BULKY
`DOCUMENT
`
`(FILED ON PAPER - ENTIRE DOCUMENT EXCEEDS 100 PAGES)
`
`!Proceeding No.
`
`I 91219477
`
`I Filing Date
`
`I 06/0112016
`
`1Partl25of129
`
`Declaration of Ignacio V. Duran
`Exhibit MM (Cont.)
`
`91219477
`
`

`
`Page 73
`
`5 I 7. The Washington Post, October 4, 2002 Friday, Final Edition, FINANCIAL; Pg. E03, 592 words, Wall St. Slump
`Sends Nasdaq to 6-Year Low, Associated Press, NEW YORK Oct. 3
`
`... Charles Reinhard, senior U.S. investment strategist at Lehman Brothers. Advanced Micro Devices fell$ 1.74, to$
`
`... MANAGEMENT (69%); ADV AN CED MICRO DEVICES INC (56%); LEHMAN BROTHERS HOLDINGS INC
`(52%); BANK OF NEW YORK MELLON ...
`
`518. The Washington Post, October 3, 2002 Thursday, Final Edition, FINANCIAL; Pg. E03, 682 words, Stocks
`Resume Losing Ways; Indexes Sink Amid Pessimism Over Dow Chemical, Cisco, Bloomberg News, NEW YORK
`Oct. 2
`
`... share-price expectations for Citigroup, Merrill Lynch and Lehman Brothers Holdings. Merrill fell $ 1.30, to $
`33.15; ...
`
`519. The Washington Post, September 26, 2002 Thursday, Final Edition, FINANCIAL; Pg. EOl, 1581 words,
`Snyder's Wall Street Blitz; During the Boom, Pressure on Analysts Was Part of Many CEOs' Playbooks, Ben White,
`Washington Post Staff Writer, NEW YORK
`
`... later left Morgan Stanley and now works at Lehman Brothers Inc. Analysts and research directors say Snyder's
`alleged ...
`
`520. The Washington Post, September 25, 2002 Wednesday, Final Edition, FINANCIAL; Pg. E02, 1256 words, Dell
`to Sell Own Printers
`
`... Revenue slipped 0.3 percent, to$ 3.65 billion. Lehman Brothers Holdings profit sank 37 percent, to$ 194 ...
`
`521. The Washington Post, September 24, 2002 Tuesday, Final Edition, FINANCIAL; Pg. EOl, 763 words, Nasdaq
`Falls 3% as Sell-Off Continues, Neil Irwin, Washington Post Staff Writer
`
`... said Matthew Johnson, head of stock trading at Lehman Brothers. "There was a hope that at least things had
`stabilized. But ...
`... UNIPHASE CORP (53%); HP ENTERPRISE SERVICES (53%); LEHMAN BROTHERS HOLDINGS INC (52%)
`
`522. The Washington Post, September 15, 2002 Sunday Correction Appended, Final Edition, FINANCIAL; Pg. H02,
`443 words, Shattered Spirits on Wall Street
`
`... in seven -- since the planes slammed into the twin towers. Lehman Brothers, CIBC, Morgan Stanley, Credit Suisse
`First Boston and ...
`... LP (58%); CREDIT SUISSE GROUP AG (57%); LEHMAN BROTHERS HOLDINGS INC (57%); CITIGROUP
`INC (57%); JPMORGAN ...
`
`523. The Washington Post, September 13, 2002 Friday, Final Edition, FINANCIAL; Pg. E03, 656 words, Stocks Dip
`on Remarks By Bush, Greenspan, Bloomberg News, NEW YORK Sept. 12
`
`... Electronics reduced its forecast on semiconductor sales this quarter and Lehman Brothers analyst Ed White cut his
`earnings estimates for ...
`... 63%); INTEL CORP (58%); CITIGROUP INC (57%); LEHMAN BROTHERS HOLDINGS INC (54%);
`GENERAL MOTORS CO (53%); ...
`
`524. The Washington Post, September 12, 2002 Thursday, Final Edition, FINANCIAL; Pg. E03, 387 words, NYSE
`Sets Rules to Fight Fraud; Brokers Will Have to Improve Oversight, Keep Better Records, Monique Wise, Bloomberg
`
`BARCLA YS025921
`
`

`
`Page 74
`
`News, NEW YORK Sept. 11
`
`... Cowen & Co., later SG Cowen Securities Corp., and Lehman Brothers Inc. Gruttadauria, as a branch manager in
`Cleveland, ...
`COWEN GROUP INC (94%); LEHMAN BROTHERS HOLDINGS INC (84%); NEW YORK STOCK EXCHANGE
`
`525. The Washington Post, September 11, 2002 Wednesday, Final Edition, FINANCIAL; Pg. EOl, 1833 words, Wall
`Street Could Lose Its Place on The Map; Finance Firms' Moves Diversify Downtown, Ben White, Washington Post
`Staff Writer, NEW YORK Sept. 10
`
`... instances, Wall Street's big guns (Morgan Stanley and Lehman Brothers Inc., among others) have simply packed up
`and moved to ...
`... on (or near) Wall Street is long and getting longer: Lehman Brothers, Credit Suisse First Boston Corp., Morgan
`Stanley, ...
