Proceeding
`Party
`
`Correspondence
`Address
`
`Submission
`Filer's Name
`Filer's e-mail
`Signature
`Date
`Attachments
`
`Trademark Trial and Appeal Board Electronic Filing System. http://estta.uspto.gov
`ESTTA365254
`ESTTA Tracking number:
`08/26/2010
`
`Filing date:
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`BEFORE THE TRADEMARK TRIAL AND APPEAL BOARD
`91184576
`Plaintiff
`Calypso Technology, Inc.
`HAE PARK -SUK
`BARNES & THORNBURG, LLP
`750 17TH STREET, N.W., SUITE 900
`WASHINGTON, DC 20006
`UNITED STATES
`hparksuk@btlaw.com, maryjane.frisby@btlaw.com
`Other Motions/Papers
`Hae Park-Suk
`hparksuk@btlaw.com, jfroemel@btlaw.com
`/hparksuk/
`08/26/2010
`HPS-int-adv-aff-cvr.pdf ( 1 page )(20986 bytes )
`HPS-int-adv-aff.pdf ( 2 pages )(43337 bytes )
`HPS-int-adv-1.pdf ( 25 pages )(2614830 bytes )
`HPS-int-adv-2.pdf ( 6 pages )(1092721 bytes )
`HPS-int-part-aff-cvr.pdf ( 1 page )(21274 bytes )
`HPS-int-part-aff.pdf ( 2 pages )(43601 bytes )
`HPS-int-part-1.pdf ( 25 pages )(2401907 bytes )
`HPS-int-part-2.pdf ( 9 pages )(727391 bytes )
`HPS-int-qp-aff-cvr.pdf ( 1 page )(20768 bytes )
`HPS-int-qp-aff.pdf ( 2 pages )(47065 bytes )
`HPS-int-qp-1.pdf ( 6 pages )(300289 bytes )
`HPS-int-over-aff-cvr.pdf ( 1 page )(20937 bytes )
`HPS-int-over-aff.pdf ( 2 pages )(43669 bytes )
`HPS-int-over-1.pdf ( 20 pages )(1394018 bytes )
`HPS-int-mf-aff-cvr.pdf ( 1 page )(20876 bytes )
`HPS-int-mf-aff.pdf ( 2 pages )(44961 bytes )
`HPS-int-mf-1.pdf ( 18 pages )(1811600 bytes )
`HPS-int-tech-aff-cvr.pdf ( 1 page )(20756 bytes )
`HPS-int-tech-aff.pdf ( 2 pages )(43493 bytes )
`HPS-int-tech-1.pdf ( 13 pages )(1605290 bytes )
`HPS-int-hf-aff-cvr.pdf ( 1 page )(21365 bytes )
`HPS-int-hf-aff.pdf ( 2 pages )(39221 bytes )
`HPS-int-hf-1.pdf ( 25 pages )(2727766 bytes )
`HPS-int-hf-2.pdf ( 21 pages )(1974616 bytes )
`
`

`

`#$%&'&()"(*"+,,*)-./)"0-'1((23"4*(&5-"*6"0-3&275-
`Exhibits to Opposer’s Rebuttal Notice of Reliance
`8.&7(-9"81'3&52(&*7):"82.2;"<
`Printed Publications, Para. 2
`
`1. Affidavit of Hae Park Suk
`
`=; >66&92?&("*6"@2-"82.A"B1A
`<; #$%&'&(">"C,2.()"=D<E
`
`Exhibit A arts 1-2
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE TRADEMARK TRIAL AND APPEAL BOARD
`
`Opposition No. 91 184576
`
`Serial Nos:
`
`Reg. Nos.:
`
`78799018; 78798953;
`78797405;
`2852355; 2852354;
`2852353
`
`) )
`
`) )
`
`) )
`
`Calypso Technology, Inc.,
`
`Opposer,
`
`V~
`
`Calypso Capital Management, LP,
`
`)
`)
`)
`Applicant.
`W____—J
`
`AFFIDAVIT OF HAE PARK SUK
`
`Hae Park Suk, under penalties of perjury, hereby declares as follows:
`
`1.
`
`My name is Hae Park Suk.
`
`I am an associate with the law firm of Barnes &
`
`Thornburg, LLP. From my legal representation of Calypso Technology, Inc.
`
`(“Calypso Technology”), I have personal knowledge of the facts set forth in
`
`this Affidavit, except as otherwise stated, and am competent to testify as to all
`
`matters stated.
`
`In order to determine how frequently the term ADVISOR was used in
`
`connection with financial services but excluding hedge funds, on July 21,
`
`2010, I performed a search of the internet using the Google search engine of
`
`the terms advisor andfinancial.
`
`I reviewed the results for those uses of the
`
`term ADVISOR in the financial industry but not used in connection with
`
`hedge funds. Printouts from the websites showing use of ADVISOR in the
`
`financial industry but not in connection with hedge funds, are attached to this
`
`Affidavit. See Exhibit A.
`
`

