`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`US ENDODONTICS, LLC,
`Petitioner,
`
`v.
`
`GOLD STANDARD INSTRUMENTS, LLC
`Patent Owner.
`
`Case PGR2015-00019
`Patent 8,876,991 B2
`
`PETITIONER’S EXHIBIT LIST
`
`
`
`Pursuant to 37 C.F.R. § 42.63(e), Petitioner US Endodontics, LLC hereby
`
`furnishes below a current Exhibit List to the Board and to counsel for Patent
`
`Owner Gold Standard Instruments, LLC. Petitioner hereby certifies that copies of
`
`the Exhibits listed below have been served on counsel for Patent Owner.
`
`Exhibit No.
`
`Description
`
`1001
`1002
`1003
`
`1004
`
`1005
`
`1006
`
`1007
`1008
`1009
`1010
`1011
`1012
`
`U.S. Patent No. 8,876,991
`Declaration of A. Jon Goldberg
`Prosecution history of U.S. Patent No. 8,876,991
`Fujio Miura et al., The super-elastic property of the Japanese NiTi
`alloy wire for use in orthodontics, 90 AM. J. ORTHODONTICS &
`DENTOFACIAL ORTHOPEDICS 1 (1986)
`Satish B. Alapati, “An investigation of phase transformation
`mechanisms for nickel-titanium rotary endodontic instruments,” PhD
`thesis, 2006
`Alan R. Pelton et al., Optimisation of Processing and Properties of
`Medical-Grade Nitinol Wire, MINIMALLY INVASIVE THERAPIES &
`ALLIED TECHS. 107 (2000)
`U.S. Patent No. 5,697,906 to Ariola et al.
`Prosecution history of U.S. Patent No. 8,727,773
`Prosecution history of U.S. Patent No. 8,083,873
`Prosecution history of U.S. Patent No. 8,062,033
`U.S. Patent No. 8,727,773
`Prosecution history of European Patent Appl. No. 05756629.1
`
`1
`
`
`
`1013
`
`1014
`1015
`
`1016
`
`1017
`
`1018
`1019
`
`1020
`
`1021
`
`1022
`
`1023
`
`1024
`
`1025
`
`1026
`
`Excerpts of Preliminary Injunction Motion Hearing Transcript, Nov.
`25, 2014, Dentsply International, Inc. v. US Endodontics, LLC, Case
`No. 2:14-CV-196 (E.D. Tenn.)
`International Standard ISO 3630-1, 2nd ed. (2008)
`Declaration of Walter Zanes
`Edgar Schäfer et al., Bending Properties of Rotary Nickel-
`Titanium Instruments, 96 ORAL SURGERY ORAL MEDICINE ORAL
`PATHOLOGY 757 (2003)
`Luca Testarelli et al., Bending Properties of a New Nickel-
`Titanium Alloy with a Lower Percent by Weight of Nickel, 37 J.
`ENDODONTICS 1293 (2011)
`Declaration of Adam Kozak
`Excerpts of Expert Report of Robert Sinclair, Ph.D., Dentsply
`International, Inc. v. US Endodontics, LLC, Docket No. CV-2-14-
`196 (E.D. Tenn.)
`Alan R. Pelton et al., The Physical Metallurgy of Nitinol for
`Medical Applications, 55 J. METALS 33-37 (May 2003)
`S. Miyazaki et al., Characteristics of Deformation and
`Transformation Pseudoelasticity in Ti-Ti Alloys, 43 J. PHYSIQUE
`COLLOQUES C4-255 (1982)
`
`U.S. Patent Appl. Pub. No. 2008/0032260 A1 to Luebke
`
`International Standard ISO 3630-1, 1st ed. (1992)
`
`U.S. Patent No. 5,628,674 to Heath et al.
`
`U.S. Patent Appl. Pub. No. US 2006/0115786 A1 to
`Matsutani et al.
`
`Japanese Unexamined Patent Appl. Pub. No. 2006-149675
`to Matsutani et al.
`
`2
`
`
`
`1027
`
`1028
`
`1029
`
`1030
`
`1031
`
`1032
`
`1033
`
`1034
`
`1035
`
`1036
`
`English translation of Japanese Unexamined Patent Appl.
`Pub. No. 2006-149675 to Matsutani et al.
`
`Transmittal from prosecution history of U.S. Patent Appl. Serial
`No. 11/287,771, enclosing Japanese Patent Appl. No. 2004344717
`to Matsutani et al.
`
`Transmittal from prosecution history of U.S. Patent Appl. Serial
`No. 11/287,771, with English translation of enclosed Japanese
`Patent Appl. No. 2004-344717 to Matsutani et al.
