`
`Directory
`Repository
`502
`
`Midlet
`Repository
`
`540
`—
`
`
`
`I
`
`
`
`
`I
`
`II
`
`I
`
`I
`
`Secured
`
`Publtclomain
`,Network
`521
`
`'
`
`IIIIII
`
`
`
`Channel 519
`
`Contactless
`
`Reader
`
`534
`
`
`
`Secured Element
`
`FIG. 53
`
`GOOG-1002
`GOOG-1002
`Google LLC v. RFCyber Corp. / Page 767 of 792
`Google LLC v. RFCyber Corp. / Page 767 of 792
`
`

`

`
`
`Send a service request
`
`
`
`
`
`552
`
`@
`
`Provide services/applications
`listing based on subscription
`
`Download and install selected
`
`
`services/applications (applets)
`
`554
`
`556
`
`
`
`
`
`Personalize the downloaded applets
`and emulator if needed
`
`558
`
`
`
`
`
`Download application MIDlets
`
`560
`
`
`
`FIG. 5C
`
`GOOG-1002
`GOOG-1002
`Google LLC v. RFCyber Corp. / Page 768 of 792
`Google LLC v. RFCyber Corp. / Page 768 of 792
`
`

`

`M
`
`POS Transaction
`
`Server 613
`
`
`
`
`
`
`‘i‘ Cellular
`Communications
`Network 520
`'
`
`real time
`
`transaction
`
`or batch
`
`
`
`operation
`""""""""""""""""i f 630
`
`Baseband
`
`624
`
`
`
`.................................................
`
`
`
`Secured Element
`
`629
`
`
`
`POS SAM 628
`
`
`
`l~—\ real time
`:
`transaction
`639
`
`e-token
`
`Device 636
`
`Enabled
`
`FIG. 6A
`
`GOOG-1002
`GOOG-1002
`Google LLC v. RFCyber Corp. / Page 769 of 792
`Google LLC v. RFCyber Corp. / Page 769 of 792
`
`

`

`w
`
`Secured
`
`Channel
`
`Public Domain
`
`Network
`
`I
`
`ll|| I
`
`Computer 638
`
`
`
`Contactless
`
`Reader
`
`“
`
`Baseband
`
`Secured Element
`
`529
`
`FIG. GB
`
`GOOG-1002
`GOOG-1002
`Google LLC v. RFCyber Corp. / Page 770 of 792
`Google LLC v. RFCyber Corp. / Page 770 of 792
`
`

`

`650
`
`Retrieve an e-token from a purchaser
`
`652
`
`
`
`Valid e-token?
`
`yes
`
`no
`
`
`
`END
`
`Perform a top-up
`.
`or vrrtual top-up
`
`658
`
`yes
`
`
` 3 there enough
` Offer real
`time top-up?
`
`
`
`balance in e-
`
`token?
`
`
`
`no
`
`yes
`
`no
`
`Deduct purchased amount from e-token
`
`660
`
`Upload transactions to backend server
`(each transaction or in batch)
`
`662
`
`END
`
`FIG. 6C
`
`GOOG-1002
`GOOG-1002
`Google LLC v. RFCyber Corp. / Page 771 of 792
`Google LLC v. RFCyber Corp. / Page 771 of 792
`
`

