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`Application Data Sheet 37 CFR 1. 76
`Title of Invention I LIQUID PHARMACEUTICAL FORMULATIONS OF PALONOSETRON
`
`Attorney Docket Number
`
`23278.2.US.9
`
`Application Number
`
`---
`
`The application data sheet is part of the provisional or non provisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
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`Secrecy Order 37 CFR 5.2
`Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuanf to
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`
`Suffix
`
`Suffix
`
`Inventor Information:
`
`Inventor 1
`Legal Name
`
`Prefix Given Name
`
`Middle Name
`
`-
`
`Family Name
`
`Giorgio
`Calderari
`Residence Information (Select One) 0 US Residency ® Non US Residency 0 Active US Military Service
`jcH
`jcountry of Residence i
`Rancate
`City
`
`Mailing Address of Inventor:
`
`Address 1
`
`Address 2
`
`City
`
`Postal Code
`
`I Rancate
`
`Via Seer 35
`
`1 6862
`
`I State/Province
`I Countryi
`I CH
`
`2
`Inventor
`Legal Name
`
`Prefix Given Name
`
`Middle Name
`
`I TC
`
`--
`
`Family Name
`
`Bon ad eo
`Daniele
`Residence Information (Select One) 0 US Residency ® Non US Residency 0 Active US Military Service
`Casalzuigno
`jcountry of Residence i
`City
`liT
`
`Mailing Address of Inventor:
`
`Address 1
`Address 2
`
`City
`
`I Casalzuigno
`
`Postal Code
`
`3
`Inventor
`Legal Name
`
`EFS Web 2.2.6
`
`Via Ronco Capo Caccia, 32-1
`
`I 21030
`
`I State/Province
`I Countryi
`liT
`
`I VA
`
`~
`
`Dr. Reddy’s Laboratories, Ltd., et al.
`v.
`Helsinn Healthcare S.A., et al.
`U.S. Patent No. 9,(cid:20)(cid:26)(cid:22),(cid:28)(cid:23)(cid:21)
`Reddy Exhibit 1019
`
`Exh. 1019, Page 1 of 18
`
`
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`PTO/AIA/14 (03-13)
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`Application Data Sheet 37 CFR 1. 76
`
`Attorney Docket Number
`
`23278.2.US.9
`
`Application Number
`
`Title of Invention
`
`LIQUID PHARMACEUTICAL FORMULATIONS OF PALONOSETRON
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Cannella
`Roberta
`Residence Information (Select One) 0 US Residency ® Non US Residency 0 Active US Military Service
`City
`Varese
`[country of Residence i
`[IT
`
`Mailing Address of Inventor:
`
`Address 1
`Address 2
`I Varese
`City
`Postal Code
`
`Inventor
`4
`Legal Name
`
`Via AI Colle 42
`
`21030
`
`I State/Province
`I Countryi
`liT
`
`I VA
`
`!'la'n,g~e "::1
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Macciocchi (Deceased)
`Alberto
`Residence Information (Select One) 0 US Residency ® Non US Residency 0 Active US Military Service
`City
`[country of Residence i
`Melide
`[cH
`
`Mailing Address of Inventor:
`
`Address 1
`Address 2
`City
`I Melide
`Postal Code
`
`5
`Inventor
`Legal Name
`
`Via Alia Bola, 2
`
`6815
`
`I State/Province 1 TC
`I CH
`I Countryi
`
`I Remove l
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Miksztal
`Andrew
`0 Non US Residency 0 Active US Military Service
`Residence Information (Select One) ® US Residency
`I State/Province I CA
`I Country of ResidencJ I US
`City
`Palo Alto
`
`Mailing Address of Inventor:
`
`Address 1
`Address 2
`City
`I Palo Alto
`Postal Code
`
`7 43 Cereza Drive
`
`94306
`
`EFS Web 2.2.6
`
`I State/Province
`I Countryi 1 us
`
`I CA
`
`Exh. 1019, Page 2 of 18
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`PTO/AIA/14 (03-13)
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`Application Data Sheet 37 CFR 1.76
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`Attorney Docket Number
`
`23278.2.US.9
`
`Application Number
`
`Title of Invention
`
`LIQUID PHARMACEUTICAL FORMULATIONS OF PALONOSETRON
`
`Inventor
`6
`Legal Name
`
`I Remove l
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Malefyt
`Thomas
`0 Non US Residency 0 Active US Military Service
`Residence Information (Select One) (!) US Residency
`I State/Province I CA
`I Country of ResidencJ I US
`City
`Carmel Valley
`
`Mailing Address of Inventor:
`
`20 Sleepy Hollow Drive
`
`Address 1
`Address 2
`I Carmel Valley
`City
`Postal Code
`1 93924
`
`7
`Inventor
`Legal Name
`
`J State/Province
`I Countryi
`1 us
`
`I CA
`
`I ·Remove· I
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Kathleen
`M
`Residence Information (Select One) (!) US Residency
`I State/Province
`City
`Palo Alto
`
`Lee
`0 Non US Residency 0 Active US Military Service
`I Country of ResidencJ I US
`I CA
`
`Mailing Address of Inventor:
`
`4173 El Camino Real, Apt. 20
`
`Address 1
`Address 2
`I Palo Alto
`City
`Postal Code
`
`I State/Province
`I Countryi
`1 us
`All Inventors Must Be Listed - Additional Inventor Information blocks may be
`generated within this form by selecting the Add button.
