Filed on behalf of: Gold Standard Instruments, LLC
`
`By:
`
`
`
`
`
`
`
` Paper No. ____
`
`Date filed: June 13, 2016
`
`Joseph A. Hynds, Lead Counsel
`Steven Lieberman, Pro Hac Vice
`R. Elizabeth Brenner-Leifer, Back-up Counsel
`C. Nichole Gifford, Back-up Counsel
`Derek F. Dahlgren, Pro Hac Vice
`Jason M. Nolan, Back-up Counsel
`ROTHWELL, FIGG, ERNST & MANBECK, P.C.
`607 14th Street, N.W., Suite 800
`Washington, DC 20005
`Phone: 202-783-6040; Facsimile: 202-783-6031
`Emails: jhynds@rothwellfigg.com
` slieberman@rothwellfigg.com
` ebrenner@rothwellfigg.com
` ngifford@rothwellfigg.com
` ddahlgren@rothwellfigg.com
` jnolan@rothwellfigg.com
`
`
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________
`
`US ENDODONTICS, LLC,
`Petitioner,
`
`v.
`
`GOLD STANDARD INSTRUMENTS, LLC,
`Patent Owner.
`_______________
`
`Case PGR2015-00019
`Patent 8,876,991 B2
`_______________
`
`CORRECTED PATENT OWNER’S EXHIBIT LIST
`(as of June 13, 2016)
`
`
`
`By:
`
`
`
`
`
`
`
` Paper No. ____
`
`Date filed: June 13, 2016
`
`Joseph A. Hynds, Lead Counsel
`Steven Lieberman, Pro Hac Vice
`R. Elizabeth Brenner-Leifer, Back-up Counsel
`C. Nichole Gifford, Back-up Counsel
`Derek F. Dahlgren, Pro Hac Vice
`Jason M. Nolan, Back-up Counsel
`ROTHWELL, FIGG, ERNST & MANBECK, P.C.
`607 14th Street, N.W., Suite 800
`Washington, DC 20005
`Phone: 202-783-6040; Facsimile: 202-783-6031
`Emails: jhynds@rothwellfigg.com
` slieberman@rothwellfigg.com
` ebrenner@rothwellfigg.com
` ngifford@rothwellfigg.com
` ddahlgren@rothwellfigg.com
` jnolan@rothwellfigg.com
`
`
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________
`
`US ENDODONTICS, LLC,
`Petitioner,
`
`v.
`
`GOLD STANDARD INSTRUMENTS, LLC,
`Patent Owner.
`_______________
`
`Case PGR2015-00019
`Patent 8,876,991 B2
`_______________
`
`CORRECTED PATENT OWNER’S EXHIBIT LIST
`(as of June 13, 2016)
`
`
`
`Case PGR2015-00019
`Patent 8,876,991 B2
`
`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board,
`U.S. Patent & Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
`
`Pursuant to 37 C.F.R. § 42.63(e), Patent Owner Gold Standard Instruments,
`
`LLC (“Patent Owner”) hereby furnishes below a current listing of Patent Owner’s
`
`Exhibits to the Board and counsel for Petitioner US Endodontics, LLC
`
`(“Petitioner”). Patent Owner hereby certifies that copies of the Exhibits listed
`
`below have been served on counsel for Petitioner.
`
`
`Ex. 2001
`
`
`Ex. 2002
`
`
`Ex. 2003
`
`EXHIBIT LIST
`
`Preliminary Injunction Hearing Transcript, Vol. I (public version),
`Dentsply Int’l Inc. and Tulsa Dental Prods. LLC d/b/a/ Tulsa Dental
`Specialties v. US Endodontics, LLC, No. 2:14-196, (E.D. Tenn. Nov.
`25, 2014).
`
`Preliminary Injunction Hearing Transcript, Vol. II, Dentsply Int’l Inc.
`and Tulsa Dental Prods. LLC d/b/a/ Tulsa Dental Specialties v.
`US Endodontics, LLC, No. 2:14-196, (E.D. Tenn. Nov. 26, 2014).
`
`PCT application publication WO 2005/122942 (filed June 7, 2005),
`Neill H. Luebke.
`
`
`Ex. 2004 Deposition Transcript of Neill H. Luebke, D.D.S., M.S. (redacted),
`Dentsply Int’l Inc. and Tulsa Dental Prods. LLC d/b/a/ Tulsa Dental
`Specialties v. US Endodontics, LLC, No. 2:14-196, (E.D. Tenn. Oct. 8,
`2014); and errata sheet (E.D. Tenn. Nov. 12, 2014).
`
`
`Ex. 2005 Guhring, Inc., Guhring Coating Services, 2003.
`
`Ex. 2006 Declaration of John Voskuil, Dentsply Int’l Inc. and Tulsa Dental
`Prods. LLC d/b/a/ Tulsa Dental Specialties v. US Endodontics, LLC,
`No. 2:14-196, (E.D. Tenn. July 9, 2014).
`
`2
`
`
`
`Case PGR2015-00019
`Patent 8,876,991 B2
`
`Edge Endo, LLC’s product information for the EdgeFile (Oct. 30,
`2014), printed from <http://edgeendo.com/products/edgefile/>.
`
`
`Ex. 2008 US Endodontics, LLC’s Counter-Designations to Plaintiffs’
`Designations of Bobby Bennett Deposition Testimony and Redacted
`Public Version of the Designated Transcript, Dentsply Int’l Inc. and
`Tulsa Dental Prods. LLC d/b/a/ Tulsa Dental Specialties v. US
`Endodontics, LLC, No. 2:14-196, (E.D. Tenn. Dec. 12, 2014), pp. 1,
`29-32, 36, 58-61, 65, 67, 68, 71, 79, 80, 93, 98, 99, 145, 149, 150,
`187, 195, 196, 200, 221-224, and 229.
`
`
`Ex. 2007
`
`
`Ex. 2009
`
`Petition for Inter Partes Review of U.S. Patent No. 8,727,773,
`US Endodontics, LLC v. Gold Standard Instruments, LLC, IPR2015-
`00632, (Jan. 30, 2015) (Paper 2).
`
`
`Ex. 2010 Declaration of A. Jon Goldberg, Ph.D., US Endodontics, LLC v. Gold
`Standard Instruments, LLC, IPR2015-00632, (Jan. 30, 2015) (Ex.
`1002).
`
`
`Ex. 2011
`
`PowerPoint slides presented by Petitioner’s Expert Dr. Jeffrey Stec,
`Dentsply Int’l Inc. and Tulsa Dental Prods. LLC d/b/a/ Tulsa Dental
`Specialties v. US Endodontics, LLC, No. 2:14-196, (E.D. Tenn. Nov.
`26, 2014).
`
`
`Ex. 2012 US Endodontics, LLC v. Gold Standard Instruments, LLC, IPR2015-
`00632, Decision - Institution of Inter Partes Review - 37 CFR
`§ 42.108 (PTAB Aug. 5, 2015) (Paper 29).
`
`
`Ex. 2013
`
`Petitioner’s Motion to Submit Supplemental Information Pursuant to
`37 C.F.R. § 42.123(a), US Endodontics, LLC v. Gold Standard
`Instruments, LLC, IPR2015-00632, (Aug. 28, 2015) (Paper 37).
`
`
`Ex. 2014 Deposition Transcript of A. Jon Goldberg, Ph.D., Dentsply Int’l Inc.
`and Tulsa Dental Prods. LLC d/b/a/ Tulsa Dental Specialties v.
`US Endodontics, LLC, No. 2:14-196, (E.D. Tenn. Sept. 30, 2014).
`
`
`Ex. 2015 U.S. Patent No. 5,843,244 (filed June 13, 1966).
`
`
`
`3
`
`
`
`Ex. 2016
`
`Case PGR2015-00019
`Patent 8,876,991 B2
`Petitioner’s Request for Partial Rehearing of the Board’s Decision
`Instituting Inter Partes Review, US Endodontics, LLC v. Gold
`Standard Instruments, LLC, IPR2015-00632, (Aug. 19, 2015) (Paper
`32).
`
`
`Ex. 2017 Kuhn et al., “Influence of Structure on Nickel-Titanium Endodontic
`Instruments Failure,” Journal of Endodontics, 27(8), 516-20 (Aug.
`2001).
`
`
`Ex. 2018 ASTM International, F2004-05 (2010), Standard Test Method for
`Transformation Temperature of Nickel-Titanium Alloys by Thermal
`Analysis.
`
`
`Ex. 2019
`
`
`Ex. 2020
`
`Expert Report of Robert Sinclair, Ph.D., Dentsply Int’l Inc. and Tulsa
`Dental Prods. LLC d/b/a/ Tulsa Dental Specialties v. US Endodontics,
`LLC, No. 2:14-196, (E.D. Tenn. Sept. 12, 2014).
`
`Petition for Inter Partes Review of U.S. Patent No. 8,727,773,
`US Endodontics, LLC v. Gold Standard Instruments, LLC, IPR2015-
`01476, (June 25, 2015) (Paper 1).
`
`
`Ex. 2021 US Endodontics, LLC v. Gold Standard Instruments, LLC, IPR2015-
`00632, Decision - Petitioner’s Request for Rehearing - 37 CFR
`§ 42.108, (PTAB Sept. 29, 2015) (Paper 41).
`
`
`Ex. 2022 US Endodontics, LLC v. Gold Standard Instruments, LLC, IPR2015-
`01476, Denying Institution of Inter Partes Review, 35 U.S.C.
