`ATTORNEYS AT LAW
`28 State Street
`
`Amy B. Spagnole, Esq.
`aspagn 0le@l1asIa w. com
`Direct (61 7) 3 78-4204
`
`Boston, MA 02109-1775
`TEL: 617.345.9000
`FAX: 617.345.9020
`wwwhamawbom
`
`r:""*""’j“
`
`l||||||||||||||ll|||||||ll||||||||||||||l|||||||||
`
`01-03-2006
`:45, netent & 1'M0fc/TM Ma1IR:pIDt. #11
`
`December 30, 2005
`
`VIA FIRST CLASS MAIL
`
`United States Patent and Trademark Office
`
`Trademark Trial and Appeal Board
`P.O. Box 1451
`
`Alexandria, VA 22313-1451
`
`Re:
`
`Notice of Opposition
`of United States Trademark
`
`Application No.: 78/598,426
`Applicant: ZoneChefs LLC
`Mark: FROZONE
`
`Class: 39
`
`Dear Madam:
`
`The following documents are submitted in connection with U.S. Application Serial No.
`78/598,426, filed by ZoneChefs LLC, for the mark FROZONE in International Class 39 on the
`Principal Register:
`
`I 1. Notice of Opposition With Exhibits 1-9;
`
`2. Opposition fee, $300.00, by check No. 68557 for 1 class;
`
`3. Certificate of Mailing dated December 30, 2005; and
`
`4. Authorization to charge Deposit Account.
`
`The Commissioner is authorized to charge any additional needed fees and to credit any
`overpayments to Account No. 50-0485, Hinckley Allen & Snyder LLP.
`
`Si
`
`ely,
`
`. Spagno e
`
`
`
`'
`
`Enclosures
`
`cc:
`
`Deborah L. Benson (w/o Encl.)
`
`565039
`
`1500 Fleet Center, Providence, RI 02903-2393 TEL: 401.274.2000 FAX: 401.277.9600
`43 North Main Street, Concord, NH 03301-4934 TEL: 603.225.4334 FAX: 603.224.8350
`
`
`
`IN THE UNITED STATES PATENT & TRADEMARK OFFICE
`
`BEFORE THE TRADEMARK TRIAL AND APPEAL BOARD
`
`TTAB
`
`Opposition No.
`
`Mark:
`Serial No.:
`Class:
`
`FROZONE
`78/598,426
`39
`
`lllllllIllll||||||||||llllllllllllllllllllllllllll
`
`)
`
`) )
`
`) )
`
`)
`)
`)
`)
`)
`)
`
`BARRY D. SEARS Ph.D.,
`
`Opposer,
`
`v.
`
`ZONECHEFS, LLC,
`
`Applicant.
`
` 01-03-2006
`J15 Fatent 8. TMOfc/TM Mall Hcpt Dt. #11
`
`Barry D. Sears, Ph.D., a United States citizen, with an address of 222 Rosewood Drive,
`
`Suite 500, Danvers, Massachusetts 01923 (hereafter “Opposer” or “Dr. Sears”) believes that he
`
`will be damaged by registration of the mark shown in Application Serial No. 78/598,426 for the
`
`mark FROZONE for “food delivery services,” in International Class 39 on the Principal Register
`
`filed on March 30, 2005 by Zone Chefs, LLC, a New York limited liability company with an
`
`address of 8608 Foster Avenue, Brooklyn, New York 11236, and hereby opposes the same. As
`
`’ grounds for this opposition, Opposer alleges as follows:
`
`01/05/2006 mm:
`
`00000091 78598426
`
`01 FM6402
`
`300.00 09
`
`FACTS
`
`1.
`
`Opposer is the owner of the trademark ZONE and other marks incorporating
`
`ZONE for health and nutrition products and services.
`
`2.
`
`Since 1995, Opposer has used the trademark ZONE and composite marks, all
`
`incorporating ZONE as the dominant portion thereof, such as ZONE LABS, ZONENET, ZONE
`
`CAFE, ZONE CUISINE, ZONE SKIN CARE, ZONERX, and DR. SEARS ZONE, in
`
`564052
`
`
`
`connection with a wide variety of branded health and nutrition products and services, including
`
`print and electronic publications, educational and counseling services, meal delivery services,
`
`prepared foods, vitamins and supplements, meal replacements bars and drinks, skin care products
`
`and restaurant and cafe services. Such use has been ongoing and continuous.
`
`3.
`
`Opposer, Dr. Barry Sears, is the scientist and author who achieved considerable
`
`fame in connection with the lifelong hormonal and insulin control program that he first created
`
`about fifteen (15) years ago. E Declaration of Barry D. Sears (“Sears Decl.”) 11 1, attached
`
`hereto at Exhibit 1.
`
`4.
`
`Dr. Sears’ program uses food as a drug to help people control and balance their
`
`hormonal and insulin levels to achieve maximum mental productivity and as a means to
`
`improved health. Li. at 1] 2.
`
`5.
`
`Dr. Sears branded his writing, teaching and consulting on the benefits of an
`
`insulin balanced hormonal control diet with the term “ZONE.” I_cl. at 1] 3.
`
`6.
`
`Dr. Sears adopted the term ZONE as his trademark to analogize the health
`
`benefits of his products and services compliant with his hormonal control program for ordinary
`
`dieters to that of the “flow” achieved by superior athletes during sports participation. I_d_. at 1] 4.
`
`7.
`
`The terms “flow” or “zone” have been used to denote a heightened state of
`
`consciousness during sports participation during which an athlete performs to the best of his or
`
`her ability. An article discussing this concept is attached at Exhibit 2.
`
`8.
`
`The term ZONE in Dr. Sears’ ZONE Marks is not used in its ordinary sense to
`
`mean “an area” -- e. g., “play zone” describing a specific area dedicated to playing.
