BULKY
`DOCUMENT
`
`(FILED ON PAPER - ENTIRE DOCUMENT EXCEEDS 100 PAGES)
`
`I Proceeding No.
`
`I 91219477
`
`I Filing Date
`
`I 06/01/2016
`
`[Part I s of I s I
`Exhibits K through R
`
`91219477
`
`

`

`K
`
`

`

`3118/2016
`
`LehmanTrustee.com WHOIS, DNS, & Domain Info- Domain Tools
`
`Home > Whois Lookup > LehmanTrustee.com
`
`Whois Record for LehmanTrustee.com
`
`Find out more about Project Whois and
`DomainTools for Windows.
`
`DOMAIN rOOLS fl;r V./1rido•N:,
`
`NOW
`
`A: .. 1.i.''" j._,rr111fl c·.vr1o.:r:.h1p rt 1 1.:urc·, 'r~:~r·1 y~)lJr Ut-',kt1.-.1p
`
`- Whois & Quick Stats
`
`Risk Score
`
`6.07
`
`Email
`
`abuse@web.com is associated with -8,940,371 domains
`sn56n7g ... @networksolutionsprivateregistration.com
`p9 5 7 g6z ... @networksolutionsprivateregistration.com
`
`Registrant Org
`
`PERFECT PRIVACY, LLC was found in -3,413,969 other
`domains
`
`Registrar
`
`NETWORK SOLUTIONS, LLC.
`
`Registrar Status clientTransferProhibited https:lwww.icann.org/epp#clientTransferProhibited
`
`Dates
`
`Created on 2008-09-20 • Expires on 2016-09·20 • Updated on
`2016-02-10
`
`Name Server(s) NS65.WORLDNIC.COM (has 2,956,946 domains)
`NS66.WORLDNIC.COM (has 2,956,946 domains)
`
`IP Address
`
`205.178.189.131 - 532,664 other sites hosted on this server
`
`IP Location
`
`ll"'J • Florida - Jacksonville - Network Solutions Lie
`
`ASN
`
`PIJAS19871 NETWORK-SOLUTIONS-HOSTING - Network Solutions, LLC
`(registered Sep 06, 2006)
`
`Domain Status Registered And Active Website
`
`Whois History
`
`46 records have been archived since 2008-09-22
`
`IP History
`
`7 changes on 6 unique IP addresses over 8 years
`
`,.
`,.
`
`,.
`,.
`,.
`
`Registrar
`History
`
`1 registrar
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`https://woos.domaintods.comt1etmantrustee.com
`
`RARCJ,AVS01741~
`
`1/5
`
`

`

`3118/2016
`Lehman Trustee.com WHOIS, DNS, & Domain Info - Domain Tools
`Hosting History 4 changes on 5 unique name servers over 8 years
`
`Whois Server
`
`whois.networksolutions.com
`
`-Website
`
`Website Title
`
`Lehman Brothers Inc. (SIPA Proceeding) - Client Home
`
`Response Code 200
`
`SEO Score
`
`83%
`
`Terms
`
`Images
`
`Links
`
`8194 (Unique: 1287, Linked: 1359)
`
`8 (Alt tags missing: 7)
`
`381 (Internal: 261, Outbound: 58)
`
`Whois Record ( last updated on 2016-03-18 )
`
`Domain Name: LEHMANTRUSTEE.COM
`Registry Domain ID: 1520431148_DOMAIN_COM-VRSN
`Registrar WHOIS Server: whois.networksolutions.com
`Registrar URL: http://networksolutions.com
`Updated Date: 2015-09-01T19:17:34Z
`Creation Date: 2008-09-20T18:05:55Z
`Registrar Registration Expiration Date: 2016-09-20T04:00:00Z
`Registrar: NETWORK SOLUTIONS, LLC.
`Registrar IANA ID: 2
`Registrar Abuse Contact Email: abuse@web.com
`Registrar Abuse Contact Phone: +1.8003337680
`Reseller:
`Domain Status: clientTransferProhibited https://www.icann.org/epp#clientTransferP
`rohibited
`Registry Registrant ID:
`Registrant Name: PERFECT PRIVACY, LLC
`Registrant Organization:
`Registrant Street: 12808 Gran Bay Parkway West
`Registrant City: Jacksonville
`Registrant State/Province: FL
`Registrant Postal Code: 32258
`Registrant Country: US
`Registrant Phone: +1.5707088780
`Registrant Phone Ext:
`Registrant Fax:
`Registrant Fax Ext:
`Registrant Email: sn56n7gs4c3@networksolutionsprivateregistration.com
`Registry Admin ID:
`Admin Name: PERFECT PRIVACY, LLC
`Admin Organization:
`Admin Street: 12808 Gran Bay Parkway West
`Admin City: Jacksonville
`Admin State/Province: FL
`Admin Postal Code: 32258
`Admin Country: US
`Admin Phone: +1.5707088780
`Admin Phone Ext:
`Admin Fax:
`Admin Fax Ext:
`
`https://whcis.domai ntools.com/lehmantrustee.com
`
`RARCLAVS017416
`
`2/5
`
`

`

`311812016
`LehmanTrustee.com WHOIS, DNS, & Domain Info - DomainTools
`Admin Email: sn56n7gs4c3@networksolutionsprivateregistration.com
`Registry Tech ID:
`Tech Name: PERFECT PRIVACY, LLC
`Tech Organization:
`Tech Street: 12808 Gran Bay Parkway West
`Tech City: Jacksonville
`Tech State/Province: FL
`Tech Postal Code: 32258
`Tech Country: US
`Tech Phone: +1.5707088780
`Tech Phone Ext:
`Tech Fax:
`Tech Fax Ext:
`Tech Email: p957g6zc4nj@networksolutionsprivateregistration.com
`Name Server: NS65.WORLDNIC.COM
`Name Server: NS66.WORLDNIC.COM
`DNSSEC: Unsigned
`URL of the !CANN WHOIS Data Problem Reporting System: http://wdprs.internic.net/
`
`Tools
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`: Reverse Whois Lookup
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`Buy This Domain ....
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`Visit Website
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`.!. Preview the Full Domain Report
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`https://woos.domaintools.com/lehmantrustee.com
`
`RARCJ,AYS017417
`
`315
`
`

`

`311812016
`
`Lehman Trustee.com WHOIS, DNS, & Domain Info - Domain Tools
`
`: .
`
`View Screenshot History
`
`Last checked August 07, 2015
`
`Available TLDs
`
`General TLDs Country TLDs
`
`The following domains are available through our preferred partners. Select domains below for more
`information. (3rd party site)
`D Taken domain.
`D Available domain.
`D Deleted previously owned domain.
`
`LehmanTrustee.com
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`LehmanTrustee.net
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`https.//whois.domaintools.com/lehmantrustee.com
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`RARCLAYS01741R
`
`4/5
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`

`

`311812016
`
`LehmanTrustee.com WHOIS, DNS, & Domain Info - DomainTools
`
`LehmanTrustee.us
`
`Buy Domain
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`Buy Domain
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`© 2016 DomainTools
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`https://woos.domaintools.com/lehmantrustee.com
`
`RARC:LAVS017419
`
`515
`
`

`

`IMPORTANT NOTICE
`
`The Depository Trust Company
`
`porcc,
`
`The Depository Trust &
`Clearing Corporation
`
`B4229-08
`#:
`Date:
`November 14, 2008
`To:
`All Participants
`Category: Executive Notices
`From:
`General Counsel's Office
`Attention: MANAGING PARTNER/OFFICER,
`OPERATIONS PARTNER/OFFICER,
`DIRECTOR OF OPERATONS,
`MANAGERP&SDEPARTMENT
`Lehman Brothers, Inc. (Participant No. 074)
`
`Subject:
`
`Please note that all inquiries or claims relating to the DTC transactions or accounts of Lehman Brothers
`Inc. ("Lehman") should be directed to the Trustee appointed with respect to the liquidation of the
`accounts of Lehman - James Giddens (the "Trustee") of Hughes Hubbard & Reed LLP, One Battery
`Park Plaza, New York, New York 10004-1482, (212) 837-6000. Please also note that the websites of
`the Securities Investor Protection Corporation ("SIPC") and Trustee (sipc.org and lehmantrustee.com,
`respectively) contain information in this regard.
`
`DTC continues to cooperate with SIPC and the Trustee, and act upon instructions received from the
`Trustee, with respect to Lehman's DTC accounts.
`
`Non-Confidential
`
`BARCLA YS025239
`
`