`
`1 94306
`
`I CA
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`··;;<Add· I
`
`iW .....
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`Correspondence Information:
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`D An Address is being provided for the correspondence Information of this application.
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`Application Data Sheet 37 CFR 1. 76
`Title of Invention I LIQUID PHARMACEUTICAL FORMULATIONS OF PALONOSETRON
`
`Attorney Docket Number
`
`23278.2.US.9
`
`Application Number
`
`Application Information:
`
`Title of the Invention
`
`Attorney Docket Number 23278.2.US.9
`
`LIQUID PHARMACEUTICAL FORMULATIONS OF PALONOSETRON
`I Small Entity Status Claimed D
`
`Application Type
`
`Nonprovisional
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`Subject Matter
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`Utility
`
`I Suggested Figure for Publication (if any) I
`
`I
`
`Total Number of Drawing Sheets (if any)
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`Request Not to Publish. I hereby request that the attached application not be published under
`D 35 U.S. C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing.
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`Representative Information:
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`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
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`I 0 US Patent Practitioner lo Limited Recognition (37 CFR 11.9)
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`Domestic Benefit/National Stage Information:
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`National Stage entry from a PCT application. Providing this information in the application data sheet constitutes the
`specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
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`Prior Application Status Pending
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`Continuation of
`
`13901437
`
`Prior Application Status Pending
`
`Application Number
`
`Continuity Type
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`Prior Application Number
`
`I Remove I
`Filing Date (YYYY-MM-DD)
`
`2013-05-23
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`Filing Date (YYYY-MM-DD)
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`Prior Application Status Patented
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`jHemove J
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`Continuation in part of
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`13087012
`
`2011-04-14
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`PTO/AIN14 (03-13)
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`Application Data Sheet 37 CFR 1. 76
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`Attorney Docket Number
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`23278.2.US.9
`
`Application Number
`
`Title of Invention
`
`LIQUID PHARMACEUTICAL FORMULATIONS OF PALONOSETRON
`
`Application
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`Number
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`Patent Number
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`Issue Date
`(YYYY-MM-DD)
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`13087012
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`Continuation of
`
`11/186311
`
`2005-07-21
`
`Prior Application Status Expired
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`11/186311
`
`Continuation of
`
`PCT /EP2004/000888
`
`Prior Application Status Expired
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`7947724
`
`2011-05-24
`I Reillciye .I
`Filing Date (YYYY-MM-DD)
`
`2004-01-30
`1 Reolo}/e I
`Filing Date (YYYY-MM-DD)
`
`PCT /EP2004/000888
`
`non provisional of
`
`60/444351
`
`2003-01-30
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`that is eligible for retrieval under the priority document exchange program (PDX) 1 the information will be used by the Office to
`automatically attempt retrieval pursuant to 37 CFR 1.55(h)(1) and (2). Under the POX program, applicant bears the ultimate
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`property office, or a certified copy of the foreign priority application is filed, within the time period specified in 37 CFR 1.55(g)(1 ).
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`Statement under 37 CFR 1.55 or 1.78 for AlA (First Inventor to File) Transition
`Applications
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`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`1ZJ contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
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`Application Data Sheet 37 CFR 1.76
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`Attorney Docket Number
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`23278.2.US.9
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`Application Number
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`Title of Invention
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`LIQUID PHARMACEUTICAL FORMULATIONS OF PALONOSETRON
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`If checked, the undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO),
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`to: 1) the instant patent application-as-filed; 2) any foreign application to which the instant patent application
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`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title 37 of CFR
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`Applicant 1
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in this section is the name and address of the legal representative who is the applicant under 37 CFR
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`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`I Cleap£;,~~J
`jo Joint Inventor
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`jo Legal Representative under 35 U.S.C. 117
`® Assignee
`lo
`0 Person to whom the inventor is obligated to assign.
`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`
`Person who shows sufficient proprietary interest
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`Name of the Deceased or Legally Incapacitated Inventor:[
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`Organization Name
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`I Helsinn Healthcare SA
`Mailing Address Information For Applicant:
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`~
`
`I
`
`I
`
`Address 1
`
`Address 2
`
`City
`Country j CH
`Phone Number
`
`EFS Web 2.2.6
`
`P.O. Box 357, Pambio-Noranco
`
`Lugano
`
`State/Province
`
`Postal Code
`
`TC
`
`6915
`
`1 +41 (0) 91 985.21.21
`
`Fax Number
`
`+41 (0) 91993.21.22
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`Application Data Sheet 37 CFR 1.76
`Title of Invention I LIQUID PHARMACEUTICAL FORMULATIONS OF PALONOSETRON
`
`Attorney Docket Number
`
`23278.2.US.9
`
`Application Number
`
`I Email Address
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`I info-HHC@helsinn.com
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`Applicant 2
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`® Assignee
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`Person who shows sufficient proprietary interest
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`l·. ~t.: I
`jo Joint Inventor
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`Name of the Deceased or Legally Incapacitated Inventor :I
`~
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`If the Applicant is an Organization check here.
`I Roche Palo Alto LLC
`Mailing Address Information For Applicant:
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`Organization Name
`
`I
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`I
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`Address 1
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`Address 2
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`City
`Count..Y I US
`Phone Number
`
`Email Address
`
`3431 Hillview Avenue
`
`Palo Alto
`
`(650) 225-1000
`
`info@roche.com
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`State/Province
`
`CA
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`Postal Code
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`94304
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`(650) 225-6000
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`23278.2.US.9
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`Application Number
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`Title of Invention
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`LIQUID PHARMACEUTICAL FORMULATIONS OF PALONOSETRON
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`Complete this section only if non-applicant assignee information is desired to be included on the patent application publication in
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`Signature Co- ~ . A.----
`I Last Name I Sullivan
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`Clark G.
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`36942
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`Exh. 1019, Page 9 of 18
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`PTO/AIA/14 (03-13)
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`Application Data Sheet 37 CFR 1.76
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`Attorney Docket Number
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`23278.2.US.9
`
`Application Number
`
`Title of Invention I LIQUID PHARMACEUTICAL FORMULATIONS OF PALONOSETRON
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
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`Secrecy Order 37 CFR 5.2
`Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`D 37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
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`Inventor Information:
`
`1
`Inventor
`Legal Name
`
`,,,~~\lJ;(ly~·; ,j
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Calderari
`Giorgio
`Residence Information (Select One) 0 US Residency @ Non US Residency 0 Active US Military Service
`City
`Rancate
`!country of Residence i
`icH
`
`Mailing Address of Inventor:
`
`Address 1
`Address 2
`City
`I Rancate
`Postal Code
`
`2
`Inventor
`Legal Name
`
`Via Seer 35
`
`6862
`
`I State/Province
`I Country i
`I CH
`
`I TC
`
`I Remove I
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Bonadeo
`Daniele
`Residence Information (Select One) 0 US Residency @ Non US Residency 0 Active US Military Service
`liT
`City
`Casalzuigno
`!country of Residence i
`
`Mailing Address of Inventor:
`
`Via Ronco Capo Caccia, 32-1
`
`21030
`
`I State/Province
`I Country i
`liT
`
`I VA
`
`I Remove I
`
`Address 1
`Address 2
`City
`I Casalzuigno
`Postal Code
`
`Inventor
`3
`Legal Name
`
`EFS Web 2.2.6
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`Exh. 1019, Page 10 of 18
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`PTO/AIA/14 (03-13)
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`Application Data Sheet 37 CFR 1.76
`
`Application Number
`Title of Invention I LIQUID PHARMACEUTICAL FORMULATIONS OF PALONOSETRON
`
`Attorney Docket Number
`
`23278.2.US.9
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Cannella
`Roberta
`Residence Information (Select One) 0 US Residency
`(!) Non US Residency 0 Active US Military Service
`City
`Varese
`!country of Residence i
`liT
`
`Mailing Address of Inventor:
`
`Address 1
`Address 2
`I Varese
`City
`Postal Code
`
`4
`Inventor
`Legal Name
`
`Via AI Colle 42
`
`21030
`
`I State/Province
`I Countryi
`liT
`
`I VA
`
`l\ R~ijl~v~r:.l
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Macciocchi (Deceased)
`Alberto
`(!) Non US Residency 0 Active US Military Service
`Residence Information (Select One) 0 US Residency
`City
`Mel ide
`!country of Residence i
`
`TcH
`
`Mailing Address of Inventor:
`
`Address 1
`Address 2
`City
`I Melide
`Postal Code
`
`Inventor
`5
`Legal Name
`
`Via Alia Bola, 2
`
`6815
`
`I State/Province
`I CH
`I Countryi
`
`I TC
`
`~~
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Miksztal
`Andrew
`0 Non US Residency 0 Active US Military Service
`Residence Information (Select One) (!) US Residency
`I State/Province I CA
`I Country of ResidencJ
`City
`j US
`Palo Alto
`
`Mailing Address of Inventor:
`
`Address 1
`Address 2
`City
`I Palo Alto
`Postal Code
`
`7 43 Cereza Drive
`
`94306
`
`EFS Web 2.2.6
`
`I State/Province 1 CA
`1 us
`I Countryi
`
`Exh. 1019, Page 11 of 18
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`
`
`PTO/AIA/14 (03-13)
`Approved for use through 01/31/2014. OMS 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMS control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`Title of Invention I LIQUID PHARMACEUTICAL FORMULATIONS OF PALONOSETRON
`
`Attorney Docket Number
`
`23278.2.US.9
`
`Inventor
`6
`Legal Name
`
`I Remove >I
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Malefyt
`Thomas
`Residence Information (Select One) (!) US Residency 0 Non US Residency 0 Active US Military Service
`r Country of Residencei 1 US
`I State/Province I CA
`City
`Carmel Valley
`
`Mailing Address of Inventor:
`
`Address 1
`Address 2
`I Carmel Valley
`City
`Postal Code
`
`7
`Inventor
`Legal Name
`
`20 Sleepy Hollow Drive
`
`93924
`
`I State/Province
`I Countryi
`T us
`
`I CA
`
`j&tt~~rUQVe I
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`M
`Lee
`Kathleen
`Residence Information (Select One) (!) US Residency 0 Non US Residency 0 Active US Military Service
`[ Country of Residencei T US
`I State/Province rCA
`City
`Palo Alto
`
`Mailing Address of Inventor:
`
`Address 1
`Address 2
`City
`I Palo Alto
`Postal Code
`All Inventors Must Be Listed - Additional Inventor Information blocks may be
`generated within this form by selecting the Add button.
`
`I State/Province
`I Countryi 1 us
`
`I CA
`
`~r:t.a.~~J~'rl
`
`4173 El Camino Real, Apt. 20
`
`94306
`
`Correspondence Information:
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`PTO/AIA/14 (03-13)
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`
`Application Data Sheet 37 CFR 1. 76
`
`Attorney Docket Number
`
`23278.2. US. 9
`
`Application Number
`
`Title of Invention
`
`LIQUID PHARMACEUTICAL FORMULATIONS OF PALONOSETRON
`
`Application Information:
`
`Title of the Invention
`
`Attorney Docket Number 23278.2.US.9
`
`Application Type
`
`Nonprovisional
`
`Subject Matter
`
`Utility
`
`LIQUID PHARMACEUTICAL FORMULATIONS OF PALONOSETRON
`I Small Entity Status Claimed D
`
`I Suggested Figure for Publication (if any) I
`
`I
`
`Total Number of Drawing Sheets (if any)
`Publication Information:
`D Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`Request Not to Publish. I hereby request that the attached application not be published under
`D 35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing.
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`jo Limited Recognition (37 CFR 11.9)
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`Domestic Benefit/National Stage Information:
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`National Stage entry from a PCT application. Providing this information in the application data sheet constitutes the
`specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
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`Prior Application Status Pending
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`13901830
`
`Continuation of
`
`13901437
`
`Prior Application Status Pending
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`13901437
`
`Continua