throbber

`
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`o
`
`2
`
`4
`
`6
`
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`
`B-TZipgfml}
`
`~§~ Ba/F3—gp130-myogpt’30
`+ Hypervltve
`
`+ 83!F3~gp1 30~myc~gpt 3OAYY
`
`1 80
`'l 60
`140
`120
`100
`80
`60
`40
`20
`
`120
`
`100
`
`
`
`normalizedproliferationPM>
`
`
`normatizedproliferation{‘70}m
`
`normalizedproliferationPM0 <3)
`
`Blocking Constitutiveiy Active gp 736’) Signaling
`
`oncostatin M, or ciliary neurtrophic factor (19), As a control,
`34% did not
`inhibit
`the proliferation of BafFEgplSG»
`gpluOAYY cells stimulated with IL—3, indicating that 8431} spe—
`cifically blocked the activity of gpilBOAYY in Ba/nggpllhlr—
`gpl,I§GAYY-(1ells (Fig. 4D").
`
`flifiCUSSlGN
`
`
`
`Constitutive activation of the gp130~dependent transcrip-
`tion factor STATE: has been implicated in many human neo—
`Jlasitic malignancies, including multiple rnyelorna (Al, 22, 23),
`imstzatze cancer, melanoma. ovarian cancer, renal carcinoma
`(24). as well as gastric cancer (25). Artificially dimerized S'l‘; ’l‘i’l
`Dias been shown to exliil) it oncoger ic potential, and STAT3 was
`therefore designated as an oncogene (26). The lL-—6/gpl3{l sig—
`ialfng pathway is a candidate for constitutive STATE activation
`‘n tumors (27): increased STATE phosphorylation was found in
`lHCAs (2). interestingly, gplSO gene mutations were found in
`
`60% of the analyzed iHCAs. it: to ned out that these mutations
`"esulted in ligand«independent; dirnerization f gplBO receptor
`chains and constitutive STATE phosphorylationo This was the
`irst report on somatic mutation of go 130 in tumors (2), and in
`Combination with the potential to induce cytokinevindepend—
`ent cellular proliferation shown in this study, gplBO can be
`defined as an oncogene involved in. benign human tumors that
`contributes to the inflammatory phenotype (12)
`All imitations of gp130 found in lHCAs were deletions
`within the cytokine binding interface of domain '2 {33). Here, we
`analyzed a frequently occurring gpl 38 mutation (gpl EBAY 186--
`1190, gplBOA‘f‘I) found in four of '26 ll'lCA patients. Six more
`patients carried mutations from Ser—l87’—Yl9il {gpll‘iimSY}
`that: were also covered in Tyr— 186 to Tyrrlgil ('2). \We sho‘. ' that
`gplBGAYY leads to ligand-iudependent, long—term prolifera-
`tion of Ber/FE cells and constitutive STATB phosphorylation.
`nterestingly, deletion of domain 1 from gplaOAYY resulted
`
`in a signa ingincompetent receptor chain,
`ititli""ting that
`domain 1 contributes to ligandindependent receptor activa»
`tion. However, dimerization of gplBOA‘r’Y was independent of
`the presence of the D1 domain. The neutralizing anti—gp130
`mAl) BrTZ directed against. D1 did not. inhibit receptor activa—
`tion of gp l 15(thYr indicating that the up 130: hornodirnerization
