp., Merrill Lynch & Co. and Lehman Brothers Holding Inc. A Merrill Lynch spokesman
`said ...
`... AMERICA CORP (91%); KIRKLAND & ELLIS LLP (90%); LEHMAN BROTHERS HOLDINGS INC (84%);
`MILBERG LLP (84%); CREDIT ...
`
`70 I. Chicago Tribune, April 8, 2002 Monday, SPORTS FINAL EDITION, BUSINESS; ZONE: CN; Pg. 4, 593
`words, Thumb keyboards gain fans as hand-helds gain functions, By May Wong, Associated Press
`
`... puts his thumbs to work. A financial analyst for Lehman Brothers in San Francisco, he reaches for the BlackBerry
`hand- ...
`... SHARP ELECTRONICS CORP (62%); SONY CORP (60%); LEHMAN BROTHERS HOLDINGS INC (58%);
`KENSINGTON TECHNOLOGY GROUP (53%); ...
`
`702. Chicago Tribune, April 5, 2002 Friday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg. 3, 527
`words, Chicago couple sue stockbroker; $12 million lost in Gruttadauria scam, they say, By Janet Kidd Stewart,
`Tribune staff reporter
`
`... 12 million in a scam run by their Lehman Brothers stockbroker are seeking damages of more than $100 million
`LEHMAN BROTHERS HOLDINGS INC (58%); JENNER & BLOCK LLP (58%); ...
`
`703. Chicago Tribune, April 4, 2002 Thursday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg. 2,
`358 words, WorldCom plans to lay off3,700 workers; Sluggish business prompts cost cuts, From Tribune news
`services
`
`... company laid off about 6,000 U.S. employees. Lehman Bros. analyst Blake Bath on Wednesday lowered his revenue
`
`... INC (68%); NASDAQ OMX GROUP INC (56%); LEHMAN BROTHERS HOLDINGS INC (52%)
`
`704. Chicago Tribune, March 28, 2002 Thursday Correction Appended, NORTH SPORTS FINAL EDITION,
`BUSINESS; ZONE: N; Pg. 1, 657 words, Ruling affords project a breather; Chin wins round against LaSalle, By
`Thomas A. Corfman, Tribune staff reporter
`
`... court ruling: a foreclosure case filed by Lehman Brothers. which provided $22.5 million in mezzanine financing.
`And if ...
`... GROUP LLC (64%); US BANCORP (62%); LEHMAN BROTHERS HOLDINGS INC (58%); LIBERTY
`FEDERAL BANK (HINSDALE, ...
`
`705. Chicago Tribune, March 22, 2002 Friday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Market
`report.; Pg. 4, 678 words, Investors look past unsettling news, Bill Barnhart
`
`... cents, to $24.65, after an analyst at Lehman Brothers cut her estimates of advertising revenue for the media giant.
`
`... 56%); NEW YORK STOCK EXCHANGE LLC (55%); LEHMAN BROTHERS HOLDINGS INC (55%)
`
`706. Chicago Tribune, March 21, 2002 Thursday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg.
`3, 480 words, Profits plummet 48% at General Mills; FedEx net up 11 %, From Tribune news services
`
`... shed $1.05, to $62.10, on the NYSE. - Lehman Brothers Holdings Inc. reported a 23 percent drop ...
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`Page 103
`
`... STEARNS COS INC (81%); THOMSON FINANCIAL (71%); LEHMAN BROTHERS HOLDINGS INC (60%);
`NEW YORK STOCK EXCHANGE ...
`
`707. Chicago Tribune, March 20, 2002 Wednesday, FINAL EDITION, BUSINESS; ZONE: C; Market report.; Pg. 5,
`678 words, Earnings guidance turning upbeat, Bill Barnhart
`
`... share, said Michael Matus, an analyst at Lehman Brothers. Gary Schneider, an analyst at Bear Stearns,
`
`708. Chicago Tribune, March 16, 2002 Saturday, FINAL EDITION, BUSINESS; ZONE: N; Pg. I, 444 words, Kraft
`sets more cuts to digest Nabisco; Burden to shift to its own workers, By Ameet Sachdev, Tribune staff reporter
`
`... they're very much on track" on the Nabisco integration, Lehman Brothers analyst Andrew Lazar told Reuters.
`"They're actually ...
