throbber
r eVi eW
`
`Cd20-targeted therapy: a breakthrough in the
`treatment of non-Hodgkin’s lymphoma
`
`T. van Meerten1, A. Hagenbeek1,2*
`
`1Department of Haematology, University Medical Centre Utrecht, Utrecht, 2Department of
`Haematology, Academic Medical Centre, Meibergdreef 9, 1105 AZ Amsterdam, the Netherlands,
`tel.: +31 (0)20-566 91 11, e-mail: a.hagenbeek@amc.uva.nl
`
`a b s t r aC t
`
`targeting the Cd20 antigen on b lymphocytes with the
`monoclonal antibody rituximab has greatly improved
`the outcome of patients with b-cell malignancies.
`despite the success of rituximab, resistance occurs in
`about half of the patients, resulting in non-response
`to treatment or early relapse of the original disease. a
`better understanding of the mechanism of rituximab
`resistance has lead to the development of novel, improved
`anti-Cd20 antibodies. this review describes the
`development of Cd20-targeted therapy from its historical
`background towards the next generation of anti-Cd20
`monoclonal antibodies and explains new strategies to
`overcome resistance.
`
`Rituximab eliminates CD20-positive cells mainly through
`three different mechanisms: complement-dependent
`cytotoxicity (CDC), antibody-dependent cellular cytotoxicity
`(ADCC) and the induction of apoptosis. Resistance to
`rituximab can be lymphoma-related or host-related. The
`preference for one of these mechanisms depends on
`the patient-specific microenvironment of the lymphoma.
`Based on the physiology of these factors, novel anti-CD20
`antibodies are being developed.
`This article reviews the development of CD20 targeting
`from its historical background towards the next generation
`of anti-CD20 monoclonal antibodies and explains the new
`strategies to overcome resistance.
`
`
`K e y Wo r d s
`
`H U m a n C d2 0
`
`Anti-CD20-therapy, CD20, non-Hodgkin’s lymphoma,
`rituximab
`
`Expression of the human CD20 molecule is restricted
`to B-cell precursors and mature B cells ( figure 1). CD20
`
`i n t r o d U C t i o n
`
`figure 1. The human CD20 molecule
`
`The goal of CD20-targeted therapy is to kill B lymphocytes
`by the use of monoclonal antibodies (MoAb) against the
`B-cell specific human CD20 molecule. Clinical success
`started by targeting non-Hodgkin’s lymphoma (NHL)
`with rituximab, a chimeric anti-CD20 MoAb. The use
`of rituximab as a single agent or as an addition to
`chemotherapy in NHL patients can be considered as one
`of the most successful and worldwide accepted forms of
`immunotherapy so far.
`However, despite its success, resistance occurs in about half
`of the NHL patients, resulting in non-response to treatment
`or early relapse of the original disease.
`
`© 2009 Van Zuiden Communications B.V. All rights reserved.
`
`j u l y - a u g u s t 2 0 0 9 , V o l . 6 7 , N o . 7
`251
`
`DRL EXHIBIT 1022 PAGE 1
`
`DRL EXHIBIT 1022 PAGE 1
`
`

