UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`US ENDODONTICS, LLC,
`Petitioner
`
`v.
`
`GOLD STANDARD INSTRUMENTS, LLC
`Patent Owner
`
`Case PGR2015-00019
`Patent 8,876,991 B2
`
`PETITIONER’S EXHIBIT LIST
`
`8383239v.1
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`US ENDODONTICS, LLC,
`Petitioner
`
`v.
`
`GOLD STANDARD INSTRUMENTS, LLC
`Patent Owner
`
`Case PGR2015-00019
`Patent 8,876,991 B2
`
`PETITIONER’S EXHIBIT LIST
`
`8383239v.1
`
`
`
`Pursuant to 37 C.F.R. § 42.63(e), Petitioner US Endodontics, LLC hereby
`
`furnishes below a current Exhibit List to the Board and to counsel for Patent
`
`Owner Gold Standard Instruments, LLC. Petitioner hereby certifies that copies of
`
`the Exhibits listed below have been served on counsel for Patent Owner.
`
`Exhibit No.
`
`Description
`
`1001
`1002
`
`1003
`1004
`
`1005
`
`1006
`
`1007
`1008
`1009
`1010
`1011
`1012
`
`U.S. Patent No. 8,876,991
`Declaration of A. Jon Goldberg
`
`Prosecution history of U.S. Patent No. 8,876,991
`Fujio Miura et al., The super-elastic property of the Japanese NiTi
`alloy wire for use in orthodontics, 90 AM. J. ORTHODONTICS &
`DENTOFACIAL ORTHOPEDICS 1 (1986)
`Satish B. Alapati, “An investigation of phase transformation
`mechanisms for nickel-titanium rotary endodontic instruments,” PhD
`thesis, 2006
`Alan R. Pelton et al., Optimisation of Processing and Properties of
`Medical-Grade Nitinol Wire, MINIMALLY INVASIVE THERAPIES &
`ALLIED TECHS. 107 (2000)
`U.S. Patent No. 5,697,906 to Ariola et al.
`Prosecution history of U.S. Patent No. 8,727,773
`Prosecution history of U.S. Patent No. 8,083,873
`Prosecution history of U.S. Patent No. 8,062,033
`U.S. Patent No. 8,727,773
`Prosecution history of European Patent Application No. 05756629.1
`
`8383239v.1
`
`1
`
`
`
`1013
`
`1014
`1015
`
`1016
`
`1017
`
`1018
`1019
`
`1020
`
`1021
`
`1022
`
`1023
`
`1024
`
`1025
`
`1026
`
`Transcript of Motion Hearing, Nov. 25, 2014, Dentsply
`International, Inc. v. US Endodontics, LLC, Docket No. CV-2-14-
`196 (E.D. Tenn.) (excerpts)
`International Standard ISO 3630-1, 2nd ed. (2008)
`Declaration of Walter Zanes
`Edgar Schäfer et al., Bending Properties of Rotary Nickel-
`Titanium Instruments, 96 ORAL SURGERY ORAL MEDICINE ORAL
`PATHOLOGY 757 (2003)
`Luca Testarelli et al., Bending Properties of a New Nickel-
`Titanium Alloy with a Lower Percent by Weight of Nickel, 37 J.
`ENDODONTICS 1293 (2011)
`Declaration of Adam Kozak
`Excerpts of Expert Report of Robert Sinclair, Ph.D., Dentsply
`International, Inc. v. US Endodontics, LLC, Docket No. CV-2-14-
`196 (E.D. Tenn.)
`Alan R. Pelton et al., The Physical Metallurgy of Nitinol
`Medical Applications, 55 J. METALS 33-37 (May 2003)
`S. Miyazaki et al., Characteristics of Deformation and
`Transformation Pseudoelasticity in Ti-Ti Alloys, 43 J. PHYSIQUE
`COLLOQUES C4-255 (1982)
`
`for
`
`U.S. Patent App. Pub. No. 2008/0032260 A1 to Luebke
`
`International Standard ISO 3630-1, 1st ed. (1992)
`
`U.S. Patent No. 5,628,674 to Heath et al.
`
`U.S. Patent Application Publication No. US 2006/0115786
`A1 to Matsutani et al.
`
`Japanese Unexamined Patent Application Publication
`Number 2006-149675 to Matsutani et al.