`
`9.
`
`Since creation of his hormonal control/insulin balanced program, Dr. Sears has
`
`provided a wide array of health and nutrition products and services that are compliant with this
`
`#564052
`
`2
`
`
`
`program under the trademark ZONE and composite trademarks all containing ZONE as the
`
`dominant portion thereof, including, but not limited to, ZONE, ZONE CUISINE, ZONE CAFE,
`
`ZONE SKIN CARE, ZONERX, ZONE LABS, ZONENET and ZONE SHAKES (the “ZONE
`
`Marks”). Li. at 11 5.
`
`10.
`
`Dr. Sears is well known as the source of ZONE branded products and services.
`
`11.
`
`Dr. Sears has authored numerous ZONE branded books which are premised upon
`
`using food as a drug to control and balance hormonal and insulin levels, including The Zone,
`
`Mastering the Zone, Zone Food Blocks, The Anti-Aging Zone, A Week in the Zone, The Soy Zone,
`
`The Top One Hundred Zone Foods, The 0megaRx Zone and The Anti—Inflammatorjy Zone. Sears
`
`Decl. at 1] 6.
`
`12.
`
`Several of these books have appeared on The New York Times bestseller list. Li.
`
`at 1I 7.
`
`13.
`
`Dr. Sears’ The Zone was number one on The New York Times bestseller list in
`
`1996 and remained on that list for approximately twenty (20) weeks. Li. at 1] 8.
`
`14.
`
`More than fg/_e million hard cover copies of Dr. Sears’ ZONE branded books have
`
`I - been sold in the United States alone. Ld_. at 119.
`
`15.
`
`Dr. Sears’ works have been translated into Q languages and are sold in at least §l_O_
`
`foreign countries. Q at 1] I0.
`
`16.
`
`In addition to his ZONE branded books, Dr. Sears and his ZONE branded health
`
`and nutrition products and services are widely known from his numerous and frequent live and
`
`taped appearances, including seminars, conferences, radio shows, and network television
`
`interviews, throughout the country. Sears Decl. at 1] 11.
`
`#564052
`
`3
`
`
`
`17.
`
`In promoting his ZONE branded health and nutrition products and services, Dr.
`
`Sears has appeared on nationally-broadcast television shows, including The Today Show in 1996
`
`and again in January 2005, 20/20 in 1999, Good Morning America on June 9, 2000, June 15,
`
`2000 and again in May 2002, Dateline in July 2002, CBS Evening News on May 21, 2003, The
`
`Montel Williams Show on April 1, 2004 and Live With Regis and Kelly on February 2, 2005.
`
`I_d_.
`
`at 11 12.
`
`18.
`
`Additionally, each year since 1998, Dr. Sears has conducted a week long ZONE
`
`branded seminar aboard a cruise ship, providing a series of presentations and demonstrations on
`
`mastering his hormonal and insulin control program. Ld, at 1] 13.
`
`19.
`
`Dr. Sears is well and favorably known throughout the United States and has built
`
`up valuable goodwill and reputation in his ZONE Marks.
`
`I_d. at 1] 14.
`
`20.
`
`The widespread recognition, fame and goodwill associated with ZONE for
`
`products and services in the health and nutrition marketplace is a result of the Opposer’s
`
`continuous marketing efforts, national media attention, the expenditure of considerable amounts
`
`of money for advertising and promotional activities and by virtue of the high quality of the
`
`Opposer’s ZONE branded products and services.
`
`21.
`
`Opposer is the owner of approximately seventy (70) plus trademarks and service
`
`marks comprising or containing “ZONE” for a wide array of health and nutrition products and
`
`services. 1; at 1] 15.
`
`22.
`
`By way of example, Opposer owns the following United States Trademark
`
`Registrations:
`
`Mark:
`
`ZONE
`
`Registration No.:
`Registration Date:
`App. Date:
`
`2,689,749
`February 25, 2003
`May 22, 2000
`
`#564052
`
`4
`
`
`
`Date of First Use:
`
`Date of First Use
`
`In Commerce:
`
`Goods:
`
`Mark:
`
`Registration No.:
`Registration Date:
`App. Date:
`Date of First Use:
`
`Date of First Use
`
`In Commerce:
`
`Goods:
`
`May 1995
`
`May 1995
`Publications, namely a series of books in the field of diet
`and nutrition.
`
`ZONERX
`
`2,929,836
`
`March 1, 2005
`
`September 17, 2003
`April 23, 2002
`
`April 23, 2002
`Workbooks and printed guides about diet, health, and
`nutrition.
`
`Mark:
`
`ZONE CUISINE
`
`Registration No.:
`Registration Date:
`App. Date:
`Date of First Use:
`
`Date of First Use
`
`In Commerce:
`
`Goods:
`
`2,997,305
`
`September 20, 2005
`March 1, 2004
`
`September 2003
`
`September 2003
`Prepared and packaged entrees consisting primarily of
`meat, fish, poultry, or vegetables.
`
`Mark:
`
`ZONE CUISINE
`
`Registration No.:
`App. Date:
`Registration Date:
`Date of First Use:
`
`Date of First Use
`
`In Commerce:
`
`Goods:
`
`Mark:
`
`Registration No.:
`Registration Date:
`App. Date:
`Date of First Use:
`
`Date of First Use
`
`2,968,210
`
`December 13, 2002
`
`July 12, 2005
`September 2003
`
`September 2003
`Catering services.
`
`ZONE SKIN CARE
`
`2,623,974
`September 24, 2002
`March 30, 2001
`June 2000
`
`In Commerce:
`
`June 2000
`
`Goods:
`
`Skin care products, namely soaps, lotions, creams, and oils
`for the face, body, and hair.
`
`#564052
`
`
`
`23.
`
`In accordance with Sections 7(b), 22 and 33(a) of the Lanham Trademark Act,
`
`Opposer’s above—cited registrations constitute prima facie evidence of the validity of the
`
`registered marks and of the registrations thereof, Opposer’s ownership of the marks shown in
`
`said registrations, and Opposer’s exclusive right to use the marks in commerce in connection
`
`with the goods and services named therein, without condition or limitation.
`
`24.
`
`Said registrations constitute notice to Applicant of Opposer’s claim of ownership
`
`of the marks shown within such registrations.
`
`25.
`
`Applicant had constructive notice of Opposer’s registration for ZONE (Reg. No.
`
`2,689,749) as of February 25, 2003, prior to the filing date of Application Serial No. 78/598,426
`
`for FROZONE on March 30, 2005.
`
`26.
`
`The Applicant seeks to register FROZONE as a trademark for “food delivery
`
`services,” in International Class 39.
`
`27.
`
`App1icant’s Application Serial No. 78/598,426 for FROZONE was filed on March
`
`30, 2005 in the United States Patent and Trademark Office.
`
`28.
`
`Application Serial No. 78/598,426 was filed under Section 1(b) of the Trademark
`
`Act claiming a bona fide intent to use the mark in commerce in connection with “food delivery
`
`services.”
`
`29.
`
`Since Application Serial No. 78/598,426 is based upon an alleged bona fide intent
`
`to use, the filing date is the only date upon which Applicant may rely for purposes of priority.
`
`30.
`
`Application Serial No. 78/598,426 was filed on March 30, 2005, long alter
`
`Opposer coined and began using his ZONE Marks in 1995.
`
`31.
`
`Application Serial No. 78/598,426 was filed on March 30, 2005, long after
`
`Opposer’s date of first use of May 1995 for ZONE (Reg. No. 2,689,749).
`
`#5 64052
`
`6
`
`
`
`32.
`
`Application Serial No. 78/598,426 was filed on March 30, 2005, long after
`
`Opposer’s date of first use of June 2000 for ZONE SKIN CARE (Reg. No. 2,623,974).
`
`33.
`
`Application Serial No. 78/598,426 was filed on March 30, 2005, long after
`
`Opposer’s date of first use of April 23, 2002 for ZONERX (Reg. No. 2,929,836).
`
`34.
`
`Application Serial No. 7 8/598,426 was filed on March 30, 2005, long after
`
`Opposer’s date of first use of September 2003 for ZONE CUISINE (Reg. No. 2,968,210).
`
`35.
`
`Application Serial No. 78/598,426 was filed on March 30, 2005, long after
`
`Opposer’s date of first use of September 2003 for ZONE CUISINE (Reg. No. 2,997,305).
`
`36.
`
`The Applicant’s FROZONE mark and the Opposer’s ZONE Marks are virtually
`
`identical in sound and appearance and create the same commercial impression.
`
`37.
`
`The term ZONE comprises the dominant portion of Applicant’s FROZONE mark.
`
`38.
`
`The term ZONE comprises the dominant portion of Opposer’s ZONE Marks,
`
`including Opposer’s ZONE, ZONE SKIN CARE, ZONERX and ZONE CUISINE marks.
`
`39.
`
`The term ZONE in the Applicant’s mark FROZONE has the identical meaning as
`
`the term ZONE in Opposer’s registered marks and common law marks.
`
`40.
`
`The term ZONE in FROZONE refers to and indicates compliance with Dr. Sears
`
`and his criteria for an insulin and hormonal balanced diet. Print cuts from Applicant’s website
`
`are attached at Exhibit 3.
`
`41.
`
`Applicant’s food delivery services are advertised as all about “hormonal
`
`responses to food,” “regulating your body’s insulin,” and thinking of “food as a drug.” Print outs
`
`from Applicant’s website are attached at Exhibit 4.
`
`#564052
`
`7
`
`
`
`42.
`
`The Applicant’s services, as set forth in the Application Serial No. 78/598,426,
`
`and Opposer’s ZONE branded health and nutrition goods and services are highly related, if not
`
`identical.
`
`43.
`
`The services set forth in Application Serial No. 78/598,426 are “food delivery
`
`services.”
`
`44.
`
`The Opposer offers food delivery services in connection with its ZONE CUISINE
`
`mark.
`
`45.
`
`The services set forth in Opposer’s Registration No. 2,968,210 for ZONE
`
`CUISINE are “catering services.”
`
`46.
`
`Food delivery services and catering services are highly related, if not identical,
`
`services.
`
`47.
`
`The goods set forth in Opposer’s Reg. No. 2,689,749 for ZONE are “books in the
`
`field of diet and nutrition.”
`
`48.
`
`Applicant’s FROZONE food delivery services are specifically concerned with
`
`diet and nutrition. Print outs from Applicant’s website are attached at Exhibit 5.
`
`49.
`
`Applicant’s Application Serial No. 78/598,426 does not limit the channels of
`
`trade through which its services will travel nor does it limit the consumers to whom such services
`
`are directed.
`
`50.
`
`Applicant’s services are presumed to travel through all channels of trade and to be
`
`directed towards all relevant consumers.
`
`51.
`
`There are no limits on the channels of trade or consumers for Opposer’s goods
`
`and services as described in Opposer’s Reg. Nos. 2,689,749, 2,623,974, 2,929,836, 2,997,305
`
`and 2,968,210.
`
`#564052
`
`8
`
`
`
`52.
`
`The Applicant’s FROZONE services and the Opposer’s ZONE branded goods
`
`and services will be sold or offered through the same channels of trade.
`
`53.
`
`The Applicant’s FROZONE services and the Opposer’s ZONE branded goods
`
`and services will be sold to the same customers.
