`BEFORE THE TRADEMARK TRIAL AND APPEAL BOARD
`
`(9)
`x
`—
`
`Z‘
`.
`
`V‘
`
`)
`)
`)
`)
`)
`’
`
`KARSTEN MANUFACTURING CORP.
`Opposer,
`
`V.
`JOKER, INc.,
`
`BOX TTAB
`
`NO FEE
`
`Applicant
`
`Assistant Commissioner for Trademarks
`
`2900 Crystal Drive
`Arlington, VA 22202-3513
`
`Opposition No.: 91,101,408
`
`3
`
`-¢
`‘~:
`
`.
`
`if)
`L
`«ff!
`3 "i ’
`
`_w____
`qmmmnr ‘
`
`1 1-04-2002
`
`U-6. Pa»-ma Tmotcmw Man Hector. #70
`
`
`
`k’
`
`'
`
`REPLY IN SUPPORT OF APPLIcANT’s
`
`MOTION FOR AN ORDER
`
`DISMISSING THE OPPOSITION WITH PREJUDICE
`OR IN THE ALTERNATIVE
`
`COMPELLING DISCOVERY PURSUANT TO TRADEMARK TRIAL AND APPEAL BOARD
`
`RULE 2.120(e)
`AND RESETTING DATES
`
`Karsten argues that App1icant’s motion should be denied on the grounds that
`
`Applicant failed to comply with Rule 2.120(3) and because the motion is moot. Both
`
`arguments are baseless.
`
`1. Applicanfs motion fulfilled the requirement regarding a good faith effort to
`
`resolve issues.
`
`First, the requirement that the movant support its motion with a written statement
`
`that counsel made a good faith effort
`
`to resolve the issues by conference or
`
`correspondence was amply fulfilled in Applicant’s motion. The efforts were described in
`
`detail and copies of the correspondence were attached to the motion. The rule explicitly
`
`
`
`‘ll
`
`I
`
`does not require a conference; correspondence is an acceptable alternative. Applicant’s
`
`counsel has learned by experience that it is necessary to communicate in writing with
`
`Karsten’s counsel because prior telephone conversations have been either misunderstood
`
`or intentionally misrepresented by Karsten’s counsel. By Karsten’s logic, a dilatory party
`
`could avoid a motion to compel simply by failing to respond to the other party’s letters,
`
`I
`
`as Karsten did in this case.
`
`2. Dismissal would be an appropriate sanction for Karsten’s conduct in this case.
`
`Applicant’s motion has not been rendered moot. Although Karsten has now
`
`served responses and objections to the discovery Applicant served upon it in July, the
`sanctions requested in the motion are still appropriate. Contrary to Kar/sten’s assertion, it
`
`did in fact fail to comply with a Trademark Trial and Appeal Board Order regarding
`discovery when it completely ignored the scheduling order of June 22, 2002, and flatly
`
`refused to cooperate in any way with meeting the deadlines in that order until served with
`
`Applicant’s motion. Dismissal is a most appropriate sanction against a party that has
`
`ignored the authority of the Board. Karsten’s tardy responses do not ameliorate the
`
`substantial prejudice to the Applicant that, absent the Board’s granting relief, will be
`
`constrained to defend against this opposition on an impossible and unrealistic schedule.
`
`Karsten’s preoccupation with other litigation cannot justify’ its complete failure to
`
`respond to Applicant’s discovery or
`
`to counsel’s letters prodding its lawyer
`
`to
`
`communicate about when the responses would be forthcoming. Karsten filed this
`
`proceeding over six years ago.
`
`It strains credulity that pulling together the evidence
`
`needed to support it would be so difficult, particularly when the attorney responsible for
`
`this case was not even involved in the three-week patent infringement described in
`
`/
`
`/
`
`l
`
`I
`
`J;
`
`s’
`
`
`
`Karsten’s memorandum.
`
`If Karsten was unable to respond to the requests, it should have
`
`sought additional time from the Board instead of simply ignoring Applicant’s efforts to
`
`move the discovery along.
`
`3.
`
`Karsten’s misconduct continues.