`

`expression is lost upon differentiation of the B cells towards
`plasma cells.1-3 As shown in figure 2, CD20 is expressed
`within key B-cell development stages that give rise to B-cell
`NHL and chronic lymphocytic leukaemia (CLL).
`CD20 is an ideal target for antibody-mediated therapy
`because CD20 is not expressed in haematopoetic stem
`cell B cells, so that the B-cell haematopoiesis and other cell
`lineages are not in danger. Moreover, CD20 is not expressed
`on plasma cells, which means that antibody therapy will
`not significantly decrease the immunoglobulin production
`against pathogens. Other advantages of targeting CD20
`are that CD20 does not circulate in the plasma,4 is not shed
`from the cell surface5 and is not internalised6 after antibody
`binding. Although CD20 is the most frequently antibody-
`targeted antigen in general, its exact function is still
`unknown. Actually, the CD20 antigen was discovered
`through generation of the first anti-CD20 monoclonal
`antibody. Balb/c mice were immunised with Burkitt’s
`lymphoma cells and a new antibody was formed, called
`anti-B1, which recognised CD20.1 Still no natural ligand
`is known for CD20 and our current understanding of
`the function of the CD20 molecule comes from ligation
`with different antibodies to CD20.7-10 These experiments
`suggest that CD20 functions as a B-cell activating or
`proliferation molecule. Different antibodies have shown
`effects on B-cell proliferation, and some were able to
`block B-cell growth (reviewed in Deans et al.).7 In general,
`ligation of CD20 with most antibodies (type I anti-CD20
`MoAb) leads to the formation of signalling platforms
`(lipid rafts) and eventually to calcium flux and activation
`of caspase-3.11 The formation of these signalling platforms
`and the downstream signalling cascade is probably in
`conjunction with the signalling potential of the B-cell
`receptor (BCR).12
`
`d e V e l o P m e n t o f t H e a n t i - C d2 0
`a n t i b o d y r i t U x i m a b
`
`The first monoclonal antibody that recognised CD20, the
`murine anti-CD20 B1, was generated in 1980.1 Because of
`their potential in the treatment of B-cell disorders, in the years
`thereafter anti-CD20 antibodies were genetically engineered
`for clinical application. In 1997, rituximab (MabThera®,
`Rituxan®) was the first MoAb approved specifically for the
`treatment of patients with relapsed or refractory CD20-positive
`low-grade (follicular) non-Hodgkin’s lymphoma. Rituximab
`is a chimeric anti-CD20 antibody that is engineered as
`follows: the light and heavy chain variable regions from the
`murine 2B8 anti-CD20 antibody (IDEC-2B8), generated by
`immunising mice with a CD20-positive human lymphoma,
`are amplified by polymerase chain reaction and inserted into
`a cDNA mammalian chimeric antibody expression vector,
`which also contains the neomycin phosphotransferase gene
`(NEO). This vector is electroporated into Chinese hamster
`ovary (CHO) cells and under antibiotic pressure the cells
`stably secrete Ig levels.13 The resulting chimeric antibody is
`purified and consists of a human kappa constant region, a
`human IgG Fc portion (IgG1), and a murine variable region,
`recognising the human CD20 protein.13
`
`a C t i o n m e C H a n i s m s o f r i t U x i m a b
`
`Upon ligation of CD20, rituximab triggers different
`effector mechanisms. Many in vitro and in vivo studies have
`been conducted to explore the most important one. In vitro,
`it is well established that there are three main modes of
`action of rituximab: 1) induction of apoptosis 2) CDC and
`3) ADCC, as described below ( figure 3).
`
`figure 2. CD20 expression in B-cell development
`
`CML
`
`Precursor
`B-cell acute
`leukaemias
`
`B-cell lymphomas
`CLL
`
`CD20+
`
`Myeloma
`
`Haema to-
`poietic stem
`cell
`
`Lymphoid
`stem cell
`
`Pro-B cell
`
`Pre-B cell
`
`Immature
`B cell
`
`Mature
`B cell
`
`Activated
`B cell
`
`Memory
`B cell
`
`Plasma cell
`
`Bone marrow
`
`Blood, lymph
`
`the Cd20 antigen is first expressed during early pre-b-cell development and is lost during terminal plasma cell differentiation.
`
`Van Meerten, et al. CD20-targeted therapy.
`
`j u l y - a u g u s t 2 0 0 9 , V o l . 6 7 , N o . 7
`252
`
`DRL EXHIBIT 1022 PAGE 2
`
`DRL EXHIBIT 1022 PAGE 2
`
`