`
`54.
`
`Consumers are likely to believe that Applicant’s services, similarly marked and
`
`sold in the same channels of trade as Opposer’s ZONE branded goods and services, come from
`
`or are sponsored or endorsed by the same source.
`
`55.
`
`Consumers are likely to expect that Applicant’s services, similarly marked and
`
`creating an identical commercial impression -- as a result of the use of the tenn ZONE in the
`
`context of food designed to assist dieters with hormonal control and insulin balance --, are of the
`
`same quality as Opposer’s ZONE branded goods and services.
`
`56.
`
`Upon information and belief, Applicant adopted and applied to register the mark
`
`FROZONE with actual knowledge of Opposer’s prior rights in and to the ZONE Marks for
`
`health and nutrition products and services and with a bad faith intent to trade off the good will of
`
`Opposer’s ZONE Marks.
`
`57.
`
`Upon information and belief, Applicant willfiilly copied Dr. Sears’ ZONE Marks
`
`in choosing FROZONE in a deliberate attempt to associate its services with Opposer, Opposer’s
`
`ZONE Marks and the good will therein.
`
`58.
`
`Applicant maintains a website at the Internet address <zonechefs.com>.
`
`59.
`
`Applicant provides several dietary tips on its <zonechefs.com> website.
`
`60.
`
`Applicant’s dietary tips are virtually identical to tips that Dr. Sears offers in his
`
`own ZONE branded publications.
`
`#564052
`
`9
`
`
`
`61.
`
`Applicant’s <zonechefs.com> website suggests using the palm of your hand to
`
`determine the correct amount of protein to consume at each meal. Print outs from Applicant’s
`
`<zonechefs.com> website are attached at Exhibit 6.
`
`62.
`
`Dr. Sears uses this same methodology in his ZONE branded publications.
`
`Excerpts from Dr. Sears’ Mastering the Zone book, published in 1997, long prior to the filing of
`
`application Serial No. 78/598,426 on March 30, 2005, describing this tip are attached at Exhibit
`
`2.
`
`63.
`
`Applicant sells pharmaceutical grade fish oil supplements on its <zonechefs.com>
`
`website in connection with the mark Z-OMEGA-3. Print outs from Applicant’s
`
`<zonechefs.com> website are attached at Exhibit 8.
`
`64.
`
`Dr. Sears has promoted the health benefits of pharmaceutical grade fish oil for
`
`numerous years and recommends such supplement as an essential part of his insulin and
`
`hormonal control program. Sears Decl. at 1[ 16.
`
`65.
`
`Dr. Sears sells his own ZONE branded pharmaceutical grade fish oil supplements.
`
`I_d. at 1] 17.
`
`66.
`
`Applicant touts one of its chefs as the “former executive pastry chef to Dr. Barry
`
`Sears (author of the ZONE DIET).” Print cuts from Applicant’s <zonechefs.com> website are
`
`attached at Exhibit 9.
`
`FIRST GROUND FOR RELIEF
`
`§[]NDER 15 U.S.C. §1052gdn
`
`67.
`
`Opposer incorporates by reference paragraphs 1 through 66 as if fully set forth
`
`herein.
`
`68.
`
`The ZONE Marks have been used continually by Opposer since a date prior to
`
`any date on which Applicant may rely.
`
`#564052
`
`10
`
`
`
`69.
`
`Applicant’s FROZONE mark is identical or confusingly similar to Opposer’s
`
`ZONE Marks in appearance and in commercial impression.
`
`70.
`
`The services of Applicant to be offered under its FROZONE mark are identical or
`
`related to Opposer’s goods and services provided under the ZONE Marks and to Dr. Sears
`
`himself.
`
`71.
`
`The use by Applicant of FROZONE for the services listed in the subject
`
`application is likely to create the erroneous impression that Applicant’s services originate with,
`
`are sponsored or promoted by, come from, or are otherwise associated with Opposer or
`
`Opposer’s goods and services provided under the ZONE Marks or that Applicant’s services are
`
`endorsed, sponsored, or in some way connected with Opposer.
`
`72.
`
`Use of FROZONE by Applicant is likely to cause confusion, cause mistake or to
`
`deceive the public into the belief that the services offered under FROZONE come from or are
`
`otherwise authorized or sponsored by Opposer in violation of Section 2(d) of the Lanharn Act, 15
`
`U.S.C. § 1052(d).
`
`#564052
`
`1 1
`
`
`
`WHEREFORE, the Opposer requests that this opposition be sustained and that
`
`Trademark Application Serial No. 778/598,426 filed on March 30, 2005 by Zone Chefs, LLC be
`
`rejected and its registration refused.
`
`Respectfully submitted,
`
`BARRY D. SEARS, PH.D.
`
` D orah L. Benson
`
`Peter A. Herbert
`
`Amy B. Spagnole
`Hinckley, Allen & Snyder LLP
`28 State Street
`
`Boston, MA 02109
`Tel: (617) 345-9000
`Fax: (617)345-9020
`
`Dated: December 30, 2005
`
`
`
`#564052
`
`12
`
`
`
`
`
`Exhibit 1Exhibit 1
`
`
`
`IN THE UNITED STATES PATENT & TRADEMARK OFFICE
`
`BEFORE THE TRADEMARK TRIAL AND APPEAL BOARD
`
`Opposition No.
`
`Mark:
`Serial No.:
`Class:
`
`FROZONE
`78/598,426
`39
`
`)
`
`) )
`
`) )
`
`)
`)
`)
`)
`)
`)
`
`BARRY D. SEARS Ph.D.,
`
`Opposer,
`
`v.
`
`ZONECHEFS, LLC,
`
`Applicant.
`
`DECLARATION OF BARRY D. SEARS PH.D.