`

`Bankruptcy & Reorganization I January 12, 2009
`
`Claims Bar Dates in Lehman Brothers Inc. Liquidation Proceeding
`
`On September 19, 2008, the United States District Court for the Southern District of New
`York entered an order commencing a liquidation proceeding for Lehman Brothers Inc.
`
`("LEI"), a registered broker-dealer, pursuant to the Securities Investor Protection Act of 1970
`(as amended "SIPA"). LBI's liquidation proceeding has been referred to and is now being
`
`administered before the United States Bankruptcy Court for the Southern District of New York
`(the "Bankruptcy Court").
`
`Details on how these claims must be filed can be found on
`www.lehmantrustee.com. If you have any questions as to
`what types of claims qualify as "customer claims," or if
`you would like assistance in submitting any claims
`against LBI, please contact us.
`
`On November 7, 2008, the Bankruptcy Court entered an
`order specifying certain dates by which claims against LBI
`must be submitted. As a reminder, the deadline by which
`"customer claims" against LBI should be submitted is
`January 30, 2009. Because "customer claims" are
`entitled to special protections under SIP A, failure to meet
`this deadline may materially prejudice those rights. The
`deadline by which all other types of claims against LBI
`(such as general unsecured claims) must be filed is
`June 1, 2009. The deadline for filing claims against any
`Lehman entity currently operating under chapter 11
`bankruptcy protection (such as Lehman Brothers
`Holdings Inc.) has yet to be established.
`
`This memorandum is intended only as a general discussion of these issues. It should not be regarded as legal advice. We would be pleased to
`provide additional details or advice about specific situations if desired.
`If you wish to receive more information on the topics covered in this memorandum, you may contact your regular Shearman & Sterling contact
`person or any of the following:
`
`Douglas P. Bartner
`New York
`+1.212.848.8190
`dbartner@sheannan.com
`
`James L. Garrity, Jr.
`New York
`+1.212.848.4879
`jgarrity@sheannan.com
`
`Fredric Sosnick
`New York
`+1.212.848.8571
`fsosnick@sheannan.com
`
`Andrew V. Tenzer
`New York
`+1.212.848.7799
`atenzer@sheannan.com
`
`Michael H. Torkin
`New York
`+1.212.848.8283
`mtorkin@sheannan.com
`
`599 LEXINGTON AVENUE \ NEW YORK \ NY \ 10022-6069 \ WWW.SHEARMAN.COM
`©2009 Sheannan & Sterling LLP. As used herein, "Sheannan & Sterling" refers to Sheannan & Sterling LLP, a limited liability partnership organized under the laws of the State of Delaware.
`BARCLA YS025240
`
`

`

`5117/2016
`
`·11\'eopage SC1'eens..no1
`
`http://www.hugheshubbard.com/Pages/LehmanContact.aspx
`
`For inquiries related to Lehman Brothers lnc please call (866i 841-7868 (for U S calls) or (503) 597-7690 1Jor non-US calls) or visit
`the website ""'"' ,,,. lehrnantrustee com
`
`chrome-extension://akgpcdalpfphjmfilkmfbpdmgdmeeaeo/editor.html#last
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`1/1
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`