`
`Karsten’s counsel signed a certificate of service stating that its Memorandum in
`
`Opposition was mailed on October 25, 2002. Counsel for Applicant received it on
`
`November 4, 2002, and the postmark on the envelope in which it arrived is October 30
`
`2002, five days after the date in the certificate of service. (See attached Exhibit A).
`
`Additionally, Mr. Watkins has mischaracterized other facts. He describes
`
`Applicant’s discovery as “expansive and burdensome” (p. 3). Applicant believes the
`
`discovery is entirely appropriate. Copies are attached for the Board’s reference. (See
`
`Exhibit B).
`
`Mr. Watkins states “the parties have presented a comprehensive report to the
`
`TTAB indicating the extensive discovery—related efforts by both Opposer Karsten as well
`
`as Applicant Joker,” (p.6). No, each party has made its own assertions, and Applicant in
`
`no way joins in Opposer’s narrative of its alleged efforts to cooperate in discovery.
`
`Karsten’s counsel also misconstrued Applicant’s statements concerning reviewing
`
`documents. Counsel for Applicant told Karsten’s counsel that the week of November 11
`
`would be the earliest time that the documents could possibly be reviewed at Karsten’s
`Arizona headquarters, but no definite agreement to review documents at that time has
`
`been made. Applicant’s counsel has still has not received the documents that Karsten
`
`promised to send “three business days” after its October 24'response to the document
`
`requests.
`
`
`
`Karsten’s
`
`counsel’s
`
`tendency to misrepresent
`
`the
`
`facts of
`
`the parties’
`
`communication is demonstrated once again in its assertion that it objected to “Joker’s
`
`improper attempt
`
`to depose representatives of Phoenix, Arizona resident Karsten
`
`Manufacturing Corporation in Chicago, Illinois.” In fact, the 30(b)(6) notice stated that
`
`the deposition would be at Applicant’s counsel’s Chicago office “or such; other time and
`
`place as may be agreed by the parties,” customary language for such notices.
`
`Finally, and most
`
`importantly, Karsten’s counsel completely fabricated the
`
`following:
`
`“The parties believe that meaningful settlement discussions could not
`
`commence until Karsten had completed its effort to substantiate the scope and duration of
`
`its trademark rights.” This is absolutely false. Applicant has never believed or indicated
`to Karsten’s counsel that it needed discovery in order to discuss settlement. Applicant
`
`provided Karsten with a draft agreement in May. Karsten promised {written comments,
`
`and even represented to this Board that it was working on them. Karsten’s Response to
`
`Joker’s Order to Show Cause Pleading, June 7, 2002, p. 6. Karsten‘ has never provided
`
`them.
`
`Under all of the circumstances,
`
`the sanction of dismissal with prejudice is
`
`warranted. Karsten has demonstrated nothing but contempt for the -‘effort of the Board to
`
`manage this case, has repeatedly misrepresented the statements made and positions taken
`by Applicant, and has even failed to properly serve Applicant
`its pleadings.
`If the
`
`Board declines to dismiss the case with prejudice, Applicant requests that the Board issue
`an order resetting the dates with the deadlines no earlier than those set forth in Karsten’s
`
`proposed schedule (p. 6). While Applicant is reluctant to see the proceeding further
`
`
`
`
`
`protracted, it will be severely prejudiced if the case goes forward without additional time
`
`for the orderly completion of discovery.
`
`Respectfully submitted,
`JOKER, INC.
`
`J
`By: Marsha K. Hoover
`Attorney for Applicant
`
`3
`
`r
`
`7
`
`Date: 4; 02009‘
`
`Davis, Mannix & McGrath
`
`125 S. Wacker Drive
`Suite 1700
`
`Chicago, IL 60606
`(312) 332-3033
`
`CERTIFICATE OF SERVICE
`
`I hereby certify that a copy of the foregoing REPLY IN SUPPORT OF APPLICANT’S MOTION
`FOR AN ORDER DISMISSING THE OPPOSITION WITH PREJUDICE OR {IN THE
`ALTERNATIVE COMPELLING DISCOVERY PURSUANT TO TRADEMARK TRIAL AND
`
`APPEAL BOARD RULE 2.120(E) AND RESETTING DATES was mailed first-class mail,
`postage prepaid, to Thomas G. Watkins, Patent Consultants, 5330 E. {Palomino Road,
`Phoenix, AZ 85018, attorney of record for Applicant, and Via facsimile to (602) 508-7089
`on Nmgzcgbgc Q
`,2002.