`
`1, Barry D. Sears. Ph.D., on oath hereby depose and state as follows:
`
`1.
`
`I am a scientist and author who has achieved considerable fame in
`
`connection with the lifelong hormonal and insulin control program that I first created
`
`about fifteen (15) years ago.
`
`2.
`
`My program uses food as a drug to help people control and balance their
`
`hormonal and insulin levels to achieve maximum mental productivity and as a means to
`
`improved health.
`
`3.
`
`I branded my writing, teaching and consulting on the benefits of an
`
`insulin balanced hormonal control diet with the term “ZONE.”
`
`4.
`
`I adopted the term ZONE as my trademark to analogize the health benefits
`
`of my products and services compliant with my hormonal control program for ordinary
`
`dieters to that of the “flow” achieved by superior athletes during sports participation.
`
`
`
`5.
`
`Since creation of my hormonal control/insulin balanced program, I have
`
`provided a wide array of health and nutrition products and services that are compliant
`
`with this program under the trademark ZONE and composite trademarks all containing
`
`ZONE as the dominant portion thereof, including, but not limited to, ZONE, ZONE
`
`CUISINE, ZONE CAFE, ZONE SKIN CARE, ZONERX, ZONE LABS, ZONENET and
`
`ZONE SHAKES.
`
`6.
`
`I have authored numerous ZONE branded books relating to using food as
`
`a drug to control and balance hormonal and insulin levels, including The Zone, Mastering
`
`the Zone, Zone Food Blocks, The Anti-Aging Zone, A Week in the Zone, The Soy Zone,
`
`The Top One Hundred Zone Foods, The 0megaRx Zone and The Anti-Inflammatory
`
`Zone.
`
`list.
`
`7.
`
`Several of these books have appeared on The New York Times bestseller
`
`8.
`
`The Zone was number one on The New York Times bestseller list in 1996
`
`and remained on that list for approximately twenty (20) weeks.
`
`9.
`
`More than five million hard cover copies of my ZONE branded books
`
`have been sold in the United States alone.
`
`10.
`
`My works have been translated into twenty-two (22) languages and are
`
`sold in at least forty (40) foreign countries.
`
`11.
`
`In addition to my ZONE branded books, myself and my ZONE branded
`
`health and nutrition products and services are widely known from my numerous and
`
`frequent live and taped appearances, including seminars, conferences, radio shows, and
`
`network television interviews, throughout the country.
`
`#564053
`
`2
`
`
`
`12.
`
`In promoting my ZONE branded health and nutrition products and
`
`services, I have appeared on nationally-broadcast television shows, including The Today
`
`Show in 1996 and again in January 2005, 20/20 in 1999, Good Morning America on June
`
`9 and June 15, 2000 and again in May 2002, Dateline in July 2002, CBS Evening News
`
`on May 21, 2003, The Montel Williams Show on April 1, 2004 and Live With Regis and
`
`Kelly on February 2, 2005.
`
`13.
`
`Additionally, each year since 1998, I have conducted a week long ZONE
`
`branded seminar aboard a cruise ship, providing a series of presentations and
`
`demonstrations on mastering the hormonal and insulin control program that I developed.
`
`14.
`
`I am well and favorably known through the United States and I have built
`
`up valuable goodwill and reputation in my ZONE Marks.
`
`15.
`
`I am the owner of approximately seventy (70) plus trademarks and service
`
`marks comprising or containing “ZONE” for a wide array of health and nutrition
`
`products and services.
`
`16.
`
`I have promoted the health benefits of pharmaceutical grade fish oil for
`
`numerous years and recommend such supplement as an essential part of my insulin and
`
`hormonal control program.
`
`#564053
`
`3
`
`
`
`17.
`
`I sell my own ZONE branded pharmaceutical grade fish oil supplements.
`
`The declarant further declares that all statements made herein of his knowledge
`
`are true, and that all statements made on information and belief are believed to be true;
`
`and further declares that these statements were made with the knowledge that willful
`
`false statements and the like so made are punishable by fine or imprisonment, or both,
`
`under Section 1001 of Title 18 of the United States Code and that such willful false
`
`statements mayjeopardize the validity ofthis dec
`
`DecemberZ:72005
`
`Barry D. Sears Ph.D.
`
`#564053
`
`4
`
`
`
`
`
`Exhibit 2Exhibit 2
`
`
`
`The Zone:AnEmpirical Study
`
`_.
`
`f
`
`.
`
`.
`
`Page 1' org
`
`
`
`The Zone: Evidence of a Universal Phenomenon for Athletes
`Across Sports
`JanetA Young and Michelle B Pain
`-Monash University, Melbourne, Australia
`
`
`
`E (E;.
`
`heoretical Frame
`
`rks
`
`Zone Sport 13‘esearch
`
`Universalitv of the Sport Zone
`
`ual'ta ‘ ed
`
`211' 1
`
`
`
`_ ‘uantita 've Anal ‘sis
`
`umma
`
`References
`
` |
`
`
`
`ABSTRACT
`
`This paper examines the heightened states of consciousness during participation in sport. termed the zone
`or flow. Theoretical frameworks and studies of the phenomenon are described. The notion of a universal
`zone in sport is explored with a review of Young's (1999a) comparative analysis of flow experiences of
`professional tennis players with Jackson's (1993, 1996) elite athletes. Qualitative analyses of tennis
`players‘ and elite athletes‘ narratives of flow support f1ow.theory's posited structure of flow consisting of
`eight dimensions. No significant differences were found between tennis players and elite athletes on the
`
`
`
`
`
`exception ofthe dimension ofloss ofself-consciousness for f1 .
`states were identified and included those ofmotivation, focus, arousal contr
`
`
`
`egory. A summary of the results ofthis procedur
`_
`Jackson, 1s presented in Table 1.
`
`oretical dimension were classified in
`'
`'
`
`httnf//$‘N'VVW.2.fl1]P.fi'n1'n c1'r1-14+ nrw-« /V 7-" ‘ T-- " ""
`
`
`
` C1,ear.1nner process
`
`_ ~
`Awareness ofpower a -1.89
`
`’
`
`/
`
`hffw umnx;-2+1—.1o+:,.:--:..1-;
`
`- A
`
`~v ~
`
`
`
`The Zone: An Empirical Study.
`
`Free from outer restrictions
`
`Need to complete
`
`Absorption
`
`Personal responsibility
`Overwhewlmed other senses, thoughts
`II
`'
`
`'
`
`expression
`
`1
`
`3,11
`at
`
`§'=‘*5":=5“88F?"m_aha:5B23"’(D9389,g=‘73E=gg303290E3goo.‘-3?»?0-:r.g:‘£0_-O(33-$433.on5.98RO5
`E‘.E’?§’E“??<"?5+°r#D'1(D(.+"1O
`
`Page..6 of 8
`
`3.65‘
`4.65*
`' 4.82 W
`-X-
`U.) U3 I\J
`
`4.86
`4.21
`N) \O
`
`4.50
`3.26
`
`3.70
`
`6.57
`
`4.57
`
`2.00
`
`2.86
`
`3.86
`
`K0 O-D-l>O\ *
`-4.
`
`5-:
`
`-11> 0-
`
`i
`-0.16
`
`790*
`-x-
`
`U!
`
`-DU!
`
`3U10::
`
`-0.41
`
`0.93
`
`-0. 9
`
`H
`0-4 KO
`
`4.86
`4.04
`
`)#
`o# in- KO
`5.00‘ E
`\l
`-6-55*
`
`
`
`
`
`
`
`
`
`418
`
`4 68
`
`3 32
`
`4.52
`
`4.58
`
`3.13
`
`6.44
`
`4.87
`
`4.52
`
`"
`
`1.83
`
`2.71
`
`_2.74
`
`3.38
`
`2.03
`
`2.90
`
`4.29
`
`4.06
`
`V
`
`'
`
`
`
`
`
`
`
`
`
`F‘o $ 0 C?5(D E U)“U
`
`n:0cu
`
`Enjoyed others
`
`688853:,
`
`Action or behavior
`
`(DD
`
`Prior related involvement
`
`g.
`
`5.E‘.
`
`_O
`
`.
`
`
`
`_
`Notes.
`l.Values of 3.5 or more indicate endorsement.
`2. *Significant at an alpha level of .05 divided among 27 comparisons (Bonferroni correction for
`multiple tests).
`'
`’
`
`2
`
`With no significant differences between tennis players and elite athletes from other sports on the
`Experience Questionnaire (Privette, 1984) items overall and the majority of individual items‘, and strong
`endorsement from each group of athletes for the key theoretical characteristics of flow (clear inner
`process and focus, fulfilment, intention, fun, high performance, and intrinsic reward), Young (199921)
`
`- Summary
`
`
`
`Apter, M. J. (1982).
`Academic Press.
`
`The experience ofmotivation: The theog ofpsychological reversals. London:
`
`References
`
`Reversal theory: Motivation, emotion and personality. London: Routedge.
`Clarkson, M. (1999).
`Competitive fire. Champaign, IL: Human Kinetics.
`
`. Csikzentmihalyi,
`
`63.
`
`M. (1975). Play and intrinsic rewards.
`
`15 41-
`Journal of Humanistic Ps cholo
`_______________.X____gYa__..x
`
`Csikzentmihalyi,
`Rowe.
`.
`
`M. (1990).
`
`Flow: The psychology of optimal experience. New York: Harper &
`
`Garfield, C.,& Bennett, H. (1984). Peak erformance: Mental trainin techni ues ofthe world's
`New York: WarnerBr
`
`greatest athletes.
`
`Goldberg, A. S. (1998).
`
`Sports slump busting. Champaign, IL: Human Kinetics.
`
`Jackson, S. A. (1995). Factors influencing the occurrence of‘flow states in elite athletes.
`Applied Sport Psychology, 7, l3 8-166.
`
`
`
`ching Association of Canada.
`
`Proceedings of
`S In osium (pp.
`
`Yeagle, E., Privette, G., & Dunham, F. (1989). Highesthappiness: An analysis ofartists’ peak
`experience. Psychological Reports, 65, 523-530
`Young, J.A. (1999a). Professional te
`"
`nrus players in flow: Flow theory and reversal theo;v_
`perspectives. Unpublished doctoral thesis. Monash University at Melbourne.
`
`
`
`'
`
`We look forward to your comments and feedback. Simply
`
`e-mail Athletic Insight.
`
`H
`
`‘
`
`Mental Health Net Award Winner
`.__________________.___
`Copyright O 1999 Athletic Insight, Inc.
`ISSN_ 1536-0431
`
`hf-fh'//\XHlRl7O+1v\1a+:n:.--3-1--L -
`
`l "" ""
`
`
`
`
`
`Exhibit 3Exhibit 3
`
`
`
`.
`
`
`
`mooNRN\m_>:oo.flo:oo:oN.BBB\\d..E
`
`.4.:M4
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`i:2.Iii..§l!......u.3:11552...I.....§,....x!!.Io..13.!13!....1.(..x:!..£.aru!?.lx..3........I....I|1.I!.E3l.z.»l...|..£z£\vc1...l1:l:1!,..:xat!i«3...£II.Axn....s\:..:u1l|2aI‘!£..xA.
`
`.w_wmmmMw@.%.m
`
`
`tm.r11.;.k\.:E¢A\x|§$.!...
`
`Wu.