`

`5/17/2016
`
`http://www. I ifehealth.com/fol lowi ng-1@satisfaction-cl ai ms-lehman-trustee-return-4-6-bil lion/
`
`May 17. 2016
`
`ft A II VISOR
`
`insurance investment income
`
`Markets
`
`.t715.73
`204721
`149.30
`70.78
`
`·59 73
`.·g 45
`·~·:;42
`
`-0 57
`
`National Lonp; 'l c-nn Care Brok,~r~
`Offering Tralitio1al & Par11""1ip Litt
`tile lnm111ce wll.TCi & Amlity wll. !Ci,
`Top C.11~ Wide c.,;., Selection
`
`r-,. One-St11p~~V-~~~~!';,::;
`80D-695--82241110SI wt-mlft'Ry@ayld:ca
`
`Recruiting?
`and
`post your first job
`l!rachrltooamdsof"""".
`~-~nols
`
`National Lung Tc-nn Can: Broke-rs
`Offerilg lraiiiooal & Partntr"1ip l!Cio
`Life lnsurmewlLTCi & Alllliiywll.TCL
`Ill!' Conp. Wide CorrierSelection.
`Experieocei Stall &Trainil1
`
`Your 011e-Stop-Shop for LTC Pla11ni11g
`Cal or e-1111il for a Free Bruk« Kil
`ll00-695-8224 (xl051 I ~""iy@nylttb.QJ11
`
`Following 100% Satisfaction on Claims, Lehman Trustee to
`Return $4.6 Billion
`
`W'ASHINGTO~ DC -August 18. 2014 - H1e first 1ntenm
`d1stnbu1ion to unsecured general creditors of Lehman
`Brothers Inc 1.LBI: 11\'lll ma he available $4.6 b1ll1on. according
`to James\"." Giddens. tustee fof the l1Qu1dat1on of LBI Ttie
`Serurit1es Investor Protection Corporation 1SIPC: todaJ
`commended tlie hard ,·,rorh ofTrustee Giddens and 1115
`attome1·s 1n reacl1111Q this rna1or milestone D1stnbu~ons are
`
`setto commence on or about September 10
`
`A. S!PA liqu1dat1on addresses da1ms of general cred!tors as ,-.•ell as tt1e rustorners SIPC and the Trustee are ct1arged
`>!Uf'\ protecting
`
`Satisfaction following uncertainty
`SIPC President Stephen Harbect. said ·/~'hen the SIPA 11qu1dation commenced in 3eptember 2008 the possibility of the
`full sat1sfac~on of customer da11T1s ""as sometl11ng SIPC and U1e Trustee ti oped for but \1,•as genuinely uncertain atthat
`t1r1e The fact that cusbrner da1ms have been i.Jllr satisfied and tl1at unsecured general a editors are now recef,<1ng a
`s1gmficant distribut101l 1s an e\traordinar,. ad11evernent. The reriari"..able distnbut1on of b1ll1ons of dollars to general
`creditors 1s attributable to the d1hgence and many hundreds of hours of l1ard work ofTrustee Giddens t11s counsel and
`l1is stall' SIPC applauds this h1stor1c achievement \'\1e also thank US Bankrupb::y Court Judges James Pee~ and Shelley
`C Chapman for their counness hours of v"ork in read11ng t11s important milestone
`
`Tl1e S4.13 b1ll1on allocated forth1s 1rst distribution to unsecured general creditors represents :7 percent of the total ariount
`of these cla1ris '."~'1th this planned first interim d1stnbut1on r'1ore than Si10 billion v,tjtl have l)een distributed from the LB!
`estate to cusroriers and general creditors
`
`SIPC and Trustee Giddens had pre\~OuS~/ announced 1n June 20-13 that 100
`percent of LBI securities customers da1Ms v,'ould be Ulfilled \"l'\tt1 that re1Um of
`all LBI customer propert>J'. no advances frorntt1e SIPC Fund v"ere necessary to
`make LBI securities customers ·whole Secured and prionty general creditor
`claims t'ia-..·e also been ful~l sa11sfied S!PC and the Trustee also noted hat
`d1stnbubons from the LB! estate stand as the largest return ofpropert'i 1n history
`to former cusb:lrners of a bro~,er-dealer follo11.·1ng a bankrupt'/ a11d !1qrndation
`proceedino
`
`Full details on the d1stnbut1ons can be fbund at
`
`fa,i'L..>re Q{ a t.ro.:.:erage flrrr.- ow•ng cu;Stor~;er.; cash and sec(ir1t1es 01ai are m1;:;.;;:n9 frorr. G1stomer accoeinrs S,'PC e.ther acr.s
`as tr~·Etee on1:or/.'~ li'•th a:i ,,.,dependent c00rt-appo.,11ea tn..istee ,11 a brokerage .nso<'ve!lcy case to reco~-er fur.as
`
`7'".'1e siaii:1re ihat created S'PC pr0'.·1des t,"iatci:..sn;mer.s cf a fa .• ed brokerage f.rm rece1\·e at,' non-negcr1ab.'e seci.;r.r.es-
`t/1atare a.read)" reg.:tered 111 tlieir narrres Of .11 ttie process o.~ be.ng reQ•stered . ..:<t ~1e .s-ame(cid:173)
`2c;d1 as stoc~::; er bends -
`r.r-:;e f~,nds :•rcur, the S,'PC rer;er.-e are a·;a,\'ab.'e ic sat.sij· the re1~ia11M9 cia.ms tir c,1.stomercar;h andror secur1t:es he•d in
`custod'/ H·1U1 rt1e broker for vp to a rrraX•lriiJ\'ll of S500.000 percv·sLC1r,er Th~ f.gure .11c•vdesa maxlm£1m of S250.000on
`C•'M!iS for ::a.si1. Fro<:. tl1e r.rt;e Congress created •t Ill !9"!0throu9t1 December 2013. $,'PC ''as ad·,-ancea s 2 ! boio'10.·1111
`crdertc make poss1b1'e tl1e reca.·er:~ of s: 3.J lJ,.'.',:)n ,·1 assets fer an est.1r.aied 772 000111'.-'estcrs
`
`08/18/'.::014 •Filed Under
`SHARE: II FACEBOOK
`
`SHARETHIS G·I . . DELICIOUS
`
`chrome-extension://akgpcdalpfphjmfifkmfbpdmgdmeeaeo/editor.html#last
`
`BARCLA YS025242
`
`1/1
`
`

`

`5/17/2016
`
`http://www.lyncmigration.com/news/2013/11/18/7548800.htm#
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`LY NC Migration
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`[November 18. 2013]
`
`Featured Blog
`
`Fourth Notice Regarding Disposition of LBI Estate
`Securities - November 18, 2013
`
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`1/2
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`5117/2016
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`http://www.lyncmigration.com/news/2013/11/18/7548800.htm#
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`[ BEicl· To S~·.pe ~or 8u31res3 t,e,··3 :; f-onepage
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`BARCLA YS025244
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`212
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`

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`5/17/2016 http://www.prnewswire.com/news-releases/sipc-applauds-lehman-trustee-on-milestone-100-percent-return-of-securities-customers-property-21056757 ...
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`SIPC Applauds Lehman Trustee On Milestone 100 Percent
`Return Of Securities Customers' Property
`
`No SIPC Fund Advances Needed To Satisfy Customers: Largest Return of P1operty to Customers of a Fon11e1· Broker-Dealer Following a
`Bankruptcy and Liqu1dat1on
`
`Jur 07 2013. 09 49 ET from
`
`- ---
`
`W.A.SHINGTON. June 7. 2013 /PRNews\vire-USNewswne/ -- Wl1en tt1e ci1str1but1ons con1mencing today to former
`
`securities custome1s of Let1man 8rntl1ers !nc. (LBll conclL.cle. all secL.11t1es customer claims will IJe 100 percent
`
`fL;lfillecl. acco1cl1ng tc James W. G1clclens. Trustee for tl1e l1quic!at on of LBI. T11e Securities lnvesto1 Protection
`
`Cor porat1on (SIPCJ tociay applauc!ecl the harcl work of Trustee Gidclens and his attorneys 1n reacl1!llg tt11s major
`
`milestone. With the return of all LBI customer property. no advances from the SIPC Fund w1!1 be necessary to make
`
`LBI secLmt1es customers whole.
`
`The news you
`need, when you
`need it.
`
`Tl11s also means d1st11but1ons trorn tt1e LBI estate 'Nill stanci as tl1e largest return of proper1y 111 history to former
`
`CLoStomers of a lxoker-clealer fo!lowmg a bankruptcy ancl l1ciu1dat1on proceeding.
`
`SI PC President Stephen Harbeck said: "SIPC is very pleased with the Trustee's significant achievement in this
`
`historic case. The return of 100 percent of securities customers' property in the largest SIPA liquidation
`
`proceeding ever, and the prospect of future distributions to general creditors, including former employees,
`
`pension funds, financial institutions, banks, and Lehman affiliates, shows that the SIPA program continues
`
`to work well. We also recognize the significant efforts of U.S. Bankruptcy Court Judge James Peck, and the
`
`cooperation of Lehman Brothers International (Europe) (LBIE), and Lehman Brothers Holdings Inc. (LBHI) in
`
`reaching this important milestone."
`
`Full c:eta1ls on tl1e d1st1·bLt1ons can be founcl at 1--,
`
`ABOUTSIPC
`
`Ti1e Securities Investor Protection Cor porat1on 1s the U.S. investor's first line of clefense 1n tt1e evem of the failure of
`
`a brokerage firm mv1ng custorners cash and secunt1es ttiat are rnss:ng from customer accounts. sipc either acts
`