`
`gegina Westjry g
`
`CERTIFICATE OF EXPRESS MAILING 2
`
`. E V 1. I l: 5 7 E E ‘l 5 U if
`Express Mailing label number
`Date of deposit: Mozg mmg ff, £052 2,
`E
`
`I hereby certify that the foregoing Reply in REPLY IN SUPPORT/OF APPLICANT’S MOTION
`FOR AN ORDER DISMISSING THE OPPOSITION WITH PREJUDICE OR IN THE
`ALTERNATIVE COMPELLING DISCOVERY PURSUANT TO TRADEMARK TRIAL AND
`I
`ll
`
`
`
`it
`/
`/
`
`;
`/
`
`APPEAL BOARD RULE 2.120(E) AND RESETTING DATES is being deposited with the
`United States Postal Service “Express Mail Post Office to Addressee” service on the date
`indicated above and is addressed to the Assistant Commissioner for Trademarks, BOX
`TTAB NO FEB, 2900 Crystal Drive, Arlington, VA 22202-3513. A courtesy‘ copy is also
`being sent via facsimile to TTAB Interlocutory Attorney David M. Mermelste‘in, Esq., (703)
`746-7038.
`
`
` Re ina Westry
`
`
`
`EXHIBIT A
`
`
`
`
`Sam8.60smwfimom9..
`
`
`
`
` fi%i§qwML\._E:3
`I989»!
`..I1......q...-motomzoomvmo
`fu28m%oon=~hNns...,F.:uVvu«v....EE.:om__ms_$.a¢a>ma__.K
`
`2-.2$.m88.=om8Eu
`E.<moos_ax_zz<s_as
`
`8.:am..n.§.um§,m,mw,.
`
` ..o>ooI.v_m:m._ms_.E.....L
`
`
`
`w3
`
`J’r.-¢‘
`
`Q
`
`
`
`
`
`
`
`
`EXHIBIT B
`
`
`
`
`
`dc
`
`IN THE UNETED STATES PATENT AND TRADEMARK OFFICE
`BEFORE THE TRADEMARK TRXAL AND APPEAL BOARD
`
`v.
`JOKER, INc.,
`
`KARSTEN MANUFACTURING CORP.
`Opposer,
`
`)
`)
`)
`)
`)
`Applicant
`___..___.___.___._._..______._)
`
`Opposition N01: 101,408 ,
`
`APPLICANT’S FIRST SET OF INTERROGATORIES TO OPPOSER
`
`Pursuant to Fed.R.Civ.P. 33, Applicant Joker, Inc., hereby requests that Opposer,
`
`Karsten Manufacturing Corporation, serve its answers to the following interrogatories on counsel
`
`for Applicant, Marsha K. Hoover, Davis, Mannix & MeGrath, 125 S. Wacker Drive, Suite 1700,
`
`Chicago, IL 60606 within thirty (30) days..
`
`DEFINITIONS AND INSTRUCTIONS
`
`A.
`
`In construing these discovery requests, the following definitions shall apply:
`
`1.
`
`"And" as well as "or" shall be construed either disjunctively or conjunctively as
`
`necessary to bring within the scope of these discovery requests any information which
`
`might otherwise be construed as outside their scope.
`
`2.
`
`"Date" means the exact year, month and date, if known, or, if not, your best
`
`approximation thereof.
`
`3. “Applicant” means Joker, Inc. and its predecessors, Editoy B.V., and Pingu B.V.
`
`4.
`
`"Opposer" means Karsten Manufacuting Corporation, as well as any person who is,
`
`was, purports or has purported to be an officer, director, general partner, limited
`partner, affiliate, employee, agent, attorney, accountant, assignee,subsidiary or
`
`IJ
`
`
`
`representative of the above named opposer, specifically including —~ but not limited
`
`to -—- each of its agents, attorneys, employees, directors and officers.
`
`. “Opposér’s Marks” means the following marks registered by Opposer: PING,
`
`Registration Nos. 704,552, 1,632,445, 1,633,477, 1,637,647, 1,638,323, and
`
`1,647,448; ZING, Registration No. 1,239,154; PING EYE 2 (stylized), Registration
`
`No. 1,647,510; PING ZING, Registration No. 1,768,156; and any other mark for
`
`which Opposer currently has a registration or an application pending in the United
`
`States, as well as any other mark owned by Opposer whether or not registered, upon
`
`which Opposer bases its opposition.
`
`.
`
`"Document" means the original and each non identical copy or veision of any writing,
`
`tape, disc, digital file, recording or other item on which or from which information,
`
`communications or data may be perceived or obtained, and shall be construed to
`
`include any document which would supplement or supersede any document
`
`previously identified in response to these Interrogatories.
`
`"Including" means "including, but not limited to;" "includes" means "includes, but not
`
`limited to."
`
`"Investigated Period" means the period between April 1, 1993 through the present,
`
`including the date of any supplemental responses required by Federal Rule of Civil
`
`.
`
`.
`
`Procedure 26(6).
`
`.
`
`"Person" means, without limiting the generality of its meaning, natural persons,
`
`groups of natural persons (such as a committee or board of directors), corporations, S
`
`corporations, limited liability companies, partnerships, limited liability partnerships,
`
`associations, joint ventures, and any other incorporated or unincorporated business,
`
`governmental, public, or social entity.
`
`
`
`10. "Relate" and "relating to" mean to be legally, logically, factually, or in any way
`
`connected to, in whole or in part, the matter discussed.
`
`When asked to identify a document, state: (a) its location; (1)) the location of all copies of
`
`the document which are not identical duplicates of the original; (c) the name and title of
`
`each person presently in charge ofthe custody
`
`maintenance of the original and all
`
`non-identical copies or versions; (d) the date of the original and all non-identical copies
`
`. or versions; (e) the author and signatories of the original and all non-identical copies or
`
`versions; (1?) its length; (g) the original document's content and how each non-identical
`
`copy or version differs from the original: and (h) each person who received the original
`
`or a copy or version of the document. If the document is available only in
`
`machine—readable form, state the form in which the document is available and describe
`
`the type of machine required to read the document. If the document was, but no longer
`is, in the Opposer's possession, custody or control; state or identify: (a) what disposition
`
`was made of the document; (b) the date of any such disposition, and (c) each person that
`
`either authorized or has knowledge of such disposition.
`
`When asked to identify a natural person, state his or her: (a) name; (b) title or position
`
`and employer; (c) present or last known business address; (d) present or last known home
`
`address; (e) present or last known business telephone number; and (1) present or last
`
`known home telephone number. If such person is no longer employed by the person for
`which he/she engaged in the activity which is the subject ofthe interrogatory, state the
`
`date on which he/she left the employ of the person and his/her title or position when
`
`he/she engaged in the activity which is the subject of the interrogatory.
`
`When asked to identify a non—natural person, state; (a) the full name of the entity; (b) the
`
`address of its principal place of business; (c) the telephone number of its principal place
`
`
`
`I
`I
`
`of business; ((1) the name and title of each person who (1) is or was an officer, director,
`
`general partner, limited partner, member or beneficiary of the organization, or
`
`(2) represented the organization with respect to the subject matter stated in the
`
`interrogatory, and (e) the relationship of the entity to the parties to this proceeding.
`
`When asked to identify a communication, state: (a) the date, time and place of the
`
`communication; (b) the form of the communication (such as memorandum, letter, or
`
`conversation); (o) each person who has or is believed to have first~hand knowledge of the
`
`communication; ((1) the substance of the communication; and (e) each document relating
`
`to the communication.
`
`Whenever appropriate, the singular and plural forms of words shall be interpreted
`
`interchangeably so as to bring within the scope of these requests any matter which might
`
`otherwise be construed to be outside their scope.
`
`When asked to "state each and every basis" for a given proposition or allegation, state or
`
`identify: (a) each person who has or purports to have knowledge of the facts underlying
`
`the proposition or allegation; (h) each document used or relied upon to formulate, or
`
`which supports or substantiates, the allegation or proposition; and (c) the rationale and
`
`each fact supporting the allegation or proposition.
`
`Unless otherwise indicated, this discovery request applies to the Investigated Period.
`
`Defendant shall make any objections it might have to this discovery request in writing
`and deliver those written objections to Marsha K. Hoover, Davis, Mannix & McGrath,
`
`125 South Wacker Drive, Chicago, Illinois 60606. Any objection of attorney—client
`
`privilege or work-product shall be accompanied by an itemized list of the documents for
`
`which such privilege is claimed sufficient to identify such documents, as well as the
`
`specific privilege claimed, and the reason for claiming such privilege.
`
`
`
`INTERRQGATORIES
`
`1.
`
`Identify all persons who were interviewed, consulted about, or helped prepare a) the
`
`Opposer's answer to these interrogatories; and b) the production of documents in response to
`
`Applicant’s request. If more than one person answered these discovery requests, list for each
`
`such person the specific discovery request for which he or she was partially or fully responsible.
`
`2.
`
`Identify and describe with particularity the corporate structure and organization of
`
`Opposer and its various "doing business as" identities, including the products and/or services
`
`sold, distributed, or rendered by each entity comprising that corporate structure and organization;
`
`the identity of all officers, directors, and managing agents; the state(s) of incorporation for all
`
`entities comprising Opposer's corporate structure and organization; and the cities and locations in
`
`which each such entity is presently doing business, selling or distributing its products, and/or
`
`rendering it services.
`
`3.
`
`Identify and describe each product sold and/or distributed or each service rendered by
`
`Opposer under each of Opposer's Marks, including the stock number or other identifier used by
`
`Opposer to designate each such product or service, and the annual revenues for each year during
`
`the Investigated Period attributable to each such product and/or service sold, distributed, or
`
`rendered under Opposer's Marks.
`
`4. Without limitation to the Investigated Period, state the exact date(s) on which Opposer
`
`commenced use of each of Opposer's Marks in connection with the sale, distribution, or
`
`rendering of each type of product or service specified in answer to the previous interrogatory,
`
`including identification of each document, purchase order, invoice, label, or other writing upon
`
`which Opposer will rely to establish said date(s).
`
`5. ‘ Without limitation to the Investigated Period, with respect to the first use(s) of each of
`
`Opposer's Marks specified in the previous two interrogatories, state:
`
`
`
`(a)
`
`Thelmanner in which each of Opposer's Marks was used; e.g. by affixation to
`
`garments, packaging or labels, advertisement, etc.;
`
`(b) Whether the sale, distribution, or rendering of each type of product or service under
`
`each of Opposer's Marks has been continuous from the date specified in the prior
`
`interrogatory to the present; and
`
`(c)
`
`If for any of Opposer's Marks, the answer to part (b) immediately above is in the
`negative, state the periods oftime during which each such mark was not used
`
`continuously by Opposer in connection with the sale, distribution, or rendering of
`
`any type of product or service.
`
`6.
`
`Identify each trade or professional show or convention at which Opposer has displayed,
`
`offered for sale, or sold or rendered any product or service using or beating any of the Opposer's
`
`Marks including the name, date(s), spaceand location for each such event; the circumstances and
`
`manner ofpromoting, displaying, and/"or demonstrating each such product or service in each
`
`such event; an any and all sales promotional documents or other material distributing connection
`
`with each such event.
`
`7.
`
`For each of Opposer's Marks, identify and describe with particularity facts and
`
`information known to Opposer and documents or other writings referring or relating to Opposer's
`
`conception, creation, selection, adoption, and first use of such mark as a trademark, service mark,
`
`and/or trade name.
`
`8.
`
`For each of Opposer’s Marks, and without limitation to the Investigated Period, identify
`
`and describe with -particularity any trademark, service mark or trade name search conducted by
`
`or on behalf of Opposer concerning the use of such word, term or phrase as a trademark, service
`
`mark, and/or trade name including the person(s) responsible for initiating and/or conducting each
`such search; the date(s) of each such search; the class(es) of goods or services reviewed in each
`
`
`
`.
`
`4
`
`-
`
`“
`
`'.
`
`such search; and all registered and common-law trademarks, service marks, trade names and
`
`corporate names uncovered in each such search.
`
`9.
`
`For each of Opposer's Marks, and without limitation to the Investigated Period, identify
`
`each person to whom Opposer has granted a license for the use of such mark and state 1) the
`
`effective dates of such license; 2) the goods or services covered by the license; 3) identify any
`
`documents relating to the license, including without limitation, the license agreement, any
`
`amendments to the agreement and all royalty statements generated in connection with such
`
`license; and 4) if the license is no longer in effect, state the reasons for the termination and the
`
`date of the termination of such license.
`
`10. For each of Opposer's Marks, and without limitation to the Investigated Period, identify
`
`and describe with particularity any and all opinions of any type, legal or otherwise, requested or
`
`received by Opposer regarding the adoption and use or the right to use each such word, term or
`
`phrase, or any variation thereof, as a trademark, service mark, and/or trade name, including the
`
`person(s) rendering each such opinion, the date(s) of each such opinion, and the action(s) taken
`
`or not taken by Opposer as result of or in reliance on, in whole or in part, each such opinion.
`
`11. For each of Opposer's Marks, identify each person through or under which Opposer
`
`claims any rights in each such word, term or phrase, and identify the goods and/or services with
`
`which each such person uses or used that mark or name, the first date of adoption and use of that
`
`mark or name by each such person, the geographic location of those uses, and any registrations
`
`(state, federal, or international) sought and/or obtained for each such mark or name.
`
`12. Other than the instant proceeding, for each of Opposer's Marks and without limitation
`
`to the Investigated Period, identify and describe with particularity each lawsuit, Patent and
`
`Trademark Office opposition proceeding, or Patent and Trademark Office cancellation
`
`proceeding Opposer has contemplated, attempted to initiate, or been party to, involving or
`
`
`
`
`
`relating to the adoption, use, or registration of each such mark, including each actual or potential
`
`adverse party and the trademark(s), service mark(s), trade name(s), or corporate name(s)
`
`involved; the tribunal, case docket number, filing date, and ultimate outcome for each such
`
`matter; and the reason(s) why any such matter was contemplated and/or attempted or why such
`
`matter was or was not actually initiated.
`
`13. Other than the instant proceeding, for each of Opposer's Marks, identify and describe
`
`with particularity each instance in which any communication (including letters, facsimiles,
`
`telephone calls or emails) was prepared, attempted, or transmitted by Opposer or any
`
`representative of Opposer to any third party concerning that third party's use of any designation
`
`identical or substantially similar to any of Opposer's Marks as a trademark, service mark, trade
`
`name, or otherwise, including the identity of each such third party and the trademark(s), service
`
`mark(s) trade name(s), or other use(s), involved; the person(s) contacted by Opposer or its
`
`representative as to each third party use; the response of each such third party to the '
`
`communication by or for Opposer; the ultimate outcome of each such matter and reason why any
`
`such matter was so concluded.
`
`14. For each of Opposer's Marks, identify and describe with particularity the channels of
`
`trade and distribution for each item of goods sold and/or distributed, or for each service rendered,
`
`by Opposer under each such mark.
`
`15. For each of Opposer’s Marks, identify and describe with particularity all purchasers by
`
`class (e.g., retailers, ‘general public) of each item of goods sold and/or distributed, or for each
`
`service rendered, by Opposer under each such mark.
`
`16. For each of Opposer's Marks, identify all geographic areas by city and state in which
`
`Opposer or some agent ofOpposer sells and/or distributes products or renders services under
`
`each such mark.
`
`
`
`
`
`17. For each of Opposer's Marks, describe with particularity any prior or existing plans or
`
`intentions by Opposer to expand its business under each such mark to products or services,
`
`including any printed matter or publications, not expressly set forth in the goods/"services
`
`description contained within the Registration on file
`
`the United States Patent and
`
`Trademark Office and identify the person(s) responsible for such plans or intentions; any actions
`
`undertaken by Opposer in furtherance of such plans or intentions; and, if applicable, any
`reason(s) for an abandonment or postponement ofsuch plans or intentions.
`18. For each of Opposer's Marks, identify all publications or broadcasts, including but not
`
`limited to newspapers, magazines, trade journals, television (free, pay or cable television), radio,
`
`Internet or other global computer communication networks, billboards, signs, distribution of
`
`leaflets or pamphlets, in any other print or broadcast media, in, on, or through which Opposer has
`
`advertised its products or services under each such mark, and the dates for each such
`
`advertisement.
`
`19. For each of Opposer's Marks, identify and describe with particularity each instance of
`
`actual confusion involving each such mark, or third party inquiry as to any relationship (e.g.,
`
`affiliation, association, sponsorship, approval or other connection) between ihe source of
`
`Applicant's products and any products or services sold, distributed, or rendered under any such '
`
`marks, known or reported to Opposer, including the date(s), and person(s) involved in each such
`
`instance or inquiry, and any response of Opposer thereto, and identify all documents relating to
`such instances or inquiries.
`I
`
`20.‘ For each of Opposer's Marks, identify and describe with particularity each
`
`representation bypOpposer to any third party that it and/or any of its products or services under
`
`each such mark is/are or is/are not related in any manner with Applicant, including the date and
`
`
`
`
`
`person(s) involved in each such representation and the substance of each represen ation, and
`
`identify all documents relating thereto.
`
`21.
`
`Identify any and all state, federal, or international registrations and/or pending
`
`applications Opposer owns, licenses, or has filed which incorporate the term PING including, for
`
`each such registration or application, the country or state of filing, the application or registration
`
`number, the class(es) of goods and/or services reflected in each application or registration, the
`
`date of first use (including the date first used within the U.S.) for such good or service, the actual
`
`goods are services associated with that use, and identity of the owner of each application or
`
`registration.
`
`22.
`
`Identify and describe with particularity all facts, information, documents, and expert
`
`opinions upon which Opposer bases its contentions that the mark PINGU which Applicant is
`
`attempting to register is likely to cause confusion with Opposer's Marks.
`
`23.
`
`Identify and describe with particularity all facts, information, documents, and expert
`
`opinions upon which Opposer bases its contentions that the mark PTNGU which Applicant is
`
`attempting to register falsely suggests a connection or endorsement with Opposer and Opposer's
`Marks.
`‘
`
`24.
`
`Identify and describe with particularity all facts, information, documents, and expert
`
`opinions upon which Opposer bases its contentions that the use and registration by Applicant of
`
`the mark PINGU will adversely affect Opposer’s common law trademark rights and limit its
`
`rights under its existing trademark registrations, damage it’s the Opposer’s goodwill or impede
`
`its subsequent attempt to register Opposer’s marks.
`
`10
`
`
`
`
`
`25. State whether Opposer has ever sold or considered selling any product bearing any of
`
`Applicanfis trademarks, i.e. products manufactured by Joker, Inc., its predecessors, or its
`
`licensees.
`
`Respectfully Submitted,
`
`JOKER, Inc.
`
`
`
`Dated:
`
`July 18, 2002
`
`Marsha K. Hoover
`
`Davis, Mannix & McGrath
`125 South Wacker Drive
`
`Suite 1700
`
`‘
`
`Chicago, Illinois 60606
`
`11
`
`
`
`
`
`IN 'I‘:~zr. UN1'1‘ED S”.'1‘ATES PATENT AND TRADEMARK Cwzca
`BEFORE THE TRADEMARK TRIAL AND AP?EAL BOARD
`
`KARSTEN MANUFACTURDIG CORP.
`Opposer,
`
`v.
`JOKER, INc.,
`
`Applicant
`
`)
`)
`)
`)
`)
`)
`
`-
`
`Opposition No.: 101,408
`
`CERTIFXCATE or SERVICE
`
`I, Regina Westry, hereby certify that on
`
`‘[3; 1,2 _/bag, I served a copy ofApplis-.ant"s
`
`Fifét Set of Interrogatories To Opposerby firepafcffirst class mail upon: Thomas G. Watkins,
`
`Cahill, Sutton & Thomas, 155 Park One, 2141 East Highland Avenue, Phoenix, AZ 85016, attorney
`
`of record for Applicant.
`
`Regina Westry
`
`
`
`
`
`IN THE UNTTED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE TRADEMARK TRIAL AND APPEAL BOARD
`
`V.
`JOKER, INc.,
`
`KARSTEN MANUFACTURING CORP.
`Opposer,
`
`)
`)
`)
`)
`')
`Applicant
`.____________._?_____)
`
`Opposition No.: 101,408
`
`APPLICANT’S FIRST REQUEST To OPPOSER
`FOR THE PRODUCTION OF DOCUMENTS
`
`Pursuant to Fed.R.Civ.P. 34, Applicant requests_ that copies of documents or other
`
`physical objects requested herein be produced within thirty (30) days of the service of this
`
`request at the offices of Applicant’s counsel, Davis, Mannix & McGrath, 125 S. WackerDrive,
`
`Suite 1700, Chicago, IL 60606, or at such other place as may be mutually agreed between
`
`counsel for both parties.
`
`DEFINITIONS AND INSTRUCTIONS
`
`A.
`
`The following definitions apply to these requests:
`
`1.
`
`"And" as well as "or” shall be construed either disjunctively or conjunctively as
`
`necessary to bring within the scope of these discovery requests any information which
`
`might otherwise be construed as outside their scope. '
`
`2.
`
`"Date" means the exact year, month and date, if known, or, if not, your best
`
`approximation thereof.
`
`3. “Applicant” means Joker, Inc., and its predecessors, Editoy B.V. and Pingu B.V.
`
`
`
`
`
`. “Opposer” means Karsten Manufacturing Corporation as well as any person who is,
`
`was, purports or has purported to be an officer, director, general partner, limited
`
`partner, iaffiliate, employee, agent, attorney, accountant, assignee, subsidiary or
`
`representative of the above named opposer, specifically including -— but not limited
`
`to —- each of its agents, attorneys, employees, directors and officers.
`
`. “Opposer’s Marks” means the following marks registered by Opposer: PING,
`
`Registration Nos. 704,552, 1,632,445, 1,633,477, 1,637,647, 1,638,323, and
`
`1,647,448; ZING, Registration No. 1,289,154; PING EYE 2 (stylized), Registration
`
`No. 1,647,510; PING ZING, Registration No. 1,768,156; and any other mark for
`
`which Opposer currently has a registration or an application pending in the United
`
`States, as well as any other mark owned by Opposer whether or not registered, upon
`
`which Opposer bases its opposition.
`
`"Document” means the original and each non identical copy or version of any writing,
`
`tape, disc, digital file, recording or other item on which or from which information,
`
`communications or data may be perceived or obtained, and shall be construed to
`
`include any document which is created or discovered subsequent to the initial
`
`production of documents, and would supplement or supersede any document
`
`previously produced pursuant to this request.
`
`.
`
`"1ncluding“ means "including, but not limited to;" "includes" means "includes, but not
`
`limited to.'.'
`
`"Investigated Period" means the period between April 1, 1993 through the present,
`
`including the date of any supplemental responses required by Federal Rule of Civil
`
`Procedure 26(e).
`
`
`
`
`
`
`
`~25‘ii
`
`IKD
`
`"Person" means, without limiting the generality of its meaning, natural persons,
`
`groups of natural persons (such as a committee or board of directors), corporations, S
`
`corporations, limited liability companies, partnerships, limited liability partnerships,
`
`associations, joint ventures, and any other incorporated or unincorporated business,
`
`governmental, public, or social entity.
`
`10. "Relate" and "relating to" mean to be legally, logically, factually, or in any way
`
`connected to, in whole or in part, the matter discussed.
`
`' Whenever appropriate, the singular and plural forms of words shall be interpreted
`
`interchangeably so as to bring within the scope of these requests any matter which might
`
`otherwise be construed to be outside their scope.
`
`With respect to each document or communication which the Defendant does not produce
`
`or divulge based upon any claim of privilege or for any other reason, state: (a) the name
`
`and address of the originator or sender of the document or communication; (b) the name
`
`and address of the author of the document or communication; (c) the name and address of
`
`each person to whom the document was directed or addressed; ((1) the na