BULKY
`DOCUMENT
`
`(FILED ON PAPER - ENTIRE DOCUMENT EXCEEDS 100 PAGES)
`
`(Proceeding No.
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`( 912194 77
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`( Filing Date
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`( 06/01/2016
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`(Part(24 of (29
`
`Declaration of Ignacio V. Duran
`Exhibit MM (Cont.)
`
`91219477
`
`

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`Page 89
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`... Arps, Slate, Meagher and Flom. GreenPoint was represented by Lehman Brothers and Keefe, Bruyette & Woods,
`and the law firm of Wachtell, Lipton, ...
`
`576. The New York Times, February 17, 2004 Tuesday, Late Edition - Final, Section C; Column 6;
`Business/Financial Desk; Pg. 9, 312 words, Bond Sales Set For This Week
`
`... revenue bonds for Southern California Edison Company. Lehman Brothers. Connecticut, $300 million of general
`obligation bonds ....
`... revenue refunding bonds for the Convention Center Project. Lehman Brothers. Port of Long Beach Harbor, Calif.,
`$130 ...
`... CALIFORNIA EDISON CO (68%); MORGAN STANLEY (58%); LEHMAN BROTHERS HOLDINGS INC
`(55%); BEAR STEARNS COS INC ( ...
`
`577. The New York Times, February 17, 2004 Tuesday, Late Edition - Final, Section C; Column 6;
`Business/Financial Desk; Pg. 9, 94 words, Stock Offerings for Week
`
`... 6.6 million shares. Credit Suisse First Boston and Lehman Brothers. dj Orthopedics Inc., 6 million shares. J.P.
`Morgan Securities and Lehman Brothers. M-Systems Flash Disk Pioneer Ltd. (Tel ...
`... INC (72%); CREDIT SUISSE GROUP AG (58%); LEHMAN BROTHERS HOLDINGS INC (58%); CITIGROUP
`INC (58%); MERRILL ...
`
`578. The New York Times, February 14, 2004 Saturday Correction Appended, Late Edition - Final, Section A;
`Column 1; Metropolitan Desk; Pg. 17, 324 words, Philip Albert Straus, Philip A. Straus, 88, Financier And Patron of
`Art and Education, By WOLFGANG SAXON
`
`... senior partner from what has since become Neuberger Berman, a Lehman Brothers Company. Mr. Straus was a
`noted collector of art, ...
`LEHMAN BROTHERS HOLDINGS INC (58%); NEUBERGER BERMAN INC (56%)
`
`579. The New York Times, February 13, 2004 Friday, Late Edition - Final, Section C; Column 6; Business/Financial
`Desk; Pg. 3, 162 words, Brokerage Firms Settle Overcharges, Reuters, WASHINGTON, Feb. 12
`
`... firms, among them the Wall Street giants Bear, Steams and Lehman Brothers, failed to deliver discounts to
`investors whose purchases met certain ...
`LEHMAN BROTHERS HOLDINGS INC (57%); BEAR STEARNS COS INC ( ...
`Securities and Exchange Commission; Nasd; Bear Steams Cos; Lehman Brothers; Wachovia Corp; Ubs Ag; American
`Express Co; ...
`
`580. The New York Times, February 10, 2004 Tuesday, Late Edition - Final, Section C; Column 5;
`Business/Financial Desk; Pg. 3, 571 words, THE MEDIA BUSINESS; Viacom May Spin Off Blockbuster to
`Shareholders, By GERALDINE F ABRIKANT and ANDREW ROSS SORKIN
`
`... said Robert Willens, a managing director at Lehman Brothers and a tax expert. "It is preferable to a spin- ...
`VIACOM INC (94%); BB LIQUIDATING INC (94%); LEHMAN BROTHERS HOLDINGS INC (54%)
`
`581. The New York Times, February 9, 2004 Monday, Late Edition - Final, Section C; Column 6;
`Business/Financial Desk; Pg. 5, 124 words, Equity Offerings Scheduled
`
`... public offering of9 million shares. Morgan Stanley and Lehman Brothers. Bristol West Holdings, an initial public
`offering of ...
`... offering of 5 million shares. CS First Boston and Lehman Brothers. Dynavax Technologies Corp., an initial public
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`offering of ...
`... INC (58%); BEAR STEARNS COS INC (58%); LEHMAN BROTHERS HOLDINGS INC (58%); LEGG
`MASON WOOD WALKER ...
`
`582. The New York Times, February 8, 2004 Sunday, Late Edition - Final, Section 3; Column 1; Money and
`Business/Financial Desk; Pg. 8, 1253 words, Investing; Forging Ahead ByManaging Risk, By LANDON THOMAS
`Jr.
`
`... A. Schwarzman, a former top banker at Lehman Brothers. By 1995, BlackRock, led by Mr. Fink, had
`
`583. The New York Times, February 8, 2004 Sunday, Late Edition - Final, Section 3; Column 2; Money and
`Business/Financial Desk; Pg. 1, 1682 words, That Big Fat Budget Deficit. Yawn., By DAVID LEONHARDT
`
`... a managing director for government securities at Lehman Brothers. "!think the market probably believes some
`positive ...