`KRAFT NABISCO (96%); MONDELEZ INTERN A TI ON AL INC (94%); LEHMAN BROTHERS HOLDINGS INC
`(55%); NEW YORK STOCK EXCHANGE ...
`
`709. Chicago Tribune, March 10, 2002 Sunday, CHICAGOLAND FINAL EDITION, BUSINESS; ZONE: C; Pg. I,
`1600 words, Wendy's sizzles as burger wars heat up; Chain's sales grow more than rivals', By Ameet Sachdev, Tribune
`staff reporter
`
`... reports Mitchell Speiser, a restaurant analyst at Lehman Brothers. The company has kept the momentum going this
`year despite the loss of ...
`
`710. Chicago Tribune, March 7, 2002 Thursday, NORTH SPORTS FINAL EDITION, TEMPO; ZONE: N; Pg. 5, 386
`words, State-of-the-art studio planned for New York, By Verena Dobnik, Associated Press Writer, NEW YORK
`
`... partners who conceived the idea for Studio City. The Lehman Brothers investment banking firm is another financial
`partner in the ...
`LEHMAN BROTHERS HOLDINGS INC (53%)
`
`711. Chicago Tribune, March 7, 2002 Thursday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg. 2,
`663 words, Enron inquiry moves to Wall Street; House committee seeks information on partnerships, By Robert Manor
`and Delroy Alexander, Tribune staff reporters. Tribune senior correspondent William Neikirk contributed to this report
`
`... letters include Citigroup Inc., Goldman Sachs & Co., Lehman Brothers and J.P. Morgan Chase & Co. Calls for
`comment from the ...
`... INC (84%); CREDIT SUISSE GROUP AG (58%); LEHMAN BROTHERS HOLDINGS INC (58%)
`
`712. Chicago Tribune, March 7, 2002 Thursday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;
`Market report.; Pg. 6, 671 words, Dow, Nasdaq and optimism ascend, Bill Barnhart
`
`... Citigroup, Goldman Sachs, Credit Suisse First Boston and Lehman Brothers--that had dealings with Enron. Trading
`volume remained heavier than market ...
`... CORP (54%); CREDIT SUISSE GROUP AG (54%); LEHMAN BROTHERS HOLDINGS INC (54%); NASDAQ
`OMX GROUP INC ( ...
`
`713. Chicago Tribune, February 27, 2002 Wednesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;
`Pg. 3, 499 words, Insurers fight to avoid payouts on Enron; Accountants urge tougher standards, From Tribune news
`services
`
`... Feygin of J.P. Morgan Chase & Co., Richard Gross of Lehman Brothers Holdings Inc., Curt Launer of Credit Suisse
`Group's ...
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`Page 104
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`... JPMORGAN CHASE & CO (85%); CITIGROUP INC (84%); LEHMAN BROTHERS HOLDINGS INC (83%);
`ARROWPOINT CAPITAL CORP (71%); ...
`
`714. Chicago Tribune, February 22, 2002 Friday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg. 1,
`674 words, Downgrade knocks wind out of media stocks, By Kathy Bergen, Tribune staff reporter
`
`... Thursday, following a downgrade Wednesday by a Lehman Brothers analyst and reports that Janus mutual funds
`have sold large ...
`
`715. Chicago Tribune, February 22, 2002 Friday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; THE
`TICKER. MIDWEST BRIEFS.; Pg. 2, 95 words, Jailed broker hit with SEC charges, From Tribune staff, wires
`
`... for various firms, including SG Cowen Corp. and Lehman Brothers Inc. Gruttadauria, in jail since Feb. 9,
`LEHMAN BROTHERS HOLDINGS INC (83%)
`
`716. Chicago Tribune, February 21, 2002 Thursday, NORTH SPORTS FINAL EDITION, CARS; ZONE: N; Pg. 5,
`274 words, Satellite radio gains new player in Sirius, By Catherine Tsai, Associated Press, DENVER
`
`... 1, though it is airing its programs over the Internet. Lehman Brothers analyst William Kidd said the satellite sector
`has had some ...
`... DAIMLER AG (82%); GENERAL MOTORS CO (66%); LEHMAN BROTHERS HOLDINGS INC (56%)
`
`717. Chicago Tribune, February 19, 2002 Tuesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg.
`1, 924 words, RiverBend in financing comer; Condominium development's sales tide must come back in, By Thomas
`A. Corfman, Tribune staff reporter
`
`... financed with an $11.7 million mezzanine loan from Lehman Brothers, which real estate experts estimate charges
`more than 20 ...