`
`8383239v.1
`
`2
`
`
`
`1027
`
`1028
`
`1029
`
`1030
`
`1031
`
`1032
`
`1033
`
`1034
`
`1035
`
`1036
`
`English translation of Japanese Unexamined Patent
`Application Publication Number 2006-149675 to Matsutani
`et al.
`Transmittal from prosecution history of U.S. Patent Application
`Serial No. 11/287,771, enclosing Japanese Patent Application No.
`2004344717 to Matsutani et al.
`
`Transmittal from prosecution history of U.S. Patent Application
`Serial No. 11/287,771, with English translation of enclosed
`Japanese Patent Application No. 2004-344717 to Matsutani et al.
`Jordan, Fatigue and
`Grégoire Kuhn & Laurence
`Mechanical Properties of Nickel-Titanium Endodontic
`Instruments, 28 J. ENDODONTICS 716 (2002)
`
`U.S. Patent App. Pub. No. 2002/0137008 A1, McSpadden et al.
`
`Teresa Roberta Tripi et al., “Fabrication of Hard Coatings on NiTi
`Instruments,” 29 J. ENDODONTICS 132 (2003)
`Harmeet Walia et al., An Initial Investigation of the Bending and
`Torsional Properties of Nitinol Root Canal Files, 14 J.
`ENDODONTICS 346 (1988)
`M. G. A. Bahia, Fatigue Behaviour of Nickel–Titanium
`Superelastic Wires and Endodontic Instruments, FATIGUE &
`FRACTURE OF ENG’G MATS. & STRUCTURES 29, 518–523 (2006)
`Printout of the webpage:
`http://www.tulsadentalspecialties.com/default/endodontics/RotaryFil
`es /ProFileISO.aspx, accessed on July 22, 2015, and Safety Data
`Sheet for Nickel Titanium Wire: NITINOL 55, linked on that
`webpage.
`
`Masao J. Drexel et al., The Effects of Cold Work and Heat
`Treatment on the Properties of Nitinol Wire, Proc. Int’l
`Conference on Shape Memory & Superelastic Techs., SMST-
`2006, pp. 447-454 (2008)
`
`8383239v.1
`
`3
`
`
`
`1037
`
`1038
`
`Prosecution history of U.S. Patent No. 8,562,341
`
`W.A. Brantley et al., Differential Scanning Calorimetric Studies of
`Nickel Titanium Rotary Endodontic Instruments, 28 J.
`ENDODONTICS 567 (2002)
`
`1039
`
`Transcript of December 3, 2015 Teleconference
`
`Dated: December 5, 2015
`
`/Jeffrey S. Ginsberg/
`Jeffrey S. Ginsberg (Reg. No. 36,148)
`Lead counsel for Petitioner US Endodontics, LLC
`
`Abhishek Bapna (Reg. No. 64,049)
`Back-up counsel for Petitioner US Endodontics,
`LLC
`
`Patterson Belknap Webb & Tyler LLP
`1133 Avenue of the Americas
`New York, NY 10036-6710
`Tel.: (212) 336-2000
`
`8383239v.1
`
`4
`
`
`
`Certificate of Service
`
`Pursuant to 37 C.F.R. § 42.6(e), the undersigned certifies that on December
`
`5, 2015, the foregoing Petitioner’s Exhibit List was served via electronic mail on
`
`the following counsel of record for the Patent Owner:
`
`Joseph A. Hynds
`(jhynds@rothwellfigg.com)
`C. Nichole Gifford
`(ngifford@rothwellfigg.com)
`R. Elizabeth Brenner-Leifer
`(ebrenner@rothwellfigg.com)
`Steven Lieberman
`(slieberman@rothwellfigg.com)
`Jason M. Nolan
`(jnolan@rothwellfigg.com)
`Derek F. Dahlgren
`(ddahlgren@rothwellfigg.com)
`ROTHWELL, FIGG, ERNST & MANBECK, P.C.
`607 14th Street, N.W., Suite 800
`Washington, DC 20005
`
`/Abhishek Bapna/
`Abhishek Bapna (Reg. No. 64,049)
`Patterson Belknap Webb & Tyler LLP
`1133 Avenue of the Americas
`New York, NY 10036-6710
`
`8383239v.1
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