`
`(cid:53)(cid:82)(cid:74)(cid:72)(cid:85)(cid:3)(cid:36)(cid:17)(cid:3)(cid:39)(cid:72)(cid:81)(cid:81)(cid:76)(cid:81)(cid:74)(cid:3)(cid:11)(cid:54)(cid:37)(cid:49)(cid:3)(cid:21)(cid:21)(cid:27)(cid:28)(cid:28)(cid:27)(cid:12)(cid:3)
`Roger A. Denning (SBN 228998)
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`Seth M. Sproul (SBN 217711)
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`Fish & Richardson P.C.
`(cid:20)(cid:21)(cid:27)(cid:25)(cid:19)(cid:3)(cid:40)(cid:79)(cid:3)(cid:38)(cid:68)(cid:80)(cid:76)(cid:81)(cid:82)(cid:3)(cid:53)(cid:72)(cid:68)(cid:79)(cid:3)(cid:54)(cid:88)(cid:76)(cid:87)(cid:72)(cid:3)(cid:23)(cid:19)(cid:19)(cid:3)
`12860 El Camino Real Suite 400
`(cid:54)(cid:68)(cid:81)(cid:3)(cid:39)(cid:76)(cid:72)(cid:74)(cid:82)(cid:15)(cid:3)(cid:38)(cid:36)(cid:3)(cid:28)(cid:21)(cid:20)(cid:22)(cid:19)(cid:3)
`San Diego, CA 92130
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`Phone: 858-678-5070
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`Fax:
`858-678-5099
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`Email: denning@fr.com
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`Email: sproul@fr.com
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`Joy B. Kete (Admitted pro hac vice)
`(cid:52)(cid:76)(cid:88)(cid:92)(cid:76)(cid:3)(cid:58)(cid:88)(cid:3)(cid:11)(cid:36)(cid:71)(cid:80)(cid:76)(cid:87)(cid:87)(cid:72)(cid:71)(cid:3)(cid:83)(cid:85)(cid:82)(cid:3)(cid:75)(cid:68)(cid:70)(cid:3)(cid:89)(cid:76)(cid:70)(cid:72)(cid:12)(cid:3)
`Qiuyi Wu (Admitted pro hac vice)
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`FISH & RICHARDSONP.C.
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`One Marina Park Drive
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`Boston, MA 02210
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`Phone: 617-542-5070
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`Fax:
`617-542-8906
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`Email: kete@fr.com
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`Email: qwu@ft.com
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`Attorneys for Defendant Apple Inc.
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`UNITED STATES DISTRICT COURT
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`NORTHERN DISTRICT OF CALIFORNIA
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`SAN FRANCISCO DIVISION
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`Case No. 3:24-cv-02296-JSC
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`Plaintiff,
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`V.
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`DEFENDANTAPPLEINC.’S
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`DISCLOSURE OF INVALIDITY
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`CONTENTIONS
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`HAPTIC, INC.,
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`Defendant.
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`Defendant Apple Inc.
`(“Apple”) provides the following disclosure of Invalidity
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`Contentions to Plaintiff Haptic, Inc. (“Haptic” or “Plaintiff’) regarding U.S. Patent No. 9,996,738
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`(the “’738 patent,” the “Patent-in-Suit,” or the ““Asserted Patent’’).
`(cid:55)(cid:75)(cid:72)(cid:86)(cid:72)(cid:3) (cid:76)(cid:81)(cid:89)(cid:68)(cid:79)(cid:76)(cid:71)(cid:76)(cid:87)(cid:92)(cid:3) (cid:70)(cid:82)(cid:81)(cid:87)(cid:72)(cid:81)(cid:87)(cid:76)(cid:82)(cid:81)(cid:86)(cid:3) (cid:68)(cid:85)(cid:72)(cid:3) (cid:80)(cid:68)(cid:71)(cid:72)(cid:3) (cid:82)(cid:81)(cid:79)(cid:92)(cid:3) (cid:68)(cid:86)(cid:3) (cid:87)(cid:82)(cid:3) (cid:87)(cid:75)(cid:72)(cid:3) (cid:70)(cid:79)(cid:68)(cid:76)(cid:80)(cid:86)(cid:3) (cid:82)(cid:73)(cid:3) (cid:87)(cid:75)(cid:72)(cid:3) (cid:51)(cid:68)(cid:87)(cid:72)(cid:81)(cid:87)(cid:16)(cid:76)(cid:81)(cid:16)(cid:54)(cid:88)(cid:76)(cid:87)(cid:3) (cid:87)(cid:75)(cid:68)(cid:87)(cid:3)
`These invalidity contentions are made only as to the claims of the Patent-in-Suit that
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`Plaintiff has identified in its Infringement Contentions served on May30, 2024:
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`1
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`APPLE INC.’S DISCLOSURE OF PRELIMINARY
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`INVALIDITY CONTENTIONS
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`Case No. 3:24-cv-02296-JSC
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`APPLEINC.
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`BRWwNO
`CoAaNNDNN
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`Patent
`’738 patent
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`Asserted Claims1
`1-2, 4-5, and 9
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`Haptic’s Alleged Priority Date
`Feb. 13, 2015
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`Apple reserves the right to supplement these invalidity contentions at least per the parties’
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`agreement and/or to the extent Plaintiff is allowed to change its Asserted Claims.
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`These invalidity contentions are being made before claim construction. The parties have
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`only recently started general discovery and document production, and no party depositions have
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`been noticed or taken. Accordingly, Apple reserves the right to supplement and amend these
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`contentions to the extent additional information becomes available during discovery. Apple has
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`served third-party discovery on companies and/or individuals that it is informed and believes have
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`relevant prior art. Apple will also be taking third-party discovery from the individuals named as
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`inventors on Plaintiff’s patent filings and associated companies. Apple may also serve additional
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`third-party discovery in the future including, but not limited to, based on discovery received from
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`Plaintiff, the named inventors of the Asserted Patent, and/or the above-referenced third parties.
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`Apple reserves the right to supplement and/or amend its invalidity contentions to include new prior
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`art discovered from Plaintiff, from the named inventors, from these third-party sources, or other
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`sources.
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`I.
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`RESERVATIONS
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`A.
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`General Reservation of Right
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`The information provided shall not be deemed an admission regarding the scope of any
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`claims or the proper construction of those claims or any claim terms. In certain instances, Apple
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`has applied the claims to the prior art in view of Plaintiff’s allegations, admissions, or positions
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`for purposes of these invalidity contentions only, to the extent Apple can discern Plaintiff’s
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`allegations. As of the date of service, Plaintiff’s infringement contentions remain deficient, as
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`explained in correspondence from Apple’s counsel on July 11, 2024. The deficiencies include,
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`1 The independent claim is bolded and underlined.
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`2
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`APPLE INC.’S DISCLOSURE OF INVALIDITY
`CONTENTIONS
`Case No. 3:24-cv-02296-JSC
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`1 2 3 4 5 6 7 8 9
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`10
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`11
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`12
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`13
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`14
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`15
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`16
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`17
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`18
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`19
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`20
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`21
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`23
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`24
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`25
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`27
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`28
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`but are not limited to: lack of any infringement theory provided by Plaintiff with respect to all
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`accused products; failure to identify the accused instrumentalities with specificity; failure to
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`identify Plaintiff’s infringement allegations under the doctrine of equivalents2; failure to identify
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`any alleged direct infringer for Plaintiff’s contributory infringement allegations; lack of citation to
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`show that the pictured products and components are unmodified; lack of support regarding
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`Plaintiff’s alleged priority dates, etc. These deficiencies have prejudiced, and continue to
`
`prejudice, Apple’s ability to prepare its defenses, including Apple’s ability to prepare its invalidity
`
`contentions. This disclosure of invalidity contentions is not intended to be, and is not, an admission
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`that any Asserted Claim is infringed by any of Apple’s products, that any particular feature or
`
`aspect of any of the accused products practices any limitations of the Asserted Claims, or that any
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`of the constructions implicit in Plaintiff’s Infringement Contentions is reasonable, supportable, or
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`proper. Rather, in some instances, Apple’s application of the claims to the prior art is intended to
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`apply Plaintiff’s apparent interpretation of the claims.
`
`B.
`
`Plaintiff’s Infringement Contentions Served on May 30, 2024
`
`Plaintiff’s Infringement Contentions are deficient in numerous respects, as explained in
`
`Apple’s deficiency letter served on July 11, 2024. Apple reserves the right to supplement or amend
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`these Invalidity Contentions in view of Plaintiff’s response, if any. Because Plaintiff’s response
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`to such deficiencies may lead to further grounds for invalidity, Apple specifically reserves the right
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`to modify, amend, or supplement its contentions as Plaintiff modifies, amends, or supplements its
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`disclosures and/or produces documents in discovery.
`
`
`2 Plaintiff has presented no substantive contentions of any alleged infringement under the doctrine
`of equivalents in its Infringement Contentions served on May 30, 2024. At most, Plaintiff has
`provided boilerplate reservations of rights, and made general references to the doctrine of
`equivalents, which is insufficient to preserve an infringement theory under the doctrine of
`equivalents. As a result, Plaintiff has waived any doctrine of equivalents theory. If Plaintiff is
`permitted to provide any information relating to infringement under the doctrine of equivalents,
`Apple may amend and supplement these invalidity contentions as appropriate.
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`
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`3
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`APPLE INC.’S DISCLOSURE OF INVALIDITY
`CONTENTIONS
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`C.
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`The Intrinsic Record
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`Apple reserves the right to rely on applicable industry standards and prior art cited in the
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`file histories of the Patent-in-Suit and any related U.S. and foreign patent applications as
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`invalidating references or to show the state of the art. Apple further reserves the right to rely on
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`the patent applicant’s admissions concerning the scope of the prior art relevant to the Patent-in-
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`Suit found in, inter alia: the patent prosecution history for the Patent-in-Suit and any related patents
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`and/or parent applications or reexaminations (or inter partes review or post-grant review
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`proceedings); any deposition testimony of the named inventor or inventors whose names were
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`removed during prosecution of the Patent-in-Suit; any deposition testimony or other admissions
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`by Plaintiff; and the papers filed and any evidence submitted by Plaintiff in connection with this
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`or any related litigation or proceeding.
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`D.
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`Rebuttal Evidence
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`Prior art not included in these invalidity contentions, whether known or not known to
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`Apple, may become relevant. In particular, Apple is currently unaware of the extent, if any, to
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`which Plaintiff will contend that limitations of the Asserted Claims of the Patent-in-Suit are not
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`disclosed in the prior art identified herein or otherwise contend the Patent-in-Suit are not invalid.
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`To the extent that such an issue arises, Apple reserves the right to identify other references that
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`would render obvious the allegedly missing limitation(s) or the disclosed device or method, or
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`otherwise rebut Plaintiff’s argument(s).
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`E.
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`Contextual Evidence
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`Apple’s claim charts cite particular teachings and disclosures of the prior art as applied to
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`the limitations of each of the Asserted Claims. However, persons having ordinary skill in the art
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`generally may view an item of prior art in the context of his or her experience and training, other
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`publications, literature, products, and understandings. Moreover, common sense may be employed
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`as part of the obviousness analysis. As such, Apple may rely on the uncited portions of the prior
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`art references and on other publications, expert testimony, and common sense as aids in
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`understanding and interpreting the cited portions, as providing context thereto, and as additional
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`APPLE INC.’S DISCLOSURE OF INVALIDITY
`CONTENTIONS
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`evidence that the prior art discloses a claim limitation or the claimed subject matter as a whole.