`

`718
`
`Im-commerce
`ticket purchase
`
`and delivery \
`
`./‘
`
`3/
`
`,5
`\/ :
`
`System
`714
`
`E
`
`./
`
`L ________________
`
`./‘
`
`./.
`
`| """""""" |
`Box Office
`IIIIIIIIw: Reservation
`t
`System
`:
`716
`
`:
`l
`
`I................:
`
`ticket
`
`K
`
`e-ticket Service
`Provider 720
`
`
`
`
`purchasing
`e-commerce
`
`
`ticket purchase
`and delivery
`Online
`
`e purse
`
`I -
`
`724
`
`Ticketing
`Application
`710
`
`
`
`e-ticket stored onto
`secured element 726
`
`Gate
`CheCk'in
`Reader
`
`
`
`734
`
`FIG. 7
`
`GOOG-1002
`GOOG-1002
`Google LLC v. RFCyber Corp. / Page 772 of 792
`Google LLC v. RFCyber Corp. / Page 772 of 792
`
`Portable
`
`Device
`730 \_’
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Title of Invention:
`
`Method and apparatus for mobile payments
`
`Quantity
`
`First Named Inventor/Applicant Name:
`
`Xiangzhen Xie
`
`Attorney Docket Number:
`
`RFID-085C1
`
`Filed as Small Entity
`
`Filing Fees for Utility under 35 USC111(a)
`
`Description
`
`Fee Code
`
`Sub-Total in
`
`USD($)
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-lnterference:
`
`GOOG-1002
`GOOG-1002
`'age
`0
`ooge
`v.'
`y-er orp.
`Google LLC v. RFCyber Corp. / Page 773 of 792
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`USD($)
`
`Post-Allowance-and-Post-lssuance:
`
`Total in USD (5)
`
`Extension-of—Time:
`
`Miscellaneous:
`
`GOOG-1002
`GOOG-1002
`Google LLC v. RFCyber Corp. / Page 774 of 792
`Google LLC v. RFCyber Corp. / Page 774 of 792
`
`

`

`Electronic Acknowledgement Receipt
`
`“—
`
`——
`
`Title of Invention:
`
`Method and apparatus for mobile payments
`
`
`
`——
`——
`
`——
`
`Payment information:
`
`yes—
`Submitted with Payment
`
`
`
`—Authorized User
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`ZH ENG, JOE
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 (National application filing, search, and examination fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processaigfygmooz
`GOOG-1002
`Google LLC v. RFCyber Corp. / Page 775 of 792
`Google LLC v. RFCyber Corp. / Page 775 of 792
`
`

`

`Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)
`
`.
`
`.
`
`File Size(Bytes)/
`
`Multi
`
`Pages
`
`
`
`File Listing:
`
`Document
`
`Information:
`
`Information:
`
`Application Data Sheet
`
`Oath or Declaration filed
`
`SignedDeclaration.pdf
`
`Power of Attorney
`
`SignedPOA.pdf
`
`1433430
`
`92007a9814c03aae94cacf28c124515b3165
`8595
`
`605363
`
`2693c8c139c43ca6662b562a41fb8904fb2a
`56f4
`
`699460
`
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`d302
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`227907
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`0697faab35e94cd050acb340e12dddb22c7
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`d09a72c07a38bc57dc16067080930e7813f
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`Information:
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`Drawings-only black and white line
`drawings
`
`DraWIngsAsFIIed.pdf
`
`ea2687039524ed407l 0bfc4624c014281c7
`2e50c
`
`572277
`
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`
`GOOG-1002
`GOOG-1002
`Google LLC v. RFCyber Corp. / Page 776 of 792
`Google LLC v. RFCyber Corp. / Page 776 of 792
`
`

`

`Fee Worksheet (SBO6)
`
`fee-infopdf
`
`6450e79436942d2d51b9673b419b87aa43
`57566b
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`GOOG-1002
`GOOG-1002
`Google LLC v. RFCyber Corp. / Page 777 of 792
`Google LLC v. RFCyber Corp. / Page 777 of 792
`
`

`

`Electronic Acknowledgement Receipt
`
`“—
`
`——
`
`Title of Invention:
`
`Method and apparatus for mobile payments
`
`
`
`——
`——
`
`——
`
`Payment information:
`
`yes—
`Submitted with Payment
`
`
`
`—Authorized User
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`ZH ENG, JOE
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 (National application filing, search, and examination fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processaigfygmooz
`GOOG-1002
`Google LLC v. RFCyber Corp. / Page 778 of 792
`Google LLC v. RFCyber Corp. / Page 778 of 792
`
`

`

`Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)
`
`.
`
`.
`
`File Size(Bytes)/
`
`Multi
`
`Pages
`
`
`
`File Listing:
`
`Document
`
`Information:
`
`Information:
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`Application Data Sheet
`
`Oath or Declaration filed
`
`SignedDeclaration.pdf
`
`Power of Attorney
`
`SignedPOA.pdf
`
`1433430
`
`92007a9814c03aae94cacf28c124515b3165
`8595
`
`605363
`
`2693c8c139c43ca6662b562a41fb8904fb2a
`56f4
`
`699460
`
`ffbf204ec544fd43a73d3987d8b05c79a9bf
`d302
`
`227907
`
`4ec7842c190641a987a8c908368616b4694
`72d37
`
`0697faab35e94cd050acb340e12dddb22c7
`26a8a
`
`Abstract.pdf
`
`d09a72c07a38bc57dc16067080930e7813f
`77e6b
`
`Information:
`
`Drawings-only black and white line
`drawings
`
`DraWIngsAsFIIed.pdf
`
`ea2687039524ed407l 0bfc4624c014281c7
`2e50c
`
`572277
`
`Information:
`
`GOOG-1002
`GOOG-1002
`Google LLC v. RFCyber Corp. / Page 779 of 792
`Google LLC v. RFCyber Corp. / Page 779 of 792
`
`

`

`Fee Worksheet (SBO6)
`
`fee-infopdf
`
`6450e79436942d2d51b9673b419b87aa43
`57566b
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`GOOG-1002
`GOOG-1002
`Google LLC v. RFCyber Corp. / Page 780 of 792
`Google LLC v. RFCyber Corp. / Page 780 of 792
`
`

`

`PTO/AIN14 (08-12)
`Approved for use through 0181/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`_
`Application Data Sheet 37 CFR 1.76
`
`
`Attorney Docket Number
`RFlD-08501
`
`
`
`Application Number
`
`
`
`
`
`Title of Invention
`
`Method and apparatus for mobile payments
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
`
` _
`
`Secrecy Order 37 CFR 5.2
`Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`1:1 37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`
`
`Inventor Information:
`
`Legal Name
`
`
`Inventor
`
`1
`
`Mr.
`
`Prefix Given Name
`Middle Name
`Family Name
`
`Xiangzhen
`Residence Information (Select One)
`(9 US Residency 0 Non US Residency 0 Active US Military Service
`
`Suffix
`
`Mailing Address of Inventor:
`
`Address 1
`
`C505, Long Tai Xuan, Nanguang Village,
`
`
`Address 2
`Nanshang District
`
`StatelProvince
`518051
`
`
`Inventor
`2
`
`City
`Postal Code
`
`Shenzhen
`
`Legal Name
`
`GD
`
`Middle Name
`
`
`Koh
`Mr.
`Liang Seng
`
`
`
`Prefix Given Name
`
`Suffix
`
`Residence Information (Select One) @ US Residency 0 Non US Residency 0 Active US Military Service
`
`City
`
`Fremont
`
`StatelProvince
`
`CA
`
`Country of Residence i
`
`US
`
`Mailing Address of Inventor:
`
`Address 1
`
`Address 2
`
`41291 Carmen Street
`
`Postal Code
`
`94539
`
`us
`
`Inventor
`
`3
`
`Legal Name
`
`Prefix Given Name
`Middle Name
`Family Name
`Mr.
`
`
`Residence Information (Select One) 0 US Residency @ Non US Residency 0 Active US Military Service
`6006-1002
`GOOG-1002
`Google LLC v. RFCyber Corp. / Page 781 of 792
`Google LLC v. RFCyber Corp. / Page 781 of 792
`
`EFS Web 2.2.5
`
`Suffix
`
`
`
`
`
`

`

`PTO/AIN14 (08-12)
`Approved for use through 0181/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; US DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
` Attorney Docket Number
`RFD-08501
`
`Application Data Sheet 37 CFR 1.76
`_
`_
`
`Application Number
`
`
`Title of Invention
`Method and apparatus for mobile payments
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Country of Residence iFremontCity CA
`
`Mailing Address of Inventor:
`
`Address 1
`
`Address 2
`
`2374 Olive Avenue
`
`
`
`
`
`
`
`Postal Code US 94539 Country |
`
`Inventor Information blocks may be
`Inventors Must Be Listed - Additional
`All
`generated within this form by selecting the Add button.
`
`Add
`
`Correspondence Information:
`
`|:| An Address is being provided for the correspondence Information of this application.
`
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`
`Customer Number
`
`
`
`Email Address
`
`uspatents@sbcglobal.net
`
`AadEman
`
`
`
`
`
`Application Information:
`
`Title of the Invention
`
`Method and apparatus for mobile payments
`
`Attorney DocketNumbe— Small Entity Status Claimed
`Application Type
`Nonprovisional
`
`Suggested Class (if any)
`
`Sub Class (if any)
`
`
`Subject Matter
`Utility
`
`Suggested Technology Center (if any)
`
`Total Number of Drawing Sheets (if any)
`
`21
`
`Suggested Figure for Publication (if any)
`
`1
`
`Publication Information:
`
`|:| Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`
`El
`
`Request Not to Publish. I hereby request that the attached application not be published under
`35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing.
`
`Representative Information:
`
`EFS Web 2.2.5
`
`GOOG-1002
`GOOG-1002
`Google LLC v. RFCyber Corp. / Page 782 of 792
`Google LLC v. RFCyber Corp. / Page 782 of 792
`
`

`

`PTO/AIN14 (08-12)
`Approved for use through 01l31l2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
` Attorney Docket Number
`RFID-OBSCt
`
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`
`Title of Invention
`Method and apparatus for mobile payments
`
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below.
`If both sections are completed the customer
`Number will be used for the Representative Information during processing.
`
`
`
`
`
`
`@ Customer Number
`
`0 US Patent Practitioner 0 Limited Recognition (37 CFR 11.9)
`
`Please Select One:
`
`Customer Number
`
`26797
`
`
`
`
`
`13350832
`
`Continuation in part of
`
`11534653
`
`2006-09-24
`
`Additional Domestic Benefit/National Stage Data may be generated within this form
`by selecting the Add button.
`
`Add
`
`Foreign Priority Information:
`
`This section allows for the applicant to claim benefit of foreign priority and to identify any prior foreign application for which priority is
`not claimed. Providing this information in the application data sheet constitutes the claim for priority as required by 35 U.S.C. 119(b)
`and 37 CFR 1.55(a).
`
`Application Number
`
`Filing Date (YWY'MM'DD)
`
`Priority Claimed
`
`@ Yes O No
`
`Additional Foreign Priority Data may be generated within this form by selecting the
`Add button.
`
`EFS Web 2.2.5
`
`GOOG-1002
`GOOG-1002
`Google LLC v. RFCyber Corp. / Page 783 of 792
`Google LLC v. RFCyber Corp. / Page 783 of 792
`
`Domestic Benefit/National Stage Information:
`
`
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, or 365(c) or indicate
`National Stage entry from a PCT application. Providing this information in the application data sheet constitutes the
`
`specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`
`
`Prior Application Status
`Patented
`I)
`(was...
`
`
`Prior Application Status
`
`Pending
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`Filing Date (YYYY-MM-DD)
`
`13853937
`
`non provisional of
`
`61618802
`
`2012-04-01
`
`
`Prior Application Status
`Pending
`
`
`Application Number
`Continuity Type
`Prior Application Number
`Filing Date (YYYY-MM-DD)
`
`13853937
`Continuation in part of
`13350832
`2012-01-16
`
`
`
`Prior Application Status
`Pending
`
`
`Application Number
`Continuity Type
`Prior Application Number
`Filing Date (YYYY-MM-DD)
`
`
`
`
`
`
`
`

`

`PTO/AIN14 (08-12)
`Approved for use through 0181/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`_
`_
`Appllcatlon Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`_
`
`RFD-08501
`
`_ Title of Invention
`
`Method and apparatus for mobile payments
`
`Authorization to Permit Access:
`
`|:| Authorization to Permit Access to the Instant Application by the Participating Offices
`
`If checked, the undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO),
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`PTO/AlAI14 (08-12)
`Approved for use through 0181/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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` Application Data Sheet 37 CFR 1.76
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`PTO/AlAI14 (08-12)
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