throbber
UNITED STATES PA TENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONERFORPATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`18/158,122
`
`01/23/2023
`
`Jordan Kuehn
`
`57959.120S03
`
`1469
`
`11/05/2024
`
`7590
`27683
`Haynes and Boone, LLP
`IP Section
`2801 N. Harwood St.
`Suite 2300
`Dallas, TX 75201
`
`EXAMINER
`
`STEPHENSON, DANIEL P
`
`ART UNIT
`
`PAPER NUMBER
`
`3676
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`11/05/2024
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`ipdocketing@haynesboone.com
`
`PTOL-90A (Rev. 04/07)
`
`IWS EXHIBIT 1003
`
`EX_1003_001
`
`

`

`APPLICATION NO.
`
`18/158,122
`
`ISSUE DATE
`
`05-Nov-2024
`
`PATENT NO.
`
`12134952
`
`Haynes and Boone, LLP
`IP Section
`2801 N. Harwood St.
`Dallas, TX 75201
`
`EGRANT NOTIFICATION
`
`Your electronic patent grant (eGrant) is now available, which can be accessed via Patent Center at https://
`patentcenter.uspto.gov
`
`The electronic patent grant is the official patent grant under 35 U.S.C. 153. For more information, please visit
`https://www.uspto.gov/electronicgrants
`
`page 1 of 1
`
`IWS EXHIBIT 1003
`
`EX_1003_002
`
`

`

`UNITED STATES PA TENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONERFORPATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`12134952
`
`57959.120S03
`
`1469
`
`ISSUE DATE
`
`11/05/2024
`
`10/16/2024
`
`APPLICATION NO.
`
`18/158,122
`
`7590
`27683
`Haynes and Boone, LLP
`IP Section
`2801 N. Harwood St.
`Suite 2300
`Dallas, TX 75201
`
`ISSUE NOTIFICATION
`The projected patent number and issue date are specified above. The patent will issue electronically. The
`electronically issued patent is the official patent grant pursuant to 35 U.S.C. § 153. The patent may be accessed
`on or after the issue date through Patent Center at https://patentcenter.uspto.gov/. The patent will be available in
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`or about Patent Center, is available by calling the Patent Electronic Business Center at 1-888-217-9197.
`
`The USPTO is implementing electronic patent issuance with a transition period, during which period the
`USPTO will mail a ceremonial paper copy of the electronic patent grant to the correspondence address of
`record. Additional copies of the patent (i.e., certified and presentation copies) may be ordered for a fee from the
`USPTO's Certified Copy Center at https://certifiedcopycenter.uspto.gov/index.html. The Certified Copy Center
`may be reached at (800)972-6382.
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is O day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Center (https://
`patentcenter.uspto.gov).
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`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office
`of Patent Legal Administration at ( 571 )-272-7702. Questions relating to issue and publication fee payments should
`be directed to the Application Assistance Unit (AAU) of the Office of Patents Stakeholder Experience (OPSE),
`Stakeholder Support Division (SSD) at (571)-272-4200.
`
`IR103 (Rev. 10/09)
`
`IWS EXHIBIT 1003
`
`EX_1003_003
`
`

`

`INVENTOR(s) (Please see PATENT CENTER site https://patentcenter.uspto.gov for additional inventors):
`
`Jordan Kuehn, Forest Park, IL;
`Austin Johnson, Edmond, OK;
`Ronnie B. Beason, Lexington, OK;
`Nicholas J. Cannon, Washington, OK;
`
`APPLICANT( s) (Please see PA TENT CENTER site https://patentcenter.uspto.gov for additional applicants):
`
`Downing Wellhead Equipment, LLC, Oklahoma City, OK;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`IWS EXHIBIT 1003
`
`EX_1003_004
`
`

`

`Application/Control No.
`
`Applicant(s)/Patent Under Reexamination
`
`Issue Classification
`
`18/158,122
`
`Examiner
`
`DANIEL P STEPHENSON
`
`Kuehn et al.
`
`Art Unit
`
`3676
`
`0 CPA ~ T.D. D R.1.47
`
`D Claims renumbered in the same order as presented by applicant
`CLAIMS
`Final Original Final Original Final Original Final Original Final Original Final Original Final Original Final Original
`1
`1
`23
`12
`8
`23
`29
`34
`50
`45
`38
`56
`64
`67
`75
`78
`2
`2
`24
`13
`9
`24
`30
`35
`51
`46
`54
`57
`65
`68
`76
`79
`3
`3
`25
`14
`10
`25
`31
`36
`52
`47
`55
`58
`66
`69
`80
`77
`4
`39
`15
`11
`26
`32
`37
`53
`48
`56
`59
`67
`70
`78
`81
`5
`40
`16
`12
`27
`33
`38
`16
`49
`57
`60
`68
`71
`~+ I
`6
`17
`13
`28
`34
`39
`17
`50
`58
`61
`69
`72
`7
`18
`14
`29
`45
`40
`18
`51
`59
`62
`70
`73
`8
`19
`15
`30
`46
`41
`19
`52
`60
`63
`71
`74
`9
`20
`26
`31
`47
`42
`35
`53
`61
`64
`72
`75
`10
`21
`27
`32
`48
`43
`36
`54
`62
`65
`73
`76
`11
`22
`28
`33
`49
`44
`37
`55
`63
`66
`74
`77
`
`4
`5
`6
`20
`21
`22
`
`42
`43
`44
`7
`
`NONE
`
`(Assistant Examiner)
`/DANIEL P STEPHENSON/
`Primary Examiner, Art Unit 3676
`(Primary Examiner)
`U.S. Patent and Trademark Office
`
`(Date)
`10 August 2024
`
`(Date)
`
`Total Claims Allowed:
`
`78
`
`O.G. Print Claim(s) O.G. Print Figure
`
`1
`
`1
`Part of Paper No.: 20240810
`
`Page 3 of 3
`
`IWS EXHIBIT 1003
`
`EX_1003_005
`
`

`

`Doc Code: IFEE
`Description: Issue Fee Payment (PT0-85B)
`
`1-1:1 i•lffl· UNITED STATES
`lll■IIIIIIII. PATENT ANO TRADEMARK OFFICE
`: :
`
`PT0/85B
`
`P.O. Box 1450
`Alexandria, VA 22313 - 1450
`www.uspto.gov
`
`ISSUE FEE TRANSMITTAL FORM
`
`APPLICATION#
`18158122
`
`FILING DATE
`01/23/2023
`
`FIRST NAMED INVENTOR
`Jordan Kuehn
`
`ATTORNEY DOCKET#
`57959.12US03
`
`Title of Invention
`HYDRAULIC FRACTURING PLAN AND EXECUTION OF SAME
`
`Application Information
`
`APPLICATION TYPE Nonprovisional Application under 35
`USC 111 (a)
`
`DATE DUE
`
`11/21/2024
`
`CONFIRMATION#
`
`1469
`
`ISSUE FEE DUE
`
`$ 480
`
`EXAMINER DANIEL STEPHENSON
`
`PUBLICATION DUE
`
`$ 0
`
`GROUP ART UNIT
`
`3676
`
`TOT AL FEES DUE
`
`$480
`
`CLASS - SUBCLASS
`
`166/373000
`
`PREV. PAID FEE
`
`$ 0
`
`ENTITY STATUS Small
`
`1. CHANGE OF CORRESPONDENCE ADDRESS AND/OR INDICATION OF FEE ADDRESS (37 CFR 1.33 & 1.363)
`
`Correspondence Address
`
`Maintenance Fee Address
`
`CURRENT ADDRESS
`
`CURRENT ADDRESS
`
`IFEE 1.0
`
`Page 1 of 3
`
`IWS EXHIBIT 1003
`
`EX_1003_006
`
`

`

`Change of correspondence address
`requested,system generated AIA/122-PC form
`attached
`
`Fee address indication requested, system
`generatedSB/47-PC form attached
`
`2. ENTITY STATUS
`
`Change in Entity Status
`
`NEW STATUS
`
`3. THE FOLLOWING FEES ARE SUBMITTED
`
`Issue Fee
`
`Publication Fee
`
`4. FEE AUTHORIZATION
`
`I authorize USPTO to apply my previously paid issue fee to the current fees due
`
`The Director is herby authorized to apply my previously paid issue fee to the current fee due and to charge
`deficient fees to Deposit Account Number:
`
`If in addition to the payment of the issue fee amount submitted with this form, there are any discrepencies in
`any amount(s) due, the Director is authorized to charge any deficiency, or credit any overpayment, to Deposit
`Account Number: 81394
`
`5. FIRM AND/OR ATTORNEY NAMES TO BE PRINTED
`
`NOTE: If no name is listed, no name will be printed
`For printing on the patent front page, list to be displayed as entered
`
`HAYNES AND BOONE, LLP
`
`6. ASSIGNEE NAME(S) AND RESIDENCE DATA TO BE PRINTED
`
`NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been
`filed for recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a susbstitute for filing an assignment.
`
`IFEE 1.0
`
`Page 2 of 3
`
`IWS EXHIBIT 1003
`
`EX_1003_007
`
`

`

`Downing Wellhead Equipment, LLC OKLAHOMA CITY, OK UNITED
`STATES
`
`Corporation
`
`Signature
`
`I certify, in accordance with 37 CFR 1.4(d)(4) that I am an attorney or agent registered to practice before the
`Patent and Trademark Office who has filed and has been granted power of attorney in this application. I also
`certify that this Fee(s) Transmittal form is being transmitted to the USPTO via Patent Center on the date
`indicated below.
`
`Signature
`
`Name
`
`Registration#
`
`Date
`
`/ Alan Herda/
`
`Alan Herda
`
`50426
`
`08/29/2024
`
`IFEE 1.0
`
`Page 3 of 3
`
`IWS EXHIBIT 1003
`
`EX_1003_008
`
`

`

`1 _ 1:1.1 mm UNITED STATES
`
`; :
`
`: :_ PATENT ANO TRADEMARK OFFICE
`
`Page 1 of 2
`P.O. Box 1450
`Alexandria, VA 22313 - 1450
`www.uspto.gov
`
`ELECTRONIC ACKNOWLEDGEMENT RECEIPT
`
`APPLICATION#
`18/158, 122
`
`RECEIPT DATE/ TIME
`08/29/2024 01 :12:25 PM Z ET
`
`ATTORNEY DOCKET#
`57959.12US03
`
`Title of Invention
`HYDRAULIC FRACTURING PLAN AND EXECUTION OF SAME
`
`Application Information
`
`APPLICATION TYPE Utility - Nonprovisional Application
`under 35 USC 111 (a)
`
`PATENT#
`
`-
`
`CONFIRMATION#
`
`1469
`
`FILED BY Alan Herda
`
`PATENT CENTER#
`
`66973732
`
`FILING DATE
`
`01/23/2023
`
`CUSTOMER #
`
`27683
`
`CORRESPONDENCE
`ADDRESS
`
`-
`
`Documents
`
`DOCUMENT
`
`web85b.pdf
`
`Digest
`
`FIRST NAMED
`INVENTOR
`
`Jordan Kuehn
`
`AUTHORIZED BY
`
`-
`
`TOTAL DOCUMENTS: 1
`
`PAGES
`
`DESCRIPTION
`
`SIZE
`(KB)
`
`3
`
`Issue Fee Payment (PTO-85B)
`
`58 KB
`
`DOCUMENT
`
`MESSAGE DIGEST(SHA-512)
`
`web85b.pdf
`
`252D9E9572038E7F6DE15E68CB13DC11DCB1345EB201804C
`637EA4F5E335E5971102E7CCFEA849040620A8F492A706919D
`3229F7337D70898B80F18052CE1822
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents, characterized
`by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a Post Card, as
`described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`
`IWS EXHIBIT 1003
`
`EX_1003_009
`
`

`

`Page 2 of 2
`
`If a new application is being filed and the application includes the necessary components for filing date (see 37 CFR 1.53(b)-(d)
`and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this Acknowledgement
`Receipt will establish the filing date of the application
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35 U.S.C.
`371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a national stage
`submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for an
`international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number and of the
`International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning national security,
`and the date shown on this Acknowledgement Receipt will establish the international filing date of the application.
`
`IWS EXHIBIT 1003
`
`EX_1003_010
`
`

`

`1 _ 1:1.1 mm UNITED STATES
`
`; :
`
`: :_ PATENT ANO TRADEMARK OFFICE
`
`Page 1 of 2
`
`P.O. Box 1450
`Alexandria, VA 22313 - 1450
`www.uspto.gov
`
`ELECTRONIC PAYMENT RECEIPT
`
`APPLICATION#
`18/158, 122
`
`RECEIPT DATE/ TIME
`08/29/2024 01 :12:25 PM Z ET
`
`ATTORNEY DOCKET#
`57959.12US03
`
`Title of Invention
`HYDRAULIC FRACTURING PLAN AND EXECUTION OF SAME
`
`Application Information
`
`APPLICATION TYPE Utility - Nonprovisional Application
`under 35 USC 111 (a)
`
`PATENT#
`
`-
`
`CONFIRMATION#
`
`1469
`
`FILED BY Alan Herda
`
`PATENT CENTER#
`
`66973732
`
`AUTHORIZED BY
`
`-
`
`CUSTOMER #
`
`27683
`
`FILING DATE
`
`01/23/2023
`
`CORRESPONDENCE
`ADDRESS
`
`-
`
`Payment Information
`
`FIRST NAMED
`INVENTOR
`
`Jordan Kuehn
`
`PAYMENT METHOD
`CARD/ 1103
`
`PAYMENT TRANSACTION ID
`E20248SD13009202
`
`PAYMENT AUTHORIZED BY
`Alan Herda
`
`PRE-AUTHORIZED ACCOUNT
`
`PRE-AUTHORIZED CATEGORY
`
`081394
`
`37 CFR 1.16 (National application filing, search, and examination fees}; 37
`CFR 1.17 (Patent application and reexamination processing fees}; 37 CFR
`1.19 (Document supply fees}; 37 CFR 1.20 (Post Issuance fees}; 37 CFR 1.21
`(Miscellaneous fees and charges}
`
`FEE CODE
`
`DESCRIPTION
`
`ITEM PRICE($)
`
`QUANTITY
`
`ITEM TOT AL($)
`
`2501
`
`UTILITY ISSUE FEE
`
`480.00
`
`TOTAL
`AMOUNT:
`
`480.00
`
`$480.00
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents, characterized
`by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a Post Card, as
`described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for filing date (see 37 CFR 1.53(b)-(d)
`and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this Acknowledgement
`
`IWS EXHIBIT 1003
`
`EX_1003_011
`
`

`

`Page 2 of 2
`
`Receipt will establish the filing date of the application
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35 U.S.C.
`371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a national stage
`submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for an
`international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number and of the
`International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning national security,
`and the date shown on this Acknowledgement Receipt will establish the international filing date of the application.
`
`IWS EXHIBIT 1003
`
`EX_1003_012
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`08/21/2024
`
`27683
`7590
`Haynes and Boone, LLP
`IP Section
`2801 N. Harwood St.
`Suite 2300
`Dallas, TX 75201
`
`EXAMINER
`
`STEPHENSON, DANIEL P
`
`ART UNIT
`
`PAPER NUMBER
`
`3676
`
`DATE MAILED: 08/21/2024
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`18/158,122
`
`01/23/2023
`
`Jordan Kuehn
`
`57959.12US03
`
`1469
`
`TITLE OF INVENTION: HYDRAULIC FRACTURING PLAN AND EXECUTION OF SAME
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`SMALL
`
`$480
`
`$0.00
`
`$0.00
`
`$480
`
`11/21/2024
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
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`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE MAILING
`DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS STATUTORY PERIOD
`CANNOT BE EXTENDED. SEE 35 U.S.C.151. THE ISSUE FEE DUE INDICATED ABOVE DOES NOT REFLECT A CREDIT
`FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION. IF AN ISSUE FEE HAS PREVIOUSLY BEEN PAID IN
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`TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies.
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above.
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`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number 5 titled
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`IL PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed. If an equivalent of Part Bis filed, a request to reapply a previously paid issue fee must be
`clearly made, and delays in processing may occur due to the difficulty in recognizing the paper as an equivalent of Part B.
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`IMPORTANT REMINDER: Maintenance fees are due in utility patents issuing on applications filed on or after Dec. 12, 1980.
`It is patentee's responsibility to ensure timely payment of maintenance fees when due. More information is available at
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`
`PTOL-85 (Rev. 11/23)
`
`Page 1 of 3
`
`IWS EXHIBIT 1003
`
`EX_1003_013
`
`

`

`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block I for any change of address)
`
`08/21/2024
`
`27683
`7590
`Haynes and Boone, LLP
`IP Section
`2801 N. Harwood St.
`Suite 2300
`Dallas, TX 75201
`
`PART B - FEE(S) TRANSMITTAL
`Complete and send this form, together with applicable fee(s), by mail or fax, or via the USPTO patent electronic filing system.
`By mail, send to: Mail Stop ISSUE FEE
`By fax, send to:
`(571)-273-2885
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks I through 5 should be completed where appropriate.
`All further correspondence will be mailed to the current correspondence address as indicated unless corrected below or directed otherwise in Block I, by (a) specifying a new
`correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for maintenance fee notifications. Because electronic patent issuance may occur shortly after issue
`fee payment, any desired continuing application should preferably be filed prior to payment of this issue fee in order not to jeopardize copendency.
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being transmitted to the
`USPTO via the USPTO patent electronic filing system or by facsimile to (571)
`273-2885, on the date below.
`
`(Typed or printed name)
`
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`18/158,122
`Jordan Kuehn
`01/23/2023
`TITLE OF INVENTION: HYDRAULIC FRACTURING PLAN AND EXECUTION OF SAME
`
`57959.12US03
`
`1469
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREY. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`SMALL
`
`$480
`
`$0.00
`
`$0.00
`
`$480
`
`11/21/2024
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`STEPHENSON, DANIEL P
`3676
`I. Change of correspondence address or indication of "Fee Address" (3 7
`CFR 1.363).
`0 Change of correspondence address ( or Change of Correspondence
`Address form PTO/AW122 or PTO/SB/122) attached.
`0 "Fee Address" indication (or "Fee Address" Indication form PTO/
`AW47 or PTO/SB/47; Rev 03-02 or more recent) attached. Use of a
`Customer Number is required.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`
`166-373000
`2. For printing on the patent front page, list
`(I) The names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`2 ______________ _
`
`3 ______________ _
`
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document must have been previously
`recorded, or filed for recordation, as set forth in 37 CFR 3.11 and 37 CFR 3.8l(a). Completion of this form is NOT a substitute for filing an assignment.
`
`(A) NAME OF ASSIGNEE
`
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : 0 Individual O Corporation or other private group entity O Government
`DissueFee □Publication Fee (if required)
`4a. Fees submitted:
`4b. Method of Payment: (Please first reapply any previously paid fee shown above)
`0 Non-electronic payment by credit card (Attach form PTO-2038)
`0 Electronic Payment via the USPTO patent electronic filing system O Enclosed check
`0 The Director is hereby authorized to charge the required fee(s), any deficiency, or credit any overpayment to Deposit Account No. ____ _
`
`5. Change in Entity Status (from status indicated above)
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`0 Applicant certifying micro entity status. See 37 CFR 1.29
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`0 Applicant asserting small entity status. See 37 CFR 1.27
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`0 Applicant changing to regular undiscounted fee status.
`entity status, as applicable.
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature requirements and certifications.
`
`Authorized Signature _______________________ _
`
`Date ____________________ _
`
`Typed or printed name ______________________ _
`
`Registration No. ________________ _
`
`PTOL-85 Part B (11/23) Approved for use through 03/31/2026
`
`Page 2 of3
`0MB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`IWS EXHIBIT 1003
`
`EX_1003_014
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`18/158,122
`
`01/23/2023
`
`Jordan Kuehn
`
`57959.120S03
`
`1469
`
`08/21/2024
`
`27683
`7590
`Haynes and Boone, LLP
`IP Section
`2801 N. Harwood St.
`Suite 2300
`Dallas, TX 75201
`
`EXAMINER
`
`STEPHENSON, DANIEL P
`
`ART UNIT
`
`PAPER NUMBER
`
`3676
`
`DATE MAILED: 08/21/2024
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(Applications filed on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation with the Notice of Allowance.
`
`Section l(h)(2) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(3)(B)(i) to eliminate the requirement
`that the Office provide a patent term adjustment determination with the notice of allowance. See Revisions to Patent
`Term Adjustment, 78 Fed. Reg. 19416, 19417 (Apr. 1, 2013). Therefore, the Office is no longer providing an initial
`patent term adjustment determination with the notice of allowance. The Office will continue to provide a patent term
`adjustment determination with the Issue Notification Letter that is mailed to applicant approximately three weeks prior
`to the issue date of the patent, and will include the patent term adjustment on the patent. Any request for reconsideration
`of the patent term adjustment determination ( or reinstatement of patent term adjustment) should follow the process
`outlined in 37 CPR 1.705.
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at ( 571 )-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101 or (571 )-272-4200.
`
`PTOL-85 (Rev. 11/23)
`
`Page 3 of 3
`
`IWS EXHIBIT 1003
`
`EX_1003_015
`
`

`

`0MB Clearance and PRA Burden Statement for PTOL-85 Part B
`
`The Paperwork Reduction Act (PRA) of 1995 requires Federal agencies to obtain Office of Management and Budget
`approval before requesting most types of information from the public. When 0MB approves an agency request to
`collect information from the public, 0MB (i) provides a valid 0MB Control Number and expiration date for the
`agency to display on the instrument that will be used to collect the information and (ii) requires the agency to inform
`the public about the 0MB Control Number's legal significance in accordance with 5 CFR 1320.5(b).
`
`The information collected by PTOL-85 Part B is required by 37 CFR 1.311. The information is required to obtain
`or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 30 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon
`the individual case. Any comments on the amount of time you require to complete this form and/or suggestions
`for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office,
`U.S. Department of Commerce, P.O. Box 1450, Alexandria, Virginia 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria,
`Virginia 22313-1450. Under the Paperwork Reduction Act of 199 5, no persons are required to respond to a collection
`of information unless it displays a valid 0MB control number.
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. The United States Patent and Trademark
`Office (USPTO) collects the information in this record under authority of 35 U.S.C. 2. The USPTO's system of
`records is used to manage all applicant and owner information including name, citizenship, residence, post office
`address, and other information with respect to inventors and their legal representatives pertaining to the applicant's/
`owner's activities in connection with the invention for which a patent is sought or has been granted. The applicable
`Privacy Act System of Records Notice for the information collected in this form is COMMERCE/PAT-TM-7 Patent
`Application Files, available in the Federal Register at 78 FR 19243 (March 29, 2013).
`https ://www_.g_ovlnJo._gov/conten1Jpkg/FR--20_l_3_ -03 -29/pdtJ20 [_3--0 734 lJKlf
`
`Routine uses of the information in this record may include disclosure to:
`
`1) law enforcement, in the event that the system of records indicates a violation or potential violation of law;
`
`2) a federal, state, local, or international agency, in response to its request;
`
`3) a contractor of the USPTO having need for the information in order to perform a contract;
`
`4) the Department of Justice for determination of whether the Freedom of Information Act (FOIA) requires
`disclosure of the record;
`
`5) a Member of Congress submitting a request involving an individual to whom the record pertains, when the
`individual has requested the Member's assistance with respect to the subject matter of the record;
`
`6) a court, magistrate, or administrative tribunal, in the course of presenting evidence, including disclosures to
`opposing counsel in the course of settlement negotiations;
`
`7) the Administrator, General Services Administration (GSA), or their designee, during an inspection of records
`conducted by GSA under authority of 44 U.S.C. 2904 and 2906, in accordance with the GSA regulations
`and any other relevant (i.e., GSA or Commerce) directive, where such disclosure shall not be used to make
`determinations about individuals;
`
`8) another federal agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c));
`
`9) the Office of Personnel Management (OPM) for personnel research purposes; and
`
`IO)the Office of Management and Budget (0MB) for legislative coordination and clearance.
`
`If you do not furnish the information requested on this form, the USPTO may not be able to process and/or examine
`your submission, which may result in termination of proceedings, abandonment of the application, and/or expiration
`of the patent.
`
`IWS EXHIBIT 1003
`
`EX_1003_016
`
`

`

`Notice of Allowability
`
`Application No.
`18/158, 122
`Examiner
`DANIEL P STEPHENSON
`
`Applicant(s)
`Kuehn et al.
`Art Unit
`3676
`
`I AIA (FITF) Status
`
`Yes
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address-(cid:173)
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application. If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1.~ This communication is responsive to the RCE filed 6/25/24.
`DA declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/were filed on __ .
`
`2.D An election was made by the applicant in response to a restriction requirement set forth during the interview on __ ; the
`restriction requirement and election have been incorporated into this action.
`
`3.~ The allowed claim(s) is/are See Continuation Sheet . As a result of the allowed claim(s), you may be eligible to benefit from the
`Patent Prosecution Highway program at a participating intellectual property office for the corresponding application. For more
`information, please see http://www.uspto.gov/patents/init_events/pph/index.jsp or send an inquiry to
`PPHfeedback@uspto.gov.
`
`4.0 Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
`Certified copies:
`c) D None of the:
`b) 0 Some*
`a) □All
`1. D Certified copies of the priority documents have been received.
`2. D Certified copies of the priority documents have been received in Application No. __ .
`3. D Copies of the certified copies of the priority documents have been received in this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`
`* Certified copies not received: __ .
`
`Applicant has THREE MONTHS FROM THE "MAILING DATE" of this communication to file a reply complying with the

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