`

`figure 3. The three main mechanisms of action of rituximab
`
`Direct induction of apoptosis
`
`Ligation of rituximab to CD20
`
`Complement-dependent cytotoxicity
`
`Complement-
`binding
`
`Invitation/triggering of signal
`transduction pathways
`
`Assembly of
`MAC
`
`Antibody-dependent cellular cytotoxicity
`
`FcR-
`binding
`
`Natural killer
`cell macrophage
`granulocyte
`
`Killing via engulfment of release
`of perforin and granzyme B
`
`after rituximab ligation to Cd20, three different effector mechanisms can be activated. 1) direct induction of apoptosis may be caused by the
`activation of the death receptor pathway or the mitochondrial pathway by modulation of the bcl-2 gene family. but apoptosis-induced death can also
`bypass the mitochondrial pathway or caspases. 2) the fc portion of the igG1 tail of rituximab is able to bind C1q, the first component of the classical
`complement pathway. binding of C1q triggers a proteolytic cascade, resulting in accumulation of C3b. C3b molecules act as opsonins for phagocyting
`cells but also bind to the C3 convertase to form a C5 convertase, leading to the generation of the membrane attack complex (maC), which kills the
`cell. 3) the fc portion is also recognised by cells expressing the fc receptors (nK cells, granulocytes and macrophages). Cell killing is mediated by
`phagocytosis or the release of cytotoxic granules.
`
`rituximab and apoptosis
`Data concerning the mechanism of the apoptotic effect
`of rituximab are conflicting. Different groups obtained
`different results, even if they used similar target cell
`lines.7,14,15 It has been suggested that one of the late
`apoptotic pathways, caspase-3, is activated.16 However,
`others documented that the apoptotic pathways are caspase
`or Fas ligand/ Fas death pathway and mitochondria
`independent, and do not require lipid raft formation.14,17
`Hyper-crosslinking of rituximab, either by a secondary
`antibody or by Fc bearing effector cells, generally increased
`the apoptosis.7 An important observation is that within
`a treated cell population not all cells uniformly undergo
`apoptosis. This is the current focus of many groups that
`study rituximab resistance.
`
`rituximab and CdC
`The Fc portion of rituximab is able to trigger the
`classic complement system, resulting in CDC. In vitro,
`C1q is bound efficiently by rituximab.13,18 and simple
`CDC assays demonstrate that complement activation
`induces cell kill.15,19,20 Rituximab-induced CDC has a
`variable degree of efficiency, which has been associated
`
`with expression of complement regulatory proteins
`(CRP) CD55 and CD59.15,20,21 Whereas CD20 expression
`level has been suggested to be an important predictor
`of clinical CDC efficiency, several studies show
`contradictory results and no clear evidence for this
`relationship.15,21-23
`
`rituximab and adCC
`ADCC is mediated by effector cells expressing FcγRI
`(CD64), FcγRII (CD32) or FcγRIII (CD16). Effector cells,
`such as NK cells, granulocytes or macrophages, are able
`to recognise the Fc portion of rituximab, and kill the
`ligated cells by phagocytosis or the release of cytotoxic
`granules.13,15,24,25 For ADCC, it has been demonstrated that
`the efficacy depends on polymorphisms of the effector
`cells.25,26
`
`In the in vitro studies it was possible to investigate the
`mechanisms of rituximab separately, but this is more
`complex for in vivo studies. In several murine studies it
`was attempted to clarify the importance of each effector
`mechanism. Elegant mouse models using FcγR-deficient
`mice pointed out that clearing of CD20-expressing cells
`
`Van Meerten, et al. CD20-targeted therapy.
`
`j u l y - a u g u s t 2 0 0 9 , V o l . 6 7 , N o . 7
`253
`
`DRL EXHIBIT 1022 PAGE 3
`
`DRL EXHIBIT 1022 PAGE 3
`
`

