`Dr. Reddy's Laboratories, Ltd., et al. v. Helsinn Healthcare S.A.
`Trial PGR2016-00007
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`Helsinn Healthcare s.A. —
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`Brockméller —
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`04-29-1992
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`Hallinan, E. Ann (G.D.
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`Opposition Brief filed by Dr. Reddy‘s Laboratories (UK) Limited, opposition to European Patent No. 1601359
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`Palonosetron: a phase II dose ranging study to assess over a 7 day period the single dose pharmacokinetic
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`pursuant to Art. 96(2) EPC of 3 January 2007 regarding Serial Number 04 706 657.6-2123
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`Annex 1 (Statement of Walso Mossi, Ph.D.) to Response of Helsinn Healthcare to Opposition of EP Serial
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`5582040v1
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`ALL REFERENCES CONSEBEREED EXCEPT WHERE UNEB THROUGH.
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`Page 3 of 12
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`Receit date: 05/24/2013
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`‘$901830 ~ GAL}: 1628
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`Fl//were
`INFORMATION DISCLOSURE
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`Annex 2 to Response of Helsinn Healthcare to Opposition of EP Serial No. 04 706 657.6 dated February 11,
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`Annex 3 to Response of Helsinn Healthcare to Opposition of EP Serial No. 04 706 657.6 dated February 11,
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`Summary of Product Characteristics for Aloxi 250 (2009)
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`Scientific Discussion from the European Public Assessment Report for Aloxi (Palonoseteron Hydrochloride)
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`2006
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`6th Edition, Handbook of Pharmaceutical Excipients (2009), pp. 247-250 (RPS Publishing)
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`Lewis, Gareth A (2006) ‘Optimization Methods,‘ Encyclopedia of Pharmaceutical Technology, 1:1, 2452-
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`May 24, 2011 Para. IV notice from Teva Pharmaceuticals re '724 and '725 patents
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`May 24, 2011 Para. IV notice from Sandoz re '724 and '725 patents
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`Sept. 22, 2011 Para. IV notice from Sandoz re '724, '725 and '424 patents
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`July 8,2011 Complaint for patent infringement (D. N.J. case No. 11-03962)
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`Sept. 23, 2011 Complaint for patent infringement (D. N.J. case No. 11-5579)
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`August 31, 2011 Answer and counterclaim of Dr. Reddy's Laboratories, Ltd. and Dr. Reddy's Laboratories,
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`Inc. (D. N.J. case No. 11-03962)
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`Sept. 13,2011 Sandoz |nc.'s answer to complaint for patent infringement and counterclaims (D. N.J. case
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`No. 11-03962)
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`Sept. 13, 2011 Teva Pharmaceuticals USA, Inc. and Teva Pharmaceutical Industries Ltd.'s answer (D. N.J.
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`case No. 11-03962)
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`Oct. 5, 2011 Plaintiff's reply to answer and counterclaim of Dr. Reddy's Laboratories, Ltd. and Dr. Reddy
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`Laboratories, Inc. (D. N.J. case No. 11-03962)
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`Oct. 21, 2011 Plaintiff's reply to Sandoz |nc.'s answer to complaint for patent infringement and
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`counterclaims (D. N.J. case No. 11-03962)
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`Oct. 24, 2011 Answer and counterclaim of Dr. Reddy's Laboratories, Ltd. and Dr. Reddy's Laboratories, lnc.
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`(D. N.J. case No. 11-5579)
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`Oct. 24, 2011 Sandoz lnc.'s answer to complaint for patent infringement and counterclaims (D. N.J. case
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`No. 11-5579)
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`Oct. 27, 2011 Order consolidating the two cases (D. N.J. case No. 11-5579)
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`Nov. 17, 2011 Plaintiffs’ reply to answer and counterclaim of Dr. Reddy's Laboratories, Ltd. and Dr. Reddy's
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`Laboratories, lnc. (D. N.J. case No. 11-03962)
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`Nov. 17, 2011 Plaintiffs‘ reply to Sandoz |nc.'s answer to complaint for patent infringement and
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`counterclaims (D. N.J. case No. 11-03962)
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`Dec. 5, 2011 Teva Pharmaceuticals USA Inc. and Teva Pharmaceuticals Industries Ltd.'s answer to
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`May 21, 2012 Defendants‘ opening claim construction brief (including exhibits 1-31)
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`May 21, 2012 Plaintiffs‘ opening claim construction brief (including exhibits 1-15)
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`5582040v1
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`ALL REFERENCES CONSEBEREED EXCEPT WHERE i_tNEti) THROUGH.