`... how much it will take to pay off Lehman Brothers, but said the New York investment bank's position is
`LEHMAN BROTHERS HOLDINGS INC (54%)
`
`718. Chicago Tribune, February 17, 2002 Sunday, CHICAGOLAND FINAL EDITION, BUSINESS; ZONE: C; Pg.
`1, 1556 words, Bolder flavor takes hold; 4th-generation leader, new execs foster innovation, By Ameet Sachdev,
`Tribune staff reporter
`
`... said Andrew Lazar, a food analyst at Lehman Bros. "Many of these new products have much higher profit margins,
`and that has ...
`... JR CO (96%); WRIGLEY CO LTD (63%); LEHMAN BROTHERS HOLDINGS INC (55%); PROCTER &
`GAMBLE CO (54%)
`
`719. Chicago Tribune, February 16, 2002 Saturday, NORTH FINAL EDITION, BUSINESS; ZONE: N; THE
`TICKER. MIDWEST BRIEFS.; Pg. 2, 88 words, Broker is denied bond in Cleveland, From Tribune staff, wires
`
`... for several firms, including SG Cowen Corp. and Lehman Brothers.
`LEHMAN BROTHERS HOLDINGS INC (57%)
`
`720. Chicago Tribune, February 14, 2002 Thursday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;
`EARNINGS.; Pg. 3, 849 words, HP triples profit; Viacom reports loss, From Tribune news services
`
`... we're starting to see signs of an upturn," said Lehman Brothers analyst Stuart Linde. The first-quarter softness is
`expected, he ...
`... 98%); VIACOM INC (85%); THOMSON FINANCIAL (70%); LEHMAN BROTHERS HOLDINGS INC (51%)
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`Page 105
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`721. Chicago Tribune, February 12, 2002 Tuesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg.
`3, 602 words, FBI finds missing broker; Client accounts sharply inflated, documents say, By Janet Kidd Stewart,
`Tribune staff reporter. Tribune news services contributed to this report
`
`... $13 million in assets in a Lehman Brothers account, but the account actually had a value of$ ...
`... for various firms, including SG Cowen Corp. and Lehman Brothers Inc. He began to work at Cowen in 1989
`... About two dozen other customers, representing 110 Lehman Brothers accounts, are affected, a Lehman spokesman
`said Monday ....
`LEHMAN BROTHERS HOLDINGS INC (85%); PNC FINANCIAL SERVICES GROUP ...
`
`722. Chicago Tribune, February 12, 2002 Tuesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; On
`personal finance.; Pg. 5, 744 words, Mind-bending adventures in Enronland, Andrew Leckey
`
`... said Robert Willens, accounting and tax analyst at Lehman Brothers. Convinced there are "probably one or two
`more Enrons out there," ...
`
`723. Chicago Tribune, February 11, 2002 Monday, SPORTS FINAL EDITION, NEWS; ZONE: CN; ACROSS THE
`NATION.; Pg. 12, 146 words, Fugitive investment broker surrenders, Items compiled from Tribune news services,
`CLEVELAND, OHIO
`
`... Saturday evening, two blocks from his old office at Lehman Brothers.
`LEHMAN BROTHERS HOLDINGS INC (58%)
`
`724. Chicago Tribune, February 6, 2002 Wednesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;
`Pg. 3, 586 words, Healthy increase in factory orders; Data now show service sector lag, By James P. Miller, Tribune
`staff reporter. Reuters news service contributed to this report
`
`... U.S. economy, as today's data clearly show," echoed Lehman Brothers economist Drew Matus. According to the
`Commerce Department, factory ...
`... SUPPLY MANAGEMENT (83%); WELLS FARGO & CO (83%); LEHMAN BROTHERS HOLDINGS INC
`(56%)
`
`725. Chicago Tribune, February 2, 2002 Saturday, NORTH FINAL EDITION, BUSINESS; ZONE: N; Pg. 2, 262
`words, Investor losses probed; broker sought, By Janet Kidd Stewart, Tribune staff writer
`
`... cheated out of millions of dollars are among the clients of a Lehman Brothers broker from Cleveland under
`investigation by federal authorities, sources said. Lehman Brothers Holdings Inc. officials acknowledged they have
`been working with the Federal Bureau of ...