`induced by ILo/lLJGR is fundanientflly different from the
`homodimerization of gplSOAYY. Horriodimerizatioi’i of the
`wild-type gplgil receptor is facilitated by contacts of $3130
`(IBM: ( do main 1?. and 3} to the binding site ll (3flL"6 an d of gpl 30
`D1 to the binding site ill of lL—é, whereas the IL~6R contacts
`lL—6 Via
`the binding site
`I
`(16).
`‘We
`speculate
`that
`ltornodirnerizatiou of gr) 1.3(3AYY is facilitated by the interaction
`of the mutated D2 (CHM) of one receptor with the DB of the
`
`’m Proliferation was measured as
` arriouritso p130 (0,0. 1,5,and 10
`
`
`indicated under ”Experimental Procedure ’As a control, Ba/FB-gpl 30»myc»-
`
`gpl30 cells were treated with l rig/ml Hyper-list) plus sgplBM. Cequal nunt»
`
`bers of Ba/F3rgpl30 cells stably transduced with gplBUA‘Wemyc were all
`
`tureo’ for 3 days in the absence of Hype " 6. and increasing amounts of
`sgpl 3OFC (0, O.l, ‘l
`, 5,and 10 ng/ml). Proliferation was measured as indicated
`under “Experiments
`rocedures.” As a control, Ba/F3—gpl30 W e treated
`
`
`with l rig/ml Hyper-iL—é and 5gp! EGFC, D, after 6 h of serum slant
`on, Eta/F3
`
`
`cells stably transduced with myo-gpl EGAYY or myogplBO welt.
`.irnulated
`for 5 min with Hyperllsfi, Hyper»lL--6
`sgpl 30Fc, or sgpl3OFc or left
`untreated. S'lAl'El phosphorylation was analyzed by Western blot. analysis.
`
`
`curlingmm}popeoIU/noq
`SIOZ‘gzannfnoisonfiAq,Ifim'oql‘mmz
`
`\
`\
`
`89
`60
`
`40
`
`20
`
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`
`\
`
`~£~ Ba/F3-gp130~myc~gp130
`+ Hyper-it~6
`wow Ba/FB—gplSngtBOctYY—myc
`
`‘~‘**—.
`
`0
`
`2
`
`4
`
`6
`
`8
`
`10
`
`599130 {uglml}
`
`”AasO{\3OC:
`
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`-‘-~ Ba/Fa—gpi 30*gp'l30AVva3/C
`
`
`“i“- Ba/Fng'lBO + Hyper~it.~6
`
`
`
`4
`
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`
`59 p1 30R: {oglml}
`
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`
`Ba/F3~
`mycvgpi 30
`
`Ball???»
`myc-gpi BOAYY
`
`P‘S'i'ATB
`
`STATS
`
`Hypenlbfi
`
`—
`
`++-
`
`- ++—
`
`+
`
`+
`
`sgptBOFc
`-
`-
`+ +
`—
`—
`FEGURE 3. No inhibition of ligand-independent proliferation of Baffi-
`gp'lEO-gp’mtm‘i"! by sngD or sgplBflFc or the anti-gram!) mAb B-—T2.
`
`A, equal numbers of Ba/FB—gp’l30 cells stably transduced with myc—
`gp’l 3OAYY were cultured for 3 days in the absence of Hyper-ll 6 and increas-
`ing amounts of B—TZ (0: 0.1, 0.5,
`i, 5, and it) rig/ml). Proliferation was
`measured as indicated under "Experimental Procedures." A5 a control, Ba/FS—
`
`gpl30»myc—gpl30 cells were treated with l ng/ml Hyper»
`6 plus B»T2,
`8, equal numbers of Ba/FB—gplfio cells stably transduced Witn gol30AYY—
`myc were cultured for 3. days in the absence of Hyperrllfl and increasing
`
`APRll. 20, 2012 women: 287-NLW'BER l7
`
`\wmeyfiylék
`
`JOURN’AL OF BBLOG/CAL CHUx/TI'STRY
`
`137’49
`
`Ex. 2001 - Page414
`Ex. 2001 - Page414
`
`