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`Receit date: 05/24/2013
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`33901830 ~ GAL}: 1628
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`Complete if Known
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`Application Number
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`F{’’”9 De“?
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`Giorgio Calderari
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`232782-US-9
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`INFORMATION DISCLOSURE
`STATEMENT BY APPIJCANT
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`(Use as many sheets as necessary)
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`NONPATENT LITERATURE DOCUMENTS
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`- July 20, 2012 Defendants‘ responsive claim construction brief (including exhibits 1-3)
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`July 20, 2012 Plaintiffs’ responsive claim construction brief (including Exhibits A and B)
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`Sept. 7, 2012 Court transcript from September 7, 2012 Markman hearing and Plaintiffs‘ PowerPoint
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`presentation (D. N.J. case No. 11-03962)
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`Dec. 1, 2011 Sandoz lnc.'s invalidity contentions pursuant to L. Pat. R. 3.6(c) (D. N.J. case No. 11-03962)
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`Dec. 1, 2011 Teva Pharmaceuticals USA, Inc. and Teva Pharmaceutical Industries, Ltd.'s invalidity
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`contentions, pursuant to L. Pat. R. 3.6(c)(D. N.J. case No. 11-03962)
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`Dec. 1, 2011 Dr. Reddy's Laboratories, Ltd.’s and Dr. Reddy's Laboratories, lnc.'s invalidity contentions
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`pursuant to L. Pat. R. 3.6(c) (D. N.J. case No. 11-03962)
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`Jan. 31, 2012 Plaintiffs responses to defendants‘ invalidity contentions (D. N.J. case No. 11-03962)
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`Sept. 25, 2012 Sandoz lnc.'s first amended invalidity contentions pursuant to L. Pat. R. 3.6(c) (D. N.J. case
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`No. 11-03962)
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`Nov. 19, 2012 Plaintiffs‘ responses to Sandoz lnc.'s first amended invalidity contentions (D. N.J. case No.
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`L.G. Wade Jr., Organic Chemistry, Ch. 19: Amines, pp. 867-936 (Prentice Hall 3d ed. 1995)
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`L.A. Trissel, Ondansetron HCI, in Handbook on lnjectable Drugs, pp. 683-88 (ASHP 7th ed. 1992)
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`NAVOBAN® (tropisetron HCI) Malaysian Prescribing Information (Sep. 2000)
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`KYTR|L® (granisetron HCI South African Prescribing Information (Dec. 1993)
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`Forms: Parenteral Medications, Vol. 1, Ch, 4, pp. 115-72 (Avis, Lieberman, Lachman eds., Marcel Dekker
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`Handbook of Pharmaceutical Excipients, 3d Ed., (Kibbe ed. Pharmaceutical Press 2000); pp. 140-143, 191-
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`5582040v1
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`J. Broadhead, Parenteral Dosage Forms, Pharmaceutical Preformulation and Formulation: A Practical
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`Press 1st ed. 2001)
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`K.A. Connors et al,, Chemical Stability of Pharmaceuticals: A Handbook for Pharmacists (John Wiley &
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`Sons 2d ed. 1986)
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`ZOFRAN®, in The Physician's Desk Reference, op. 1503-07 (5th ed. 2001)
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`‘$901830 ~ GAL}: 1628
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`Complete if Known
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`INFORMATION DISCLOSURE
`First Named Inventor
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`STATEMENT BY APPLICANT
`Art Unit
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`Examiner Name
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`Giorgio Calderari
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`23278.2.US.9
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`November 21, 2007 Statutory Declaration of Giorgio Calderari, Daniele Bonadeo, Roberta Cannella, Enrico
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`Reddy's Paragraph lV notice regarding all three patents (D. N.J. Case No. 12-2867), dated March 30, 2012
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`May 11, 2012 Complaint for patent infringement filed by Helsinn and Roche (D. N.J. Case No. 12-2867)
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`June 26, 2012 Dr. Reddy's Laboratories, Ltd.'s and Dr. Reddy's Laboratories, lnc.'s memorandum of law in
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`support of their motion to dismiss or for summary judgment of non-infringement of U.S. patent No.