`
`584. The New York Times, February 6, 2004 Friday, Late Edition - Final, Section C; Column 2; Business/Financial
`Desk; Pg. 1, 1172 words, Deutsche Bank Future Colored By a Flirtation With Citigroup, By MARK LANDLER,
`FRANKFURT, Feb. 5
`
`... job," said Mark Hoge, a banking analyst with Lehman Brothers in London. "The cost structure is better; the
`franchise is stronger; ...
`
`585. The New York Times, February 2, 2004 Monday, Late Edition - Final, Section C; Column 3;
`Business/Financial Desk; Pg. 2, 260 words, Treasury Offerings For This Week
`
`... University System, $175 million ofrevenue bonds. Lehman Brothers. Mount San Antonio College, Calif., $75
`... NEW YORK STATE ENVIRONMENTAL FACILITIES CORP (56%); LEHMAN BROTHERS HOLDINGS INC
`(55%); SEATTLE-NORTHWEST SECURITIES CORP ( ...
`
`586. The New York Times, February 2, 2004 Monday, Late Edition - Final, Section C; Column 4;
`Business/Financial Desk; Pg. 6, 200 words, Equity Offerings for Week
`
`... million shares. Credit Suisse First Boston, Citicorp and Lehman Brothers. Carrizo Oil and Gas, 5.7 million shares.
`CIBC ...
`... Sachs. Hayes Lemmerz International, 10.8 million shares. Lehman Brothers and Merrill Lynch. Intevac, 4 million
`shares. Needham & ...
`... INC (58%); MERRILL LYNCH & CO INC (58%); LEHMAN BROTHERS HOLDINGS INC (58%); ON
`SEMICONDUCTOR CORP (57%); ...
`
`587. The New York Times, February 1, 2004 Sunday, Late Edition - Final, Section 4; Column 2; Editorial Desk; Pg.
`11, 702 words, Deficits, Fruit Flies and the Beltway, By John Kasich; John Kasich, managing director of the Lehman
`Brothers Investment Banking Group, was a Republican representative from Ohio from 1983 to 2000., COLUMBUS,
`Ohio
`
`588. The New York Times, January 30, 2004 Friday, Late Edition - Final, Section C; Column l; Business/Financial
`Desk; Pg. 5, 584 words, THE MARKETS: STOCKS & BONDS; Mixed Ending in 2nd Day of Reading Between Fed's
`Lines, By Reuters
`
`... laggard, falling $1.75, to $50.71, after Lehman Brothers downgraded Ford Motor. Shares of Ford fell 74
`... 57%); NEW YORK STOCK EXCHANGE LLC (54%); LEHMAN BROTHERS HOLDINGS INC (51%);
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`GENERAL MOTORS CO (51%); ...
`
`589. The New York Times, January 28, 2004 Wednesday, Late Edition - Final, Section C; Column I;
`Business/Financial Desk; Pg. 3, 157 words, COMPANY NEWS; RUSSIAN OIL COMPANY TO BUY 795 U.S. GAS
`STATIONS, Bloomberg News
`
`... in Moscow, will pay $50 million and Lehman Brothers Holdings will finance the rest over six years.
`CONOCOPHILLIPS (95%); OAO LUKOIL (90%); LEHMAN BROTHERS HOLDINGS INC (57%); GETTY
`PETROLEUM MARKETING INC ( ...
`LUKOIL; LEHMAN BROTHERS HOLDINGS INC (LEH)
`
`590. The New York Times, January 25, 2004 Sunday, Late Edition - Final, Section 3; Column 2; Money and
`Business/Financial Desk; Pg. 1, 2183 words, The Stewart Trial's Other Star, By LANDON THOMAS Jr .
`
`... years younger and is now an investment banker at Lehman Brothers, was convinced that the combination of Mr.
`Bacanovic's ease with wealthy people and his ...
`
`591. The New York Times, January 25, 2004 Sunday Correction Appended, Late Edition - Final, Section 8;
`Column 5; Sports Desk; Pg. 1, 1944 words, PRO BASKETBALL; Ratner's Path To Buy Nets Had Pitfalls And
`Promise, By RICHARD SANDOMIR and CHARLES V. BAGU
`
`... YankeeNets decided to hire the investment banks Goldman Sachs and Lehman Brothers to explore a sale. "When
`that happened," Ratner said, "we were totally ...
`
`592. The New York Times, January 22, 2004 Thursday, Late Edition - Final, Section C; Column 2;
`Business/Financial Desk; Pg. 3, 298 words, AMR Sharply Reduces Its Quarterly Loss, Reuters, DALLAS, Jan. 21
`
`... Stock Exchange. Gary Chase, an analyst at Lehman Brothers, said in a research note: "American posted ...
`AMERICAN AIRLINES GROUP INC (92%); LEHMAN BROTHERS HOLDINGS INC (58%); AMERICAN
`AIRLINES INC (58%); ...
`
`593. The New York Times, January 21, 2004 Wednesday, Late Edition - Final, Section C; Column 4;
`Business/Financial Desk; Pg. 2, 354 words, Ex-Tyco Official Says Company Paid For Private Inquiry, By Bloomberg
`News
`
`... Tyco's close relationship with Mr. Young, who left Lehman Brothers in 1999 to join Merrill. Mr. Young was fired
`from ...
`... INC (72%); MERRILL LYNCH & CO INC (58%); LEHMAN BROTHERS HOLDINGS INC (56%)
`
`594. The New York Times, January 19, 2004 Monday, Late Edition - Final , Section C; Column 6;
`Business/Financial Desk; Pg. 9, 263 words, Bond Sale Schedule For the Week Ahead
`
`... revenue bonds for Southern California Edison Company. Lehman Brothers. Lewisville Independent School
`District, Tex., $72.6 ...
`... EDISON CO (69%); FIRST SOUTHWEST CO (68%); LEHMAN BROTHERS HOLDINGS INC (55%)
`
`595. The New York Times, January 19, 2004 Monday, Late Edition - Final, Section C; Column 1;
`Business/Financial Desk; Pg. 7, 67 words, Stock Offerings for This Week
`
`Hughes Supply Inc., 6 million shares. Lehman Brothers. Komag Inc., 5 million shares. Bear, Steams .
`... DEPOT INC (91%); WJ COMMUNICATIONS INC (72%); LEHMAN BROTHERS HOLDINGS INC (58%);
`JPMORGAN CHASE & CO (58%); ...
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`596. The New York Times, January 19, 2004 Monday, Late Edition - Final , Section B; Column 2; Metropolitan
`Desk; Pg. I, 1413 words, Prayer Amid the Office Machines; Jews and Muslims Find Sanctuary in Comers of the
`Workplace, By JOSEPH BERGER
`
`... offices of prominent financial houses like Morgan Stanley, Lehman Brothers and Prudential Securities and at law
`firms like Kaye ...
`... KAYE SCHOLER LLP (58%); MORGAN STANLEY (51%); LEHMAN BROTHERS HOLDINGS INC (51%)
`
`597. The New York Times, January 18, 2004 Sunday, Late Edition - Final, Section 3; Column 2; Money and
`Business/Financial Desk; Pg. 1, 1317 words, Dimon's Bank Deal: Big, but Maybe Not His Last, By LANDON
`THOMAS Jr .
`
`... Wall Street, approaching executives at Bear Steams and Lehman Brothers about tie-ups, according to an investment
`banker ...
`
`598. The New York Times, January 17, 2004 Saturday, Late Edition - Final , Section C; Column 5;
`Business/Financial Desk; Pg. 3, 638 words, Shinsei Bank Will Be Listed On Tokyo Stock Exchange , By KEN
`BELSON, TOKYO, Jan. 16
`
`... Shinsei's new managers, including many recruited from Citigroup, Lehman Brothers and other Western banks, also
`narrowed the company's strategy. Outside of ...
`... HOLDINGS LLC (58%); DEUTSCHE BANK AG (58%); LEHMAN BROTHERS HOLDINGS INC (55%)
`
`599. The New York Times, January 17, 2004 Saturday, Late Edition - Final, Section D; Column 3; Sports Desk; Pg.
`2, 549 words, PRO BASKETBALL; Nets' Ownership Says Sale of Team Is Not Imminent, By RICHARD
`SANDOMIR and CHARLES V. BAGU
`
`... negotiations said. It is also possible that the bankers, Goldman Sachs and Lehman Brothers. could adjust Kushner's
`bid after they assess its bottom-line ...
`LEHMAN BROTHERS HOLDINGS INC (54%); GOLDMAN SACHS GROUP INC ( ...
`
`600. The New York Times, January 15, 2004 Thursday Correction Appended, Late Edition - Final, Section C;
`Column 2; Business/Financial Desk; Pg. 1, 1039 words, BANKING GIANT: THE FUTURE CHIEF; An Outcast From
`Citigroup Will Inherit The Leadership of a Merged Global Rival, By LANDON THOMAS Jr.
`
`... add to I 00 because of rounding. (Sources by Company reports; Lehman Brothers)(pg. CI) Chart/Map:
`"Far-Reaching Merger" ...
`
`601. The New York Times, January 15, 2004 Thursday, Late Edition - Final, Section C; Column 2;
`Business/Financial Desk; Pg. 1, 586 words, MARKET PLACE; Deal Expands Gap Between Leaders and Pack, By
`RIV A D. ATLAS
`
`... weaker banks, said Brock Vandervliet, an analyst with Lehman Brothers. But after a recent rally in bank ...
`... FARGO & CO (85%); U S BANCORP (60%); LEHMAN BROTHERS HOLDINGS INC (58%); LOOMIS
`SAYLES & CO LP ( ...
`
`602. The New York Times, January 15, 2004 Thursday, Late Edition - Final, Section D; Column I; Sports Desk; Pg.
`2, 662 words, PRO BASKETBALL; Nets Focus On Bidder With Ties In Brooklyn, By CHARLES V. BAGU and
`RICHARD SANDOMIR
`
`... conversations with Stier and the team's investment bankers, Goldman Sachs and Lehman Brothers. about the terms
`
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`of a possible sale. Ratner would appear to be the ...
`
`603. The New York Times, January 14, 2004 Wednesday, Late Edition - Final, Section C; Column I;
`Business/Financial Desk; Pg. 6, 201 words, Rise in Import Prices Is Below Expectations, Reuters, WASHINGTON,
`Jan. 13
`
`... Federal Reserve," said Drew Matus, economist at Lehman Brothers. Rising petroleum costs helped push up the
`price of ...
`LEHMAN BROTHERS HOLDINGS INC (56%)
`
`604. The New York Times, January 14, 2004 Wednesday Correction Appended, Late Edition - Final, Section C;
`Column 2; Business/Financial Desk; Pg. 1, 1490 words, There Were Earlier Signs of Trouble at Parmalat, By
`DANIEL J. WAKIN, PARMA, Italy, Jan. 13
`
`... Aghemo, a Consob spokesman, Mr. Tanzi accused Lehman Brothers in particular. Mr. Aghemo said Consob
`investigated the ...
`
`605. The New York Times, January 12, 2004 Monday, Late Edition - Final, Section C; Column 5;
`Business/Financial Desk; Pg. 2, 308 words, Treasury Bills Scheduled for This Week
`
`... Building Authority, $65 million of debt securities. Lehman Brothers. Miami Dade County Education Facilities
`Authority,$ ...
`... AUTHORITY (69%); UBS FINANCIAL SERVICES INC (56%); LEHMAN BROTHERS HOLDINGS INC
`(55%); SEASON GOOD & MA YER (54%); SEATTLE- ...
`
`606. The New York Times, January 9, 2004 Friday, Late Edition - Final, Section D; Column 4; Sports Desk; Pg. 2,
`496 words, BASKETBALL; Kushner Says He May Raise Bid For Nets to Closer to $300 Million, By RICHARD
`SAN DOM IR
`
`... price if it's warranted." The investment banks Goldman Sachs and Lehman Brothers are seeking the highest bid with
`the greatest certainty of being completed ....
`GOLDMAN SACHS GROUP INC (58%); LEHMAN BROTHERS HOLDINGS INC (56%)
`
`607. The New York Times, January 9, 2004 Friday, Late Edition - Final, Section C; Column 3; Business/Financial
`Desk; Pg. 3, 358 words, Bids for Strong Capital Expected to Be About $900 Million, By ANDREW ROSS SORKIN
`
`... company's funds. The potential buyers -- which include Bank One, Lehman Brothers. the Wachovia Corporation,
`KeyCorp, Wells Fargo & Company and the New ...
`... STRONG CAPITAL MANAGEMENT INC (58%); KEYCORP (57%); LEHMAN BROTHERS HOLDINGS INC
`(57%); JPMORGAN CHASE & CO (57%)
`
`608. The New York Times, January 8, 2004 Thursday, Late Edition - Final, Section C; Column 5;
`Business/Financial Desk; Pg. 1, 1159 words, Market Place; Exchange Said To Want Move On Grasso Pay, By
`LANDON THOMAS Jr .
`
`... Sachs; Richard S. Fuld Jr., the chief executive of Lehman Brothers; James E. Cayne, the chief executive of Bear
`Steams; and ...
`
`609. The New York Times, January 5, 2004 Monday, Late Edition - Final, Section C; Column 5; Business/Financial
`Desk; Pg. 4, 280 words, Treasury Bills Set For This Week
`
`... million of debt securities for Montclair State University. Lehman Brothers. Ohio Water Bonds, $520 million of debt
`
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`... $56 million of Washington lease revenue bonds. Lehman Brothers. Utica Community Schools, Michigan County of
`Macomb,$ ...
`... CO (67%); BEAR STEARNS COS INC (56%); LEHMAN BROTHERS HOLDINGS INC (55%); UBS
`FINANCIAL SERVICES INC ( ...
`
`610. The New York Times, January 4, 2004 Sunday, Late Edition - Final, Section 5; Column l; Travel Desk; Pg. 6,
`1631 words, Tokyo Builds A Microcosm Of Itself, By JAMES BROOKE; JAMES BROOKE is a correspondent in the
`Tokyo bureau of The New York Times .
`
`... two anchor tenants of the Roppongi Hills office tower were to be Lehman Brothers and Goldman Sachs. Even
`though Elizabeth and I were staying ...
`... CORP (70%); GOLDMAN SACHS GROUP INC (54%); LEHMAN BROTHERS HOLDINGS INC (52%)
`
`611. The New York Times, December 31, 2003 Wednesday, Late Edition - Final, Section C; Column l;
`Business/Financial Desk; Pg. 4, 127 words, COMPANY NEWS; LEHMAN BROS. AND STARWOOD BUY HOTEL
`CHAIN DEBT, Bloomberg News
`
`Lehman Brothers Holdings and Starwood Hotels and Resorts Worldwide Inc. agreed to
`STARWOOD HOTELS & RESORTS WORLDWIDE INC (91%); LEHMAN BROTHERS HOLDINGS INC (90%);
`MERRILL LYNCH & CO INC ( ...
`
`612. The New York Times, December 24, 2003 Wednesday, Late Edition - Final, Section C; Column l;
`Business/Financial Desk; Pg. 6, 534 words, THE MARKETS; Consumer Spending Increases; Income Also Rises in
`November, By Bloomberg News
`
`... rates," said Drew Matus, senior economist at Lehman Brothers. In October, spending gained 0.1 percent and
`incomes ...
`LEHMAN BROTHERS HOLDINGS INC (51%); JPMORGAN CHASE & CO (51%)
`
`613. The New York Times, December 23, 2003 Tuesday, Late Edition - Final, Section D; Column 5; Sports Desk;
`Pg. 2, 458 words, BASKETBALL; Ratner Adds Millions To His Bid for the Nets, By CHARLES V. BAGU
`
`... Chambers and Lewis Katz. The group, along with its bankers at Lehman Brothers and Goldman Sachs, are expected
`to review the documents and the bids and try to ...
`GOLDMAN SACHS GROUP INC (58%); LEHMAN BROTHERS HOLDINGS INC (55%)
`
`614. The New York Times, December 22, 2003 Monday, Late Edition - Final, Section C; Column 5;
`Business/Financial Desk; Pg. 1, 1394 words, New Economy; Offshore Jobs In Technology: Opportunity Or a Threat?,
`By STEVE LOHR
`
`... kind of incipient "backlash," as it is sometimes portrayed, is uncertain. Lehman Brothers confirmed last week that it
`had stopped using offshore ...
`
`615. The New York Times, December 19, 2003 Friday, Late Edition - Final, Section C; Column 3;
`Business/Financial Desk; Pg. 10, 313 words, Philadelphia Factory Report Spurs Optimism, By Bloomberg News
`
`... a monthly increase of 100,000 to 150,000 jobs, according to Lehman Brothers. Economists had expected that
`claims would fall to 365,000, from the 378,000 initially ...
`FEDERAL RESERVE BANK OF PHILADELPHIA (84%); LEHMAN BROTHERS HOLDINGS INC (54%);
`DEUTSCHE BANK SECURITIES INC ( ...
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`616. The New York Times, December 18, 2003 Thursday, Late Edition - Final, Section C; Column 6;
`Business/Financial Desk; Pg. 3, 507 words, Bear Steams And Lehman Top Forecasts , By KENNETH N. GILPIN
`
`... reflection of a continuing rebound in the securities industry.
`securities firm, said its fourth- ...
`... firms are benefiting from nearly three years of cost-cutting. Lehman Brothers reported earnings of $481 million, or
`$1.71
`...
`... a share. Investors had mixed reactions to the reports. Shares of Lehman Brothers fell $1.17, to $73.39. But shares
`of ...
`LEHMAN BROTHERS HOLDINGS INC (92%); JPMORGAN CHASE & CO (92%);
`BEAR STEARNS COS (BSC) ; Lehman Brothers; Bear Steams Cos
`
`Lehman Brothers, the nation's fourth-largest
`
`617. The New York Times, December 18, 2003 Thursday, Late Edition - Final, Section C; Column I;
`Business/Financial Desk; Pg. I, 556 words, BUSINESS DIGEST
`
`... Page A I. Bond Trading Lifts Two Firms Lehman Brothers and Bear Steams soundly beat expectations in the
`quarter, benefiting from volatility in the bond and foreign exchange markets. Lehman Brothers said it earned $481
`million, or$ ...
`... Shares of Bear Steams rose on the news, while Lehman Brothers fell. C3. Stocks ended mixed. The Dow Jones
`... 63%); NEW YORK STOCK EXCHANGE LLC (58%); LEHMAN BROTHERS HOLDINGS INC (57%); BEAR
`STEARNS COS INC ( ...
`
`618. The New York Times, December 17, 2003 Wednesday, Late Edition - Final, Section C; Column l;
`Business/Financial Desk; Pg. 6, 1403 words, COMMERCIAL REAL ESTATE; Large REIT's Are Paring Their
`Noncore Holdings, By TERRY PRISTIN
`
`... David G. Shulman, a REIT analyst for Lehman Brothers. said it was not at all certain that rents
`
`619. The New York Times, December 16, 2003 Tuesday, Late Edition - Final, Section C; Column I;
`Business/Financial Desk; Pg. 6, 133 words, Technology Briefing Hardware: Lehman Chip Analyst Gets New Position,
`Bloomberg News
`
`... Wall Street semiconductor analyst, Daniel T. Niles of Lehman Brothers Holdings, will move to the company's
`asset-management business to ...
`LEHMAN BROTHERS HOLDINGS INC (58%); NEUBERGER BERMAN INC (58%)
`LEHMAN BROTHERS HOLDINGS INC
`
`620. The New York Times, December 15, 2003 Monday, Late Edition - Final, Section E; Column 6; The
`Arts/Cultural Desk; Pg. 1, 1094 words, City Opera, In Flux, Is Changing Leadership, By ROBIN POGREBIN
`
`... Baker worked at Goldman Sachs, Kidder Peabody, Lehman Brothers and elsewhere. Like Mr. Schneiderman, she
`has given more than $ ...
`
`621. The New York Times, December 15, 2003 Monday, Late Edition - Final, Section C; Column 5;
`Business/Financial Desk; Pg. 8, 340 words, Treasury Offerings For the Week
`
`... revenue bonds for Washington state office building. Lehman Brothers .
`... ROY AL BANK OF CANADA (66%); SEASON GOOD & MA YER (55%); LEHMAN BROTHERS HOLDINGS
`INC (53%)
`
`622. The New York Times, December 15, 2003 Monday, Late Edition - Final, Section C; Column 4;
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`Business/Financial Desk; Pg. 2, 295 words, Equity Offerings for Week
`
`... shares. Jefferies. Nabi Biopharmaceuticals, 8.5 million shares. Lehman Brothers. Orbitz, an initial offering of 11
`million Class ...
`... SG Cowen. Psychiatric Solutions, 6 million shares. Lehman Brothers. Roper Industries, 4 million shares. Merrill
`Lynch ....
`... International, an initial offering of 18.8 million shares. Lehman Brothers and Goldman Sachs. Transmeta, 25
`million shares. Needham.
`. ..
`... INC (91%); GOLDMAN SACHS GROUP INC (91%); LEHMAN BROTHERS HOLDINGS INC (85%);
`JPMORGAN CHASE & CO (58%); ...
`
`623. The New York Times, December 14, 2003 Sunday, Late Edition - Final, Section 3; Column 1; Money and
`Business/Financial Desk; Pg. 9, 748 words, INVESTING WITH: Jerome R. Powers; Westcore Plus Bond Fund, By
`CAROLE GOULD
`
`... a lower credit rating and higher yield than its benchmark, the Lehman Brothers Aggregate index. As of Nov. 30, the
`portfolio's bonds were rated ...
`MORNINGSTAR INC (82%); LEHMAN BROTHERS HOLDINGS INC (58%); DENVER INVESTMENT
`ADVISORS LLC ( ...
`
`624. The New York Times, December 9, 2003 Tuesday, Late Edition - Final , Section C; Column 1;
`Business/Financial Desk; Pg. 4, 144 words, COMPANY BRIEFS
`
`... said it would sell four of its home care brands to Lehman Brothers Holdings Inc., New York, and the Witkoff
`Group, New ...
`MURPHY OIL CORP (72%); LEHMAN BROTHERS HOLDINGS INC (71%); CAPARIO (70%); PLANVISTA
`CORP( ...
`
`625. The New York Times, December 9, 2003 Tuesday, Late Edition - Final, Section D; Column 5; Sports Desk;
`Pg. 4, 880 words, PRO BASKETBALL; An Outline Is Approved For the Sale of the Nets, By RICHARD
`SANDOMIR
`
`... director of Goldman Sachs, one of two investment banks, with Lehman Brothers, hired to handle the Nets' sale.
`"Now there's a road ...
`GOLDMAN SACHS GROUP INC (58%); LEHMAN BROTHERS HOLDINGS INC (55%)
`
`626. The New York Times, December 8, 2003 Monday, Late Edition - Final, Section C; Column 6;
`Business/Financial Desk; Pg. 2, 405 words, Credit Offerings Planned This Week
`
`... $104 million of homeowner mortgage revenue bonds. Lehman Brothers. Ohio infrastructure, $115 million of
`project revenue ...
`... INC (55%); UBS FINANCIAL SERVICES INC (55%); LEHMAN BROTHERS HOLDINGS INC (53%)
`
`627. The New York Times, December 8, 2003 Monday, Late Edition - Final, Section C; Column I;
`Business/Financial Desk; Pg. I 0, 202 words, Equity Offerings for Week
`
`... an initial public offering of 18.8 million shares. Lehman Brothers and Goldman, Sachs & Co. Source: MCM
`Equity Watch
`... INC (56%); TEMPUR SEALY INTERNATIONAL INC (55%); LEHMAN BROTHERS HOLDINGS INC (55%)
`
`628. The New York Times, December 7, 2003 Sunday, Late Edition - Final, Section 9; Column 4; Society Desk; Pg.
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`18, 197 words, WEDDINGS/CELEBRATIONS; Nina Pawlak, Matthew Devlin
`
`... products. Mr. Devlin, 30, is an associate at Lehman Brothers. the New York investment bank, where he specializes
`in selling ...
`INTERNATIONAL FLAVORS & FRAGRANCES FRANCE (57%); LEHMAN BROTHERS HOLDINGS INC
`(57%); INTERNATIONAL FLAVORS & FRAGRANCES INC ( ...
`
`629. The New York Times, December 7, 2003 Sunday, Late Edition - Final, Section 3; Column I; Money and
`Business/Financial Desk; Pg. 6, 819 words, PORTFOLIOS, ETC.; Disappointment ls Relative With Junk Bond Funds,
`By JONA THAN FUERBRINGER
`
`... want them buying up these bonds." The total return for the Lehman Brothers High Yield index is 27.2 percent this
`year through ...
`... underperformed an index that tracks those bonds. Graph tracks Lehman Brothers High Yield bond index and Lipper
`High Current ...
`... average from 1990 through November 2003. (Sources by Lehman Brothers; Lipper)
`LIPPER INC (82%); LEHMAN BROTHERS HOLDINGS INC (55%)
`
`630. The New York Times, December 5, 2003 Friday, Late Edition - Final, Section C; Column 2;
`Business/Financial Desk; Pg. I, 826 words, Top-Level Reordering at A.LG. May Set Up Succession, By JOSEPH B.
`TREASTER
`
`... Hank," said Chris Winans, an analyst at Lehman Brothers, using Mr. Greenberg's nickname. "He looked to be the
`person being ...
`AMERICAN INTERNATIONAL GROUP INC (93%); LEHMAN BROTHERS HOLDINGS INC (52%)
`
`631. The New York Times, December 5, 2003 Friday, Late Edition - Final, Section D; Column 3; Sports Desk; Pg.
`4, 571 words, PRO BASKETBALL; Islanders Owner Withdraws Bid to Buy the Nets, By RICHARD SANDOMIR
`
`... Nets in mid-September. The investment banking firms Lehman Brothers and Goldman Sachs accepted three
`bids,including Wang's, ...
`LEHMAN BROTHERS HOLDINGS INC (55%); GOLDMAN SACHS GROUP INC ( ...
`
`632. The New York Times, December I, 2003 Monday, Late Edition - Final, Section C; Column 4; Outlook; Pg. 6,
`424 words, Bond Offerings For the Week
`
`... $177.1 million of homeowner mortgage revenue bonds. Lehman Brothers. Wisconsin, $126 million of general
`obligation bonds ....
`... Authority, $300 million of school financing bonds. Lehman Brothers. Wisconsin Health and Educational Facilities
`Authority, $92.8 ...
`... INC (66%); UBS FINANCIAL SERVICES INC (54%); LEHMAN BROTHERS HOLDINGS INC (53%)
`
`633. The New York Times, December I, 2003 Monday Correction Appended, Late Edition - Final, Section C;
`Column I; Outlook; Pg. 15, 1252 words, International Business; As Britain Chugs Along, Its European Neighbors Lag,
`By ERIC PF ANNER, International Herald Tribune , London
`
`... it," said Michael Dicks, an economist at Lehman Brothers. With the economic future uncertain, Germans are loath
`to borrow and are stepping ...
`
`634. The New York Times, December 1, 2003 Monday, Late Edition - Final, Section C; Column I; Outlook; Pg. 16,
`960 words, International Business; Japan Builds a Recovery on the Boom or Bust of Exports, By KEN BELSON ,
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`YOKOHAMA, Japan
`
`... growth," said Paul Sheard, an economist at Lehman Brothers in Tokyo. "What would happen ifthe U.S. economy
`runs out of ...
`LEHMAN BROTHERS HOLDINGS INC (55%); BANK OF JAPAN (54%)
`
`635. The New York Times, November 29, 2003 Saturday, Late Edition - Final, Section C; Column 4;
`Business/Financial Desk; Pg. 1, 1201 words, INTERNATIONAL BUSINESS; Move Over Starbucks, Juan Valdez Is
`Coming, By SHERRI DAY
`
`... Speiser, a restaurant and food service analyst at Lehman Brothers. about the federation's plans. "It's site location; it's
`
`636. The New York Times, November 27, 2003 Thursday, Late Edition - Final, Section B; Column l; Metropolitan
`Desk; Pg. 4, 570 words, Downtown Hospital Plans Expanded Emergency Room , By DA YID W. DUNLAP
`
`... three years. Because of a $5 million contribution from the Lehman Brothers Foundation, the new unit will be called
`the Lehman Brothers Emergency Center. In a reflection of the hospital's constituencies ...
`... Richard S. Fuld Jr., the chairman and chief executive of Lehman Brothers, shared the lectern at the Monday
`groundbreaking with Ting Din ...
`JPMORGAN CHASE & CO (68%); LEHMAN BROTHERS HOLDINGS INC (54%)
`
`637. The New York Times, November 26, 2003 Wednesday, Late Edition - Final, Section C; Column I;
`Business/Financial Desk; Pg. 9, 721 words, THE MARKETS: STOCKS & BONDS; S.&P. 500 Gains for a 3rd Day,
`Led by Financial Shares, By Bloomberg News
`
`... overweight from neutral and he raised Morgan Stanley to neutral from underweight. Lehman Brothers sank $1.04,
`to $72.57. Mr. Tanona ...
`... Jay Vleeschhouwer, lifted his rating to buy from neutral, and a Lehman Brothers analyst, Caroline Sabbagha, raised
`Xerox to equal weight from ...
`... LLC (92%); STATEN ISLAND BANCORP INC (60%); LEHMAN BROTHERS HOLDINGS INC (58%);
`CITIGROUP INC (58%); MERRILL ...
`
`638. The New York Times, November 25, 2003 Tuesday, Late Edition - Final, Section C; Column 5;
`Business/Financial Desk; Pg. 8, 238 words, Nexstar Joins Crowd of Initial Offerings, By Bloomberg News
`
`... 1998. Banc of America Securities, Bear Steams Companies., Lehman Brothers Holdings, UBS and RBC Capital
`Markets underwrote the Nexstar ...
`... INC (59%); RBC DOMINION SECURITIES INC (54%); LEHMAN BROTHERS HOLDINGS INC (54%);
`BANK OF AMERICA CORP (54%); ...
`
`639. The New York Times, November 25, 2003 Tuesday, Late Edition - Final, Section C; Column 3;
`Business/Financial Desk; Pg. 3, 294 words, A Richness of Advisers, Most of Them Free, By ANDREW ROSS
`SORKIN
`
`Bank of America, Deutsche Bank, Lehman Brothers and Merrill Lynch -- which provided the debt financing -- all
`made the ...
`... LYNCH & CO INC (58%); MORGAN STANLEY (57%); LEHMAN BROTHERS HOLDINGS INC (57%);
`DEUTSCHE BANK AG (57%); ...
`
`640. The New York Times, November 25, 2003 Tuesday, Late Edition - Final, Section B; Column 3; Metropolitan
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`Desk; Pg. 2, 854 words, Roger C. Altman , PUBLIC LIVES; A Merger Maker Who Learned to Think Small, By
`LYDIA POLGREEN
`
`... attended the University of Chicago. He signed on after graduation with Lehman Brothers, and had a stellar career
`there, making partner at age ...
`
`641. The New York Times, November 24, 2003 Monday, Late Edition - Final, Section C; Column 2;
`Business/Financial Desk; Pg. 7, 84 words, Equity Offerings for Week
`
`... Steams. Tercica, 5 million shares. Morgan Stanley/Lehman Brothers. WCI Communities Inc., $5.7 million shares .
`
`... COS INC (58%); LEGG MASON INC (58%); LEHMAN BROTHERS HOLDINGS INC (57%); TERCICA INC
`(57%)
`
`642. The New York Times, November 22, 2003 Saturday, Late Edition - Final, Section C; Column 3;
`Business/Financial Desk; Pg. 4, 625 words, THE MARKETS: STOCKS AND BONDS; Technology Shares Show
`Strength; Blue Chips Stay Even, By Reuters
`
`... $20 in a late afternoon rally. Lehman Brothers said in a research report that it expected
`... FREDDIE MAC) (60%); DEUTSCHE BANK AG (57%); LEHMAN BROTHERS HOLDINGS INC (54%); NEW
`YORK STOCK EXCHANGE ...
`
`643. The New York Times, November 22, 2003 Saturday, Late Edition - Final , Section C; Column I;
`Business/Financial Desk; Pg. 14, 463 words, Cialis, Lilly's Entry in Impotence Market, Is Approved, By GARDINER
`HARRIS
`
`... it will." Tony Butler, an analyst for Lehman Brothers. said that Lilly would have to spend so much money on ...
`... ELI LILLY & CO (92%); GLAXOSMITHKLINE PLC (58%); LEHMAN BROTHERS HOLDINGS INC (50%)
`
`644. The New York Times, November 22, 2003 Saturday, Late Edition - Final, Section C; Column 2;
`Business/Financial Desk; Pg. I, 826 words, Merck Learns Anew the Risks of Focusingon Breakthrough Drugs , By
`GARDINER HARRIS
`
`... risks of heart attack. Tony Butler, an analyst with Lehman Brothers. said that he had projected that MK-757 would
`one day have $ ...
`
`645. The New York Times, November 20, 2003 Thursday, Late Edition - Final, Section C; Column I;
`Business/Financial Desk; Pg. 9, 778 words, Novartis to Give Consumer Ads a Big Role in Selling Drugs , By
`GARDINER HARRIS
`
`... exciting portfolio," said Tony Butler, an analyst with Lehman Brothers. "Novartis continues to evolve an
`extraordinarily strong pipeline with ...
`
`646. The New York Times, November 20, 2003 Thursday, Late Edition - Final, Section C; Column 5;
`Business/Financial Desk; Pg. I, 1062 words, Market Place; Lower Bid For Music Unit Could Tempt Time Warner, By
`ANDREW ROSS SORKIN
`
`... $2.5 billion FINANCINGDeutsche Bank, Bank of America, Lehman Brothers, Merrill Lynch. OTHER
`F ACTORSLow regulatory risk. The buyers do ...
`
`647. The New York Times, November 19, 2003 Wednesday, Late Edition - Final, Section D; Column 5; Sports
`Desk; Pg. 5, 276 words, PRO BASKETBALL; 4 Bids for Nets to Be Reviewed, By RICHARD SANDOMIR
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`... details of the offers and recommendations from its investment bankers, Goldman Sachs and Lehman Brothers.
`LEHMAN BROTHERS HOL