`
`M:...,.§
`
`.¢
`
`a 5
`
`:3...in93%:
`
`0:...no._unEvEa0:590:
`
`
`
`.._mu__ono..uw2x..o>302._oumw._0
`
`
`
`
`
`...mo.:..mmmu..__m:mguuuom
`
`
`
`
`
`_Rm.m-m3-aowHawk»__o....:3
`
`
`
`..HH,§.,..
`
`
`@.........5._oxm2:0.u..o%mE<§a§.
`
`
`
`
`
`
`903)D534
`
`a\\
`
`..w....3.WP..¥|4I3:,H..w...Chk..t,r..~.!Iv
`foammmmmfi._m§o:..,..,.
`
`
`
`
`.u..\..~'sWE02EEHBmmo;.@.....
`
`OpmmwxMUSU
`
`mfifiwmEng
`
`5.1.5mwm
`
`
`
`m:_umo._um._mu>N..ouhwsuumoux._o.smuosuno...m.>._u::oU05acma:u:>>
`
`
`
`
`
`
`
`.muzwmm_Emmm»wpmfi..._.DOm<w§><mm.mzcymmmw
`
`
`
`
`
`
`
`
`
`
`
`>=u:o.:__mm...®&u..uu.._oNm0>_umEo:uLou.32.»mu_:mu._9.:.wun_u..w¢uu_o0:oNou_m_=_uxm
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`I1)II0»)!
`
`
`
`0.nD:\JD:3»|\
`
`
`,.336@...§&3EEE“.m...§E_%maE:.oEmu
`
`
`
`.am...%w_a....Wu._ms.mm.WV.§W=mNN$H$E.zo>§zum9_,§.Ew
`
`
`
`
`
`
`g_.W§..A_...,,.£__~mmm.E«Emu£55.
`
`%
`
`
`
`Eoamsflm$5:2nmgswmwufin
`
`F_.w_.:_U_Um_n_
`
`
`
`
`
`.:o:_Ucoo_uo_umc._:._w>m._n_.._o.m.=..ocomb.w.6o=_E.wmocm.o_U0+uwn.c.£c_+0:m_.o3Uo._n_m_..:.
`
`
`
`
`
`
`
`
`
`
`
`
`.CDh_mp:_u.u:u:_m>mcmwn._.O_Lm>n.c...__m..mcmuurcmCL_D_U
`
`
`
`Eou‘&,a:mum:o~@o_.:_“mafia
`
`Rmm.mom.a339;.=3:5Mwwymmmmmmmfimhmm
`
`
`
`
`
`.83823.3:__<.©&2_u28Sam©
`
`
`
`moomkfimfi>:oo.mmunoucoN.B3B\\dt:
`
`._uE_m_um_o
`
`.§nm§umw,.
`
`
`W+._...;uv_%_n34¢»
`
`
`
`husufioammi..
`
`
`
`
`stdxaixlmiai
`
`mooNRN\m_
`
`
`
`,...t.§S.__mm_
`
`
`
`S3602;.
`
`
`
`>=u:o.:.._mm:©m._o_._Uu:oN
`
`ughno..unEuEmufiouon
`
`
`
`
`
`:nu=ono..u02x..o>.502..uuno..O
`
`
`
`
`
`:mu..:.mmmu:_m:mLUHHQM
`
`
`
`
`
`xuuzuo...uuouQ_N..:o>Luucm
`
`
`
`5__Ea__m>a.8
`
`
`
`maEzocmucmBaumE:9:PB55mustmEomdcon9:E:muE€8Emmuoouo:;m:o£_<
`
`
`
`
`
`$50umoEcmfi28:8.33..%_m_._EB:ou.65.2:o_uEu_uoEE:38mp_u_:ocmmmESmav>mEom
`
`
`
`
`
`
`
`
`
`
`
`macmuw~_mco_toaS9».mm_nBmmm>.omu_:.cmmcusm.mBEu>co€muu_nm._o>£968osmoozu$55
`
`
`
`
`
`
`
`
`
`
`
`53.mBEPEo€muw_nm._o>£$2m:_moo:u55>Ema33.~85mccmc._:o>mc_._=d>9um:_E._Bmu
`
`
`
`
`
`
`
`.nE:£._:O>goQ59.3_omumufim_m:cw_mmE.=._O>Duuwuumum»_m:oEuu<Ln:mnE=£__m32M20
`
`
`
`
`
`EsouSE259:Hum308wmmficm:o£_<.mc_mtmUu:_:_2coumwmm._m>mm._omuoou_can_o;ou_<amuom
`
`
`
`
`
`
`
`
`
`
`
`
`
`mmu:_uc_fomuumum_E..F__mQ.:..o>Smmm5_u_£ucmwN_.mE:B.93moEsocm_mmEzumwummccamcou
`
`
`
`
`
`
`
`
`
`
`
`
`
`Ezocm=9»EouoaLouc:oEmughdam:.:..0>umv_oo_._mwESo.»5:_8o.aBuc:oEm9:m:_E.8wu2.
`
`
`
`"mat.m:oN
`
`E_3o.E;
`
`
`
`
`
`
`
`etoau£-.so_.5_mm>.38fimmmmcuum_Lso_.mBE.smom.>uv_._3cmwnEmu.:9_uEu
`
`
`
`
`
`
`
`
`
`
`
`
`
`"m3m.G>:on._mu..
`
`
`
`
`
`._:tmcwcoEco:mmSo>>>o__m.:u._Bm.5._mm:mgom_w>m_3:9;5:5mmofimm
`
`"man".A
`
`
`
`
`
`.__O0>__ODEM.5532mm_u:_uc_Eommumum_E.
`
`
`
`
`
`.336E5mEm_mm.mm.=:n_$9“.amcmcmm"EmBzcmzc_uB_E__E>_:ouwE=mcou
`
`
`
`
`
`
`
`
`
`
`
`"ESOUmnE_.:.=mzuawnamp:mm_nmuomo>..
`
`
`
`
`
`.mE_u8mac::5::o_uEu_uoEEE2:o>mcE8:9»._mnEmEoa
`
`
`
`
`
`
`
`E>>o_u38:505uamumfimu_=..u_A
`
`
`
`
`
`.EouucmBotmu‘mamawwoumuoa“Em3.22%?mmmf..wu_mam>
`
`
`
`
`
`
`
`Eb:.mmuo:oN\.:oo.mmoaoocoN.>>>?,>\\”BE
`
`
`
`
`
`
`
`.mwu_=n..m_mm.mu.m_mamm.mu_x_mm2So..._:u.Bmmadummzm.mE._8__mEEmzm
`
`
`
`
`
`
`
`
`:.:sou35:505youumzumuoou.A
`
`
`
`
`
`
`O«DQDmd4
`
`8352
`
`
`
`
`
`5Nmm.oam.a¢u"$9.1=n__._.=fiU
`
`
`
`§cu.nwa£Um:oM@8:_”=u.Eu
`
`
`
`
`
`
`
`.n3cw:o-mu_:mu._m9._9__5.uu_>._mm>._m>__wu_uo8cmmt©um_uSumm>_:om.mu_.mE<m_®&wcuw:oN
`
`
`
`
`
`
`
`
`
`
`
`
`
`:__uBmw.3:_Em:o>._w5m_._>>dflfloou50>3>_uum._uwucmtmaxwmc_:_uu:wEm>:ouucmw:cE:
`
`
`
`
`
`
`
`
`
`u>:mmbmEmm>>.®um_uLmumm>_:om.mu_._wE<m:umum.w>m:Bcmzu._:Ocozflumzuam._mE8m:u._8w>_uum:2:95_Bocnoum9.52._Smm9:newEtc:8ucm._:Bmu._._Smvmummn9:noco_umcEEou
`
`
`
`
`
`
`
`
`
`9.:E8.m>w:m._mEoum:u.5029>mcozuflmm::mEE9.9:9.9:3maumfimcmm;xumnuouuucw__U
`
`
`
`
`
`
`
`
`
`
`
`_m:ow_maE50Ems»uwcmfimmma=:5u:w__uzumwEm._oo.E._:oBa:cm_m:25.um_cmcoEm>9:
`
`
`
`
`
`
`
`ucwamsm3new::o>t.0mwacmcu::mE>cmmxmE3tum::o>2=o>.8mzwfima__:5_m:n._>_u:_mE._.
`
`
`
`
`
`
`
`
`
`._8ummtmcu._m>w:Em:o>_u:mBsumnum>2550>uc:o._mvtozm>>.ucmEoE“mm.2:um>.m>__wum
`
`
`
`
`
`
`
`
`
`
`
`80.E925cm__qEo8m8>95m>:umtw“_moEucm.m:_umo_93m_3:.uwucmfinmmwam3398umoz
`
`
`
`
`
`
`
`
`
`
`
`
`
`o\oOMucm:_wuO._Qo\oOM.mBm.u>r_on._muo\oO¢no..mu:m_mnMm:_mEou_mmE®&wcUwcoNcomm.m_mou
`
`
`
`
`
`
`
`
`
`
`
`oc_um:_E__u\Em5oa30.E995So>beSovtozmmwsm9:mwxmu®&m:Uu:oN6:3.38w_nm._o>8
`
`
`
`
`
`
`
`>_.:_mm:ucmm_muEumE5oovmwckdxumcmNucmm_mmEnhe>.w>__mumw>_wu...:__:5:o>mc_EoEcomm
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`.mmo_u:m_m:5\mmmE>uon:mo_muoEoEucmEm._moEv:oN9:Bmc_Eouumuw._mamEu._mmxumcm
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`um>oEE_.m_m>m_>m.w.._mummmmb:_.m_m>m_Lmmzm.8033.950..m9.__>m._u8m.u>con:muummmmbmv
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`.3055055::umucflmnumB:m._m:mu.cw._mcamuo8co>mummmémw25%waoma.wmEw>m:0
`
`
`
`
`
`
`
`
`
`
`
`smutnouu_m.2835w:8m:_mmm:_uum_mmnew8.23.935Uwx_E5:58:32gonunm.m>o8o...8_._mv_uEUcmmmfimm.>mv_.:.F.uo£mE__mnm>m9:mm:2::
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`m>E5_mcmu:o>u9_mmn=...mm.5mumzmtoEm:o>S.8388552.0nEmH._mw>cmwnfmcEwxuiuvc_Bo._n_
`
`
`
`
`
`
`
`
`
`
`
`5o>mmoocum>m5_maxmz.mc_mmw.unoE:oEm3m._m_uoEm5:59.:E395:o>mm3.3_._u_.:.:mmumm
`
`
`
`
`
`Co::_nouuao9:00A
`
`
`
`
`
`
`
`.twmmm_u.8:28cmmt._mEOummnw._mmm_nmuwow>uwEmBm.mE_uwu>_B__oa
`
`
`
`
`
`
`
`
`
`
`
`___mmE35ummBSu>con._mu.258umm8now:___.5:o>E5.wnEmEmmguucuEm_w>m_c__:m:_50>
`
`
`
`
`
`
`
`.59.3Eu;__:5canEmmbmuoofi._:o>BE._mu:m2:go32:o_uEomnm«E:>>OU5o_m__:5uo89:
`
`
`
`
`
`
`
`mmsmumnvE_._u:o>988.tmEBm.:o>Euo8mEomw>m;Bummnm_u_._ocou_mxctu8wmoocu