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`7,947,724 (D. N.J. Case No. 12-2867) (including Exhibits 1-10)
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`Aug. 16, 2012 Notice of Plaintiffs‘ cross—motion for partial summaryjudgment of infringement (D. N.J. Case
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`No. 12-2867)
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`Aug. 6, 2012 Plaintiffs‘ opposition to Defendants‘ motion to dismiss or for summary judgment of
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`noninfringement and cross-motion for partial summary judgment of infringement (D. N.J. Case No. 12-1867)
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`Schéneich declaration (D. N.J. Case No. 12-2867) (Including Exhibits A and 1-24), dated August 6, 2012
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`Sept. 4, 2012 Reddy's brief in opposition to Plaintiffs‘ cross—motion for partial summary judgment and reply
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`memorandum of law in further support of Reddy's motion to dismiss or for summary judgment of non-
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`infringement (D. N.J. Case No. 12-2867)(lncluding Exhibits 1-4)
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`DeLuca Declaration (D. N.J. Case No. 12-2867)(lncluding exhibits A-J), dated September 3, 2012
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`cross-motion for partial summary judgment and reply in support of Reddy's motion to dismiss or for
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`summary judgment of noninfringement (D. N.J. Case No. 12-2867)(lncluding exhibits A and B)
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`Sept. 14, 2012 Dr. Reddy's letter in response to Plaintiffs‘ September 10, 2012 letter (D. N.J. Case No. 12-
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`2867)
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`USPTO Office Action, USSN 11/388,268, Filing Date 03/24/2006, Mail Date 03/29/2010
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`USPTO Non-Final Office Action, USSN 11/186,311, mailed October 5,2007.
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`USPTO Non—Final Office Action, USSN 11/186,311, mailed October 6, 2008.
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`USPTO Final Office Action, USSN 11/186,311, mailed May 20, 2009.
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`Giorgio Calderari
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`13901830 ~ GAE}: 1628
`Receipt date: 05/24/2013
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`INFORMATION DISCLOSURE
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`STATEMENT BY APPLICANT
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`USPTO Advisory Action, USSN 11/186,311, mailed July 15, 2009.
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`USPTO Notice of Allowance and Fees Due, USSN 11/186,311, mailed March 4, 2011.
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`USPTO Notice of Allowability, USSN 11/186,311, dated May 24, 2011.
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`USPTO Non-Final Office Action, USSN 11/388,268, mailed July 17, 2006.
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`USPTO Non-Final Office Action, USSN 11/388,268, mailed November 17, 2006.
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`USPTO Final Office Action, USSN 11/388,268, mailed November 12, 2008
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`USPTO Advisory Action, USSN 11/388,269, mailed July 15, 2009.
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`USPTO lnten/iew Summary, USSN 11/388,270, dated December 14, 2007.
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`USPTO Notice of Allowance and Fees Due, USSN 11/388,270, mailed January 5,2011.
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`USPTO Non-Final Office Action, USSN 13/087,012, mailed March 12, 2012.
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`USPTO Non-Final Office Action, USSN 13/087,012, mailed July 19, 2012.
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`USPTO interview Summary, USSN 13/087,012, dated February 15, 2013.
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`USPTO Notice of Allowance and Fees Due, USSN 13/087,012, mailed February 27, 2013.
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`USPTO Response to Amendment under Rule 312, USSN 13/087,012, mailed April 4, 2013.
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`ALL REFERENCES CONSEBEREED EXCEPT WHERE UNEE) THROUGH.
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`/SQ./’
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`Page 7 of 12
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`‘i3901830 ~ GAL}: 1628
`Receit date: 05/24/2013
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`Complete if Known
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`Ff/i~aDate
`INFORMATION DISCLOSURE
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`First Named Inventor
`Giorgio Calderari
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`STATEMENT BY A""”°A"'T L
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`Examiner Name
`(Use as many sheets as necessary)
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`11 Anomeyoockerwumner
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`2a2m.us.e
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`NONPATENT LITERATURE DOCUMENTS
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`USPTO Non-Final Office Action, USSN 11/129,839, mailed June 10,2008.
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`400
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`401
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`Eisenberg et al. 2004, “Efficacy, safety and pharmacokinetics of palonosetron in patients receiving highly
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`emetogenic cisplatin-based chemotherapy: a dose-ranging clinical study. “Annals of Oncology, Volume 15,
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`pages 330-337.
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`402 Mayron et al. 1996, “Stability and compatibility of granistron hydrochloride in i.v. solutions and oral liquids
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`and during simulated Y-site injection with selected drugs." Am J Health-Sys Pharm, 53: 294-304.
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`Trissel et al. 1997, “Com patibility of granisetron hydrochloride with selected drugs during simulated Y -site
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`administration.” Am J Health-Syst Pharm 54: 56-60.
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`USPTO Final Office Action, USSN 11/129,839, mailed March 17, 2009.
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`403
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`404
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`405
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`411
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`USPTO Advisory Action, USSN 11/129,839, mailed July 22, 2009.
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`USPTO Non-Final Office Action, USSN 11/129,839, mailed January 15, 2010.
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`USPTO Examiner Interview Summary, USSN 11/129,839, mailed November 9,2010.
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`USPTO Notice of Allowance and Fees Due, USSN 11/129,839, mailed January 3, 2011.
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`USPTO Notice of Abandonment, USSN 11/129,839, mailed April 18, 2011.
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`USPTO Non-Final Office Action, USSN 13/077,374, mailed February 17, 2012.
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`Roila et al. 1998, “Prevention of chemotherapy- and radiotherapy-induced emesis: Results of the Perugia
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`consensus conference.” Annals of Oncology, Volume 9, pages 811-819.
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`USPTO Final Office Action, USSN 13/077,374, mailed November 23,2012.
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`Piraccini, Gaia et al., American Society of Clinical Oncology May 12-15, 2001 San Francisco- USA (Vol. 20,
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`part 1 of 2, 2001) (Abstract no. 1595).
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`USPTO Non-Final Office Action, USSN 11/201,035, mailed May 16, 2008.
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`USPTO Final Office Action, USSN 11/201,035, mailed February 4, 2009.
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`USPTO Final Office Action, USSN 11/201,035, mailed June 8,2010.
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`413
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`450
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`451
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`452
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`500
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`FDA approval letter of Aloxi (palonosetron hydrochloride injection), dated July 25, 2003.
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`501
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`Grunberg SM, Hajdenberg J, Charu V, et al. Palonosetron is active in preventing acute and delayed emesis 502
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`Macciocchi A, Chernoff SB, Gallagher SC. A phase II dose-ranging study to assess intravenous doses of
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`palonosetron for the prevention of highly emetogenic chemotherapy-induced nausea and vomiting. In:
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`Program/Proceedings of the 38th Annual Meeting of the American Society of Clinical Oncology; May 18-21,
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`2002; Orlando, Fla. Abstract 1480.
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`following moderately emetogenic chemotherapy: results of a phase III trial. Support Care Cancer
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`2002;10:Abstract F’-1 13
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`Aapro MS, Selak E, Lichinitser M, et al. Palonosetron is more effective than ondansetron in preventing
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`chemotherapy-induced nausea and vomiting in patients receiving moderately emetogenic chemotherapy:
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`results of a phase III trial. In: Program/Proceedings of the 39th Annual Meeting of the American Society of
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`Clinical Oncology; May 31—June 3, 2003; Chicago, Ill. Abstract 2918.
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`Aapro MS, Bertoli L, Lordick F, et al. Palonosetron is effective in preventing acute and delayed
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`chemotherapy induced nausea and vomiting in patients receiving highly emetogenic chemotherapy. 15"‘
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`MASCC International Symposium, Berlin, Germany. Support Care Cancer, Vol. 11, No. 6, June 2003, A17.
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`Cartmell AD, Ferguson 8, Yanaglhara R, et al. Protection against chemotherapy-induced nausea and
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`vomiting is maintained over multiple cycles of moderately or highly emetogenic chemotherapy by
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`palonosetron, a potent 5 HT3 receptor antagonist. In: Program/Proceedings of the 39th Annual Meeting of
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`the American Society of Clinical Oncology; May 31—June 3, 2003; Chicago, Ill. Abstract 3041.
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`Sabra, Choice of a 5-HT3 Receptor Antagonist for the Hospital Formulary, EHP, October 1996, vol. 2, Supp
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`1, S19-S24.
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`Gregory and Ettinger, 5HT3 receptor antagonists for the prevention of chemotherapy-induced nausea and
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`vomiting. A comparison of their pharmacology and clinical efficacy. Drugs, February 1998; 55(2): 173-189.
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`504
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`507
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`5582040v1
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`ALL REFERENCES CONSEBERED EXCEPT WHERE IJNED THROUGH.
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`/8.3./’
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`Page 8 of 12
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`Page 8 of 12
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`Application Number
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`Filing Date
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`First Named Inventor
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`Giorgio Calderari
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`Receipt date: 05/24/2013
`‘$901830 ~ GAE}: 1628
`
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`
`Complete if Known
`
`
`
`
`
`INFORMATION DISCLOSURE
`
`
`
`STATEMENT BY APPLICANT
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`(use-smanyasnecessam T
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`:1 Anorneyoocker~umber
`2s2vs.2.us.e
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`NONPATENT LITERATURE DOCUMENTS
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`- Full Prescribing Information for Aloxi (palonosetron HCl) injection for Intravenous Use (2008). _
`509
`Drug, Dose & Schedule Recommendations for Antiemetic Regimens (American Society for Clinical
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