`... more expensive Midtown digs or to build outside the city. Lehman Brothers, for example, reportedly paid$ 700
`million, or ...
`LEHMAN BROTHERS HOLDINGS INC (85%); MERRILL LYNCH & CO INC ( ...
`
`526. The Washington Post, September 10, 2002 Tuesday, Final Edition, FINANCIAL; Pg. E05, 577 words, Intelsat,
`PanAmSat Make Rival Bids for European Firm, Yuki Noguchi, Washington Post Staff Writer
`
`... company from British Telecom, Deutsche Telekom, France Telecom and Lehman Brothers Holdings, the Intelsat
`source said. The bid was first reported ...
`... NETWORK CORP (66%); WALL STREET JOURNAL (55%); LEHMAN BROTHERS HOLDINGS INC (55%);
`DEUTSCHE TELEKOM AG (55%)
`
`527. The Washington Post, September 9, 2002 Monday, Final Edition, FINANCIAL; Pg. E04, 902 words, No
`Cataclysm, No Windfall; After 9/11, Real Estate Regained Its Balance, Neil Irwin, Washington Post Staff Writer
`
`... said it is buying 1325 G St. NW, with Lehman Brothers. The 298,000-square-foot office building is 100 percent ...
`
`528. The Washington Post, September 4, 2002 Wednesday, Final Edition, A SECTION; Pg. A22, 299 words, Slaves'
`Descendants Sue Firms; Filing Seeks Reparations From Profits on Free Labor, Darryl Fears, Washington Post Staff
`Writer
`
`... suits as investment banks J.P Morgan Chase & Co., Lehman Brothers Holdings Inc. and Brown Brothers Harriman;
`insurers American ...
`... AMERICAN INC (91%); UNION PACIFIC CORP (84%); LEHMAN BROTHERS HOLDINGS INC (83%);
`JPMORGAN CHASE & CO (83%); ...
`
`529. The Washington Post, September 2, 2002 Monday, Final Edition, SPORTS; Pg. DOI, 1131 words, Straight Line
`or Joke?; Samuels's Return Should Improve Blocking, Nunyo Demasio, Washington Post Staff Writer
`
`... who turned down an investment banking job with Lehman Brothers to pursue football. "It's just something that
`takes getting ...
`
`530. The Washington Post, September 1, 2002 Sunday, Final Edition, SPORTS; Pg. D07, 666 words, 'A Step in the
`Right Direction'; Former Commissioner Kuhn, Others Hail Labor Agreement as Progress, Thomas Heath, Washington
`Post Staff Writer
`
`BARCLA YS025922
`
`

`
`Page 75
`
`... Galatioto, managing director and head of sports finance at Lehman Brothers. "If small-market teams spend the
`money properly, it should ...
`
`531. The Washington Post, August 31, 2002 Saturday, Final Edition, STYLE; Pg. COi, 883 words, A Brave New
`Workspace, With a Human at Its Center, Linda Hales, Washington Post Staff Writer
`
`... how essential it is to be with others." That recognition has caused clients such as Lehman Brothers to adopt a new,
`more humanist mind-set. ...
`
`532. The Washington Post, August 30, 2002 Friday, Final Edition, A SECTION; Pg. A02, 206 words
`
`... reported in an Aug. 25 article. Shulman is with Lehman Brothers. After today's Weekend section went to press,
`showtimes ...
`LEHMAN BROTHERS HOLDINGS INC (56%); LOCKHEED MARTIN CORP (55%)
`
`533. The Washington Post, August 30, 2002 Friday, Final Edition, FINANCIAL; Pg. E03, 627 words, Dow Falls On
`Jobless News, but Nasdaq Up, Bloomberg News, NEW YORK Aug. 29
`
`... consumer spending. General Electric slid after a Lehman Brothers analyst cut earnings estimates for the firm.
`"Maybe the ...
`... CO INC (58%); COCA-COLA CO (58%); LEHMAN BROTHERS HOLDINGS INC (57%); GENERAL
`ELECTRIC CO (57%); ...
`
`534. The Washington Post, August 29, 2002 Thursday, Final Edition, FINANCIAL; Pg. E03, 293 words, Stockbroker
`Pleads Guilty to Fraud, M.R. Kropko, Associated Press, CLEVELAND Aug. 28
`
`... for SG Cowen Securities Corp. and later for Lehman Brothers Inc. According to the charges, between 1987 and
`2001 Gruttadauria ...
`LEHMAN BROTHERS HOLDINGS INC (82%); COWEN GROUP INC (69%)
`
`535. The Washington Post, August 29, 2002 Thursday, Final Edition, FINANCIAL; Pg. E03, 478 words, Stocks Slip
`After Nortel Warning, Bloomberg News, NEW YORK Aug. 28
`
`... profit estimates for Merrill Lynch, Bear Stearns, Lehman Brothers Holdings, Morgan Stanley and Goldman Sachs
`Group. Trone ...
`... MORGAN STANLEY (91%); EXXON MOBIL CORP (74%); LEHMAN BROTHERS HOLDINGS INC (67%);
`NORTHERN TRUST CORP (58%); ...
`
`536. The Washington Post, August 25, 2002 Sunday Correction Appended, Final Edition, A SECTION; Pg. AOl,
`2598 words, Too Much Supply, Too Little Demand; Businesses Have Few Incentives to Expand or Hire, Economists
`Say, Steven Pearlstein, Washington Post Staff Writer
`
`... reported in an Aug. 25 article. Shulman is with Lehman Brothers.
`
`537. The Washington Post, August 25, 2002 Sunday, Final Edition, MAGAZINE; Pg. Wl4, 7309 words, Heartburn
`Hotel; No one said it would be easy opening a trendy hotel in a 160-year-old abandoned government office building.
`But this was ridiculous, Steven Pearlstein
`
`... things in the late 1970s, when, as an investment banker with Lehman Brothers, he worked with New York hotelier
`Harry Helmsley. From Helmsley, ...
`
`538. The Washington Post, August 23, 2002 Friday, Final Edition, FINANCIAL; Pg. EOI, 627 words, Ciena Reports
`
`BARCLA YS025923
`
`

`
`Page 76
`
`$160 Million Quarterly Loss, Sabrina Jones, Washington Post Staff Writer
`
`... something between the two." Analyst Steve D. Levy of Lehman Brothers Inc. in New York gave Ciena's stock his
`
`539. The Washington Post, August 21, 2002 Wednesday, Final Edition, SPORTS; Pg. DOI, 1192 words, Ivy
`Leaguer's Job Search; Princeton Alum Tucker Might Start for Redskins, Mark Maske, Washington Post Staff Writer,
`CARLISLE, Pa
`
`... banking job in New York lined up with Lehman Brothers. But he deferred his job offer for a year to
`
`540. The Washington Post, August 21, 2002 Wednesday, Final Edition, FINANCIAL; Pg. E03, 642 words, Home
`Depot Profit Up 28%; Retailer Losing Sales to Lowe's Despite Earnings Gain, Dina E!Boghdady, Washington Post
`Staff Writer
`
`... Alan Rifkin, a senior vice president at Lehman Brothers Inc. "Home Depot may have missed on the top
`
`541. The Washington Post, August 21, 2002 Wednesday, Final Edition, FINANCIAL; Pg. EOI, 582 words, Qwest to
`Get $7.05 Billion for Phone-Book Unit, Jonathan Finer, Washington Post Staff Writer
`
`... Morgan, Bank of America, Deutsche Bank, Wachovia Securities and Lehman Brothers. which advised Qwest
`during the deal. "We had been looking at a ...
`
`542. The Washington Post, August 14, 2002 Wednesday, Final Edition, FINANCIAL; Pg. E02, 1040 words, IBM
`Cutting 15,600 Jobs
`
`... false statements to a bank. Gruttadauria worked for Lehman Brothers and SG Cowen Securities during the period
`for which his conduct is ...
`
`543. The Washington Post, August 9, 2002 Friday, Final Edition, FINANCIAL; Pg. EOI, 983 words, Fed Unlikely To
`Cut Rates, Regardless Of Rumors, John M. Berry, Washington Post Staff Writer
`
`... Harris and Steve Slifer, co-chief economists at Lehman Brothers Inc. told their clients this week. "We now see a
`
`544. The Washington Post, August 8, 2002 Thursday, Final Edition, FINANCIAL; Pg. EOI, 827 words, A Spree-Free
`Summer; Retail Industry Spending in July Less Than Hoped, Dina E!Boghdady, Washington Post Staff Writer
`
`... period after the holidays. Kimberly Greenberger, an analyst with Lehman Brothers Inc., said in a note to investors
`that 12 of the ...
`
`545. The Washington Post, August 6, 2002 Tuesday, Final Edition, FINANCIAL; Pg. EOI, 1032 words, Report
`Deepens Stocks' Slump; Service Sector Slows; Nasdaq at 5-Year Low, Ben White, Washington Post Staff Writer,
`NEW YORK Aug. 5
`
`... 2.23, or 7.2 percent, to$ 28.65, after a Lehman Brothers analyst raised questions about the bank's prospects. J.P.
`
`546. The Washington Post, August 3, 2002 Saturday, Final Edition, FINANCIAL; Pg. EOl, 949 words, Jobless Rate
`Unchanged Last Month; Reports Indicate Growth Was Slower Than Expected, John M. Berry, Washington Post Staff
`Writer
`
`... financial markets are now damaging the economic recovery," said Lehman Brothers economist Ethan S. Harris in
`New York. "The ...
`
`BARCLA YS025924
`
`

`
`Page 77
`
`MERRILL LYNCH & CO INC (84%); LEHMAN BROTHERS HOLDINGS INC (55%)
`
`547. The Washington Post, August 2, 2002 Friday, Final Edition, FINANCIAL; Pg. E02, 1022 words, NYSE
`Overhauls Listing Rules
`
`... facility as well as a$ 900 million loan from Lehman Brothers Holdings and Warren Buffett's Berkshire Hathaway.
`It also agreed to ...
`
`548. The Washington Post, August 2, 2002 Friday, Final Edition, A SECTION; Pg. AOl, 1236 words, For U.S.
`Students at Israeli University, a Shattered Illusion; Blast Shakes Sense That School Was Haven, Molly Moore and John
`Ward Anderson, Washington Post Foreign Service
`
`... residents as Richard Gussow, an equity analyst for Lehman Brothers who lives in Tel Aviv. He moved to Israel
`
`549. The Washington Post, July 30, 2002 Tuesday, Final Edition, A SECTION; Pg. AO!, 1041 words, Stocks Make
`More Big Gains; 447-Point Dow Surge Continues Last Week's Rally, Ben White, Washington Post Staff Writer, NEW
`YORK July 29
`
`... Matt Johnson, managing director of equity trading at Lehman Brothers. "But this was another relief rally, led by the
`big ...
`
`550. The Washington Post, July 29, 2002 Monday, Final Edition, A SECTION; Pg. AOI, 481 I words, Dream Job
`Tums Into a Nightmare; Skilling's Success Came at High Price, April Witt and Peter Behr, Washington Post Staff
`Writers
`
`... On Aug. 17, shrugging off the Skilling resignation, Lehman Brothers rated the company a "strong buy" and said:
`"The Enron ...
`
`551. The Washington Post, July 28, 2002 Sunday, Final Edition, FINANCIAL; Pg. H06, 195 words, THE INSIDE
`SCOOP
`
`The Wall Street investment firm Lehman Brothers recently issued what its experts believe is just such a list -(cid:173)
`···HEAL THSOUTH CORP (70%); WENDY'S INTERNATIONAL INC (69%); LEHMAN BROTHERS HOLDINGS
`INC (58%)
`
`552. The Washington Post, July 27, 2002 Saturday, Final Edition, FINANCIAL; Pg. EOl, 661 words, Stocks Resume
`Their Advance; Nasdaq Rises 1.8%; Dow Has Best Week Since Mid-May, Amy Baldwin, Associated Press, NEW
`YORK July 26
`
`... Pfizer rose$ 1.39, to$ 29.46, after Lehman Brothers said it was the strongest drug stock. *The New York ...
`
`553. The Washington Post, July 25, 2002 Thursday Correction Appended, Final Edition, A SECTION; Pg. AOl, 1124
`words, Dow Rises 489 As Stocks Surge, Steven Pearlstein and Ben White, Washington Post Staff Writers
`
`... said Matt Johnson, chief stock trader at Lehman Brothers. Drugmaker Merck & Co. also helped lead the advance,
`jumping ...
`
`554. The Washington Post, July 25, 2002 Thursday Correction Appended, Final Edition, FINANCIAL; Pg. E03, 725
`words, Financial Shares Lead Rebound, Bloomberg News, NEW YORK July 24
`
`... $ 3.58, to$ 39.55. Michael Branca, a Lehman Brothers analyst, said the company is trading at a discount to its
`
`BARCLA YS025925
`
`

`
`Page 78
`
`555. The Washington Post, July 24, 2002 Wednesday, Final Edition, FINANCIAL; Pg. E05, 518 words, XM Satellite
`Radio Loss Hits $122 Million, Renae Merle, Washington Post Staff Writer
`
`... William Kidd, an analyst with investment banking firm Lehman Brothers. He said it could be forced to raise cash
`from new strategic ...
`... CHANNEL COMMUNICATIONS INC (83%); THOMSON FINANCIAL (71%); LEHMAN BROTHERS
`HOLDINGS INC (51%)
`
`556. The Washington Post, July 7, 2002 Sunday, Final Edition, FINANCIAL; INVESTING JAMES K. GLASSMAN;
`Pg. HOl, 2685 words, IfNot Stocks, What?, James K. Glassman
`
`... Packaged by such investment firms as Merrill Lynch & Co., Lehman Brothers, Morgan Stanley and Salomon Smith
`Barney, they trade on the ...
`
`557. The Washington Post, June 29, 2002 Saturday, Final Edition, FINANCIAL; Pg. E03, 613 words, Mixed Session
`Ends A Dismal Half-Year, Bloomberg News, NEW YORK June 28
`
`... fell $ 3.43, to$ 56.40, after a Lehman Brothers analyst said the company has had problems "at several of its
`manufacturing ...
`... PFIZER INC (57%); VERIZON COMMUNICATIONS INC (56%); LEHMAN BROTHERS HOLDINGS INC
`(55%); ELI LILLY & CO (55%); ...
`
`558. The Washington Post, June 27, 2002 Thursday, Final Edition, FINANCIAL; Pg. E03, 708 words, Fed Holds
`Rates Steady, Says Recovery Remains on Course, John M. Berry, Washington Post Staff Writer
`
`... values begin to hurt the economy. Steven Slifer at Lehman Brothers Inc. in New York said that because of the
`outlook for ...
`LEHMAN BROTHERS HOLDINGS INC (60%)
`
`559. The Washington Post, June 24, 2002 Monday Correction Appended, Final Edition, FINANCIAL; Pg. EOl, 1179
`words, U.S. Joins Lawsuits Against W.R. Grace, Sabrina Jones, Washington Post Staff Writer
`
`... unit of Armstrong Holdings Inc. of Lancaster, Pa. A Lehman Brothers report in March predicted that asbestos
`liability nationwide ...
`
`560. The Washington Post, June 23, 2002 Sunday, Final Edition, FINANCIAL; Pg. HOS, 545 words, Q: When Are
`Bonds Like Spiders?; A: When a Fund Family Offers a New Twist on the Theme of'Exchange-Traded' Securities,
`Elizabeth Stanton, Bloomberg News
`
`... based on U.S. Treasury indexes compiled by Lehman Brothers. one based on a Lehman government and corporate
`
`... INC (85%); BARCLAYS GLOBAL INVESTORS NA (84%); LEHMAN BROTHERS HOLDINGS INC (71%);
`CHARLES SCHWAB & CO INC ( ...
`
`561. The Washington Post, June 22, 2002 Saturday, Final Edition, FINANCIAL; Pg. EOl, I 143 words, Scandals,
`Profit Worries Send Stocks Near 9/11 Lows, Ben White, Washington Post Staff Writer, NEW YORK June 21
`
`... 2.83, or almost 4 percent, to$ 68.75, after Lehman Brothers Inc. lowered its earnings expectation on the stock. And
`investors ...
`
`562. The Washington Post, June 21, 2002 Friday, Final Edition, FINANCIAL; Pg. E03, 694 words, Stocks Hit By
`Fears Spending Will Slow, Bloomberg News, NEW YORK June 20
`
`BARCLA YS025926
`
`

`
`Page 79
`
`... 1.75, to$ 72.70. Goldman joined Morgan Stanley and Lehman Brothers in reporting a drop in quarterly earnings .
`
`... GROUP INC (84%); WALT DISNEY CO (81%); LEHMAN BROTHERS HOLDINGS INC (71%); MORGAN
`STANLEY (58%); MERRILL ...
`
`563. The Washington Post, June 19, 2002 Wednesday, Final Edition, FINANCIAL; Pg. H03, 1318 words, U.S. Firms
`Show More Interest in Phone Calls Via Internet; Issues of Competition, Regulation Loom Large, Christopher Stem,
`Washington Post Staff Writer
`
`... months after September terrorist attacks destroyed the offices of Lehman Bros., the New York investment bank
`regrouped 5,000 employees ...
`... translations of foreign languages. But the migration of big companies such as Lehman Bros. to an unregulated
`Internet-based system represents a ...
`
`564. The Washington Post, June 18, 2002 Tuesday, Final Edition, FINANCIAL; Pg. E03, 826 words, Dow Up 213 as
`Stocks Rally, Bloomberg News, NEW YORK June 17
`
`... 77-year-old chief executive Maurice Greenberg. Lehman Brothers analyst J. Paul Newsome said Friday that
`American ...
`
`565. The Washington Post, June 18, 2002 Tuesday, Final Edition, FINANCIAL; Pg. EOI, 1012 words, Enron Paid
`Creditors $3.6 Billion Before Fall; Filing Also Details Payments to Executives, Ben White and Peter Behr, Washington
`Post Staff Writers, NEW YORK June 17
`
`... Credit Suisse First Boston, $ 150 million to Lehman Brothers. $ 19 million to the Salomon Smith Barney unit of ...
`
`566. The Washington Post, June 15, 2002 Saturday, Final Edition, FINANCIAL; Pg. EOl, 798 words, Consumer
`Sentiment Hurt by Stock Fall; Rebound May Slow, Economists Say, John M. Berry, Washington Post Staff Writer
`
`... real economy," said economist Joseph T. Abate of Lehman Brothers in New York. "The tougher financial climate
`has damaged ...
`LEHMAN BROTHERS HOLDINGS INC (56%); UBS INVESTMENT BANK (50%)
`
`567. The Washington Post, June 14, 2002 Friday, Final Edition, FINANCIAL; Pg. E02, 1012 words, Food Giants to
`Partly Merge
`
`... executive James Rigas $ 350,000 in severance. Lehman Brothers is the latest investment bank to change its
`stock-rating system ...
`... HEINZ BY (92%); EUROPEAN CENTRAL BANK (83%); LEHMAN BROTHERS HOLDINGS INC (66%);
`TIME WARNER INC (55%); ...
`
`568. The Washington Post, June 5, 2002 Wednesday, Final Edition, FINANCIAL; Pg. E03, 592 words, Dow Hits
`4-Month Low With Loss of22; Nasdaq Rises 1% With Intel Gain, Bloomberg News, NEW YORK June 4
`
`... 89 cents, to $ 17 .20. Holly Becker, a Lehman Brothers analyst, said on line advertising will have "a more
`... INTEL CORP (58%); UBS INVESTMENT BANK (58%); LEHMAN BROTHERS HOLDINGS INC (57%);
`BRISTOL-MYERS SQUIBB CO ( ...
`
`569. The Washington Post, May 27, 2002 Monday, Final Edition, FINANCIAL; WASHINGTON INVESTING
`JERRY KNIGHT; Pg. EOl, 1515 words, When There's Money in the Method, Strange Investment Schemes Can Sell,
`Jerry Knight, Washington Post Staff Writer
`
`BARCLA YS025927
`
`

`
`Page 80
`
`... taxable, said Robert Willens, a managing director of Lehman Brothers and the firm's expert on taxes. The warrants
`giving investors the ...
`
`570. The Washington Post, May 24, 2002 Friday, Final Edition, FINANCIAL; Pg. E04, 606 words, Auditors Missed
`Fraud, SEC Says; Ohio Broker Allegedly Stole $40 Million, Neil Roland and Vicky Stamas, Bloomberg News
`
`... Co., later SG Cowen Securities Corp., and for Lehman Brothers Holdings Inc. when he allegedly committed the
`fraud from 1987 until ...
`COWEN GROUP INC (94%); LEHMAN BROTHERS HOLDINGS INC (85%); NEW YORK STOCK EXCHANGE
`
`571. The Washington Post, May 22, 2002 Wednesday, Final Edition, A SECTION; Pg. AOl, 1253 words, Merrill
`Lynch To Pay Fine, Tighten Rules On Analysts, Ben White, Washington Post Staff Writer, NEW YORK May 21
`
`... Salomon Smith Barney Inc. unit of Citigroup Inc.; Lehman Brothers Inc.; Bear, Steams & Co.; UBS Warburg; and
`J.P ....
`
`572. The Washington Post, May 21, 2002 Tuesday, Final Edition, FINANCIAL; DEALS ALLAN SLOAN; Pg. E03,
`868 words, New Accounting Rules Tum Lands' End Into a Bargain for Sears, Allan Sloan
`
`... price, that's a $ 1.5 billion difference. According to Lehman Brothers accounting guru Robert Willens, under the
`old rules ...
`LEHMAN BROTHERS HOLDINGS INC (53%)
`
`573. The Washington Post, May 19, 2002 Sunday, Final Edition, EDITORIAL; Pg. 806, 722 words, 'Analysts Say,'
`and Other Things, Michael Getler
`
`... company spokesman, Doug Coffey, and the other is Joseph Campbell of Lehman Brothers. Campbell is an analyst,
`although he is not identified as one ...
`... misleading. More important, the Wall Street investment firm of Lehman Brothers was an underwriter for a UDI
`stock offering. That also should have been ...
`... LP (58%); UNITED DEFENSE INDUSTRIES INC (57%); LEHMAN BROTHERS HOLDINGS INC (57%)
`
`574. The Washington Post, May 13, 2002 Monday, Final Edition, FINANCIAL; Pg. EOl, 1010 words, End of
`Crusader, End of United?; Program's Death Won't Kill Firm, Analysts Say, Nicholas Johnston, Washington Post Staff
`Writer
`
`... may not have a Crusader," said Joseph Campbell of Lehman Brothers, "but we will certainly have a United
`Defense."
`... INDUSTRIES INC (91 %); CARLYLE GROUP LP (57%); LEHMAN BROTHERS HOLDINGS INC (56%)
`
`575. The Washington Post, May 10, 2002 Friday, Final Edition, FINANCIAL; Pg. EOl, 1063 words, Company Audit
`Panels Admit Lack of Expertise, David S. Hilzenrath, Washington Post Staff Writer
`
`... investment banker who chairs the audit committee at Lehman Brothers Holdings, an investment firm. WorldCom
`spokeswoman Claire ...
`... CRUTCHER LLP (82%); NASH HOLDINGS LLC (57%); LEHMAN BROTHERS HOLDINGS INC (57%);
`GRAHAM HOLDINGS CO (57%); ...
`
`576. The Washington Post, May 9, 2002 Thursday, Final Edition, FINANCIAL; Pg. E03, 782 words, Stocks Up
`Sharply On Cisco Report, Ben White, Washington Post Staff Writer, NEW YORK May 8
`
`BARCLA YS025928
`
`

`
`Page 81
`
`... $ 43.95, an 8 percent increase, while Lehman Brothers added$ 4.10, to $ 64.50. * The New York ...
`
`577. The Washington Post, April 24, 2002 Wednesday, Final Edition, FINANCIAL; Pg. EOI, 852 words, HP,
`Compaq Misled Shareholders, Lawyers Charge, Ariana Eunjung Cha, Washington Post Staff Writer, WILMINGTON,
`Del. April 23
`
`... impact when making projections about the company, as did Dan Niles of Lehman Brothers. who in a recent note
`stated flatly that he ...
`
`578. The Washington Post, April 22, 2002 Monday, Final Edition, FINANCIAL; Pg. E02, 555 words, BUSINESS IN
`BRIEF
`
`... practice. Zito was previously senior vice president at Lehman Brothers. where he covered the equities of U.S.
`telecommunications service companies. Zito ...
`... 59%); LEGG MASON WOOD WALKER INC (55%); LEHMAN BROTHERS HOLDINGS INC (54%); LEGG
`MASON INC (54%); ...
`
`579. The Washington Post, April I I, 2002 Thursday, Final Edition, FINANCIAL; Pg. EOI, 1019 words, N.Y. Probe
`Of Analysts Subpoenas Four Firms; State Attorney General Broadens Investigation, Robert O'Harrow Jr. and Caroline
`E. Mayer, Washington Post Staff Writers, NEW YORK April IO
`
`... activities at Lazard Freres, Goldman Sachs Group, Lehman Brothers Holdings and UBS Paine Webber, the sources
`said. Spokesmen for Goldman and Lehman Brothers said their companies had not been subpoenaed. UBS declined
`comment.
`... INC (91%); CREDIT SUISSE GROUP AG (90%); LEHMAN BROTHERS HOLDINGS INC (58%); MORGAN
`STANLEY (58%); SMITH ...
`
`580. The Washington Post, April 10, 2002 Wednesday, Final Edition, FINANCIAL; Pg. E03, 540 words, Cisco
`Rumor Drags Down Tech Stocks, Associated Press, NEW YORK April 9
`
`... 37.30, after raising its fiscal 2002 earnings estimate. Lehman Brothers. Goldman Sachs and Credit Suisse First
`Boston also raised ...
`... AG (52%); SMITH BARNEY HOLDINGS INC (52%); LEHMAN BROTHERS HOLDINGS INC (52%); NYSE
`MKT LLC (51%); ...
`
`581. The Washington Post, April 10, 2002 Wednesday, Final Edition, A SECTION; Pg. A02, 436 words, Democratic
`Figure Gets Probation in Tax Probe, Neely Tucker, Washington Post Staff Writer
`
`... venture, according to court documents. Green, the managing director of Lehman Brothers investment firm here, a
`friend of Clinton and a major ...
`LEHMAN BROTHERS HOLDINGS INC (55%)
`
`582. The Washington Post, April 9, 2002 Tuesday, Final Edition, FINANCIAL; DEALS ALLAN SLOAN; Pg. E03,
`1357 words, Corporate Tax-Avoidance Moves Are Hardly Patriotic, Allan Sloan
`
`... up the double-deduction scheme all by itself. Lehman Brothers tax expert Robert Willens says that most elaborate
`
`583. The Washington Post, April 8, 2002 Monday, Final Edition, A SECTION; Pg. A04, 875 words, Enron
`Shareholders' Suit to List Banks, Brokerages; Class-Action Filing Seeks to Take Aim at Wall Street Tactics With
`Potential Conflicts of Interest, David S. Hilzenrath and Peter Behr, Washington Post Staff Writers
`
`BARCLA YS025929
`
`

`
`Page 82
`
`... Inc., Bank of America Corp., Merrill Lynch & Co. and Lehman Brothers Holding Inc. A spokesman for Merrill
`Lynch ...
`... AMERICA CORP (91%); KIRKLAND & ELLIS LLP (90%); LEHMAN BROTHERS HOLDINGS INC (84%);
`MILBERG LLP (84%); CREDIT ...
`
`584. The Washington Post, April 8, 2002 Monday, Final Edition, FINANCIAL; HEARSAY THE LAWYER'S
`COLUMN; Pg. EOl, 1941 words, Bankruptcy Isn't Cheap, Judging by the Bills From Enron Lawyers, James V.
`Grimaldi, Washington Post Staff Writer
`
`... one case, Skadden represented Chase Securities Inc. and Lehman Brothers in connection with the proposed $ I
`billion public ...
`
`585. The Washington Post, April 4, 2002 Thursday, Final Edition, FINANCIAL; Pg. E03, 657 words, Stocks Keep
`Sliding Amid Mideast Fears, Associated Press, NEW YORK April 3
`
`... United States, or about 4 percent of its global workforce. Lehman Brothers downgraded the telecom stock.
`Downgrades by brokerages hurt ...
`GOLDMAN SACHS GROUP INC (58%); LEHMAN BROTHERS HOLDINGS INC (57%); JPMORGAN CHASE
`& co (57%); ...
`
`586. The Washington Post, April 1, 2002 Monday, Final Edition, FINANCIAL; WASHINGTON INVESTING
`JERRY KNIGHT; Pg. EOl, 1432 words, AOL Time Warner Merger Adds Up To Less Than the Sum of Its Parts, Jerry
`Knight
`
`... don't buy -- by some important analysts. One of them, Lehman Brothers analyst Holly Becker, last week cut her
`first- ...
`
`587. The Washington Post, March 28, 2002 Thursday, Final Edition, FINANCIAL; Pg. E05, 355 words, Wider Loss,
`Faster Rollout For Sirius; Satellite Radio Service To Go National by July, Renae Merle, Washington Post Staff Writer
`
`... said it reach an agreement with the investment firm Lehman Brothers to spread out payments on $ 150 million
`SIRIUS XM HOLDINGS INC (98%); LEHMAN BROTHERS HOLDINGS INC (53%)
`
`588. The Washington Post, March 21, 2002 Thursday, Final Edition, FINANCIAL; Pg. E02, 1125 words, Green Light
`for Kmart Closings
`
`... billion, boosted by the purchase of Pillsbury in October. Lehman Brothers Holdings said earnings for the quarter
`ended Feb ....
`
`589. The Washington Post, March 19, 2002 Tuesday, Final Edition, FINANCIAL; Pg. E03, 594 words, Trading Quiet
`on Eve of Fed Meeting, Associated Press, NEW YORK March 18
`
`... Sachs fell 80 cents, to$ 89.20, while Lehman Brothers slipped 53 cents, to$ 64.55. Stocks have risen ...