`Grégoire Kuhn & Laurence Jordan, Fatigue and
`Mechanical Properties of Nickel-Titanium Endodontic
`Instruments, 28 J. ENDODONTICS 716 (2002)
`
`U.S. Patent Appl. Pub. No. 2002/0137008 A1, McSpadden et al.
`
`Teresa Roberta Tripi et al., “Fabrication of Hard Coatings on NiTi
`Instruments,” 29 J. ENDODONTICS 132 (2003)
`Harmeet Walia et al., An Initial Investigation of the Bending and
`Torsional Properties of Nitinol Root Canal Files, 14 J.
`ENDODONTICS 346 (1988)
`M. G. A. Bahia, Fatigue Behaviour of Nickel–Titanium
`Superelastic Wires and Endodontic Instruments, FATIGUE &
`FRACTURE OF ENG’G MATS. & STRUCTURES 29, 518–523 (2006)
`Printout of the webpage:
`http://www.tulsadentalspecialties.com/default/endodontics/RotaryFil
`es /ProFileISO.aspx, accessed on July 22, 2015, and Safety Data
`Sheet for Nickel Titanium Wire: NITINOL 55, linked on that
`webpage.
`
`Masao J. Drexel et al., The Effects of Cold Work and Heat
`Treatment on the Properties of Nitinol Wire, Proc. Int’l
`Conference on Shape Memory & Superelastic Techs., SMST-
`2006, pp. 447-454 (2008)
`
`1037
`
`Prosecution history of U.S. Patent No. 8,562,341
`
`3
`
`
`
`1038
`
`1039
`
`1040
`
`1041
`
`1042
`
`1043
`
`1044
`
`1045
`
`W.A. Brantley et al., Differential Scanning Calorimetric Studies of
`Nickel Titanium Rotary Endodontic Instruments, 28 J.
`ENDODONTICS 567 (2002)
`
`Transcript of December 3, 2015 Teleconference
`
`Excerpts of Deposition Transcript of Neill H. Luebke, D.D.S.,
`M.S., Dec. 9, 2015, US Endodontics, LLC v. Gold Standard
`Instruments, LLC, IPR2015-00632, Ex. 1038 (P.T.A.B.)
`
`Declaration of Lou Fiorini
`
`Supplemental Declaration of A. Jon Goldberg, Ph.D.
`
`Excerpts of Claim Construction Hearing Transcript, June 14,
`2016, Dentsply International, Inc. v. US Endodontics, LLC, Case
`No. 2:14-CV-196 (E.D. Tenn.)
`
`Excerpts of Deposition Transcript of Neill H. Luebke, D.D.S.,
`M.S., June 2, 2016, Dentsply International, Inc. v. US
`Endodontics, LLC, Case No. 2:14-CV-196 (E.D. Tenn.)
`
`Excerpts of Deposition Transcript of Robert Sinclair, Ph.D., Jan.
`18, 2016, US Endodontics, LLC v. Gold Standard Instruments,
`LLC, IPR2015-00632, Ex. 1040 (P.T.A.B.)
`
`1046
`
`Petitioner’s Demonstrative Slides
`
`4
`
`
`
`Dated: October 14, 2016
`
`Respectfully submitted,
`
`/Jeffrey S. Ginsberg/
`Jeffrey S. Ginsberg (Reg. No. 36,148)
`Lead counsel for Petitioner US Endodontics, LLC
`
`Abhishek Bapna (Reg. No. 64,049)
`Backup counsel for Petitioner US Endodontics, LLC
`
`Patterson Belknap Webb & Tyler LLP
`1133 Avenue of the Americas
`New York, NY 10036-6710
`(212) 336-2000
`
`5
`
`
`
`Certificate of Service
`
`Pursuant to 37 C.F.R. § 42.6(e), the undersigned certifies that on October
`
`14, 2016, the foregoing Petitioner’s Exhibit List, along with Exhibit 1046, was
`
`served via electronic mail on the following counsel of record for Patent Owner:
`
`Joseph A. Hynds
`(jhynds@rothwellfigg.com)
`C. Nichole Gifford
`(ngifford@rothwellfigg.com)
`R. Elizabeth Brenner-Leifer
`(ebrenner@rothwellfigg.com)
`Steven Lieberman
`(slieberman@rothwellfigg.com)
`Jason M. Nolan
`(jnolan@rothwellfigg.com)
`Derek F. Dahlgren
`(ddahlgren@rothwellfigg.com)
`ROTHWELL, FIGG, ERNST & MANBECK, P.C.
`607 14th Street, N.W., Suite 800
`Washington, DC 20005
`
`/Abhishek Bapna/
`Abhishek Bapna (Reg. No. 64,049)