`

`I declare under penalty of perjury, that the foregoing is true and correct.
`
`Executed this 26th day of August 2010.
`
`gt QMma 2571 1*\
`
`Hae Park—Suk
`
`DCDSOl HPARKSUK l46248vl
`
`

`

`, EXHIBIT A
`
`

`

`Advisors Financial Inc. l The Keys to Unlock Your Financial Security
`
`Page 1 of 1
`
`~
`Advisers Financial, inc.
`an imaginative financial plannin-
`
`Suite 300
`51° “Wm?” 5"”
`Falls Church, Virginia 22048
`
`
`
`he Keys to Unlock Your Financial Security
`inancial independence doesn‘t come to wishful thinkers. it comes instead to those
`ith a serious commitment to prosper.
`
`dvisors Financial, Inc. (AFI) knows how to develop and increase your personal
`nd business resources. AFI specializes in creating a unique program to meet your
`bjectives of income, wealth and security.
`
`I F1 is a responsive, imaginative financial partner—one that acts as a catalyst, or
`ey, to providing successful planning and implementation. The company is small
`nough to guarantee you personalized services, return your calls promptly, and be
`oncerned with your financial health on a continual basis. Yet the company is large
`nough to offer comprehensive financial planning to individuals and small business
`wners.
`
`h 2010 Lethelewar You Should Pay Closer Attention to Your_
`
`state planning is an essential part of anyone’s personal finances u no matter how
`ealthy you are. But even for those who have been diligent about planning for
`heir spouses and heirs, this is a year when it may make particular sense to re-
`xamlne your strategy.
`
`ow to Get 2010 Off to_a
`
`_t Financial Start
`
`lenty of people make resolutions to lose weight, get a new job or make other
`hings happen in their personal life, but relatively few make solid resolutions about
`oney. Make 2010 the year you’ll live a better life financially. Here are a few
`
`http://www.advisorsfinancial.com/
`
`7/21/2010
`
`

`

`Wells Fargo Advisors Financial Network
`
`Page 1 of 2
`
`Mayflower Advisers, LLC
`
`Home About Us
`
`Learning Center MarketWatch
`
`Contact Us
`
`About Us
`Our Practice
`Our Associates
`Our Location
`Our Services For Individuals
`Our Services For Businesses
`Access Your Account
`The Mayflower Manifest Newsletter
`Market Commentary
`Mayflower Moments « in the News
`Tell A Friend
`
`July21.2010@01:25PM
`Nasdaq Composite 2,219.14 . 3.35
`sap 500
`1,03378 4- 030
`Russell 2000
`823.48
`- 0.76
`G t Q
`
`market“ C’th ' Owes i P°"’°"°i
`
`ADVlSOI-zs, LLCW
`‘
`l
`,
`.
`‘
`_
`Mayflower Advisers, LLC is a full—servroe financral consulting firm dedicated to helping our clients
`build and protect wealth. We offer a wide range of financial products and services to individuals and
`business owners. By providing our clients with sound financial information and guldance. we
`believe they will be better able to identify their goals and make sound decisions to help attain them.
`As an independent Firm, our loyalty belongs exclusively to our clients. This independence allows us
`to work with a myriad of industry-leading money management firms, trust companies and insurance
`providers whose products we leverage to create customized client portfolios. We recommend only
`
`those products and services that can be tallored to suit our clients‘ unique needs.
`
`Contact Us
`100 Franklin Street
`Boston. MA 02110
`Phone: (617) 259-1767
`To“ free: (866) 688-0180
`Fax: (617) 259-1768
`sieve.climitrlou@mayfiorweradvisors.com
`Map and Directions
`
`http://www.mayfloweradvisors.com/
`
`7/21/2010
`
`
`
`Live for TOda '
`
`V
`
`I
`
`'
`
`.
`
`>
`
`’
`v
`
`.
`
`.
`
`I
`
`9
`
`"
`
`'
`
`m Learning Center
`.MAYF LOWE R
`Market Watch
`
`

`

`Wells Fargo Advisers Financial Network
`
`Page 2 of 2
`
`palculatorsm
`Cost of Retirement
`Use this calculator to estimate how much
`income and savings you may need in retirement.
`Home Affordability
`Estimate of the maximum amount of financing
`you can expect to get when you begin house
`hunting.
`Risk Tolerance
`This calculator is designed to help you clarify
`your comfort level with investment risk.
`College Funding
`Use this calculator to estimate the cost of your
`child’s education, based on the variables you
`input.
`More Calculators —+
`
`Newsletters
`insurance for Your Whole Life
`if your situation calls for life insurance coverage
`that extends beyond your working years, it might
`be time to consider whether permanent life
`insurance would be appropriate.
`Save the Date
`There are several key retirement milestones tied
`to specific birthdays or ages. This quiz asks
`readers to identify several.
`Beware the Better—Than-Average Effect
`Economists have found that, on average, people
`tend to believe that their own lives are improving
`at a faster rate than most everyone else's.
`One Final Letter
`A letter of instructions can help someone clearly
`state his or her preferences for many important
`issues such as organ donation. funeral
`arrangements, and other details not enumerated
`in a trust.
`More Newsletters
`
`
`
`'2. NH. NJ. NV, NY. Oil, OR‘ PA,
`at 4 above.
`in any states other than {‘f:.9\_
`
`This information Is intended for use only by residents of (AL. AZ CA. CT, DC. FL. GA, Hi, it}: it‘ my KY MA, MD, ME; Ml MN MO
`
`30, TX, VA, WA) Secmilies-‘related services may not be orcvrded ic indivrduals residing in any state no
`Please consult With the FA as she may not be registered in all states. insurance-«elated services may not be provided to individuals 3‘;
`MA. NH: NY},
`Investments In securities and insurance products:
`ARE NOT FDIC-INSURED
`ARE NOT BANK-
`MAY LOSE VALUE
`GUARANTEED
`
`investment products and services are ottered through Weds Fargo Advisers Financial Network, LLC (Wt—AFN) Welis Fargo Advisers is the trade name used by Mr) separate
`registered brokervdealers: Wells Fargo Advisers LLC and Wells Fargo Advisers Fmancral Network. LLC, Me
`rs SlPC non «bank affiliates of Wells Fargo {9 Company Any
`other referenced entity is a separate entity from. Win. it.
`@2010 Wells Fargo Advisers All rights reserved
`{Privacy Policy] Legal Securilyl
`
`
`
`http://www.mayfloweradvisors.com/
`
`7/21/2010
`
`

`

`Investing Services - Investment Products ] Wells Fargo Advisors
`
`Page 1 of 1
`
`
`
`WORKING WITH A FINANCiAL ADVISOR
`
`i
`
`LIFE STAGES
`
`i
`
`FlNANClAL SOLUTIONS
`
`.
`CLIENT LOGINICONTI“.CTUSINGNUS ..
`
`1NVESTMENT TOOLS & iNSiGHTS
`ABOUT US
`
` Learn 't-rbzst our top
`
`
`
`“We expect next year's earnings will Show
`less margin expansion but more revenue
`growth and more corporate hiring,"
`
`Stuart T 17:eerv..ram, (ZR-"t
`Chieffqur'gy Szrcrzegts:
`
`A H 34:.
`
`n
`
`strategists- have {-3
`about the markets and
`economy.
`
`Watch Video
`
`@
`
`Access Onllne 6“*1:
`ngntLogin [ §lgngg
`
`About Access Online l View Demo
`
`Connect With Us Today
`Find an office near you
`
`BY Zip
`
`Advanced Search
`
`‘Wolts Fargo Advisers
`is not a legal or tax advisor.
`
`Women‘s Retirement
`Trends & insights
`Women have a unique
`perspective on retirement.
`Find out what it means
`for you.
`
`
`
`0.02%
`2.27
`0.17%
`3.71
`0,03%
`0.30
`0.17%
`0.01
`2.300.250.000
`
`JUL21, 2010 1'29 PM ET
`DJiA F
`
`'15)
`DJiA
`NAM
`
`mWN
`
`YSE VOLUME
`
`t O Q i
`
`12?.
`10232.23
`2218.78
`1,083.78
`234%
`
`Major Tax Law Changes Coming5
`Act now: Plan for scheduled
`year-end tax changes.
`R_euu_e_sl_9u_r
`int
`1 ti nal
`
`n 't
`
`
`WW;
`
`*"
`
`a.
`
`
`
`Market Commentary
`July 19 2010
`Negative Sentiment Creates
`Attractive Valuation
`BMW
`
`July 14 201:?
`Core inflation Trends Lower
`51mg Jon {-5
`
`Six Strategies for Weathering
`Market Volatility
`Get our rec re on
`
`Auction Rate Security
`Information-
`Results Pricing & DisciOSUFE§
`
`
`
`
`How well do you understand
`Social Security?
`
`grew our sgocrai grgsect in
`
`Retiring
`Retiring: Your Next Financial Steps
`if you‘re on the verge of retiring or have just
`retired, there are some financial matters you
`need to address before you get too comfortable
`in your new routine.
`Lee’nmmorcse
`
`Together wu’i go Lu:
`
` .. non-bank affiliates
`
`Enter Symbol:
`Quotes delayed M least 15 m‘nutes.
`Powered by Mam'VVond’
`Wachovia Securities is now Wells Fargo Advisers
`© 2010 Wells Fargo Advisors, LLC. All rights reserved. Pilvflu! | gown! l 1,525,";
`Securities and insurance Products:
`Not insured by me or any May Lose Note Deposit of or Guaanteed by
`Federal Government Agency
`Value
`a Bank or any Bank Affiliate
`Wells Fargo Adv‘sors is the trade name used by two separate registered broker-dealers: Wells Fargo Advisers. LLC. and Wells Fargo Advisers Financial Network, LLC. Members §
`of Wells Fargo & Company. Wells Fargo Securities, LLC is a registered broker-dealer and a separate non-bank attiliate of Vlblls Fargo 8. Company.
`
`furl
`
`Lgarn more. .
`
`i‘iisciosgrgg l Site Mag | ggmgg gig I caning
`
`https://www.welIsfargoadvisors.com/
`
`7/21/2010
`
`

`

`Pure Financial Advisers Services, Financial Plans and Asset Management
`
`Page 1 of 5
`
`
`
`‘
`
`'l
`
`:2 u 23 TW $2 T H ‘r
`
`3R3;
`
`Caéz Us Today A: 18772226044
`03' 619_8l4_4100!r183n Diego
`
`EH” 51:5;GNW
`
`
`
`
`http://wwwpurefinancial.com/services/
`
`7/21/2010
`
`

`

`Pure Financial Advisors Services, Financial Plans and Asset Management
`
`Page 2 of 5
`
`
`
`Pure Financial Advisors Services
`
`Pure Financial Advisors offers a comprehensive range of financial services. Our recommendations are always driven by what we
`believe to be in your best interest, based on the information you provide.
`
`Services include:
`
`The Foundation Financial Plan
`
`One of the important differences of Pure Financial Advisors is that we make your financial plan central to our process. Many of
`our competitors use the financial plan as a way of discovering your assets and identifying product sales opportunities. After the
`opportunities are identified, the actual plan is forgotten or abandoned.
`
`With Pure Financial Advisors, the financial plan is our primary service. We create a plan for you that is dynamic and designed to
`grow and evolve as a representation of you. Your plan is a combination of your assets, liabilities, risk tolerance, goals,
`objectives, time horizons, and your financial attitudes. You can feel confident that your qualified planner always has an accurate
`and current profile of you. This includes coordinated access to all important financial data and documents, professional and
`financial motivation to do what‘s in your best interest, a legal fiduciary liability to do what's in your best interest and the
`technology to coordinate your financial, tax and legal advisors into a comprehensive financial plan.
`
`http://www.purefinancial.com/services/
`
`7/2 1/201 0
`
`

`

`Pure Financial Advisors Services, Financial Plans and Asset Management
`
`Page 3 of 5
`
`The Pure Financial Assessment
`
`The Pure Financial Assessment is an objective evaluation and assessment of a focused area of your finances. The process begins
`with a general snapshot of your financial situation. We then help you clarify your main area of concern and provide the resources
`to develop a general assessment of your situation with potential options to achieve improvements. Typical areas of focus may be
`cash flow management and forecasting, portfolio risk profiling, real estate strategies, tax planning or estate concerns. Depending
`on the focus of the assessment, we may utilize CPAs, Attorneys, Asset Managers, as well as our CFP board certified planners.
`This service is not a comprehensive plan and is not available for complex financial issues requiring more than six hours of
`planner time. Fees for this service may be used as credits toward a Foundation Financial Plan.
`
`Second Opinion
`
`Pure Financial Advisors offers Second Opinion, an objective, no-obligation evaluation of a broker recommendation, your
`existing plan, a financial product or a specific financial situation. You needn't be a client to take advantage. The service is not
`available for complex financial issues.
`
`Asset Management
`
`Pure Financial Advisors Asset Management is a fee-only service, no commissions are accepted for any securities transactions
`from any source. When your investment portfolio is managed by Pure Financial Advisors, Inc., you are assured that your money
`is managed using a prudent management process designed and monitored by our distinguished investment committee. All
`investment portfolios are managed as per the investment policy statement (IPS) produced for you during the planning process.
`The quarterly fee for managing your assets is collected quarterly, reported to you in writing and will create "SAVER" credits.
`"SAVER" credits can be used to offset up to 100% of your implementation package fees that may include your CPA, Attorney,
`CFP Advisor, personal encrypted website, coordination of professionals, continued planning and more.
`
`Click here for more information on LureAsset Management
`
`Insurance Services
`
`11f your Pure Financial Advisors representative identifies a need for insurance products or suggests that you shop for quotes to
`increase the value of existing insurance plans, you have options. You can go to the open market for competitive quotes, request
`quotes from Pure Insurance Services, or do both.* If you choose to implement insurance products through Pure Insurance
`Services, any commission received by Pure Insurance Services will be reported to you in writing to provide transparency. Your
`Pure financial planner does not receive fees, commissions or any other compensation for the purchase of insurance products.
`
`*Insurance products through Pure Insurance Services, Inc. California License Number 0F82095
`
`http ://www.purefinancial.com/services/
`
`7/21/2010
`
`

`

`Pure Financial Advisers Services, Financial Plans and Asset Management
`
`Page 4 of 5
`
`
`
`RECEIVE MONTHLY NEWSLETTER
`FROM PURE FINRNCEAL
`SSGN UP HERE
`
`Name
`
`Email Address
`
`Phone
`
`
`
`Pure Diffcrmcc
`Can Benefit You
`PLAY VIDEO > '
`“an: Better Advice?
`Ask. ’ll‘hcse Questions First!
`
`http://www.purefinancial.com/services/
`
`7/21/201 0
`
`

`

`Pure Financial Advisors Services, Financial Plans and Asset Management
`
`Page 5 of 5
`
`
`Home
`The Pure Difference
`Services
`News & Radio Show
`Contact Us
`Disclaimer
`
`Siren/Lag
`Privacy Policy
`
`1.877.222.6044 or 6l9.8l4.4100
`
`NOW
`CHAMBEROF
`mnmwmm sum .w w w! M (“Mi-4 “Mm-n flu." km 00 muum In we a»:
`r
`r
`‘
`h
`i
`m COMfiERCE m "ma I:W «WM. mnptm ctr mfi ‘1qu w nag—u; «mimic. manna-n
`
`CF‘P‘
`
`v
`
`PALADN
`
`w: as“...
`
`@ “ $63” :8;
`
`l
`
`CERllt’lED-leANCIALPLANNER'
`
`Pure Financial Advisors offers better than fee only financial plans, investment advice and other financial services. Serving
`southern California and San Diego your CFP board certified advisor is a salaried employee that receives no—commissions and
`no-fees from their recommendations regarding advice on investments, retirement planning, estate planning or insurance.
`
`Copyright 2010 Pure Financial Advisors, a registered investment advisor. All Rights Reserved.
`
`
`
`
`
`http://www.purefinancial.com/services/
`
`7/21/2010
`
`

`

`Advisers Capital Management — Home
`
`Page 1 of 1
`
`an '
`a
`5-1 U R S C A 1’1 '1
`l
`M A A i! ‘V'
`w an!
`M A N A t; l’ \i if .\‘
`‘t‘
`
`:‘x
`
`i
`
`.
`Call us at: (800) 977-4424
`SubmitA Reguest
`
`
`
`Advisers Capital Management's separate account portfolios are for the
`discerning investor who is looking for individualized private account
`management. Each portfolio is tailored from an investor‘s unique investment
`policy taking into consideration personal risk levels and objectives. Our
`portfolio customization and manager experience is what sets us apart from
`the rest. ACM's management services are available through financial
`professionals throughout the country or directly through our in house Wealth
`Coordinalors.
`
`3 User Name:
`i
`
`‘
`=
`
`}
`
`5
`
`g
`
`
`:1;
`
`r s:
`
`{‘4 »
`'
`Password:
`
`L
`
`in
`
`To request additional information
`click here.
`
`Click here for Advisers Capital‘s Firm Brochure
`
`Sovereign Risks
`Date: 7/19/2010
`By: Dr. Charles Lieberman. Chief investment Offiver
`
`Fitch upgraded Argentina's bonds to B (stable) from
`Default last week. a rather questionable decision.
`2 Argentina and a few others belong in a special class,
`1
`recidivist sovereign borrowers who default on a regular
`5 basis after they‘ve lured new lenders to provide them with
`fresh money. it makes little sense to upgrade Argentina
`and downgrade Greece because its budget cutbacks are
`not politically popular. I... Readwmeggmpieteartigle
`
`Sign up for our Email Newsletter
`
`"trimerme l‘
` I
`r:
`1-,:
`
`Flick Here a
`
`NQA;‘~}~‘J.:U'
`‘ {Ante-tr»:
`lClick Here».
`i'} at,
`:12
`
`- 2f 13‘:
`
`my _
`
`
`
`'
`
`gm iz'm
`Click He
`'
`
`I N
`a ‘
`
`.
`
`
`
`ACM Exganding Wealth Management Services: Looking For
`Experienced investment Professionals
`Date:
`December 2009 Barron'segpyereStory. BetierInanfigndsfeatures
`Advisors Capital's income Solutions
`Date: 7/21/2010
`WEBCAST: ACM Q2 2010 Report to Advisers
`Date: 7/22/2010
`WEBCAST: ACM Q2 2010 Reportto investors
`
`r
`v
`4
`‘i
`I
`§
`I
`% rm. 5;, Aggy;
`Elf; Microsoftmnon
`fins.
`alive Meeting Qiick Here »
`
` iiws: Wis-say i
`
`.
`
`-
`i
`1
`
`3
`i
`
`
`
`MHLAM)
`Vlikii‘ii
`
`
`
`Advisors Capital Management, LLC is a registered investment advisory firm.
`A firm ADV Part ii is available upon request.
`
`©2006 Advisers Capital Management, LLC
`[germs of Use » Proxy VotingPolicy — Code of Business Conduct. 8t Ethics ~ Privacy Poiiq
`
`Website created by MCS
`
`
`
`http://www.advisorscenter.com/
`
`7/21/201 0
`
`

`

`Advisers Financial Center I Asheboro, NC
`
`Page 1 of 2
`
`RAYMOND JAMES
`HNANL Mt
`f;l:jt:vu.‘t~;~7, INL
`\
`.
`i”,-
`r
`
` Advisors Financial Center
`An independent Firm
`
`
`investor Access
`
`7 Home ’
`
`About Us
`
`Services ,
`
`Newsletters
`
`MarketView
`
`
`
`Financial
`Resources
`
`
`
`Chris
`Griffin
`Financial
`
`AdVIsor,
`In Our
`'
`
`
`RJFS
`Community
`
`
`
`
`News and
`Ne"
`
`Events
`Grim“
`Financial
`
`
`Adv‘
`,
`
`REE;
`Contact Us
`
`
`
`
`
`Why Choose
`Libby
`Us?
`Griffin
`
`
`Service
`
`Assistant
`internal Revenue
`
`Service .
`
`
`
`Branch Manager Professionally v
`FINANCIAL ADVICE
`
`Clement, CFP®
`
`Speaking Audio
`Files
`
`Raymond James
`
`Put our experienced investment advice and
`tailored ongoing service to work for you.
`
`INVESTMENTS — RETIREMENT - EDUCATION -
`
`Offered through
`Raymond James Financial Services, Inc.
`
`Call 625-0550 for a no-cost, no obligation
`appointment.
`E-mail us at neal.griffin,@raymondiames.com.
`
`Click here to read the Client Bill of Rights.
`
`CFP® I CERTIFIED FINANCIAL PLANNERTM ICFB
`
`Matthew
`
`928 Sunset
`Avenue
`Asheboro, NC
`27203
`Phone: 336—625-
`0550
`Fax: 336-625-
`1237
`Toll-Free: 800—
`79843550
`Contact Us
`
`$28-$lean
`
`Securities offered
`through
`RAYMOND
`JAMES
`FINANCIAL SERVICES.
`INC.
`Member FINRA l SIPC
`
`9 NOT FDIC
`Insured
`0 NOT
`GUARANTEED
`by me bank
`0 Subject to risk
`and may lose
`value
`0 Notadeposit
`0 Not insured by
`any
`government
`agency
`
`MAM
`
`http://www.raymondjames.com/AdvisorsFinancialCenter/
`
`7/21/2010
`
`

`

`Advisors Financial Center i Asheboro, NC
`
`Page 2 of 2
`
`Certified Financial Planner Board of Standards, lnc..
`owns the certification marks above. which it awards
`to individuals who successfully complete initial and
`
`ongoing certification requirements.
`
`
`
`Raymond James fmancia advisers may only conduct business with residents of the states and/or jurisdictions for which they are
`properly registered. Therefore a response to a request for information may be delayed. Please note that not all of the investments and
`services mentioned are available in every state. investors outSide of the United States are subiect to securities and tax regulations
`within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and
`availability,
`
` Site Map
`
`© 2010 Raymond James Financial Sen/ices, inc, member FINRA I SIPC
`
`Privacy Notice
`
`http://www.raymondjames.com/AdvisorsFinancialCenter/
`
`7/21/2010
`
`