`as trustee or works wrth an indepenclent court·appo1nteo n·ustee 111 a brokerage insolvency case to recover funds.
`
`T11e statute tt1at created s1pc provides tl1at customers of a fa1leo brokerage f1rrn recerve all non-negotiable
`
`securities - suct1 as stocks or bon:ls -- tl1at are already reg,stered 111 tl1ew na"1es or 1n tile process of being
`
`reg1sterecl. ;\t tt1e same time. funds trorn tile SIPC reserve are available to satisfy the rerna1n,ng claims for
`
`customer cast1 and/or securities held 111 custody w1t11 the broker for up to a maximum of S500.000 per customer.
`Th rs figure :ncluc:es a rnax:murn oi S250.000 on claims for casl1. Frorn t11e t:rne Congress created 1t in 1970 t11rough
`Deceml}er 2012. SIPC t1as acvanced S 2.1 b1!l1on rn order tc make possible the recovery of S 120.7 b: lion 1n assets
`
`fer an est1matecl 770.000 investors.
`
`SOURCE Securit:es Investor Protect:on Corporatron
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`5/17/2016 http://www.prnewswire.com/news-releases/sipc-applauds-lehman-trustee-on-milestone-100-percent-return-of-securities-customers-property-21056757 ...
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`1111 ---
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`Read More
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`SIPC Initiates the Liquidation of
`Global Arena Capital Corp.
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`BARCLA YS025246
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`5/17/2016
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`http://www.pwc.co. uk/services/business-recovery/adm i nistrations/lehman/lehman-cl ient-m oney-and-assets-update-200109. htm I
`
`LJmum Brothers
`Infi!rnntianal
`(Europe) (in
`administration)
`eonmctd-ils
`
`l.JmumBrorhus
`Infi!rnntiana.l
`(Europe) (in
`administration)
`Progress Report
`
`_L
`pwc
`
`!r.:::lmtne>
`
`::urplu;
`
`::'her.t.:kce>
`
`Waterfall .".pph:ah~l!
`
`:.EIE Other ltei:is
`
`$itfJ:1:.p
`
`l'nited Kingdom
`
`Lehman Brothers International (E1u·ope) (in
`administration) - l'pdate on C'lient l\Ione~ and Client
`Assets held by Lelnnan Brothers Inc.
`
`SIPA customer claims -Action required
`
`On i9 Septe111t)er 2008 :the Filir~g Date· tl)e United States District Court fort/~e Soutl•em District of
`t,,iev" York entered an Order granting the application of the Securities Investor Frotection Corporation
`Tor issuance ofa Frotect1<e Decree adjudicating t!1at tlie cu·otorners of Le!1ri1an Brotl)ers Inc 1181 ':are
`m need of tt1e protection afforded b; tt1e Securities lnvenor Protection Act of "'1970 as anended
`1 'SIP.A
`Ja1~1es \•\' Gt(1dens :tl1e Tiustee , v\•as appointed trustee tortl1e i1qu1dat101: oft!1e business of
`LBI and Hughes ..-ubbard & Reed LLP ~"·as appointed as counsel to tl1e Trustee
`
`On '1 Decerntier 2008 tl1e Trustee informed customers of LSI .,.,·tio ·.1 .. 1sh to be el1g1ble for U1e ma.1 1111urn
`protection tt1at niay b8 afforded to t!1 e111 under sip;.. tl 1atthey must file c.la11'1s \:,•1th t!1e Trustee bt 30
`JanuarJ 2009 C!ai111s filed 1n LBJ s SIPAproc>:-eding ·:,·111 IJe sub1ectto U1e Jur1sdtct1or: oftt1e United
`States Banh.ruptc1 Court ior tile Southern D1stnct of ~.e·.»' vorl·
`
`Tl1is staterientisto rot1f;. '<OU tl·1at 1n add1t1on tof1l111g a cla11Yl on bet1a!Toflel1rnan B1otlHO!fS
`l11ternat1ona! :Europe