`

`Blocking Constitutiveiy Active 959131} Signaling
`
`>
`
`:11:
`
`
`
`
`
`normalizedproliferation{0/11} 80
`
`
`
`"-t- BaIF3~gp180 + Hyper—11.6
`--O-- BafF3~gp1 301-9131 SOAYY—myc
`-l- - Baa’F3~gp130—L~gp1 3O
`
`13123456711910
`
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`
`
`
`
`
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`
`140
`120
`100
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`
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`
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`w» r»O
`
`
`
`+ - + —
`++ +++++
`
`Ba/Fsgmso
`
`E] Ba/F3-gp1so.gp13ni\r¥~myc
`
`a Ba/F3~gp1 30119131 30
`
`13152315 119111111
`
`1L‘3 [1 11911111]
`
`s —
`
`
`
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`
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`~I» - 8273539131 30»L~gp130
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`
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`+-+-+-
`B~P4 [10 {lg/mi]
`++++++
`{L53 [1 nglmi]
`
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`
`UBa/F'ng 30~gp1SOAYmec
`
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`F('5UHE 4 Biological activity of $113951“! can be suppressed by the neutralizing anti-991313 mAb 15-1»: but not by 3-4713 A, equal numbers of Ba/ F3—
`gp1'30gpl 3OA‘1’Y--111yr
`
`'alis were 111l1u1'1'=o' f01 3 days.111 the absenre of Hypri r-1.1 6 a1'11l111(reasing 211110111115 of B r13 (0, 0.,1 t)5,12. and if) ,ug/‘ml‘. P1‘Eol1'e1'2'11io1'1
`
`
`wasmeasured as:111101catedunder”Expe11meritai ProceduresKAs acontrol, [323/
`~gp E 30 cei1s were treated with '0! ng/ml'.lyper
`~11 1311.1 3- R3 Eequainumbers
`of Bil/FE
`g-p_13-3_,p13OAYY11in cells were cultured for 3 days11 he presence of ILF3
`(1 1113/1110 and BR31’5 rig/m1) Proliferation was measure.las
`dicated
`
`
`under ”Experimental Procedures." A5 a control, BalFngB-G {ens were treated with i
`ng/ml 11.3 and BR3 (5 fig/m1) C equal numbers of-_"all
`11111307
`grit BOLX‘Y‘r-myc cells were. cultured for 3 days in the absence of Hyper-1L6 and incre351Ing 3111011111
`5 of 8- P4 (C1, C11, OF3, 1,F,and 11’) ,ug/mi) "1ol1’ferat1’on was
`measured as indicated under "Experimental Procedures." A5 a control, Ba/FZ-gpi 30 cells were treated with 10 rig/ml Hyper-1L 6 and BP4 (1 O pug/mi}. 1’), equal
`numbers of BalFS-gp’i3O-gp130131YY-11'1y'c cells were cultured for 3 days in the presence of ll.."3 (i rig/ml) and Bv-Pél ('10 119/111!) Proliferation was measured as
`indimterl under "Experimental Protedures."
`
`other receptor. However, future studies are needed to fully
`explore the mechanism of ligandindepen dent gplBOAYY
`receptor activation.
`Moreover, the wild—type11.113130 receptor formed stable hetl
`erodimerswit‘igal‘SOA‘r’Y,andoverexpessionotthew(«ltype
`g’lp- 30 receptor blorked 10113111111111. a..<::tiv3t1.on of go]3013.831.
`(2). A likely mechanism for this inhibitionis that interaction of
`the extracellular parts of Wtld—t‘ype and mutated gpl30ecep—
`tors resultedin inactive gplfi(i/gnlSOASY heterodirneis. Sur—
`
`prisingly, soluble gngO variants (sgt‘slSO and sgp 1. 310131;) did not
`inhibit gplBOAYY—indnced cellular proliferation. This para~
`doxical situation might be explained by a limited access of
`sgplEG in the sterical correct orientation to the cell surface
`bound gplSl) protein, which might also explain why sgpl3tl
`cannot inhihit gpl I'lliAYY-indncecl cellular proliferation.
`l-lowever, constitutive liganddndependent activation of"
`gpiEOAYY was blocked by the neutralizing anti—golBO mAb
`l’rl’d. The epitope oil’s—P41 is located within the fibronecizin type
`lil domain 4 of 11,111,130 (gpliil)-l)l), Truncation of the fibronec»
`tin/like type ill domains results in gplSO molecules devoid of
`signaling capacity ('28), and it has been speculated that the func ,
`tional role of the flhronectin type ill domains is the assembly of
`
`the transmemhrane domains in close proximi (V to allow '1 ctlvm
`tion of gp130assoriated intracellular IAKS (2 9.) lnterestingly
`BP”; has been shown to blow only gp130 signaling induced by
`1L 1 l but not by ll.6 or the other members of the 1L6 family,
`leukemia inhibitory factor, oncostatin M, and ciliary new
`rotrophic factor (19}. Cardiotrophin ‘1, card. i1) trophin- ike cyto»
`kins, and lL~27 were, however, not investigated so far (1‘9), This
`might indicate that signaling of gp lBOAYY mimics iL— i 1 signal—
`ing. Il..'l_.l was shown to promote gastric cancer via gt) 1.3-3 and
`STAT?) phosphorylation (3C!) This View is supported by the
`finding that lL~il but not 1L6 was overexpressed in ll-iCAs 1:2).
`lL—l l was, however, only overexpressed in IHCAS that did not
`harbor gpif—ifl mutations (f3), sug‘ gesting that lHCAs are,
`to
`some extent, driven hyilrll via‘wildtype go]30 After somatic
`mutation ofgol'éllinto “in “1— . 1—liltecro1stit11t1vely artive gpl 30
`Vawant the neressitv 111114 1 driven31130 signal tiansd1.11tion
`might be abrogated, resulting in (low—nregulation of lL—li
`expression levels.
`No malignant: transformation was found in li-lCAs with
`gpl 30 mutations. but two of 111 analyzed cases of malignant
`transformation of iHCAs into hepatocellul ar ca:clnoma car!
`ried 1r1u1:a1:ions in gp130 andin the ,8 catenin pathway suggest;
`
`13750 .1911\/.1J11<310(—I/K/l/ tlilmllm
`
`VLLVFW 287, NLHv’lBlR l7 APRXL 20, 2012
`
`Ex. 2001 - Page415
`Ex. 2001 - Page415
`
`