`

`About Streettalk Advisors
`
`Page i of 2
`
`STREETTALKADVISORS
`
`C..flfltfll‘iliifl§.9fiémc
`
`HUME .
`
`x A
`
`BOUT STRE ETTALK ADVISORS
`
`«scan on mama! -
`INVESTOR RESOURGES - At Streettaik Advisers, we understand that selecting the right firm to manage your money is
`“5‘”me “cums - one of the most Important decisions you will ever make. Our business Is founded on the
`principle that when our clients are successful, we share In that success.
`ascent ALERTS
`A Fresh and Personal Approach to your Portfolio
`In a complicated world, we can help make your financial decisions simple. We take time to
`discover your goals, tax status, investment horizon and risk tolerance, then work as a team
`to review your overall portfolio direction, create and then Implement an appropriate strategy
`to meet your unique needs. Our portfolios are not “one size fits all". Whether it’s mostly fixed
`income, balanced or growth oriented, the portfolio ls designed with you In mind.
`comer us I Our Commitment to You
`SEED ME lllFllllMM‘lll - The financial well being of our clients is our primary objective. We want to serve you
`effectively, efficiently and distinctively — whatever your investment and financial needs. We
`run; an “Damn!!!”
`believe that by adherence to the following principles, the financial health of our client’s
`I investment ls best served:
`
`‘ on»
`
`0 Conservation of the principal investment to protect the earning power of the portfolio
`over time.
`o The management of the portfolios for total returns in the form of capital appreciation,
`dividends and interest.
`0 To achieve the highest possible level of total returns for the portfolio while accepting
`the least amount of risk possible.
`0 To manage all portfolios in the most cost efficient manner while staying aligned with
`our clients’ objectives, time horizons and risk tolerance.
`0 To manage the portfolio for tax efficiency, but not at the expense of capital
`preservation.
`
`Proven Strategies and Disciplines
`Streettalk focuses on investment disciplines that have withstood the test of time. The
`consistent application of this philosophy Creates a group of portfolios that perform well in a
`variety of market environments.
`
`We continually assess our portfolios' performance attribution, risk, and diversification
`characteristics and employ quantitative risk factor analyses to determine the ramifications of
`the implementation of buy and/or seii decisions.
`
`Sell disciplines are an integral part of the decision making process. Our holdings are
`monitored daily and formally reviewed weekly to determine specific sell or cutback
`recommendations.
`
`Knowledge is Power
`Streettaik is currently managing accounts at Charles Schwab, Fidelity Investments and
`FOLIOfn. Our clients have access to our proprietary fundamental and technical analysis, fixed
`Income strategies, asset allocations, private managers and specialized investment products.
`
`We continually educate ourselves and pass this knowledge onto our clients, allowing them to
`make Informed decisions when it comes to their money. A daily radio show, weekly
`newsletters, quarterly updates, monthly statements, transactional confirms and on-demand
`email access allow our clients to stay on track.
`
`One Team Working for Your Future
`With a collective vision that our clients come first, we continually educate ourselves on new
`markets, investment opportunities, changes in tax laws and InnOVative financial planning
`techniques. We work as a team on your overall portfolio direction and strategy so that
`various points of view can weigh in to protect your money and ensure growth.
`Why rely on just one person for financial advice when you can have an entire team of market
`experts to review, make recommendations and Invest your money?
`
`Click the button below to learn how to get started with Streettaik Advisors.
`
`
`
`
`
`http://www.streettalkiive.com/aboutus.htm
`
`7/21/2010
`
`

`

`About Streettalk Advisers
`
`53%
`
`I IV yr 5
`
`12A
`0K
`
`d?!”
`i
`9
`d1»
`H1 [0
`m1:
`mseVn
`(NUS
`
`Page 2 of 2
`
`1
`
`CS
`
`HWAB
`
`FOLIO / 7
`
`p
`
`Ho
`clog“
`éS
`sch“
`"av
`
`a2’)
`
`:~)<
`
`tiS2DAE
`
`[HEAR
`
`£2,52ti,
`
`nA£.l§;_
`u
`E
`S
`Rim:
`SIEEEIIALK1UM¥§SIQB.BESSMJB§ESI7
`MlEfiiilfiJiELEISfiflflljflfldEDuLE[SESHSSQES‘EBJMACXJXMJCXlEHSSLAHfiER
`
`T
`
`S
`
`
`
`,,.d“nxxw.(n
`
`
`
`http
`
`//wmv.streettalk1
`
`ive
`
`.com/aboutus.htm
`
`7/21/2010
`
`
`
`
`
`
`
`
`

`

`Strategic Solutions for the Informed Investor
`
`Lindner Capital Advisers applies a unique and academically sound strategy in portfolio
`construction, uiilizing the principles of "Modern Portfolio 'l'heoryf‘ Ogr portfolios are specifically
`designed to be consistent with the client‘s risk tolerance. investment objectives and time horizon.
`
`We offer Retirement. Tax-Managed, and 401 K solutions designed specifically to meet each
`client's goals.
`
`In order to provide the investor with individualized solutions. we prepare a written irivesunent
`Policy Statement with specific information covering client objectives and constraints. target
`returns, risk tolerance. time horizons. anticipated withdrawals, contributions. and taxation and
`regulatory issues‘
`
`To learn more about what Lindner Capital Advisors can offer you contact us at 800-229-4306 or
`email rig
`
`Lindner Capital Advisers .
`
`.
`
`. Managing your Expectations.
`
`ADV Part I! Document Contact Us. i Privacy Policy Document! Sim Editors 3 Stan Portal i Logotn 1 FAQs
`@2009 Liliane! Candi-ii Advise
`inc.
`Advisory Services olfezed through Léndner Capital Ariviaom. me. A Registered investment Adviser.
`600 Village Trace. Bonding 23, Suite 300. Marietta GA (30067 - (800) 229-4306
`
`Lindner Capital Advisors — Financial Advisor, Financial Investments, Retirement Portfolios, lnve... Page 1 of 1
`
`53$: 31%
`
`LINDNER CAPITAL ADVIQORS, 'l'NC.
`AREL‘ASIEREDI‘ mmmoii
`‘
`
`amazoncom
`
`http://www.lcaus.com/pages/services
`
`7/21/2010
`
`

`

`Cunningham Advisors, Financial Studies in Commercial Real Estate
`
`Page 1 of 3
`
`Cunningham Advisors LLC
`Financial Studies in Commercial Real Estate
`
`
`
`x sag-mg I
`
`,
`
`'
`
`@g. Tatian- :
`P “is ,
`a
`.
`‘
`:
`:C Mommy
`1. _ ~
`
`1
`er
`. "
`a;
`
`" '_
`
`‘-
`
`‘*
`
`»
`
`It
`
`.--
`
`.
`
`-
`
`"
`
`Hi
`*
`
`,
`
` ",‘i’? c“\~-*‘«w1-ema«rmt .
`
`"Right on the Money."
`
`Cunningham Advisors provides financial consulting services to mid-
`sized developers of commercial properties in the Denver metro area.
`Our speciality is 30,000-40,000 office and retail buildings.
`
`_
`,
`.
`Expert in the use of ARGUS financial software, we provide answers
`and solutions to riddles typical of every development. We furthermore
`prepare lender and investor packages based on these findings, thus
`bearing up to the most intense scrunity.
`
`We add value to every development project - because of sophisticated
`cash flow models that make sure your ideas are right on the money.
`We also find solutions when they're not, and discover hidden
`opportunities along the way. Afterward, we prepare lender and
`investor packages that succeed in attracting capital.
`
`Three reasons why you can bank on our "findings":
`
`Experience: Hands-on experience in commercial real estate,
`development, renovation, and property management, all backed by a
`degree in accounting and real banking experience. Simply put, we've
`actually done it!
`
`Know-how: We know how to translate the "story" of a development
`into financial terms. This involves more than just addition and
`subtraction; we actually reshape the fiiur corners of the development:
`(1) amount ofproduct created, (2) revenue produced, (3) all-in cost,
`
`and (4) capitalfinancing.
`
`Not until all four corners are in "sustainable balance" is the project
`ready to move forward (usually four or five re-visions over several
`months).
`
`
`Technology; We use ARGUS financial software, the industry standard.
`(Many institutional lenders and investors won’t accept proposals unless
`they‘re based on ARGUS.)
`
`
`
`
`
`i These are the talents, experiences, and skills, that we bring to the table. Employed once,
`
`http://www.cunninghamadvisors.com/
`
`7/21/2010
`
`

`

`Cunningham Advisors, Financial Studies in Commercial Real Estate
`
`Page 2 of 3
`
`it's rare for a client to proceed on the next project without contacting us first.
`
`
`
`
`Typical Assignments
`
`l.AR GUS Cash Flow models
`
`2.1 nvestor and Lender packages
`3.Deve lopment schemes
`4.R enovation strategies for historic properties
`5.C ondominium Conversion analysis and feasibility studies
`6.Due -Diligence, acquisition and/or investor
`
`Additional Services
`
`Project management; Team membership
`Marketing and pricing strategies
`Implement property management
`Web sites design and production
`
`Fees
`
`Bid ~ Based on information resources and complexity
`Hourly ~ $95 per hour
`Retainer * Discounted fee based on repeat volume of business
`Assignment - Full or part time Team Member for duration of project
`
`About U s
`
`
`
`
`
`Cunningham Advisors is based in Denver, Colorado. John
`Cunningham is its owner and manager. With an accounting degree
`from the University of Denver, John cut his teeth as the Manager of
`Special Projects, a problem-solving section of the area's largest bank.
`He owned and operated a commercial real estate management, leasing
`
`http://www.cunninghamadvisors.com/
`
`7/21/2010
`
`

`

`Cunningham Advisors, Financial Studies in Commercial Real Estate
`
`Page 3 of 3
`
`and renovation company for 12 years. He developed financial software
`in the early 19903 and pioneered a mortgage consulting profession,
`publishing two books along the way.
`
`
`
`With the emergence of sophisticated software, John wedded his
`commercial real estate experience with this new technology and has
`been providing small to mid-sized development companies with the
`same "back room" capabilities of big companies since 1996.
`
`You may contact us anytime by clicking on the e—mail address below,
`or by visiting the Information Center under the Contact Us section,
`which has our toll free telephone number, local number, address and
`so forth.
`
`Thanks for visiting!
`
`Back to top
`
`Site designed and developed by John Cunningham
`
`
`
`© Cunningham Advisors LLC 2003
`
`info@cunninghamadvisorscom
`
`http://www.cunninghamadvisors.com/
`
`7/21/2010
`
`

`

`Bull Group Advisors, Financial Strategy, Ohio
`
`Page 1 of 1
`
`BULL GROUP ADVISORS, LTD.
`
`investment Management and Counsel
`
`Award Winning Investment Advisors
`Bull