`

`was FcγR dependent for a panel of murine anti-CD20
`MoAb27 and rituximab.28 Other groups demonstrated
`that complement was responsible for CD20-positive
`tumour clearance by rituximab.9,29,30 However, there is no
`agreement in the literature about the dominance of one
`particular in vivo effector mechanism.
`Also, some evidence concerning the mechanism
`of rituximab has been obtained in patients. One of
`the infusion-related side effects of rituximab is the
`complement consumption after administration,31,32
`indirectly confirming CDC. On the other hand, clinical
`responses have been correlated to polymorphisms in the
`FcγRIIIA gene,26,33,34 indirectly confirming ADCC. In
`addition, a significant direct effect of rituximab cell kill by
`activating caspase-3 was demonstrated in vivo in patients
`with chronic lymphocytic leukaemia (CLL).16
`
`C l i n iC a l a P P l iC a t i o n o f
`r i t U x i m a b
`
`The first phase I trial in humans with rituximab as a
`single agent was conducted in 1993 for patients with
`relapsed low-grade B-cell lymphoma.35 Within five
`single-agent trials, no severe toxicities were found and
`only infusion-related adverse events occurred within
`the first hours, in particular after the first infusion. The
`most common side effects were chills, fever, nausea,
`fatigue, headache and angio-oedema.36 Several phase
`II and III trials studied the optimal schedules and
`dosing with or without chemotherapy, biologicals, and
`radiotherapy.36 After approval in the USA in 1997 and
`in Europe in 1998, rituximab was included in the
`standard treatment of NHL. Rituximab works very
`efficiently in combination with chemotherapy. For diffuse
`large B-cell lymphoma (DLBCL), follicular lymphoma
`and mantle cell lymphoma, inclusion of rituximab in
`standard chemotherapy regimens significantly improved
`patients outcome with or without pretreatment37-46
`and is accepted as a standard first-line therapy for
`CD20-positive lymphomas. Moreover, if patients with
`low-grade lymphoma respond to single-agent rituximab
`therapy, progression-free survival and overall survival
`are substantially prolonged with scheduled maintenance
`treatment.47,48 In patients who achieved complete or
`partial remission after the combination of chemotherapy
`and rituximab, maintenance with rituximab increased
`the overall and progression-free survival.46-49 In addition,
`rituximab maintenance in patients treated after standard
`chemotherapy significantly increased the three-year
`progression-free survival from 33 to 68%.49,50
`The therapeutic effect of rituximab, through the
`depletion of B cells, has also proven to be successful
`for patients with B-cell related autoimmune diseases.
`
`Examples are rheumatoid arthritis, autoimmune
`thrombocytopenic purpura, inflammatory skin diseases
`and pemphigus, systemic lupus erythematosus and
`other forms of vasculitis, diabetes, neurological
`diseases such as chronic inflammatory demyelinating
`polyneuropathy (CIDP) and multiple sclerosis51-53 and
`chronic graft versus host disease after allogeneic stem
`cell transplantation.54-57
`
`r i t U x i m a b r e s i s t a n C e
`
`However, despite the success story, resistance of lymphoma
`B cells towards rituximab is observed in about half of the
`patients in the course of prolonged treatment. The precise
`mechanism of resistance to rituximab is unknown.
`Resistance may be tumour-related or host-related.
`Tumour-related resistance could be the lower number
`of CD20 molecules per cell, the increased expression
`of complement regulatory proteins or expression
`of antiapoptotic genes. Host-related resistance is
`determined by polymorphisms in the FcγRIIIA gene
`effector cells.26,33,34 The cellular microenvironment
`probably contributes to the dominant effector and
`resistance mechanism of rituximab.58 There is a
`difference in the extent of B cell depletion in peripheral
`blood, lymph nodes and spleen. Also, within the lymph
`node there is a differential susceptibility of different
`B-cell subsets to MoAb treatment.58,59 In a human-CD20
`transgenic mouse model, Gong and colleagues
`demonstrated that circulating B cells are depleted
`mainly through the macrophages of the reticulo-
`endothelial system, while B cells within the marginal
`zone compartment in lymph nodes depend on CDC
`rather than FcγR-mediated depletion. In fact, marginal
`zone B cells that are trafficking from the marginal zone
`to the vasculature make them susceptible for depletion
`with MoAbs. B cells residing in the lymphoid tissues
`depend on the vasculature for accessibility of effector
`cells.58 In addition, in some lymph node compartments
`(germinal centres) B cells receive additional survival
`signals. Exposure to these signals makes these cells
`less sensitive to anti-CD20.58,59 The significance of the
`microenvironment in rituximab-induced cell death is
`also indirectly observed by differential responses to
`rituximab therapy in different subtypes of CD20-positive
`lymphomas (which have unique microenvironments),
`and is furthermore supported by the observation that
`molecular remissions in the blood and bone marrow
`induced by rituximab can occur in the setting of
`progressive nodal disease. More knowledge on and/or
`manipulation of the microenvironment may lead to
`developing a means to decrease or overcome rituximab
`resistance.
`
`Van Meerten, et al. CD20-targeted therapy.
`
`j u l y - a u g u s t 2 0 0 9 , V o l . 6 7 , N o . 7
`254
`
`DRL EXHIBIT 1022 PAGE 4
`
`DRL EXHIBIT 1022 PAGE 4
`
`

`

`Several attempts have been made to improve rituximab
`efficacy and thereby to overcome resistance. For example,
`down-regulation of the antiapoptotic bcl-2 gene by
`antisense oligonucleotides may enhance the apoptotic
`effect of rituximab.60 Other attempts were made to improve
`ADCC by immunostimulatory molecules such as IL-2,
`IL12, IL15 or CpG sequences.61-63 or improving CDC by
`down-regulation of complement regulatory proteins, but
`with limited success.20,22,23
`
`More promising is the next generation of monoclonal
`anti-CD20 antibodies ( figure 4). In recent years, different
`murine, humanised and completely human anti-CD20
`MoAbs have been developed (for nomenclature see table 1).
`These antibodies may bind to a different epitope or induce
`a specific mechanism of action. Another way to classify
`these antibodies is the ability to translocate CD20 into the
`lipid rafts. Anti-CD20 antibodies are either type I or type
`II (see also table 2).
`Type I antibodies relocate CD20 molecules into lipid
`microdomains, which can act as signalling platforms. These
`antibodies are potent CDC inducers. Rituximab belongs to
`the type I antibodies. Type II antibodies do not redistribute
`CD20 into signalling platforms and do not induce CDC.
`However, type II antibodies promote strong homotypic
`adhesion and have a strong induction of direct cell death.
`
`table 1. Nomenclature of therapeutic monoclonal
`antibodies
`
`suffix to generic name
`-omab
`-amab
`-emab
`-imab
`-ximab
`-zumab
`-umab
`
`origin
`Murine
`Rat
`Hamster
`Primate
`Chimeric
`Humanised
`Human
`
`Table 3 gives an overview of new anti-CD20 MoAbs
`in comparison with rituximab. They are summarised
`below.
`
`H U m a n a n t i b o d y ( t y P e i )
`
`ofatumumab
`Ofatumumab is a completely human anti-CD20 antibody.
`Ofatumumab, a type I MoAb, is generated in human
`immunoglobulin transgenic mice. Compared with
`rituximab, it binds a different epitope on the CD20
`molecule and has a slower off rate. Ofatumumab binds
`the small 7-mer loop of the human CD20 molecule, which
`is in a closer proximity to the cell membrane than the
`binding site of rituximab, which binds the larger 44-mer
`loop. This is probably the most important reason why
`ofatumumab is more potent than rituximab in inducing
`complement.10,64 First clinical data with ofatumumab
`showed safe application and responses to therapy in
`
`table 2. Differences between type I and II anti-CD20
`monoclonal antibodies
`
`type ii moabs
`type i moabs
`Localise CD20 to lipid rafts Do not localise CD20 to lipid rafts
`High CDC
`Low CDC
`ADCC activity
`ADCC activity
`Full number of binding
`Half number of binding sites/B-cell
`sites/B-cell
`Weak homotypic
`aggregation
`Weak direct cell death
`induction
`Examples:
`Rituximab
`Ocrelizumab
`Ofatumumab
`Veltuzumab
`AME-133
`PRO131921
`
`Examples:
`GA101
`B1 (Tositumomab)
`
`Strong homotypic aggregation
`
`Strong direct cell death induction
`
`figure 4. Development of monoclonal antibodies recognising CD20
`
`Variable region (recognises CD20)
`
`Constant κ region
`
`Human IgG1-Fc region
`
`Murine
`
`Chimeric
`
`Humanised
`
`Human
`
`murine anti-Cd20 mabs are generated by immunisation of mice with Cd20-positive cells. in chimeric antibodies, the 30% that is of murine origin
`is the variable region that recognises the Cd20 antigen. the variable regions are cloned into a chimeric antibody expression vector, resulting in an
`antibody which contains the constant κ region and the igG1-fc region of human origin. for humanised antibodies, also with cloning techniques,
`the variable region is modified to be more human. Humanised antibodies contain complementary-determining regions of murine origin, which
`recognise the Cd20 antigen. only 10% of the antibody is of murine origin. Human anti-Cd20 mabs are derived from human immunoglobulin
`transgenic mice. the latter antibodies are likely to be non-immunogenic in men.
`
`Van Meerten, et al. CD20-targeted therapy.
`
`j u l y - a u g u s t 2 0 0 9 , V o l . 6 7 , N o . 7
`255
`
`DRL EXHIBIT 1022 PAGE 5
`
`DRL EXHIBIT 1022 PAGE 5
`
`

`

`table 3. Second- and third-generation anti-CD20 antibodies
`
`antibody
`
`antibody specificity
`
`activity (compared with
`rituximab)
`
`additional features
`(compared with rituximab)
`
`Ofatumumab
`
`type isotype Cdr
`I
`IgG1
`Human
`
`CdC adCC apoptosis
`+++
`=
`=
`
`Ocrelizumab
`
`PRO131921
`
`Veltuzumab
`
`AME-133
`
`Tositumomab
`
`GA-101
`
`I
`
`I
`
`I
`
`I
`
`II
`
`II
`
`IgG1
`
`Humanised
`
`IgG1
`
`Humanised
`
`=
`
`=
`
`IgG1
`
`Humanised
`
`=/+
`
`IgG1
`
`Humanised
`
`IgG2A Murine
`
`IgG1
`
`Humanised
`
`=
`
`-
`
`-
`
`=/+
`
`++
`
`=
`
`+
`
`=
`
`=
`
`=
`
`=
`
`=
`
`++
`
`+++
`
`+++
`
`•
`
`Binds the small extracel-
`lular part of CD20
`•
`Completely human
`•
`Slower off-rate
`Binds a different but over-
`lapping epitope compared
`with rituximab
`Enhanced affinity for
`FcγRII
`Slower off-rate
`
`Enhanced affinity for
`CD20
`Bound to radio-isotopes
`
`•
`•
`
`γRII
`High affinity for Fc
`Strong induction of
`apoptosis
`
`Clinical trials
`(www.clinicaltrials.
`gov)
`
`Phase I/II: RA, FL,
`CLL, WM, RRMS.
`Phase III: CLL, FL,
`DLBCL
`Phase I, II, III: RA
`Phase III: SLE
`Phase II: RRMS
`Phase I/II: CLL,
`NHL
`Phase I/II: CLL,
`NHL, ITP
`Phase I/II: NHL
`
`references
`
`10, 64-66
`
`59, 67, 68
`
`69
`
`70-74
`
`75, 76
`
`Bound to radio-
`isotopes: NHL
`Phase I/II: NHL
`
`9, 77, 79
`
`79-81
`
`Cdr = complementary determining regions; igG = immunoglobulin; CdC = complement-dependent cytotoxicity; adCC = antibody-dependent
`cellular cytotoxicity; ra = rheumatoid arthritis; fl = follicular lymphoma; Cll = chronic lymphocytic leukaemia; rrms = relapsing remitting
`multiple sclerosis; Wm = Waldenstrom’s macroglobulinaemia; dlbCl = diffuse large b cell lymphoma; sc = subcutaneous; sle = systemic lupus
`erythematosus; itP = idiopathic autoimmune thrombocytopenic purpura; nHl = non-Hodgkin’s lymphoma.
`
`rituximab-resistant patients.65,66 Clinical responses to
`ofatumumab in a phase I/II trial are promising. In this trial
`in patients with follicular lymphoma, previously treated
`with rituximab, clinical responses with ofatumumab
`were up to 63% with a median time to progression of
`32.8 months.66 Ofatumumab is currently being used in
`different phase III trials.
`
`H U m a n i s e d a n t i b o d i e s ( t y P e i )
`
`ocrelizumab (Pro70769 or rhuH27)
`Ocrelizumab
`is derived from the murine 2H7
`anti-CD20 antibody and humanised with recombination
`techniques. Ocrelizumab is a type I MoAb and has an
`IgG1 isotype. Compared with rituximab, ocrelizumab
`binds a different, but overlapping epitope on the large
`extracellular part of CD20 and shows a two to fivefold
`increased ADCC and three to fivefold decreased CDC,
`which might lessen infusion-related reactions.67 In a phase
`I/II study, ocrelizumab was administered to rituximab-
`pretreated patients with relapsed/refractory follicular NHL.
`Ocrelizumab was well tolerated and showed a response
`rate of 36%.67
`In cynomolgus monkeys ocrelizumab was shown to have
`the same B-cell depleting capability as rituximab.59 In the
`ACTION study group, ocrelizumab in combination with
`methotrexate was studied in a phase I/II trial in the treatment
`of RA. Over a 72-week follow-up ocrelizumab appeared to be
`safe with minimal immunogenicity and longer duration of
`
`the B-cell depletion.68 Currently, ocrelizumab is undergoing
`phase III clinical trials for RA and lupus nephritis, and phase
`II trials for multiple sclerosis.
`Modification of ocrelizumab resulted in an antibody
`with improved binding to FCγRIIIa and possibly a better
`ADCC. This version of ocrelizumab, called PRO131921, is
`studied in a phase I/II trial in the treatment of relapsed or
`refractory CLL and indolent NHL.69
`
`Veltuzumab (ha20, immU-106)
`Veltuzumab is a type I, humanised IgG1 MoAb generated
`by using the same human framework as epratuzumab
`(humanised anti-CD22). The complementary determining
`regions (CDR) were taken from the parental murine A20.
`Compared with rituximab there is a single amino acid
`difference in CDR3-VH. For this reason, veltuzumab has a
`slower off rate and improved in vivo activity.70 In vitro, the
`three main mechanisms of action are similar to rituximab.71
`The first clinical studies have shown favourable safety and
`efficacy results in NHL patients with lower doses and less
`administrations of antibody.72-74 Overall response rate in
`rituximab-pretreated patient with refractory or relapsed
`NHL was 44%.74 In a phase I/II study, subcutaneous
`administration of veltuzumab in NHL and CLL is being
`studied and also a phase I study is ongoing for the treatment
`of autoimmune thrombocytopenic purpura.
`
`ame-133 (ly2469298)
`The production of this antibody is based on the fact that
`there is a strong correlation between FcγRIII (CD16)
`
`Van Meerten, et al. CD20-targeted therapy.
`
`j u l y - a u g u s t 2 0 0 9 , V o l . 6 7 , N o . 7
`256
`
`DRL EXHIBIT 1022 PAGE 6
`
`DRL EXHIBIT 1022 PAGE 6
`
`

`

`polymorphisms and MoAb efficacy.75,76 AME-133 is a type
`I, humanised IgG1 MoAb. It consists of a human germline
`framework region in which CDRs were inserted. CDRs were
`synthesised using a mutagenesis procedure by targeted
`insertion of synthetic oligonucleotide pools and their
`selection is based on enhanced MoAb affinity for CD20.
`In addition, the Fc region was also modified by targeting
`the constant region with synthetic oligonucleotides.
`This resulted in an antibody with enhanced affinity for
`human FcγRIII and with an enhanced ADCC activity as
`compared with rituximab. The clinical efficacy of AME-133
`is currently being studied in a phase I/II trial for the
`treatment of NHL. No clinical data are available yet.
`
`m U r i n e a n t i b o d y ( t y P e i i )
`
`tositumomab
`Tositumomab (B1) is a murine IgG2a lambda MoAb.
`Ionising radiation therapy with covalently linked Iodine-131
`to tositumomab is successfully used for the treatment
`of patients with follicular and transformed NHL who
`failed or relapsed from prior rituximab treatment and
`standard chemotherapy.77 Without the conjugation of
`an ionising agent, tositumomab also has a direct toxic
`effect. In vitro data show that tositumomab is far more
`efficient in inducing apoptosis and murine models show
`that tositumomab can prolong the survival of mice
`injected with Daudi lymphoma cells, in the absence of
`complement.9 In addition, preclinical studies demonstrate
`that tositumomab is more efficient in depleting B
`cells than rituximab.78 In patients, the direct effect of
`tositumomab alone is not clear. It is administrated often
`as a predose before the isotope-labelled tositumomab. This
`pre-dose was shown to exert a tumour-reducing effect, but
`on the contrary slowed down the effect of tositumomab
`linked with Iodine-131.77 These results suggest the need
`for humanised B1-like antibodies for CDC-independent
`treatment of B-cell malignancies.
`
`H U m a n i s e d a n t i b o d y ( t y P e i i )
`
`Ga-101 (ro5072759).
`GA-101 is a humanised type II anti-CD20 MoAb. GA-101
`is generated by grafting CDR sequences of the B-ly1
`anti-CD20 MoAb on framework regions of fully human
`IgG1-kappa germline sequences. Different elbow hinge
`sequences in the variable region were optimised for optimal
`induction of apoptosis. In addition, the Fc region has been
`glycoengineered, which results in a 50-fold higher affinity to
`human FcγRIII receptors.79 In cynomolgus monkeys, GA101
`was shown to have a superior efficacy for B-cell depletion in
`the tissues as compared with rituximab.80 Currently ongoing
`
`phase I and II clinical studies will demonstrate the efficacy
`of GA-101 and its unique property to enhance ADCC and
`apoptosis of B cells. The first clinical data in a rituximab-
`pretreated patient population showed a favourable toxicity
`profile and an overall response rate of 58%.81
`
`
`d i s C U s s i o n
`
`Although CD20-targeted therapy with rituximab has
`greatly enhanced the outcome of patients with B-cell
`malignancies, resistance to rituximab is still a major
`problem, resulting in non-response and early relapse of
`disease ( figure 4). Second- and third-generation anti-CD20
`MoAbs have been developed to overcome resistance to
`rituximab. To assess the additional value of new antibodies,
`two approaches are recognised, i.e. to show superior
`efficacy if compared head-to-head with rituximab or to yield
`significant responses in rituximab-refractory NHL patients.
`Resistance is determined by a complex combination of the
`three mechanisms of action of rituximab (CDC, ADCC
`and apoptosis) and a patient-specific microenvironment
`of the lymphoma. B-cell depletion studies in monkeys
`and mice have also demonstrated that distinct subtypes
`of B cells in the lymph nodes exert different mechanisms
`of cell-specific resistance.58,59 Therefore, the combination
`of each patient and each lymphoma subtype may have its
`unique mechanism of resistance. Understanding all these
`factors that contribute to resistance may eventually lead to
`an individual-patient-based anti-CD20 therapy.
`
`r e f e r e n C e s
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`8.
`
`Stashenko P, Nadler LM, Hardy R, Schlossman SF. Characterization of a
`human B lymphocyte-specific antigen. J Immunol. 1980;125(4):1678-85.
`
`Stashenko P, Nadler LM, Hardy R, Schlossman SF. Expression of cell
`surface markers after human B lymphocyte activation. Proc Natl Acad
`Sci U S A. 1981;78(6):3848-52.
`
`Nadler LM, Korsmeyer SJ, Anderson KC, et al. B cell origin of non-T cell
`acute lymphoblastic leukemia. A model for discrete stages of neoplastic
`and normal pre-B cell differentiation. J Clin Invest. 1984;74(2):332-40.
`
`Anderson KC, Bates MP, Slaughenhoupt BL, Pinkus GS, Schlossman
`SF, Nadler LM. Expression of human B cell-associated antigens on
`leukemias and lymphomas: a model of human B cell differentiation.
`Blood. 1984;63(6):1424-33.
`
`Einfeld DA, Brown JP, Valentine MA, Clark EA, Ledbetter JA. Molecular
`cloning of the human B cell CD20 receptor predicts a hydrophobic protein
`with multiple transmembrane domains. EMBO J. 1988;7(3):711-7.
`
`Press OW, Appelbaum F, Ledbetter JA, et al. Monoclonal antibody
`1F5 (anti-CD20) serotherapy of human B cell lymphomas. Blood.
`1987;69(2):584-91.
`
`Deans JP, Li H, Polyak MJ. CD20-mediated apoptosis: signalling through
`lipid rafts. Immunology. 2002;107(2):176-82.
`
`Polyak MJ, Deans JP. Alanine-170 and proline-172 are critical determinants
`for extracellular CD20 epitopes; heterogeneity in the fine specificity of
`CD20 monoclonal antibodies is defined by additional requirements
`imposed by both amino acid sequence and quaternary structure. Blood.
`2002;99(9):3256-62.
`
`Van Meerten, et al. CD20-targeted therapy.
`
`j u l y - a u g u s t 2 0 0 9 , V o l . 6 7 , N o . 7
`257
`
`DRL EXHIBIT 1022 PAGE 7
`
`DRL EXHIBIT 1022 PAGE 7
`
`

`

`9.
`
`Cragg MS, Glennie MJ. Antibody specificity controls in vivo effector
`mechanisms of anti-CD20 reagents. Blood. 2004;103(7):2738-43.
`
`10.
`
`Teeling JL, Mackus WJ, Wiegman LJ, et al. The biological activity of human
`CD20 monoclonal antibodies is linked to unique epitopes on CD20.
`J Immunol. 2006;177(1):362-71.
`
`11.
`
`12.
`
`13.
`
`Cartron G, Watier H, Golay J, Solal-Celigny P. From the bench to
`the bedside: ways
`to
`improve
`rituximab efficacy. Blood.
`2004;104(9):2635-42.
`
`Walshe CA, Beers SA, French RR, et al. Induction of cytosolic calcium
`flux by CD20 is dependent upon B Cell antigen receptor signaling. J Biol
`Chem. 2008;283(25):16971-84.
`
`Reff ME, Carner K, Chambers KS, et al. Depletion of B cells in vivo
`by a chimeric mouse human monoclonal antibody to CD20. Blood.
`1994;83(2):435-45.
`
`14.
`
`Chan HT, Hughes D, French RR, et al. CD20-induced lymphoma cell death
`is independent of both caspases and its redistribution into triton X-100
`insoluble membrane rafts. Cancer Res. 2003;63(17):5480-9.
`
`15.
`
`16.
`
`17.
`
`18.
`
`Manches O, Lui G, Chaperot L, et al. In vitro mechanisms of
`action of rituximab on primary non-Hodgkin lymphomas. Blood.
`2003;101(3):949-54.
`
`Byrd JC, Kitada S, Flinn IW, et al. The mechanism of tumor cell
`clearance by rituximab in vivo in patients with B-cell chronic lymphocytic
`leukemia: evidence of caspase activation and apoptosis induction. Blood.
`2002;99(3):1038-43.
`
`Van der Kolk LE, Evers LM, Omene C, et al. CD20-induced B cell
`death can bypass mitochondria and caspase activation. Leukemia.
`2002;16(9):1735-44.
`
`Idusogie EE, Presta LG, Gazzano-Santoro H, et al. Mapping of the C1q
`binding site on rituxan, a chimeric antibody with a human IgG1 Fc.
`J Immunol. 2000;164(8):4178-84.
`
`19.
`
`Cragg MS, Morgan SM, Chan HT, et al. Complement-mediated lysis
`by anti-CD20 mAb correlates wi

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket