throbber
IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Applicant:
`Filed:
`For:
`
`Neill H. Luebke
`Herewith
`Dental and Medical Instruments Comprising Titanium
`
`INFORMATION DISCLOSURE STATEMENT
`
`Commissioner For Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Dear Sir:
`
`Pursuant to 37 CFR 1.97-1.98, Applicants are submitting herewith a listing of
`documents on an Information Disclosure Statement.
`
`All of the references cited on the attached Information Disclosure Statement,
`except for Harmeet Walia eta/.; "An Initial Investigation of the Bending and Torsional
`Properties of Nitinol Root Canal Files"; Vol. 14, No. 7, Journal of Endodontics; 346-351
`(July, 1988), have already been cited and submitted by the Applicants or cited by the
`Examiner in U.S. Patent Application No. 14/167,211, filed January 29, 2014, from which
`the present application claims priority. Therefore, Applicants are only submitting a copy
`of the Harmeet Walia et al. article with this submission.
`
`The submission of the listed documents is not intended as an admission that any
`such document constitutes prior art against the claims of the present application.
`Applicants do not waive any rights to take any action that would be appropriate to
`antedate or otherwise remove any listed document as a competent reference against the
`claims of the present application.
`
`Applicant respectfully requests that the listed documents be considered by the
`Examiner, be made of record in the present application and that an initialed copy of the
`Information Disclosure Statement by Applicant be returned in accordance with MPEP §
`609.
`
`Respectfully submitted,
`
`Date: October 23, 2014
`
`/Richard T. Roche/
`Richard T. Roche, Reg. No. 38,599
`Attorney for Applicant
`Quarles & Brady LLP
`411 E. Wisconsin Ave.
`Milwaukee, WI 53202
`414-277-5805
`
`Page 1
`
`QB\30220959 .1
`GOLD STANDARD EXHIBIT 2034
`US ENDODONTICS v. GOLD STANDARD
`CASE PGR2015-00019
`
`

`
`PTO/SB/08a (01-10)
`Doc code: IDS
`Approved for use through 07/3112012. OMB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`First Named Inventor I Neill H. Luebke
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`115207.00014
`
`U.S.PATENTS
`
`Examiner Cite
`Initial*
`No
`
`Patent Number
`
`Kind
`Code1
`
`Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`5171383
`
`1992-12-15
`
`Sagaye et al.
`
`2
`
`6149501
`
`2000-11-21
`
`Farzin-Nia et al.
`
`3
`
`6485507
`
`2002-11-26
`
`Walak et al.
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`Examiner
`Initial*
`
`Cite No
`
`Publication
`Number
`
`Kind Publication
`Code1 Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`20020137008
`
`2002-09-26
`
`McSpadden et al.
`
`If you wish to add additional U.S. Published Application citation information please click the Add button.
`
`FOREIGN PATENT DOCUMENTS
`
`Examiner Cite Foreign Document
`No Number3
`Initial*
`
`Country
`Code2i
`
`Kind Publication
`Code4 Date
`
`Name of Patentee or
`Applicant of cited
`Document
`
`Pages, Columns, Lines
`where Relevant
`Passages or Relevant
`Figures Appear
`
`T5
`
`1
`
`EFS Web 2.1.17
`
`D
`
`Page 2
`
`

`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`First Named Inventor I Neill H. Luebke
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`115207.00014
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button
`
`NON-PATENT LITERATURE DOCUMENTS
`
`Examiner Cite
`Initials* No
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`T5
`
`Kuhn et al., Fatigue and Mechanical Properties of Nickel-Titanium Endodontic
`Instruments, Journal of Endodontics, 2002, 28(1 0), 716-20
`
`Khier et al., Bending properties of superelastic and nonsuperelastic nickeltitanium
`orthodontic wires, American Journal of Orthodontics and Dentofacial
`Orthopedics, 1991, 99(4), 310-18
`
`Miura et al., The super-elastic property of the Japanese NiTi alloy wire for use in
`orthodontics, American Journal of Orthodontics and Dentofacial Orthopedics,
`1986, 90(1), 1-10
`
`Relevant aspects in the clinical applications of NiTi shape memory
`alloys, Journal of Materials Science: Materials in Medicine, 1996, 7, 403-6
`
`1
`
`2
`
`3
`
`4
`
`5
`
`F. S. Weine, Endodontic Therapy (6th ed. 2004)
`
`Brantley et al., Differential scanning calorimetric studies of nickel titanium rotary
`endodontic instruments, Journal of Endodontics, 2002, 28, 567-72
`
`Schafer et al., Relationship between design features of endodontic instruments
`and their properties. Part 3. Resistance to bending and fracture. Journal of
`Endodontics,2001,27,299-303
`
`Firstov et al., Surface oxidation of NiTi shape memory alloy, Biomaterials, 2002,
`23, 4863-71
`
`D
`
`D
`
`D
`
`D
`
`D
`
`D
`
`D
`
`D
`
`6
`
`7
`
`8
`
`9
`
`EFS Web 2.1.17
`
`Kuhn et al., Influence of structure on NiTi endodontic instruments failure, Journal of Endodontics, 2001, 27(1 0), 516-20 D
`
`Page 3
`
`

`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`First Named Inventor I Neill H. Luebke
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`115207.00014
`
`10
`
`"DECLARATION OF NEILL H. LUEBKE, D.D.S., M.S.", inventor of the present application, filed on August 15, 2014 in D
`United States District Court for the Eastern District Of Tennessee Civil Action No. 14-00196
`
`11
`
`Tepel et al., Properties of endodontic hand instruments used in rotary motion.
`Part 3. Resistance to bending and fracture. Journal of Endodontics, 1997, 23,
`141-5
`
`D
`
`If you wish to add additional non-patent literature document citation information please click the Add button
`
`EXAMINER SIGNATURE
`
`Examiner Signature I
`
`I
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`I Date Considered
`
`1 See Kind Codes of USPTO Patent Documents at~~'!~Wol,I;';:[''IOo_<;;:Q'-;' or MPEP 901.04. 2 Enter office that issued the document, by the two-letter code (WI PO
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WI PO Standard ST.16 if possible. 5 Applicant is to place a check mark here i
`English language translation is attached.
`
`EFS Web 2.1.17
`
`Page 4
`
`

`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`First Named Inventor I Neill H. Luebke
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`115207.00014
`
`CERTIFICATION STATEMENT
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
`
`That each item of information contained in the information disclosure statement was first cited in any communication
`D from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e)(1 ).
`
`OR
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`D any individual designated in 37 CFR 1.56(c) more than three months prior to the filing of the information disclosure
`statement. See 37 CFR 1.97(e)(2).
`
`D See attached certification statement.
`D The fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`D A certification statement is not submitted herewith.
`
`SIGNATURE
`A signature of the applicant or representative is required in accordance with CFR 1.33, 1 0.18. Please see CFR 1.4(d) for the
`form of the signature.
`
`Signature
`
`Name/Print
`
`/Richard T. Roche/
`
`Richard T. Roche
`
`Date (YYYY-MM-DD)
`
`2014-10-03
`
`Registration Number
`
`38599
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`EFS Web 2.1.17
`
`Page 5
`
`

`
`Privacy Act Statement
`
`The Privacy Act of 197 4 (P .L. 93-579) requires that you be given certain information in connection with your submission of the
`attached form related to a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised
`that: (1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited
`is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark Office is to
`process and/or examine your submission related to a patent application or patent. If you do not furnish the requested
`information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`8.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act
`(5 U.S.C. 552) and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the
`Department of Justice to determine whether the Freedom of Information Act requires disclosure of these record s.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a
`court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of settlement
`negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`request involving an individual, to whom the record pertains, when the individual has requested assistance from the
`Member with respect to the subject matter of the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for
`the information in order to perform a contract. Recipients of information shall be required to comply with the
`requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records
`may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant
`to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of
`National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or
`his/her designee, during an inspection of records conducted by GSA as part of that agency's responsibility to
`recommend improvements in records management practices and programs, under authority of 44 U.S.C. 2904 and
`2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not be used to make
`determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of
`the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record
`may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record was filed in
`an application which became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspections or an issued patent.
`
`9.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`EFS Web 2.1.17
`
`Page 6
`
`

`
`Notice of References Cited
`
`Application/Control No.
`
`14/167,311
`
`Examiner
`
`MATTHEW NELSON
`
`U.S. PATENT DOCUMENTS
`
`Applicant(s)/Patent Under
`Reexamination
`LUEBKE, NEILL HAMIL TON
`
`Art Unit
`
`3732
`
`Page 1 of 2
`
`Document Number
`Country Code-Number-Kind Code
`
`A US-4,490, 112 A
`
`US-5,080,584 A
`B
`c US-5,380,200 A
`D US-5,653,590 A
`E US-5,775,902 A
`US-6,206,695 81
`
`F
`
`US-6,375,458 81
`
`G
`H US-6,431 ,863 81
`US-6,428,634 81
`
`*
`*
`*
`*
`*
`*
`*
`*
`*
`*
`*
`*
`*
`US-2004/0129352 A 1
`L
`* M US-2004/0193246 A 1
`
`I
`
`J
`
`K
`
`US-2002/0191878 A 1
`
`US-2004/0121283 A 1
`
`Date
`MM-YYYY
`
`12-1984
`
`Tanaka et al.
`
`01-1992
`
`Karabin, Roger J.
`
`01-1995
`
`Heath et al.
`
`08-1997
`
`Heath et al.
`
`07-1998
`
`Matsutani et al.
`
`03-2001
`
`Wong et al.
`
`04-2002
`
`Moorleghem et al.
`
`08-2002
`
`Sachdeva et al.
`
`08-2002
`
`Bessel ink et al.
`
`12-2002
`
`Ueda et al.
`
`06-2004
`
`Mason, Robert M.
`
`07-2004
`
`Shiota, Hiroyuki
`
`09-2004
`
`Ferrera, David A.
`
`Name
`
`Classification
`
`433/20
`
`433/20
`
`433/102
`
`433/102
`
`433/102
`
`433/102
`
`433/2
`
`433/102
`
`148/421
`
`384/492
`
`433/102
`
`148/527
`
`623/001.15
`
`*
`
`Document Number
`Country Code-Number-Kind Code
`
`Date
`MM-YYYY
`
`Country
`
`Name
`
`Classification
`
`FOREIGN PATENT DOCUMENTS
`
`NON-PATENT DOCUMENTS
`
`Include as applicable: Author, Title Date, Publisher, Edition or Volume, Pertinent Pages)
`
`*
`
`N
`
`0
`
`p
`
`Q
`
`R
`s
`T
`
`u
`
`v
`
`w
`
`X
`
`*A copy of th1s reference 1s not bemg furnished w1th th1s Off1ce act1on. (See MPEP § 707.05(a).)
`Dates in MM-YYYY format are publication dates. Classifications may be US or foreign.
`
`U.S. Patent and Trademark Office
`PT0-892 (Rev. 01-2001)
`
`Notice of References Cited
`
`Part of Paper No. 20140404
`
`Page 7
`
`

`
`Applicant(s)/Patent Under
`Reexamination
`LUEBKE, NEILL HAMIL TON
`
`Art Unit
`
`3732
`
`Page 2 of 2
`
`Classification
`
`606/151
`
`433/102
`
`*
`*
`*
`
`Notice of References Cited
`
`Document Number
`Country Code-Number-Kind Code
`
`Date
`MM-YYYY
`
`Application/Control No.
`
`14/167,311
`
`Examiner
`
`MATTHEW NELSON
`
`U.S. PATENT DOCUMENTS
`
`Name
`
`A
`
`US-2005/0090844 A 1
`
`04-2005
`
`Patel et al.
`
`11-2006
`
`Matsutani et al.
`
`US-7,137,815 82
`B
`c US-
`D US-
`E US-
`US-
`
`F
`
`G
`
`H
`
`I
`
`J
`
`K
`
`US-
`
`US-
`
`US-
`
`US-
`
`US-
`
`US-
`
`L
`M US-
`
`*
`
`Document Number
`Country Code-Number-Kind Code
`
`Date
`MM-YYYY
`
`Country
`
`Name
`
`Classification
`
`FOREIGN PATENT DOCUMENTS
`
`NON-PATENT DOCUMENTS
`
`Include as applicable: Author, Title Date, Publisher, Edition or Volume, Pertinent Pages)
`
`*
`
`N
`
`0
`
`p
`
`Q
`
`R
`s
`T
`
`u
`
`v
`
`w
`
`X
`
`*A copy of th1s reference 1s not bemg furnished w1th th1s Off1ce act1on. (See MPEP § 707.05(a).)
`Dates in MM-YYYY format are publication dates. Classifications may be US or foreign.
`
`U.S. Patent and Trademark Office
`PT0-892 (Rev. 01-2001)
`
`Notice of References Cited
`
`Part of Paper No. 20140404
`
`Page 8
`
`

`
`, Substitute for form 1449A/PTO
`
`lJnrlP.r thP. n.
`
`PTO/SB/08a (04-07)
`Approved for use through 09/30/2007. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`• RP.rlur.tinn Ar.t nf Hl!=l!'i nn nP.rsnns ;uP. rP.nuirP.rl In rP.,;nnnrl In" r.niiP.r.tinn nf ·
`uniP.ss it r.nniFiins" VFIIirl OMR r.nntrnl numher.
`Complete if Known
`
`""
`
`./
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`'
`
`ShAAI I
`
`(Use as many sheets as necessary)
`I of I
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`Neill H. Luebke
`
`Art Unit
`
`Examiner Name
`
`Attorney Docket Number
`
`Matthew M. Nelson
`
`Examiner
`Initials*
`
`Cite
`No. 1
`
`Document Number
`
`U_ S_ PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`Applicant of Cited Document
`MM-DD-YYYY
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`................................................................................................ ,
`
`Number-Kind Code2 (ffknown)
`US-6783438
`10/23/2003
`Aloise et al.
`----·····----····---- ···········---·····-----···-----····----····----····----····----····-···-----·--·-------··---·-·--·----------·--·
`US- 20040171333
`, .. :.~·-~~=-=:~ .. : ...........................•.
`09/02/2004
`Aloise et al.
`US- 20060014480
`01/13/2006
`Aloise et al.
`US-
`US-
`US-
`···---- ···········---·····-US-
`US-
`.............. ··-------US-
`US-
`···---- ···········---·····-
`US-
`US-
`.............. ··-------US-
`US-
`···········---·····-US-
`US-
`.............. ··-------
`US-
`US-
`
`...........
`
`. ....
`
`........................................................ Ji·
`
`...........
`
`. ....
`
`...........
`
`. ....
`
`........................................................ Ji·
`
`FOREIGN PATENT DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No. 1
`
`Foreign Patent Document
`
`Country Code 3 -Number 4 -Kind Code 5 (if known)
`
`Publication Date
`MM-DD-YYYY
`
`Name of Patentee or
`Applicant of Cited Document
`
`Pages, Columns, Lines,
`Where Relevant Passages
`or Relevant Fiqures Appear
`
`······································································································--··--·----··--·----···----·······································································································-
`
`............................................................................................................................................................................................................................................................. _
`........................................................................................................................................................................................................................................ _
`
`------·----··························································································--···--·----··----·--···----·····················································---------------------------------------------------
`
`Examiner
`Signature
`
`[
`
`I
`
`Date
`Considered
`
`I
`
`)
`
`Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`*EXAMINER:
`considered.
`Include copy of this form with next communication to applicant. 1 Applicant's unique citation designation number (optional). 2 See Kinds Codes of
`USPTO Patent Documents at ·"'"':~L~g?t9,99'' or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For
`Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document. 5 Kind of document by
`the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 6 Applicant is to place a check mark here if English language
`Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments
`on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent
`and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, ca/11-800-PT0-9199 and select option 2.
`
`Page 9
`
`

`
`PTO/SB/08a (03-09)
`Doc code: IDS
`Approved for use through 03/31/2009. OMB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`First Named Inventor I Neill H. Luebke
`Art Unit
`3732
`I Matthew M. Nelson
`Attorney Docket Number
`
`Examiner Name
`
`U.S.PATENTS
`
`Examiner Cite
`Initial*
`No
`
`Patent Number
`
`Kind
`Code1 Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`7175655
`
`81
`
`2007-02-13
`
`Molaci
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`Examiner Cite
`Initial*
`No
`
`Publication Number
`
`Kind Publication
`Code1 Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`If you wish to add additional U.S. Published Application citation information please click the Add button.
`
`FOREIGN PATENT DOCUMENTS
`
`Examiner Cite Foreign Document
`No Number3
`Initial*
`
`Country
`Code2i
`
`Kind Publication
`Code4 Date
`
`Name of Patentee or
`Applicant of cited
`Document
`
`Pages, Columns, Lines
`where Relevant
`Passages or Relevant
`Figures Appear
`
`T5
`
`1
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button
`
`NON-PATENT LITERATURE DOCUMENTS
`
`Examiner Cite
`Initials* No
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`D
`
`T5
`
`,_
`
`Page 10
`
`

`
`PTO/SB/OSa (07-06)
`Approved for use through 0913012006. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`· .,..,., ,..,;nn .0."1 of 1995 nn """'nna o~ '""' "~" tn '"' ~"" tn g .-~n .. M;nn nf '
`' ''"'"co " ~~nbino a """" nu~ control number.
`.
`Complete if Known
`.
`
`Unclerlhe
`
`/
`
`Substitute for form 1449AIPTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`' - !=:h., .. t I
`
`(Use as many sheets as necessary)
`I nt I
`
`Application Number
`
`Filing Date
`
`)
`
`"""
`
`First Named Inventor
`
`LUEBKE, Neill Hamilton
`
`Art Unit
`
`Examiner Name
`
`- -
`
`Attorney Docket Number
`
`./
`
`Examiner
`ln~ials•
`
`C~e
`No.'
`
`Document Number
`
`U.S. PATENT DOCUMENTS
`Name of Patentee or
`Publication Date
`Applicant of C~ed Document
`MM-DD-YYYY
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`Number-Kind Code2 IH••-I
`Lal Sachdeva, et al.
`us-6,431,863
`08-13-2002
`Fischer
`us- 6,422,865
`07-23-2002
`·us: 6.42=8:..::.,6:...::34.-=------+-..:0:.:.8......:-=::0:....:6=:-2::::0:::0_2 __ +B.....:e.:..s.:..se.:..:l:....in_k_, -e-t a-1-. - - - - -11 - - - - - - - - - - - l
`
`US-
`
`US-
`
`US-
`
`US-
`
`US-
`
`US·
`
`US-
`
`US-
`
`US-
`
`US-
`
`US-
`us-
`US-
`
`US-
`
`US-
`
`Examiner
`lnttlals•
`
`Cite
`No.'
`
`ForeiQn Patent Document
`
`
`
`Country Code' 'Number 4 l<ind Code" (if known)
`
`Publication Date
`MM-DD-YYYY
`
`Name of Patentee or
`Applicant of C~ed Document
`
`FOREIGN PATENT DOCUMENTS
`
`-oooooooooooooooo · - - • oooooooooooooooooooooOOOOOOOOOOOOOooooooooooOOoOOOOOOOOOOOOOOOOOOOOoOOOOOOOOOOOOOOOOOO+------I••oooOOOOOOOOooooooooooooooooooooooooooooOOOOOooooo
`
`Pages, Columns, Lines,
`Where Relevant Passages
`or Relevant Fiaures Appear
`
`ooooooOoOoOOOOOOOoOoooooooooooooooOoooOooOOOOOOOo t(cid:173)
`
`oooooooooOOoOOOOOOO
`
`ooooooooooo ooooooooooooOOOOOOOoooooooooooooooooooooooooooooooooooooooooooooooOooooooooooooooooooo+------ " " " " " " " ' " " " " " ' ' " " " " " " " " " " " " '"""""""""""'""""'"'"'""""'"1--
`
`ooooooooooooOooOoOO ooooooooooo " ' " " " " ' " " " " " " " " " " " " " " " " " " " " " " ' " " " " " " " " ' " " " " " " . , , . __ , _ __ _ " " " " " " " " " " " ' " ' " " " " ' ' " " ' " " " " " " " " " " " " " " " ' " " " " " " " ' " ' ' ' " " " " t-
`_ ............ _. · -......................................................................................... f-.-------- .................................................................................................... 1 - -
`
`[ ~~~
`
`~ I
`
`J
`
`~
`~~
`•EXAMINER: ln~ial if reference considered, whether or not ~ation Is In conformanca with MPEP 609. Draw line through ~ation if not in conformance and not
`Include copy of this form with next communication to applicant. 1 Applicant's unique c~ation designation number (optional). 2 See Kinds Codes of
`considered.
`USPTO Patent Documents at www.uspto.gov or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For
`Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document. 5 Kind of document by
`the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 6 Applicant is to place a check mark here if English language
`Translation Is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefrt by the public which is to file (and by the
`USPTO to process) an application. Confidential~y Is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete,
`including gathering, preparing, and submttting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments
`on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent
`and Trademark Office, U.S. Department of Commerce. P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`_
`1
`
`6009181
`If you need assistance in completing the form, call 1-800-PT0-9199 and select option 2.
`
`Page 11
`
`

`
`PTO/SB/08b (07-06)
`Approved for use through 09/30/2006. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of infonnation unless~ contains a valid OMB control number.
`
`/
`
`Subst~ute for fonn 14498/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`4l ~~ AJ,_
`Comp!ete ifff{nQ
`
`. -~
`
`~ --
`
`""""
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`LUEBKE, Neill Hamilton
`
`(Use as many sheets as necessary)
`
`\... Sheet
`
`I
`
`I of
`
`I
`
`Art Unit
`
`Examiner Name
`
`Attorney Docket Number
`
`NON PATENT LITERATURE DOCUMENTS
`
`./
`
`Cite
`No.'
`
`Examiner
`Initials*
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title ofthe item (book,
`magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue number(s), publisher, city
`and/or country where published.
`Copy of International Search Report corresponding to PCT/US2005/019947, under date
`of mailing of 10 November 2005.
`·····--·············- ·······-··t---·-----------·--- ----------------
`.................... _ ······---··1---- -------------------- -------------·--- ......... ..
`
`···················-- ···········-· -----·---·----·----------------------------------1
`•••"•••-• f----·-----·-- -------·--------------------·- .......... .
`
`f--••••••oo•••••oo••-
`
`r-.................. _, ·······-·t--------------------------------··---·---·-··---------.......... .
`
`-····················- ········--··r----·-------------------·----------·----- .......... .
`
`r---···············- ............. r-·--------------------·- -----------------------1
`
`-······-··········- -·····--·+--------------------------------------·---1
`......................... .............. ---·----------------------------- ·------- .......... .
`
`[Examiner
`~1gnature
`
`Date
`Considered
`
`)
`
`•EXAMINER: ln~ial if reference considered, whether or not citation is in confonnance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this fonn with next communication to applicant.
`1 Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here If English language Translation Is attached.
`This collection of infonnation is required by 37 CFR 1.97 and 1.98. The infonnation is required to obtain or retain a benefrt by the public which is to file (and by the
`USPTO to process) an application. Confidentlal~y is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete,
`including gathering. preparing, and submitting the completed application fonn to the USPTO. Time will vary depending upon the individual case. Any comments
`on the amount of time you require to complete this fonn and/or suggestions for reducing this burden, should be sent to the Chief lnfonnation Officer, U.S. Patent
`and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PT0-9199 and select option 2.
`
`Page 12
`
`

`
`PTO/SB/08a (01-10)
`Doc code: IDS
`Approved for use through 07/3112012. OMB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`First Named Inventor I Neill Hamilton Luebke
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`115207.00014
`
`U.S.PATENTS
`
`Examiner Cite
`Initial*
`No
`
`Patent Number
`
`Kind
`Code1
`
`Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`Examiner
`Initial*
`
`Cite No
`
`Publication
`Number
`
`Kind Publication
`Code1 Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`If you wish to add additional U.S. Published Application citation information please click the Add button.
`
`FOREIGN PATENT DOCUMENTS
`
`Examiner Cite Foreign Document
`No Number3
`Initial*
`
`Country
`Code2i
`
`Kind Publication
`Code4 Date
`
`Name of Patentee or
`Applicant of cited
`Document
`
`Pages, Columns, Lines
`where Relevant
`Passages or Relevant

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket