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`ESTTA1319497
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`Filing date:
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`11/01/2023
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`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`BEFORE THE TRADEMARK TRIAL AND APPEAL BOARD
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`Ex Parte Appeal -
`Serial No.
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`90232782
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`Appellant
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`Southern Audio Services, Inc.
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`Applied for mark
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`PARTY BAR
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`Correspondence
`address
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`Submission
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`Attachments
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`Appealed class
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`Filer's name
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`Filer's email
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`Signature
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`Date
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`R BENNETT FORD
`ROY KIESEL FORD DOODY & NORTH APLC
`POST OFFICE BOX 15928
`BATON ROUGE, LA 70895
`UNITED STATES
`Primary email: rbf@roykiesel.com
`Secondary email(s): blp@roykiesel.com, info@roykiesel.com
`225-927-9908
`
`Appeal brief
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`Appeal Brief final.pdf(357817 bytes )
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`Class 009. First Use: Jan 28, 2016 First Use In Commerce: Jan 28, 2016
`All goods and services in the class are appealed, namely: Loudspeakers; Audio
`speakers; Bass speakers; Loudspeaker systems
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`R. BENNETT FORD
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`rbf@roykiesel.com, blp@roykiesel.com, info@roykiesel.com
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`/R. BENNETT FORD/
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`11/01/2023
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`
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`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
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`IN RE APPLICATION OF:
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`Southern Audio Services, Inc.
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`MARK:
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`PARTY BAR LAW OFFICE: 104
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`APPLICATION NO.:
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`90/232,782
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`FILING DATE:
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`October 2, 2020
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`ATTORNEY DOCKET NO.:
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`7721.175
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`EXAMINING
`ATTORNEY:
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`MacFarlane, James
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`BOX RESPONSES
`NO FEE
`Commissioner for Trademarks
`P.O. Box 1451
`Alexandria, VA 22313-1451
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`Applicant’s Appellate Brief
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`Dear Sir:
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`This is in response to the Final Office Action, dated January 18, 2023. Applicant filed a
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`timely Request for Reconsideration on July 18, 2023. The examiner refused the request for
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`reconsideration. Accordingly, the appeal was resumed on September 11, 2023, and the deadline for
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`filing this Brief was set for sixty days after the resumption. This Brief is believed to be timely filed.
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`However, if any extension is required, please consider this a petition for the same. The fee for filing
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`an ex parte appeal brief is submitted herewith. No additional fee is believed to be required with this
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`response; however, if any is due, the Commissioner is hereby authorized and requested to charge the
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`same to deposit account number 18-2210.
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`1
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`
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`I.
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`Issue on Appeal
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`Whether Applicant must disclaim BAR from its mark, PARTY BAR.
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`II.
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`Overview of Question Presented
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`The examiner has required that Applicant disclaim BAR because BAR is descriptive of
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`Applicant’s goods, namely “loudspeakers; audio speakers; bass speakers; loudspeaker systems” in
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`class 009. Applicant agrees that BAR is descriptive of loudspeakers. However, Applicant contends
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`that a disclaimer is inappropriate because PARTY BAR is unitary.
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`III.
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`Legal Standard
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`Unitary marks are not subject to disclaimer. TMEP § 1213.05. Thus, the only issue in this
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`case is whether PARTY BAR is unitary or, in the alternative, whether the examiner has carried his
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`burden that a disclaimer is required.
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`A.
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`Burden of Proof
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`Where a mark falls on the distinctiveness continuum is a question of fact. In re Dial-A-
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`Mattress Operating Corp., 240 F.3d 1341, 1344 (Fed. Cir. 2001). It is well established that the
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`examiner has the burden of proving that a mark lacks inherent distinctiveness. In re Pacer Tech., 338
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`F.3d 1348, 1350 (Fed. Cir. 2003); In re Bayer Aktiengesellschaft, 488 F.3d 960, 964 (Fed. Cir.
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`2007).
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`The burden of proof encompasses two concepts: burden of production and burden of
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`persuasion. In re Cyclobenzaprine Hydrochloride Extended-Release Capsule Patent Litig., 676 F.3d
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`1063, 1078 (Fed. Cir. 2012). “The burden of persuasion specifies ‘which party loses if the evidence
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`is balanced,’ while the burden of production specifies ‘which party must come forward with evidence
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`at various stages.’” Id., at 1078; In re Magnum Oil Tools Int'l, Ltd., 829 F.3d 1364, 1375 (Fed. Cir.
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`2
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`
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`2016)(addressing burden of proof, burden of production, and burden of persuasion); Stockton E.
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`Water Dist. v. United States, 583 F.3d 1344, 1360 (Fed. Cir. 2009), on reh'g in part, 638 F.3d 781
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`(Fed. Cir. 2011)(distinguishing burden of persuasion from burden of production).
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`In practice, the examiner has the initial burden to make a prima facie showing that a mark
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`is descriptive. In Re Box Sols. Corp., 79 U.S.P.Q.2d 1953 (T.T.A.B. 2006). A prima facie showing
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`merely creates a rebuttable presumption of the issue in question. Crash Dummy Movie, LLC v.
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`Mattel, Inc., 601 F.3d 1387, 1391 (Fed. Cir. 2010)(abandonment); Cold War Museum, Inc. v. Cold
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`War Air Museum, Inc., 586 F.3d 1352, 1358 (Fed. Cir. 2009)(acquired distinctiveness). When the
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`predicate evidence necessary to trigger the presumption is introduced, the presumption is established.
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`Id. That places the burden on the opposing party to offer evidence to the contrary. Id. This switches
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`the burden of production; it does not change the burden of persuasion.
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`However, presumptions are not evidence. Routen v. West, 142 F.3d 1434, 1440 (Fed. Cir.
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`1998). When the party against whom a prima facie presumption applies introduces evidence
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`sufficient to raise a genuine question as to the issue, the presumption vanishes entirely. A.C.
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`Aukerman Co. v. R.L. Chaides Const. Co., 960 F.2d 1020, 1037 (Fed. Cir. 1992)(en banc), abrogated
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`by SCA Hygiene Prod. Aktiebolag v. First Quality Baby Prod., LLC, 137 S. Ct. 954, 197 L. Ed. 2d
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`292 (2017)1; Texas Dep't of Cmty. Affairs v. Burdine, 450 U.S. 248, 255, 101 S. Ct. 1089, 1094, 67
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`L. Ed. 2d 207 (1981); Fed. R. Evid. 301.
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`A presumption does not alter the burden of persuasion. That remains on the party who had
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`it originally. St. Mary's Honor Ctr. v. Hicks, 509 U.S. 502, 507, 113 S. Ct. 2742, 2747, 125 L. Ed.
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`SCA Hygiene overruled the holding of AC Aukerman regarding the effect of laches on
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`patent infringement claims. It did not address or refute Auckerman’s approach to prima facie
`presumptions and their rebuttal.
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`3
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`
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`2d 407 (1993)(Title VII presumption “operates like all presumptions”)(emphasis added); Aqua
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`Prod.,
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`Inc. v. Matal, 872 F.3d 1290, 1305
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`(Fed. Cir. 2017)(“if
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`the
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`underlying burden of persuasion rests with the other party, that underlying burden never shifts”);
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`Fed. R. Evid. 301.
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`The burden of persuasion with respect to descriptiveness lies with the examiner. In re Bayer
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`Aktiengesellschaft, 488 F.3d 960, 964 (Fed. Cir. 2007)(“The examining attorney has the burden to
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`establish that a mark is merely descriptive”)(emphasis added); In Re Transcorp, Inc., No. 85537171,
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`2014 WL 4896400, at *7 (TTAB Sept. 18, 2014)(non-precedential)(“the examining attorney bears
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`the burden of coming forward with evidence to support his refusal, and bears the
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`ultimate burden of persuasion on the issue of descriptiveness”).
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`Here, the examiner made a prima facie showing that BAR is descriptive. This switched the
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`burden of production to the Applicant to rebut the prima facie showing of the examiner. In re Pacer
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`Tech., 338 F.3d 1348, 1350 (Fed. Cir. 2003). Applicant has done so by submitting evidence that
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`PARTY BAR is unitary.2 Applicant contends that the phrase PARTY BAR has a commonly
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`understood meaning that is not descriptive of Applicant’s services and, therefore, PARTY BAR is
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`not merely descriptive of Applicant’s services.3
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`Faced with a prima facie showing that BAR is descriptive of Applicant’s services, the
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`Applicant’s burden was to present evidence sufficient to raise a genuine question regarding the
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`2
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`See, discussion starting on page 6, below.
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`3
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`Applicant is making an argument under §2(e) of the Lanham Act, not an argument under
`§2(f). The difference is important. Under §2(f) the Applicant has the burden of proof (production
`and persuasion). In re Louisiana Fish Fry Prod., Ltd., 797 F.3d 1332, 1335 (Fed. Cir. 2015). In a
`rejection under § 2(e), the examiner has the burden of proof. In re Bayer Aktiengesellschaft,
`supra.
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`4
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`
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`presumption arising from the examiner’s prima facie showing. See, A.C. Aukerman, supra. If the
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`Applicant does so, the presumption vanishes. The burden of production and persuasion remains with
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`the examiner.
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`Finally, where doubt exists regarding descriptiveness, it should be resolved in the applicant’s
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`favor. In Re Box Sols. Corp., 79 U.S.P.Q.2d 1953 (T.T.A.B. 2006). This is precisely because the
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`burden of proving § 2(e) rejections lies with the examiner. Thus, if the Applicant has presented
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`sufficient evidence to create a genuine question regarding the unitary nature of PARTY BAR, any
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`doubt should be resolved in Applicant’s favor and in favor of publication for opposition.
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`B.
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`Unitary Standard
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`A mark or portion of a mark is considered “unitary” when it creates a commercial impression
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`separate and apart from any unregistrable component. TMEP § 1213.05(c). A subset of unitary marks
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`are marks with a “double entendre.” A double entendre is a word or expression capable of more than
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`one interpretation. Marks that have multiple meanings, one or more of which are not descriptive, are
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`not merely descriptive. See, e.g., In re Colonial Stores, Inc., 394 F.2d 549, 552 (C.C.P.A. 1968).
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`A mark that comprises a “double entendre” should not be refused registration as being merely
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`descriptive if one of its meanings is not merely descriptive relative to the goods or services. TMEP
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`§ 1213.05(c). A mark that evokes a double entendre is unitary by definition, and should not be
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`broken up via disclaimer. TMEP § 1213.05(c).
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`The test for unitariness asks whether the elements of a mark are so integrated or merged
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`together that they cannot be regarded as separable. See, In re EBS Data Processing, 212 USPQ 964,
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`966 (TTAB 1981); In re Kraft, Inc., 218 USPQ 571, 573 (TTAB 1983). The inquiry focuses on “how
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`the average purchaser would encounter the mark under normal marketing of such goods and also .
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`5
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`. . what the reaction of the average purchaser would be to this display of the mark.” Dena Corp. v.
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`Belvedere Int’l, Inc., 950 F.2d 1555, 1561, 21 USPQ2d 1047, 1052 (Fed. Cir. 1991)(quoting In re
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`Magic Muffler Serv., Inc., 184 USPQ 125, 126 (TTAB 1974)); TMEP § 1213.05(c). The Court of
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`Appeals for the Federal Circuit has set forth the elements of a unitary mark:
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`A unitary mark has certain observable characteristics. Specifically, its elements are
`inseparable. In a unitary mark, these observable characteristics must combine to show that
`the mark has a distinct meaning of its own independent of the meaning of its constituent
`elements. In other words, a unitary mark must create a single and distinct commercial
`impression.
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`Dena Corp., 950 F.2d at 1561, 21 USPQ2d at 1052.
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`IV.
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`Argument: PARTY BAR is Unitary
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`A.
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`PARTY BAR has an Independent Meaning
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`Applicant’s mark, PARTY BAR, is unitary because the phrase, party bar, has a distinct
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`meaning independent of the meaning of its constituent elements that is well known to consumers in
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`general and to Applicant’s consumers in particular. A party bar is a type of nightclub known for
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`large, high energy crowds; loud music; dancing; and often, the consumption of copious amounts of
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`alcohol. The precise boundaries of what exactly does or does not qualify as a party bar can be
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`ambiguous, but on the nightclub spectrum, a party bar is on the opposite end of the continuum from
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`jazz clubs and cigar bars.
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`The foregoing sense of party bar is well understood. Numerous extracts from a variety of
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`publications, together with citations were introduced in the record below.4 These illustrate the phrase,
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`party bar, being used to refer to the type of nightclub referenced above:
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`4
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`See, Exhibit A to the Request for Reconsideration, July 18, 2023, pp. 1-8.
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`6
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`
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`It doesn’t get much wilder than Squid Roe . . . considered by many to be the ultimate party
`bar.
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`A hip, long standing favourite that never seems to lose its street cred, this party bar is as
`wild as the party gets in Saas Fee.
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`Jason had suggested meeting at Joe Bananas in Wan Chai. It was a bit of a hard drinking
`party bar and good fun if you were in the mood to have a wild night.
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`It’s not a party bar . . . don’t come here if you want to go wild.5
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`As the foregoing examples illustrate, party bar is a phrase well known to consumers.
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`Applicant’s goods are loudspeakers, bass speakers, and the like. Thus, Applicant’s intended
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`customers are consumers of music. Such consumers may not all be within the target demographics
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`of most party bars, but there is certainly a substantial overlap. No small portion of Applicant’s
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`consumers will be the same consumers who frequent party bars. Moreover, even bar patrons more
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`likely to attend a piano bar generally know what a party bar is. Thus, the phrase party bar and its
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`meaning will be well understood by Applicant’s consumers or, at the very least, a large subset of
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`those consumers. The nightclub meaning of PARTY BAR is not descriptive of Applicant’s
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`loudspeaker products.
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`B.
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`Applicant’s Advertisements
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`How the mark is used in the normal marketing of the goods or services and how consumers
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`would react to such displays of the mark are directly relevant to whether a mark is unitary. Dena
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`Corp. v. Belvedere Int'l, Inc., 950 F.2d 1555, 1561 (Fed. Cir. 1991).
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`Applicant has run several different ads on its website, www.bazooka.com; on Amazon; on
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`5
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`See, Exhibit A to the Request for Reconsideration, July 18, 2023, pp. 5-7 (emphases
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`added).
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`7
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`Google; on Facebook; and on Instgram.6 An example of one of the ads run for Applicant’s PARTY
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`BAR speakers is reproduced below:
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`Exhibit 4 to Exhibit B in July 18, 2023, Request for Reconsideration.
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`These advertisements expressly emphasize the nightclub connotation of PARTY BAR to the
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`intended consumer. The message of the ads is that by purchasing the PARTY BAR product,
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`6
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`Exhibit B to the July 18, 2023, Request for Reconsideration is a declaration of
`Applicant’s president, Jon Jordan, pp.1-3. Exhibits 1-5 (unpaginated) to Exhibit B are
`reproductions of Applicant’s advertisements for its PARTY BAR speakers. Mr. Jordan’s
`declaration in Exhibit B provides, inter alia, details about where, when, and how often the
`advertisements in Exhibits 1-5 ran.
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`8
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`
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`consumers can create the atmosphere of a party bar wherever the consumer may be.
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`The advertisements in Exhibit B to the July 18, 2023, Request for Reconsideration,
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`particularly the ones that ran on Amazon and www.bazooka.com, would have been presented to
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`consumers at or near the time of purchase,7 making it more likely that actual consumers would make
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`the association the mark seeks to evoke.
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`Additionally, a major target demographic of party bars are 18-25 year olds. These consumers
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`also comprise a significant subset of Applicant’s target consumers.8 The overlap between Applicant’s
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`consumers and the primary patrons of party bars makes it even more likely that Applicant’s
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`consumers will make the double entendre association the mark embodies.
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`PARTY BAR has a meaning as a phrase, separate and apart from whatever descriptive
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`meaning the BAR portion of Applicant’s mark may have. The evidence of record establishes what
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`that meaning is - a high energy nightclub. The evidence of record also establishes that Applicant’s
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`consumers encounter the mark in ways that will make it likely that those consumers will appreciate
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`the unitary meaning of PARTY BAR. The demographics of Applicant’s consumers also make it
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`more likely that they will recognize the non-descriptive nightclub meaning of PARTY BAR.
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`C.
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`Weighing the Evidence
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`Applicant has submitted evidence sufficient to, at a minimum, create a genuine issue whether
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`PARTY BAR is unitary. This is sufficient to overcome the presumption created by the examiner’s
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`showing that BAR is descriptive of Applicant’s goods.
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`With the presumption eliminated, the evidence regarding the unitary nature of Applicant’s
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`7
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`8
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`See, Exhibit B to the July 18, 2023, Request for Reconsideration, p.2.
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`See, Exhibit B to the July 18, 2023, Request for Reconsideration, p. 1.
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`9
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`
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`mark must be weighed. There is uncontested evidence that PARTY BAR has a meaning as a phrase,
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`namely as reference to a high energy nightclub. The nightclub meaning of PARTY BAR is not
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`descriptive of Applicant’s goods.
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`The evidence of record also shows that Applicant’s consumers are likely to be familiar with
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`the non-descriptive, high energy nightclub meaning of PARTY BAR, and that the way the mark is
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`used in commerce will evoke the non-descriptive, unitary meaning of PARTY BAR. On balance,
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`the evidence of record makes it more likely than not that consumers of loudspeakers who encounter
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`Applicant’s mark will recognize and appreciate the unitary, non-descriptive meaning of PARTY
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`BAR.
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`Finally, to the extent that there is any doubt, the burden of proof and persuasion lies with the
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`examiner. Accordingly, any doubt should be resolved in favor of the Applicant and in favor or
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`publication.
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`10
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`V.
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`Conclusion
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`For the foregoing reasons, the evidence of record establishes that PARTY BAR is unitary or,
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`at a minimum, the evidence is sufficient that any conflict should be resolved in Applicant’s favor.
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`“If the matter that comprises the mark or relevant portion of the mark is unitary, no disclaimer of an
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`element, whether descriptive, generic, or otherwise, is required.” TMEP § 1213.05(c). Accordingly,
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`Applicant respectfully submits that PARTY BAR is unitary, that no disclaimer of BAR should be
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`required, and that the application should be advanced for publication.
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`Dated: November 1, 2023
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`Respectfully submitted:
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` /R. Bennett Ford, Jr./
`R. Bennett Ford, Jr.
`Bar Roll No. 39,193
`ROY, KIESEL, FORD, DOODY & NORTH
`9100 Bluebonnet Centre Blvd.
`Suite 100
`P.O. Box 15928
`Baton Rouge, LA 70895
`(225) 927-9908
`rbf@roykiesel.com
`
`11
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