`§ 325(d) and 37 CFR § 42.108, (PTAB Oct. 26, 2015) (Paper 13).
`
`
`Ex. 2023
`
`
`Ex. 2024
`
`
`Ex. 2025
`
`
`
`Patent Owner Gold Standard Instruments, LLC's Notice of Cross-
`Examination of Walter Zanes, filed on April 6, 2016.
`
`Patent Owner Gold Standard Instruments, LLC's Notice of Cross-
`Examination of Adam Kozak, filed on April 6, 2016.
`
`ISO 3630-1, “Dentistry - Root-canal instruments - Part 1: General
`requirements and test methods,” International Organization for
`Standardization, Second Edition (Feb. 1, 2008).
`
`
`4
`
`
`
`Ex. 2026
`
`
`Ex. 2027
`
`Case PGR2015-00019
`Patent 8,876,991 B2
`ISO 3630-1, “Dental root-canal instruments - Part 1: Files, reamers,
`barbed broaches, rasps, paste carriers, explorers and cotton
`broaches,” International Organization for Standardization, First
`Edition (Dec. 15, 1992).
`
`ISO 3630-1, “Dentistry - Root-canal instruments - Part 1: General
`requirements,” International Organization for Standardization,
`Committee Draft (Feb. 3, 2004).
`
`EXHIBIT NUMBER NOT USED
`
`EXHIBIT NUMBER NOT USED
`
`
`Ex. 2028
`
`Ex. 2029
`
`Ex. 2030 U.S. Patent No. 7,967,605 (filed June 28, 2011).
`
`Ex. 2031 U.S. Provisional Patent Application Serial No. 61/263,192, filed on
`Nov. 11, 2009.
`
`
`Ex. 2032 U.S. Patent Application Publication No. 2002/0137008.
`
`Ex. 2033
`
`Franklin S. Weine, ENDODONTIC THERAPY, 6th Ed., 2004, Chapter 5
`(“Weine”).
`
`
`Ex. 2034
`
`Ex. 2035 Kowalski Heat Treating Company Certification, date Jan. 15, 2016.
`
`Ex. 2036 KMT ProFile Rotary File ISO 3630-1 Section 7.5 Stiffness Testing
`Final Report, dated Jan 18, 2016.
`
`File History for U.S. Patent Application Serial No. 14/522,013.
`
`
`Ex. 2037
`
`
`Ex. 2038
`
`Thompson, S.A., An Overview of Nickel-Titanium Alloys Used in
`Dentistry, Int’l Endodontic Journal, 33, 297-310 (2000).
`
`Email communications between Dr. Neill H. Luebke and Bobby
`Bennett, dated June 27, 2010 and July 6, 2010.
`
`
`Ex. 2039 Goldberg Deposition Transcript, taken on April 20, 2016.
`
`Ex. 2040
`
`
`Zanes Deposition Transcript, taken on April 11, 2016.
`
`5
`
`
`
`Case PGR2015-00019
`Patent 8,876,991 B2
`Ex. 2041 Kozak Deposition Transcript, taken on April 13, 2016.
`
`Ex. 2042
`
`Lopez et al., “Bending characteristics of nitinol wire,” Am. J. Orthod.,
`75(5):569-575 (May 1979).
`
`Respectfully submitted,
`
`
`
`
`
`
`
`
`By:
`
`
`
`
`
`
`
`
`
`
`/ C. Nichole Gifford /
`C. Nichole Gifford, Reg. No. 44,122
`ROTHWELL, FIGG, ERSNT &
`MANBECK, P.C.
`607 14th Street, N.W., Suite 800
`Washington, D.C. 20005
`Phone: 202-783-6040
`Facsimile: 202-783-6031
`
`Counsel for Patent Owner
`Gold Standard Instruments, LLC
`
`6
`
`
`
`Date: June 13, 2016
`
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`Case PGR2015-00019
`Patent 8,876,991 B2
`
`CERTIFICATE OF SERVICE
`
`I hereby certify that on this 13th day of June 2016, a true and correct copy of
`
`the foregoing PATENT OWNER’S EXHIBIT LIST (as of June 13, 2016) was
`
`served, via electronic mail upon the following counsel for Petitioner US
`
`Endodontics, LLC:
`
`Jeffrey S. Ginsberg
`Abhishek Bapna
`Patterson Belknap Webb & Tyler LLP
`1133 Avenue of the Americas
`New York, NY 10036
`Phone: 212-336-2000
`Facsimile: 212-336-2222
`Emails: jginsberg@pbwt.com
`abapna@pbwt.com
`
`
`
`
`
`
`
`
`/ Erik van Leeuwen /
`Erik van Leeuwen
`Litigation Operations Coordinator
`Rothwell, Figg, Ernst & Manbeck, P.C.
`
`
`
`
`
`
`7
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