`... 55%); MICROSOFT CORP (54%); CENTURYLINK INC (54%); LEHMAN BROTHERS HOLDINGS INC
`(53%); BOEING CO (53%); NYSE ...
`
`590. The Washington Post, March 17, 2002 Sunday, Final Edition, FINANCIAL; Pg. H03, 247 words, The Week
`Ahead March 18-22, Economic indicators:
`
`... law. Federal Express, Liberty Media, Bear Steams and Lehman Brothers issue quarterly reports. Economic
`indicators: February housing ...
`HEWLETT-PACKARD CO (58%); MICROSOFT CORP (58%); LEHMAN BROTHERS HOLDINGS INC (57%);
`
`BARCLA YS025930
`
`

`
`Page 83
`
`ENRON CREDITORS RECOVERY CORP ( ...
`
`591. The Washington Post, March 17, 2002 Sunday Correction Appended, Final Edition, FINANCIAL; Pg. H06, 738
`words, More Business, Less Casual; With So Many Laid Off, the Survivors Aren't So Laid Back, Amy Joyce,
`Washington Post Staff Writer
`
`... suit last Monday,tie and all. Moster, a Lehman Brothers investment counselor, won't Jet on if he likes his firm's ...
`KORN/FERRY INTERNATIONAL (82%); LEHMAN BROTHERS HOLDINGS INC (65%); ACCENTURE PLC
`(58%)
`
`592. The Washington Post, March 8, 2002 Friday, Final Edition, FINANCIAL; Pg. E05, 480 words, Orbital Posts
`Loss For 4th Quarter; Defense Firm's Future Rests on Paying Off $100 Million Debt, Renae Merle, Washington Post
`Staff Writer
`
`... clause to its 2001 report. The company has hired investment firm Lehman Brothers Inc. to help address the debt
`issue, spokesman Barry ...
`ORBITAL ATK INC (92%); LEHMAN BROTHERS HOLDINGS INC (84%); BOEING CO (84%); GEOEYE ...
`
`593. The Washington Post, March 7, 2002 Thursday, Final Edition, FINANCIAL; Pg. E03, 429 words, House Panel
`Wants Wall St. Enron Data; Letters to Banks, Credit-Rating Services Seek Details of Dealings Before Collapse, Ben
`White, Washington Post Staff Writer, NEW YORK March 6
`
`... Sachs Group Inc., J.P. Morgan Chase & Co., Lehman Brothers, Morgan Stanley, Deutsche Bank North America,
`UBS ...
`... CO (84%); CREDIT SUISSE GROUP AG (58%); LEHMAN BROTHERS HOLDINGS INC (58%); DEUTSCHE
`BANK AG (58%); ...
`
`594. The Washington Post, March 7, 2002 Thursday, Final Edition, FINANCIAL; Pg. E02, 1106 words, Fed Sees
`Economy Improving
`
`... secondary stock offering through underwriters led by Lehman Brothers and Salomon Smith Barney. The
`Washington-based manufacturer of tool and ...
`
`595. The Washington Post, March 4, 2002 Monday, Final Edition, FINANCIAL; WASHINGTON INVESTING
`JERRY KNIGHT; Pg. EOl, 1591 words, Analysts' Plea of Ignorance Undermines Market, Jerry Knight
`
`... Barney Inc., Credit Suisse First Boston Corp. and Lehman Brothers Inc. Yes, our firms made millions of dollars
`doing ...
`... RECOVERY CORP (94%); JPMORGAN CHASE & CO (85%); LEHMAN BROTHERS HOLDINGS INC (84%);
`CREDIT SUISSE GROUP AG ( ...
`
`596. The Washington Post, February 28, 2002 Thursday, Final Edition, FINANCIAL; Pg. EOI, 860 words, Analysts
`Say Enron Lied To Them, Ben White, Washington Post Staff Writer
`
`... days before the company filed for bankruptcy protection. And Lehman Brothers, represented at the hearing by
`Richard Gross, never ...
`... note that Gross's rating was "frozen" in late October, when Lehman Brothers began working for Dynegy Inc. on a
`
`597. The Washington Post, February 28, 2002 Thursday, Final Edition, A SECTION; Pg. A20, 673 words, Banking
`Proposals Scoffed at In Japan; Little Change, Say Koizumi Critics, Clay Chandler and Akiko Kashiwagi, Washington
`
`BARCLAYS025931
`
`

`
`Page 84
`
`Post Foreign Service, TOKYO Feb. 27
`
`... policies. "Our view is that there is nothing new here," said Paul Sheard, Lehman Brothers chief economist for
`Asia. "We regard this as merely a ...
`LEHMAN BROTHERS HOLDINGS INC (58%); BANK OF JAPAN (52%)
`
`598. The Washington Post, February 27, 2002 Wednesday, Final Edition, FINANCIAL; Pg. EOI, 663 words, Analysts
`Face Scrutiny Over Enron Ratings, Ben White, Washington Post Staff Writer
`
`... Anatol Feygin, from J.P. Morgan Chase; Richard Gross, Lehman Brothers Holdings Inc.; Curt Launer, Credit
`Suisse First ...
`... stock trading at 47 cents a share. Lehman Brothers never dropped its "strong buy" rating of Enron, according to
`...