`... size of these cases is extraordinary," Stoltmann said Friday. A Lehman Brothers spokesman said Gruttadauria
`joined the firm in 2000 ...
`LEHMAN BROTHERS HOLDINGS INC (94%); COWEN GROUP INC (67%); ...
`
`726. Chicago Tribune, January 25, 2002 Friday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;
`INSIDE TRAVEL.; Pg. 3, 604 words, United gearing up for another round of contract talks, JOHN SCHMELTZER
`
`... said Joyce Minor, gaming and lodging analyst for Lehman Brothers Inc. If true, that would be welcome news not
`only to the hotel ...
`
`727. Chicago Tribune, January 13, 2002 Sunday, CHICAGOLAND FINAL EDITION, BUSINESS; ZONE: C; Pg. 1,
`833 words, Against the wall at Andersen; Chiefs challenge to defend firm, restore its name, By Robert Manor and
`Ameet Sachdev, Tribune staff reporters. Tribune news services contributed to this report
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`Page 106
`
`... altar of Enron," Bob Willens, accounting analyst at Lehman Brothers. said on Thursday. "They were the gold
`standard those days. Now, ...
`
`728. Chicago Tribune, January 4, 2002 Friday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg. 3,
`124 words, AOL may lower forecasts as Web, ad sales slide, Reuters
`
`... retire and the appointment of top deputy Richard Parsons to succeed him. Lehman Bros. Inc. analyst Holly Becker
`complained in a ...
`AOL INC (95%); LEHMAN BROTHERS HOLDINGS INC (84%)
`
`729. Chicago Tribune, December 29, 2001 Saturday, NORTH FINAL EDITION, BUSINESS; ZONE: N; Pg. I, 482
`words, Stocks upbeat, buoyed by data on consumers, Tribune staff and wire reports
`
`... said Jeffrey Applegate, chief investment strategist at Lehman Brothers. While the market's mood was upbeat, some
`investors sold ...
`... CORP (63%); CREDIT SUISSE ASSET MANAGEMENT (57%); LEHMAN BROTHERS HOLDINGS INC
`(54%); FMC TECHNOLOGIES INC (51%); ...
`
`730. Chicago Tribune, December 21, 2001 Friday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg.
`2, 603 words, Results off at 3 major investment banks; Layoffs expected at A.G. Edwards after profit falls, From
`Tribune news services
`
`... major investment banks announced large quarterly declines. Lehman Brothers Holding Inc. said net income,
`excluding special ...
`LEHMAN BROTHERS HOLDINGS INC (94%); GOLDMAN SACHS GROUP INC ( ...
`
`731. Chicago Tribune, December 19, 2001 Wednesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;
`INSIDE REAL ESTA TE.; Pg. 3, 631 words, Time tolling on 550 W. Jackson loan as developer seeks tenants,
`THOMAS A. CORFMAN
`
`... deal needs the approval of New York investment bank Lehman Brothers, which has an interest in the building worth
`between$ ...
`... million that is subordinate to Bank One's mortgage, sources said. Lehman Brothers has to decide whether it would
`be better off letting Goodman refinance the ...
`... CHASE & CO (92%); CBRE GROUP INC (83%); LEHMAN BROTHERS HOLDINGS INC (55%)
`
`732. Chicago Tribune, December 19, 2001 Wednesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;
`Pg.3
`
`... attacks Images on a video board of the new Lehman Brothers building in New York appear to mirror people
`
`733. Chicago Tribune, December 16, 2001 Sunday, CHICAGOLAND FINAL EDITION, BUSINESS; ZONE: C;
`CHICAGO'S TOP 50 STOCKS.; Pg. 8, 490 words, Tellabs, TDS off as telecoms slip, By Bill Barnhart, Tribune
`markets columnist
`
`... industrial distributor W.W. Grainger, Lake Forest, faded. Lehman Brothers downgraded the stock. Shares fell $1.39,
`or2.9 ...
`... CHASE & CO (57%); SERVICEMASTER CO LLC (57%); LEHMAN BROTHERS HOLDINGS INC (57%);
`WW GRAINGER INC (55%); ...
`
`734. Chicago Tribune, December 15, 2001 Saturday, NORTH FINAL EDITION, BUSINESS; ZONE: N; Pg. I, 660
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`Page 107
`
`words, McDonald's earnings on target; food prices cut, By Ameet Sachdev, Tribune staff reporter
`
`... wrote Mitchell Speiser, a restaurant analyst at Lehman Brothers. in a research report this week. Speiser and other ...
`MCDONALD'S CORP (96%); LEHMAN BROTHERS HOLDINGS INC (52%)
`
`735. Chicago Tribune, December 13, 2001 Thursday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;
`MARKET REPORT.; Pg. I, 985 words, Volatility prevails in Treasury market, BILL BARNHART
`
`... 3.2 percent, to $25.64. An analyst at Lehman Brothers downgraded the stock Tuesday, and other analysts said they
`expected ...
`
`736. Chicago Tribune, December 9, 200 I Sunday, CHICAGO LAND FINAL EDITION, BUSINESS; ZONE: C; Pg.
`3, I 067 words, Hotel, casino stocks show signs oflife; Business, leisure travel recovering, Tribune staff and wire
`reports
`
`... After a meeting with company officials last week, Lehman Brothers analysts raised their rating on MGM Mirage
`stock. "Our ...
`
`737. Chicago Tribune, November 27, 2001 Tuesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;
`Pg. 5, 1126 words, Some 401(k) plans take another hit; Companies cut contributions, By Josh Friedman. Special to the
`Tribune
`
`... things to come. Nicholas Lobaccaro, an analyst at Lehman Bros., said he expects Ford Motor Co. and General
`Motors ...
`
`738. Chicago Tribune, November 27, 2001 Tuesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;
`THE TICKER.; Pg. 2, 280 words, AMERICAN STOCK EXCHANGE: $1 million fine for Goldman Sachs' unit, From
`Tribune news services, NEW YORK
`
`... highest penalty--a $225,000 fine for Lehman Bros. in 1998. Goldman Sachs consented to the disciplinary panel
`... 94%); NEW YORK STOCK EXCHANGE LLC (57%); LEHMAN BROTHERS HOLDINGS INC (54%)
`
`739. Chicago Tribune, November 21, 2001 Wednesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;
`Market report.; Pg. 5, 690 words, Rally stumbles as optimism fades, Bill Barnhart
`
`... shares had risen more than 31 percent in November. Lehman Brothers on Monday boosted its 2002 earnings
`forecast for the ...
`TELLABS OY (90%); LEHMAN BROTHERS HOLDINGS INC (70%); ENRON CREDITORS RECOVERY CORP
`( ...
`
`740. Chicago Tribune, November 18, 2001 Sunday, CHICAGOLAND FINAL EDITION, BUSINESS; ZONE: C; Pg.
`I, 1500 words, Kraft keeps grip on pantry doors; Executive power sharing and the heavy influence of parent Philip
`Morris Cos. raise concerns, but the food giant's depth and breadth hold it steady amid market swings., By Ameet
`Sachdev, Tribune staff reporter
`
`... Andrew Lazar, a food industry analyst at Lehman Brothers. The co-CEOs declined to comment on Kraft's 2002
`
`741. Chicago Tribune, November 18, 2001 Sunday, CHICAGOLAND FINAL EDITION, REAL ESTATE; ZONE:
`C; Pg. 6G, 1125 words, Investors learn to love Fannie, Freddie, By Robert D. Hershey Jr., New York Times News
`Service, WASHING TON
`
`... Bruce W. Harting, who follows the stocks for Lehman Brothers. But those who study Fannie Mae and Freddie Mac
`
`BARCLA YS026246
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`Page 108
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`742. Chicago Tribune, November I 7, 2001 Saturday, NORTH FINAL EDITION, BUSINESS; ZONE: N; Pg. I, 620
`words, I ,000 jobs to be cut at Tellabs; Texas, Minnesota units to be closed, By Jon Van, Tribune staff reporter
`
`... management's commitment to profitability," said Steve Levy, a Lehman Brothers analyst. "It's counter to the culture
`at Tellabs to lay ...
`... NETWORKS CORP (69%); ALCATEL-LUCENT SA (69%); LEHMAN BROTHERS HOLDINGS INC (51%)
`
`743. Chicago Tribune, November 16, 2001 Friday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg.
`3, 827 words, Profit off, but Dell tops estimates; Agilent to slash 4,000 more jobs; Kohl's posts gain, From Tribune
`news services
`
`... in every product category and every region," said Lehman Brothers analyst Dan Niles, "but the problem here is
`you're gaining ...
`... AGILENT TECHNOLOGIES INC (85%); KOHL'S CORP (85%); LEHMAN BROTHERS HOLDINGS INC
`(56%)
`
`744. Chicago Tribune, November 13, 2001 Tuesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;
`On personal finance.; Pg. 7, 745 words, Business as usual? No, but it's close, Andrew Leckey, NEW YORK
`
`... nearby and in midtown Manhattan, Brooklyn and Jersey City. Lehman Brothers (which lost one employee) is
`buying Morgan Stanley's new ...
`... quarter of2002," concluded Brock Vandervliet, banking analyst with Lehman Brothers. Vandervliet favors City
`National (CYN) and Southwest Bancorporation of ...
`... CO INC (58%); AMERICAN AIRLINES INC (56%); LEHMAN BROTHERS HOLDINGS INC (55%)
`
`745. Chicago Tribune, October 31, 2001 Wednesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;
`THE TICKER. MIDWEST BRIEFS.; Pg. 2, 135 words, $4 billion bond sale completed by Kraft, Tribune staff, wire
`reports
`
`... percent bonds maturing in 2031. J.P. Morgan and Lehman Brothers arranged the sale. Moody's Investors Service
`rates Kraft's ...
`... INC (91 %); MOODY'S INVESTORS SERVICE LTD (70%); LEHMAN BROTHERS HOLDINGS INC (56%)
`
`746. Chicago Tribune, October 30, 2001 Tuesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; THE
`TICKER. MIDWEST BRIEFS.; Pg. 2, 75 words, Kraft to issue debt, Tribune staff and wire reports
`
`... year notes via lead managers J.P. Morgan and Lehman Brothers. Proceeds will go to help pay intercompany debt to
`
`... INTERNATIONAL INC (91%); ALTRIA GROUP INC (84%); LEHMAN BROTHERS HOLDINGS INC (57%)
`
`747. Chicago Tribune, October 29, 2001 Monday, NORTH SPORTS FINAL EDITION, NEWS; ZONE: N; Pg. 3,
`I 072 words, Sense of peril slows revival of Manhattan; Despite progress, some businesses, residents leaving, By
`Stevenson Swanson, Tribune national correspondent, NEW YORK
`
`... on the future of the area as the undisputed center of American finance. Lehman Brothers. one of the country's
`largest brokerage houses, announced earlier this ...
`LEHMAN BROTHERS HOLDINGS INC (54%); AMERICAN EXPRESS CO (53%)
`
`748. Chicago Tribune, October 24, 2001 Wednesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;
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`INSIDE REAL ESTA TE.; Pg. 3, 495 words, Market distress doesn't deter Buck from S. Riverside deal, Thomas A.
`Corfman
`
`... Sept. 11, when New York-based investment bank Lehman Brothers balked at providing both debt and equity for the
`
`... INC (90%); JONES LANG LASALLE INC (84%); LEHMAN BROTHERS HOLDINGS INC (70%); CHARLES
`E SMITH COMMERCIAL ...
`
`749. Chicago Tribune, October 23, 2001 Tuesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg.
`6, 780 words, Bioterror scare can lead to buying the wrong stocks, By Charles Piller, Special to the Tribune
`
`... But Joseph Dougherty, a biotech analyst at the Lehman Bros. investment bank, says that the distance between lab
`evidence and ...
`
`750. Chicago Tribune, October 23, 2001 Tuesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg.
`5, 950 words, Upbeat advice has a downside for analysts; Criticism comes with stock slide, By Walter Hamilton.
`Special to the Tribune
`
`... Dan Niles, a technology analyst at brokerage Lehman Bros. in San Francisco. "How many of them have gotten
`fired? ...
`
`751. Chicago Tribune, October 18, 2001 Thursday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;
`Market report.; Pg. 6, 701 words, Scare over anthrax weakens stocks, Bill Barnhart
`
`... ahead of the company's scheduled quarterly report on Thursday. Lehman Brothers trimmed its 2002 profit forecast
`for Microsoft, because of what an ...
`... CORP (63%); DOW JONES & CO INC (57%); LEHMAN BROTHERS HOLDINGS INC (56%); UNITED
`TECHNOLOGIES CORP (56%); ...
`
`752. Chicago Tribune, October 17, 2001 Wednesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;
`Pg. I, 749 words, Tellabs reports loss; TDS profit swells, By Jon Van, Tribune staff reporter
`
`... cut costs, and they've done it." Steve Levy of Lehman Brothers said, "It is comforting to see the beginning of the
`bottom of this slump ....