`

`ing a rare interplay of these pathways in malignant transforma
`tion (2). ncconclusion, blockade of constitutive activation of
`mutant gp130 by 134% might open a possibility to therapeuti—
`cally block g33130~iriclucecl STATS; plies;)horylation-in hepatic
`acien mas .1 mlin asubclass of hepatocellular carcinoma
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`
`the membrane
`proximal extrac ulartic-mains for activation of the signal
`’11 130. 1'. [mm 'mm‘ 1641, 273 282
`
`:xkiniolis, (.1. 13‘1on
`tub/1.), Gama, K. ...,ant1 \‘4’31'..,'.1 (2005)-.
`(
`Wl‘el' in (‘01P.
`Cui’lfot‘l’flaliflfls0
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`
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`ll cytoki
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`1L6 and 11:63 rere
`n‘ch../'1/ml 3.01. 1‘3, 545
`ptor. 19.1: .S.’
`
`Er
`st, M, Najdovska, M, Grail, D, Lundgren-May T, Buchert, M, Tye,
`
` ' 9.15.5011,
`
`1‘. 5.,11ugh '.l\1. R, Ma
`
`
`:
`.20 .,P.1.,and1enkins,l3.1.
`1;. G, Karras,)'(7‘,1
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`810K‘gzQUnf[10Jean?Aq,Ifim'oql"Jamaa/fidniimm}popeopmioa
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`‘i")11!£.!(1lth‘ 1'95")
` 1.,, and J to
`y, 13 (l99’1)imcl 1)ii1-:l-~
`man, D, 1‘2.
`ing properties of hematopoietic cells tiansfected Mitir low-alunitv recen-
`tors for leuken '
`
`iibitory fact
`oncostatin M. and ciliarv neurotrophic
`
`factor Pmrt, Mad, 11!.(21/1'.
`‘ 11.2.4, 91,
`9 77112.3
`n, K. 1.,
`P, K
`8. Fischer, M, Goldschmitt, ,1, Pescliel, C, Brakenhoff,
`
`f‘:
`
`
`cle-~
`and Rose-1 .hn, S. (1.99?) l, A bioac
` , A, Grotzinger, ,1,
`
`
`.1 liernatopoier .' progenitor cell expansion. Nat;
`signer cytokine for hum
`Biotechnm’, 15, 14277145
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`Jiroers,A.,11ec O,,Ka11en,l{.1,1‘acl..a,M,Rrse 1oom:1,5,ant'1 Grott—
`
`
`
`inger,
`‘1. (2005) Dynami s of the 313130 cytoltine complex a model for
`assembly on the cellular membrane. Protein Sci. 14, 783 790
`
`10, 1ostoclt," .,\l.i\llberg, ,1.,I’)zbel<,., Atreya. 2., "1111.6, Volta. N, Fischer,
`M, Neurath,‘.
`‘"
`'
`‘ . 1ohn, S. (2001) Soluble gp'130
`e natural
`
`
`
`1g responses. Eur.
`inhibitor
`Jble interleukinc recentor transsign
`I. Binnhem. 268, 160 73167
`I-.’..‘V10Vzilm A‘. .
`
`
`'1‘. {1989) A/Inlerugld.
`.9,
`1]. Sambrook,1, Eritsch, L. 13., and Ma
`Laboratory Mam/.41. Cold. Spring Harbor Laboratory l'ress,
`C id 5 wring
`Harbor, NY
`'l‘erihurriberg, S, Schuster, .15., 2.1111, 1.,, (ovalem.1\1, .Sch"llK:r., 1., Kali..n,
`lo
`K. 1..,and RI13,. ohms/21.11.16" urngO dimerizationin the atiserice 0tligand.
`'
`3mm”! 1
` . ne receptor crimp1exes 850
`346,619 657
`
`13. Ketteler R, G.
`er,S.,.., Sandra 0, Martens U. M.., and Klingm"ller, U.
`
`
`
`auced transgene expie‘ on. in primitive herrI-atopoie K: pro—
`(2002) E
`
`
`lls and embryonic stem cc-
`efficient1" -transicl
`by optimized
`
`retrm~iarilhybrid vectors. ()0:10 Filer. 9,4777487
`14, Schust. 1,,13 Kmaleva, M, Sun, Reg-enhard,1‘., l\I’1atthews, V, Grotz~
`K: of human 6
`
`
`John, 15., am. l\<111(11, K 1 (290.3)‘ol'io
`'
`
`inger, 1,1{0
`J
`
`
`118111'011'Op .
`
`
`
`
`ir' factor (4 NTE) re
`ed. 11:? lll‘IIPIl..lJl<1i1—f"l r'ei‘eplm'
`serve as an a receptor forCCTNF. /. Biol. Chem. 27S.9528~ 9535
`lb, Rothbauer. U, Zoignadi, K, Muylderman.,S. Schmers. A, Cardoso,
`
`12.
`
`APR11.20,2012°VL'11
`
`)J
`
`
`287 NUMBJ: P. J,
`
`\L‘Afisgyiék
`
`13251
`
`Ex. 2001 - Page416
`Ex. 2001 - Page416
`
`

`

`Constitutively Active Mutant gp130 Receptor Protein from Inflammatory
`Hepatocellular Adenoma Is Inhibited by an Anti-gp130 Antibody That Specifically
`Neutralizes Interleukin 11 Signaling
`Jan Sommer, Timo Effenberger, Elena Volpi, Georg H. Waetzig, Marten Bernhardt, Jan
`Suthaus, Christoph Garbers, Stefan Rose—John, Doreen M. Floss and Jiirgen Scheller
`
`J. Biol. Chem. 2012, 287:13743—13751.
`doi: 10. 1074/jbc.M1 12. 349167 originally published online March 6, 2012
`
`Access the most updated version of this article at doi: 10.1674ijbC.Nll 1234916?
`
`7
`Alerts:
`- When this article is shed
`- When a correction for this artaeie is nested
`
`Click here to choose from all of JBC's e-mail alerts
`
`This article cites 29 references, 10 of which can be accessed free at
`itttttm’i'www ‘jhcorg/co merit/2873"! 71133743 full htmifiref-Eist- 'E
`
`
`
`SIOZ‘gzannfnotsonfiAq,ifim'oql"trams/firingmm}papeoIU/noa
`
`Ex. 2001 - Page417
`Ex. 2001 - Page417
`
`

`

`Electronic Acknowledgement Receipt
`
`“—
`
`——
`
`
`
`Title of Invention:
`
`TREATMENT OF FIBROSIS
`
`First Named Inventor/Applicant Name:
`
`Stuart AlexanderCook
`
`Customer Number:
`
`23628
`
`Amy Jeanette McMahon/Ashley Cerrone
`
`Filer Authorized By:
`
`Amy Jeanette McMahon
`
`Attorney Docket Number:
`
`M0546.70012USOT
`
`Receipt Date:
`
`Filing Date:
`
`13—JUL—201 8
`
`24—MAY—2018
`
`Time Stamp:
`
`15:04:21
`
`
`
`Application Type: Utility under 35 USC 111(a)
`
`Payment information:
`
`Submitted with Payment
`
`9226
`
`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`File SizelBytes)I
`Message Digest
`
`Pages
`Multi
`Part I.zip (if appl.)
`
`Miscellaneous Incoming Letter
`
`M054670012USOT—TRN—AM.pdf be47302832c936dd3a5dd1L18e17c204l1b
`
`Ex. 2001 - Page418
`Ex. 2001 - Page418
`
`

`

`Information:
`
`Transmittal Letter
`
`M05467001 2USOi —|DSBODY—
`AMpdf
`
`783353fc713901echSOeQécaeBSbSéiOk
`8376
`
`Warnings:
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`
`
`Information Disclosure Statement (IDS)
`Form (5808)
`
`M054670012U501—ID51449—
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`
`335fatbalid788019319(7fd3d00f56768207
`3:31
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`Warnings:
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`
`This is not an USPTO supplied IDS fillable form
`
`Foreign Reference
`
`EP1630232.pdf
`
`647263
`
`144333614ad6994fe5e7587c63/ Bedf6931
`e83a5
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`Warnings:
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`908494
`
`
`
`
`
`Foreign Reference
`
`WO9619574.pdf
`
`gabfidliebeCflIOZfoafiS ”1111991186th011
`37b3
`
`Warnings:
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`
`Information:
`
`Information:
`
`Foreign Reference
`
`WO9920755.pdf
`
`Foreign Reference
`
`W02005058956.pdf
`
`741478
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`
`3151571
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`beb2904ee365135c87f19697e370b175‘3c5
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`
`chow_et_a|_science_2001_v2 9
`1_p2150.pdf
`
`38b6e13548863bb0d’18c33f4174048icefcf
`a75f
`
`Warnings:
`Information:
`
`Ex. 2001 - Page419
`Ex. 2001 - Page419
`
`

`

`Non Patent Literature
`
`Johnstone_et_a|_cyto_growth
`_2015_v26_p489.pdf
`
`b7a3deb1637c78c1567S407b7312360332
`bL0684
`
`1661391
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`
`Non Patent Literature
`
`LemolifetiAlibritjihemaii 99
`5_v91_p319.pdf
`
`e895c403dd1 93ca70561eae98781 8281813
`£1613
`
`Warnings:
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`
`Non Patent Literature
`
`No_A ut hor_Listed_creative_bi
`olabs_.pdf
`
`f7b479b49f43H13dhf8fd99541517r2a098d
`5811)
`
`
`
`Z4de
`
`
`Warnings:
`Information:
`
`Information:
`
`Non Patent Literature
`
`Putoczki_Et_a|_cancer_cel |_20
`13_v24_p257.pdf
`
`671689561921133390ddd3eebfi659dc753
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`
`5539876
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`
`Sommer_et_a|_J_bio|_chem_2
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`5e2c833f91c258307793d46503019fl3289c
`
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`
`Total Files Size (in bytesfi 16564304
`
`Ex. 2001 - Page420
`Ex. 2001 - Page420
`
`

`

`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date ofthe application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DOIEOI903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/ROI105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Ex. 2001 - Page421
`Ex. 2001 - Page421
`
`

`

`|:| Licensing-related Papers
`
`|:| Petition
`Petition to Convert to a
`Provisional Application
`Power of Attorney, Revocation
`Change of Correspondence Address
`
`|:| Terminal Disclaimer
`
`|:| Request for Refund
`
`
`
`Alter Allowance Communication
`to TC
`
`Appeal Communication to Board
`of Appeals and Interferences
`
`Appeal Communication to TC
`(Appeal Notice, Brief, Reply Brief)
`
`Proprietary Information
`
`:| Status Letter
`Other Enclosure(s) (please
`Identity below):
`PTO Form—1449
`Copies of cited references
`
`|:| CD, Number of CD(s)
`
`
` Landscape Table on CD
`
`
`
`
`
`Doc Code: TRAN.LET
`Document Description: Transmittal Letter
`
`TRANSMITTAL
`
`USED IN LIEU OF PTO/SB/21 (07-09)
`
`15/988,463-Conf. #7597
`
`WM 2018
`
`FORM
`
`Stuart Alexander Cook
`
`1646
`
`(to be used for all correspondence after initial filing)
`
`Examiner Name
`
`.
`
`ENCLOSURES (Check all that apply)
`
`|:| Fee Transmittal Form
`
`|:| Drawing(s)
`
`D Affidavits/declaration(s)
`
`:l Extension of Time Request
`
`:| Express Abandonment Request
`X
`Information Disclosure Statement
`
`Certified Copy of Priority
`Document(s)
`
`Reply to Missing Parts/
`Incomplete Application
`
`Reply to Missing Parts
`under 37 CFR 1.52 or 1.53
`
`
`
`WOLF, GREENFIELD & SACKS, P.C.
`
`Signature
`
`- /Amy J. McMahon/
`
`Printed name Amy J_ McMahon. PhD
`
`Da‘e
`
`July 13, 2018
`
`Certificate of Electronic Filing under 37 CFR §1.B
`I hereby certify that this paper (along with any paper referred to as being attached or enclosed) is being transmitted via the Offices electronic
`filing system in accordance with 37 CFR. § 1.6(a)(4)
`
`Dated:
`
`July 13. 2018
`
`Signature:
`
`/Ash|ey A. Cerrone/
`
`(Ashley A. Cerrone)
`
`Ex. 2001 - Page422
`Ex. 2001 - Page422
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`DOCKET NO.: M0546.70012USOl
`
`First Named Inventor:
`
`Stuart Alexander Cook
`
`Application No.:
`Confirmation No.2
`
`15/988,463
`7597
`
`Filed:
`For:
`Examiner:
`Art Unit:
`
`May 24, 2018
`TREATMENT OF FlBROSlS
`Prema Maria Mertz
`1646
`
`Certificate of Electronic Filing under 37 CFR §1.S
`I hereby certitythat this paper (along with any paper referred to as being attached or enclosed) is being transmitted via the Offices electrOhic filing
`system in accordance with 37 C.F.R. § 1.6(a)( ).
`
`(Ashley A. Cerrone)
`
`Dated:
`
`July 13 2018
`
`Signature:
`
`lAshley A. Cerrone/
`
`MAIL STOP AMENDMENT
`Commissioner for Patents
`PO. Box 1450
`
`Alexandria, VA 22313-1450
`
`STATEMENT FILED PURSUANT TO THE DUTY OF
`
`DISCLOSURE UNDER 37 C.F.R. §§ 1.56. 1.97 AND 1.98
`
`Sir:
`
`Pursuant to the duty of disclosure under 37 C.F.R. §§ 1.56, 1.97 and 1.98, the undersigned
`
`requests consideration of this Information Disclosure Statement.
`
`
`PART I: Corn liance with 37 C.F.R.
`' l.97
`
`This Information Disclosure Statement has been filed within three months of the filing date
`
`of a national application other than a continued prosecution application under 37 C.F.R. § 1.53(d).
`
`No fee or certification is required.
`
`PART II: Information Cited
`
`The undersigned hereby makes of record in the above—identified application the information
`
`listed on the attached form PTO—1449 (modified PTO/SB/OS). The order of presentation of the
`
`references should not be construed as an indication of the importance of the references.
`
`64696641
`
`Ex. 2001 - Page423
`Ex. 2001 - Page423
`
`

`

`Application No.: 15/988,463
`Conf. N0.: 7597
`
`PART III: Remarks
`
`— 2 —
`
`Art Unit: 1646
`
`Documents cited anywhere in the Information Disclosure Statement are enclosed unless
`
`otherwise indicated.
`
`It is respectfully requested that:
`
`l. The Examiner consider completely the cited information, along with any other
`
`information, in reaching a determination concerning the patentability of the present claims;
`
`2. The enclosed form PTO-1449 (modified PTO/SB/OS) be signed by the Examiner to
`
`evidence that the cited information has been fully considered by the United States Patent and
`
`Trademark Office during the examination of this application;
`
`3. The citations for the information be printed on any patent which issues from this
`
`application.
`
`By submitting this Information Disclosure Statement, the undersigned makes no
`
`representation that a search has been performed, of the extent of any search performed, or that more
`
`relevant information does not exist.
`
`By submitting this Information Disclosure Statement, the undersigned makes no
`
`representation that the information cited in the Statement is, or is considered to be, material to
`
`patentability as defined in 37 CPR. § 1.56(b).
`
`By submitting this Information Disclosure Statement, the undersigned makes no
`
`representation that the information cited in the Statement is, or is considered to be, in fact, prior art
`
`as defined by 35 U.S.C. § 102.
`
`Notwithstanding any statements by the undersigned, the Examiner is urged to form his or her
`
`own conclusion regarding the relevance of the cited information.
`
`An early and favorable action is hereby requested.
`
`Ex. 2001 - Page424
`Ex. 2001 - Page424
`
`

`

`Application No.: 15/988,463
`Conf. N0.: 7597
`
`— 3 —
`
`Art Unit: 1646
`
`The Director is hereby authorized to charge any deficiency or credit any overpayment in the
`
`fees occasioned by the filing of this Information Disclosure Statement to our Deposit Account No.
`
`23/2825 under Docket No. MO546.70012USOl from which the undersigned is authorized to draw.
`
`Respectfully submitted,
`
`By:
`
`/Am J. McMahon/
`Amy J. McMahon, PhD, Reg. No. 73,073
`Wolf, Greenfield & Sacks, PC.
`600 Atlantic Avenue
`
`Boston, Massachusetts 02210-2206
`
`Telephone: (617) 646-8000
`
`DockeLNo.: M0546.70012US01
`
`Date:
`
`July 13,2018
`
`Ex. 2001 - Page425
`Ex. 2001 - Page425
`
`

`

`PATENT APPLICATION FEE DETERMINATION RECORD
`Substitute for Form PTO-875
`
`Application Of DOCKGI Number
`15/988,463
`
`SMALL ENTITY
`
`OTHER THAN
`SMALL ENTITY
`RATE($
`FEE($)
`
`APPLICATION AS FILED - PART I
`(Column 1
`(Column 2)
`— NUMBER FILED
`NUMBER EXTRA
`BASIC FEE
`(37 CFR1.16(a) (b) or (6))
`SEARCH FEE
`(37 CFR1.16(k) (i) or (m))
`EXAMINATION FEE
`(37 CFR1.16(o). (p) or (q))
`
`INDEPENDENT CLAIMS
`
`APPLICATION SIZE
`FEE
`(37 CFR 116(5))
`
`If the specification and drawings exceed 100
`sheets of paper, the application size fee due is
`$310 ($155 for small entity) for each additional
`50 sheets or fraction thereof. See 35 U.S.C.
`41(a)(1)(G) and 37 CPR 1.16(s).
`MULTIPLE DEPENDENT CLAIM PRESENT (37 CFR1.16(j))
`
`‘
`
`If the difference in column 1 is less than zero, enter "0" in column 2.
`
`APPLICATION AS AMENDED - PART II
`
`
`
`AMENDMENTA
`
`AMENDMENTB
`
`HIGHEST
`NUMBER
`PREVIOUSLY
`PAID FOR
`
`(Column 3)
`PRESENT
`EXTRA
`
`SMALL ENTITY
`ADDITIONAL
`FEE($)
`
`OTHER THAN
`SMALL ENTITY
`ADDITIONAL
`FEE($)
`
`CLAIMS
`REMAINING
`AFTER
`AMENDMENT
`
`Total
`Ism)
`(37 CFR I
`Independent
`(37 OER 1 16(h)|
`Application Size Fee (37 CFR1 16(s))
`
`FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR1.16(j))
`
`TOTAL
`ADD‘L FEE
`
`TOTAL
`ADD'L FEE
`
`CLAIMS
`REMAINING
`AFTER
`AMENDMENT
`
`(Column 3)
`
`(Column 2)
`HIGHEST
`NUMBER
`PREVIOUSLY
`PAID FOR
`
`‘
`
`ADDITIONAL
`FEE($)
`
`ADDITIONAL
`FEE($)
`
`Independent
`(37 CPR 1 team
`Application Size Fee (37 CFR1.16(s))
`
`FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR1.16(j))
`
`is less than the entry in column 2, write ”0” in column 3.
`* Ifthe entry in column 1
`** lfthe "Highest Number Previously Paid For" IN THIS SPACE is less than 20, enter "20”.
`"‘ lfthe "Highest Number Previously Paid For" IN THIS SPACE is less than 3, enter ”".3
`The "Highest Number PreII/Iously Paid For" (Total or Independent) Is the highest found In the appropriate box In column 1.
`
`ADD‘L FEE
`
`TOTAL
`ADD'L FEE
`
`Ex. 2001 - Page426
`Ex. 2001 - Page426
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UVITET‘I STATES DEPARTMENT OF COM'MFIRCFI
`United States Patent and Trademark Office
`Addl'ESS. COMMISSIONER FOR PATENTS
`PO Box 1450
`Alexandtia Yngnia Z31-31450
`wvm.uspto.gm
`
`APPLICATION
`FILING or
`GRPAR
`
`NUMBER
`371(2) DATE
`UNITT
`FIL FEE RECD
`ATTY.D.OCKETNO
`TOT CLAIMS IND CLAIMS
`15/988463
`05/24/2018
`1629
`2120
`MOS46.70012USOl
`CONFIRMATION NO. 17597
`FILING RECEIPT
`
`23628
`WOLF GREENFIELD & SACKS, P.C.
`600 ATLANTIC AVENUE
`BOSTON, MA 02210-2206
`
`||||||l||||||l|l|||l||IIILIIIIIIIIIIIIIIIIMIIIIIIIIIILIIIIIIIIIIII||||||l||||||
`
`Date Mailed: 06/11/2018
`
`Receipt is acknowledged of this non—provisional patent application. The application will be taken up for examination
`in due course. Applicant will be notified as to the results of the examination. Any correspondence concerning the
`application must include the following identification information: the US. APPLICATION NUMBER, FILING DATE,
`NAME OF APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection.
`Please verify the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please
`submit a written request for a Filing Receipt Correction. Please provide a copy of this Filing Receipt with the
`changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processes the reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`lnventor(s)
`
`Applicant(s)
`
`Stuart Alexander Cook, Singapore, SINGAPORE;
`Sebastian Schaefer, Singapore, SINGAPORE;
`
`Singapore Health Services PTE LTD., Singapore, SINGAPORE;
`National University of Singapore, Singapore, SINGAPORE;
`Assignment For Published Patent Application
`Singapore Health Services PTE LTD., Singapore, SINGAPORE
`National University of Singapore, Singapore, SINGAPORE
`
`Power of Attorney: The patent practitioners associated with Customer Number 23628
`
`Domestic Priority data as claimed by applicant
`This application is a DIV of 15/381,622 12/16/2016
`
`Foreign Applications (You may be eligible to benefit from the Patent Prosecution Highway program at the
`USPTO. Please see http://www.uspto.gov for more information.)
`UNITED KINGDOM 15221864

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