`1111adrrnn1st1at1on.1 LBlE b·; tl:e 30 January 2009 deadlme tl:e Joint Adii1rn1st1ators acting as LBIE s
`1r.tend to sub1•11t an or1n1lrns c!a 1r·1 on
`ager.t and .,\·1tt1out an:. per;onal I 1ab1l1t1 1 U1e A,dr'lm1strato1·s
`bet1alf of eac!1 or LBIE s custo1'1e rs 1",i1ose cash. securities or otl1er as~.ets ,;.rere 1or st10uld !ia';e l)een ·
`t1eld I); LSI on the F1l1ng Date
`f'Jote ho .. »'e\'er tl1e 01 .. ·u:1hus cla11'1•.'»111mll111clude cast~ securities or
`ott1er a~sets tt1at "."eie boo~ed b; custo11ers direct!, •/,'1tl: LB! 1 e ror a clair1anttJ1at 1s a direct
`custom.;1 of botl1 LBIE ancl LSI. LBIE s on1111bus cla1r1 1,\•1ll onl:. include cash secur1t1es and ott1er
`assets of s ucJ: cu stonier l:eld b; LBI t~Hougl1 LBIE Hie reasons ti: at ll1e Adr'1inistrators are sub r'11tting
`cla1r.1s on be!1alf of certairi LBIE s cuslo1'1ers as clesrnbed al10, .. e are to 'O:eek to preser~·e fl eacl1
`customer's nght to obtain tt1e 1"'13' ll"llH'l protection afforded u111jer SIPA and
`tt1e ',·alue of a1h
`securit1 01 other interest 11 a ppl1cabte that LBlE !'1 a; l1ave O'.'er any proceeds of eacl1 custo1•1er s
`reco .. ·e1 1 from LB1 s estate LB!E cannot !'la~ e an, represer,tat1on regard mg actual reco'.'er1es to IJe
`i)btamed fro1"1 LBI s e;tat;::; in respeCT of an;' of1ts cla1t'1S
`
`LB1E i; und ertahing an e ~1ens1,;e rev1e .. ·" of !ts bool·s and records to 1dentrf':' custor1ers ·:,1tl1 potential
`cla1ns against LBI. ~~ot .. "1tl1s.tandmg LBIE s considerable efforts to retne•oe and anal'f~.e as r'luc!1
`cu~tomer data as po::s1ble. LBIE face;. issues including P11s;.ing or 1nacce~s1tJ!e iecords and IT 1jal.a
`that cornpll cate tt"1e conip1lat1on ot cla11'ls Consequent!:. LB!E cannot guarantee tt;at ttie ornntb us
`cla11"1ttiat1t T11e~ on IJet1alt of certain of its custoP1ers •:,ill identify e .. ·er:. customer ·/.1th securit1e<: casl1
`or other assets l'19ld IJy LSI tl1rougl1 LBIE and neither tl1e Adnin1strators nor LBIE accept an, l1a!)1l1t1
`aris1rg out ofan1 l!l~Kcura.c1es or deficiencies 111 tl1e 1nto1rnatwn provided LBIE s cu::to1~1ers rna', •1\1sl1
`to pursue tl1e1r rio!:ts in ti1e '3IPi•.proceed1n•J bv i!1na a lli3.IP1 on tt1e1r cn;m bet1alr v<1tt1 t11e Trustee as
`,·,011
`
`Furt!ier. tt·1e Trustee ha:; c::sked LBIE to provide custoPier 01gnature; ev1denc1ng LBIE s aut!rnrit, to file
`cla1r'ls on behalf or its customers LBIE l1as agreed to use reasonable efforts to otJta1r custo111e1
`signatures .. ·,1t11out prejudice to an:, argu111ent tl1at LBtE 1s authc:ir1sed to file c!ain1s on IJel1alf of its
`cu:.tor;iers on an1 otl1er ba·;is Addit1onall:. tile Trustee 11a:; indicated tt'iat receipt of response:; to
`questions 4 - ~' on tl1e SIPA ciair"'l ton.,..1 b·, LBIE s customers ria ·1 l1elp to e .. ped1te ti: e Trustees cl air,..,
`deterr11nat1 on process LBIE l<as prepared a cu stoner a uttrnrisat1on TOrtl 1tl1 e Custo1"1er
`Autl1or1sat1on
`to e~·1dence LBIE s autt1or1t·i t1J me a cla11"'1 on ea ct) custo!'1ers !:;et: a If and to peri111t
`eac!1 custorie1 to respond to the questions tt1e Trustee l1as posea to each claw1a11t 111 tl1e S!PA,cla1t':s
`proces3 Tl'ef.dm1111strators urge LB1Es custor1ers to s1m1 and return Custo1'1erAutl10risations duly
`co1;ipleting questions',~ 8 tl1ereof to tile Adn1inistrators attt1e address setfortt1 t)elo·;,• as :;oon as
`pos:;1ble LBIE 1s a1j· .. 1sed tt1at returning a signed Custo1"'1er A.uU1or1s atron to LBIE •:,•111 rot preiud1ce a
`cu~tor1ers 11ghtto file a '31Pi ... daw1 on its o•.rn l)et1alt aga111stLBI on or Uefore 30 Januar/ :::oog
`
`Copies of me Trustees ~~ot1ce oft!)e sip,:,, cla1r'ls process clau"'l forP1s and other bac~ground
`mforrriat1on on the SIPA l1qu1dat1on na., lie fc.und at ,;s,'·:,·s1pc orq u11der Froceed1ngs·'Liqu1dat10n and
`,,.,,,\-,\• let1rr1antru stee corn
`on tl1-:: Trustees ,,\•ebs1te
`
`Cl1c~ t1ere to dov·:n1oa1j a COP'• of tt·1e C.ustor1er Autt1orisat1on
`
`E' ecuted Cu starrier A.uthori sa11ons s1·1ould he tie erna1led 1n PDF to c!1e ntpos1t1onresnor:.::esra::1 J)1a(cid:173)
`eu.coP1 ors ent as soon as poss1tJ le to
`
`CaUl'.' Ste,Nart
`Trust Propert: Tear1
`Let;nan Brot1·1er.; International 1Eurupe:
`25 Bank Street
`London
`E' 4 5LE
`
`An: question~ regardmg tl)IS inforriat1on should be d1rected to c11er:tpos1t1onresponses!.Xl!)1a-eu com
`
`S 201s...:::01f3. PwC i:..u nglits reserved F\·iC refers to the P1'1C netl'ior~ Jnd•C·f one er mere of rts men'her firms. eacti of v1h1.::h 1s a separate lega1 entit~ Pleas:e :.ee 11vM pwc com.1structure fer further
`details
`P1n.'a::: 1 Slaten>enl
`
`Cod 1es mfc
`
`Leg JI D1o;;c1a1wer
`
`At:out Srte Pro\ Kler
`
`Pi ov1s1cn cf Sefo.·1r;es
`
`Di·:erslt:f
`
`•/iel:: A:::cess1b1llti
`
`Ewa1I \\'ebn:aster
`
`Ea rt use1 deta1!~
`
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`BARCLAYS025247
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`5/17/2016
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`http://www.sifma.org/committees/asset-management-group/asset-managers-forum-(amf)/financial-crisis-resources/
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`lliisifma
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`T!1e- fo1:o-.r'i.ng: 'iinks ,:;re mtended to pro,·ide asset marrngers ,,·-d1 lnform;:;tio:1 re:2.ti.ng to
`
`c::1rE'nt n.1.:1rket rnnCitions;
`
`Lelunan Brother:'i- International (Europe)
`
`Lehm~n Brothi:-1 s Internz:t1or12J (Europe) h<ts been placed under the adrn.inis:r 2-:ion of
`
`Price\\'.:.terho:Jse Coopers (PIX() in London.
`
`P\\'C -is managing :he clostnE- of Lehmcin s bnslness <.nd posts mfonnation 0n 1ts
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`Finns sho'J.ld seek 2.d'i·ice of counsel ·with respect rn their rights or ob:igi<tions in
`connect1on 'i\1.th :his maHi?r. _..\!tho..:gh SIF~L-l~ m2~· not proYide- !eg<>J <:.ch-lee-. cp:es':ions
`
`conci::-rning the posting b~· SIF~L..\ of the-si:i Pro~ocol<:; ma.:: be- directed to Tim Cuneron.
`
`~fan~ging Lhrecto1. The .,.\ssi?t )fan;igers Forum. ;;.t t
`
`is for non-FICC :i.IBSD members, addresses the process for termin2:::1ng
`CJ?rtam fon,-~rd se;:tling: trc.des dfected by 2.sset man2.gers '.\1th U>lun2ln Bro~l1ers in
`
`connec:ion ;\-ith mor~~a.ge-b.?.ded securities. ki.10,q1 J.s -TBA. trades <
`
`This~-
`
`. of -;_he Le":1m~in Brot~H?rs lnc. Trm:ee addresses prime brokera~e
`
`_ rel~:e5 to terrninJ.ting cert2.m specified and allocc.tec!. trades do!te ,,.1th
`:__·
`Lehm2,~1 B1ofaers in conneL~1on wit'..1 mong<' ge-b<:>.cked. securities. \\·hich l,I e ki1m\·n .::..s
`
`poo:-- -uc.C.es.
`
`EESA&TARP
`
`The Emergency Econo1nic St2.b1:ization Act (H.R. q~4) establishes t!le Troub:ed Asset
`Relief Program (TARP). temporarily inc-rpases the deposit insnr2nce limi:. pro-,