`TELLABS INC (94%); TELLABS OY (90%); LEHMAN BROTHERS HOLDINGS INC (58%); RBS HOLDINGS
`NV (54%)
`
`753. Chicago Tribune, October 9, 2001 Tuesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; THE
`TICKER.; Pg. 2, 236 words, MORGAN STANLEY: Lehman buying Manhattan tower, From Tribune news services,
`NEW YORK
`
`Lehman Brothers Holdings Inc. said Monday it will buy
`... few months. Terms were not disclosed. The sale provides Lehman Brothers badly needed space after the attacks
`destroyed the World ...
`MORGAN STANLEY (98%); LEHMAN BROTHERS HOLDINGS INC (97%)
`
`754. Chicago Tribune, October 7, 2001 Sunday, CHICAGOLAND FINAL EDITION, BUSINESS; ZONE: C; Pg. 3,
`94 7 words, Consumer products may offer salve for investors, Tribune staff and wire reports
`
`... Ann Gillin Lefever, consumer products analyst at Lehman Brothers. said of the impact a weakening economy will
`have on the ...
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`... INC (66%); GOLDMAN SACHS GROUP INC (58%); LEHMAN BROTHERS HOLDINGS INC (57%); BANK
`OF AMERICA CORP (55%)
`
`755. Chicago Tribune, October 6, 2001 Saturday, NORTH FINAL EDITION, BUSINESS; ZONE: N; Pg. 1, 733
`words, Markets stay on long road back; Late-session surge comes despite big drop in payrolls, By Janet Kidd Stewart,
`Tribune staff reporter
`
`... a cut in earnings outlook by a Lehman Brothers analyst.
`
`756. Chicago Tribune, October 4, 2001 Thursday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N; Pg.
`3, 436 words, Data eclipse rise in service index; Economy in retreat even before attacks, From Tribune news services,
`NEW YORK
`
`... survey," said Drew Matus, financial economist at Lehman Brothers, in a note to clients. Predictably, the NAPM
`report ...
`FEDERAL RESERVE BANK OF CHICAGO (84%); LEHMAN BROTHERS HOLDINGS INC (55%)
`
`757. Chicago Tribune, October 3, 2001 Wednesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: N;
`Pg. I, 1145 words, 38 firms on trading probe list; Bank One, CNA activity examined, By Robert Manor, Melissa
`Allison and James P. Miller, Tribune staff reporters
`
`... Services Inc. L-3 Communications Holdings Inc. Lehman Brothers Holdings Inc. Lockheed Martin Corp. Lone Star
`
`758. Chicago Tribune, September 24, 2001 Monday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE: CN;
`Pg. 6, 399 words, Turmoil could pave way for HP-Compaq merger, By Peter Henderson, Reuters, SAN FRANCISCO
`
`... environment, you see more consolidation, more mergers," said Lehman Brothers analyst Dan Niles, one of the most
`pessimistic on ...
`HEWLETT-PACKARD CO (97%); DELL INC (63%); LEHMAN BROTHERS HOLDINGS INC (56%)
`
`759. Chicago Tribune, September 19, 2001 Wednesday, NORTH SPORTS FINAL EDITION, BUSINESS; ZONE:
`N; Pg. 1, 567 words, N.Y. exchange springs back to life in Queens, By Ameet Sachdev, Tribune staff reporter, LONG
`ISLAND CITY, QUEENS
`
`... around New York's metropolitan area. Merrill Lynch and Lehman Brothers, two of the world's biggest brokerage
`houses that have been locked out of their ...
`... CO INC (90%); ICE FUTURES US (84%); LEHMAN BROTHERS HOLDINGS INC (56%)
`
`760. Chicago Tribune, September 14, 2001 Friday, NORTH SPORTS FINAL EDITION, NEWS; ZONE: N; Pg. 16,
`477 words, Students use Internet to report they're OK, By Amy E. Nevala, Tribune staff reporter
`
`... firms, including Morgan Stanley, Oppenheimer Funds Inc. and Lehman Brothers. All the firms had offices in the
`World Trade Center. ...
`MORGAN STANLEY (57%); LEHMAN BROTHERS HOLDINGS INC (57%)
`
`761. Chicago Tribune, September 12, 2001 Wednesday, FINAL EDITION, N