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`Apple further reserves the right to rely on uncited portions of the prior art references, other
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`publications, and testimony, including expert testimony, to establish bases for combinations of
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`certain cited references that render the Asserted Claims obvious. The references discussed in the
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`claim charts may disclose the elements of the Asserted Claims explicitly and/or inherently, and/or
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`they may be relied upon to show the state of the art in the relevant time frame. The suggested
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`obviousness combinations are provided in the alternative to anticipation contentions and are not to
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`be construed as suggesting that any reference included in the combinations is not by itself
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`anticipatory.
`
`II.
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`OVERVIEW OF THE TECHNOLOGY
`
`The basic concepts, teachings, and techniques utilized by the control systems described in
`
`the Asserted Patent were well-known at the time of the claimed invention. For example, the
`
`Asserted Patent describes:
`
`A control system [that] includes a housing engaged to a mounting surface, a
`sensor contained within the housing, a server in communication with the sensor,
`and a terminal device in communication with the server. A gesture by a user
`associated with the mounting surface controls activity of the terminal device,
`such as a knock on a wall lowering a thermostat. The control system enables a
`mounting surface independent from the terminal device to become a controller
`for the terminal device. The sensor forms an interactive zone, and a contact
`interaction with the mounting surface within the interactive zone is detected by
`the sensor as data signals. The server receives the data signals, determines a data
`pattern corresponding to the data signals, and matches the data pattern with a
`gesture profile. The gesture profile is associated with a command transmitted to
`the terminal device to control activity of the terminal device.
`
`’738 patent at Abstract. However, each of these components and functions was well known in the
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`prior art.
`
`A.
`
`Sensors
`
`The Asserted Patent describes the use of a sensor 30 (including a sensor unit
`
`(accelerometer) 35) that forms an interactive zone 32 and detects a contact interaction 60 (e.g., a
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`knock on a tabletop). See, e.g., ’738 patent at Fig. 3, 5.
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`APPLE INC.’S DISCLOSURE OF INVALIDITY
`CONTENTIONS
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`APPLE INC.’S DISCLOSURE OF INVALIDITY
`CONTENTIONS
`Case No. 3:24-cv-02296-JSC
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`The use of sensors, including accelerometers, for this purpose was well-known in the prior
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`art. For example, the toktoktok system discloses a device that includes a sensor to detect vibrations
`
`on a surface (e.g., a wall or a table).
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`
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`Hack A Day: Reinventing The Clapper with a knock-based home automation controller
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`(web.archive.org/web/20120312150152/https:/hackaday.com/tag/knock/)
`
`(“Clap On!... Clap
`
`Off!... was super awesome when The Clapper came out in the mid-eighties. Now [Mathieu
`
`Stephan] is trying to make the concept much more functional. He put together a controller that
`
`lets you knoch on walls to control things around the house. It’s called the Toktoktok project and
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`uses small boxes to receive user input and control items like lamps and computers.”).
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`APPLE INC.’S DISCLOSURE OF INVALIDITY
`CONTENTIONS
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`Indiegogo: The toktoktok box (www.indiegogo.com/projects/the-toktoktok-box#/) (“Indiegogo”)
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`(showing a toktoktok box, which includes a housing and a sensor).
`
`Additional examples are disclosed in Bess, Murakoshi, Yeo, and Newton:
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`
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`Bess at Fig. 1; see also id. at Abstract (“A system includes at least three accelerometers disposed
`
`in different locations of an area with a surface to capture respective vibration data corresponding
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`8
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`APPLE INC.’S DISCLOSURE OF INVALIDITY
`CONTENTIONS
`Case No. 3:24-cv-02296-JSC
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`to a command tapped onto the surface by a user and a processing system to receive the vibration
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`data from each accelerometer, identify the command and a location of the user from the vibration
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`data, and generate a control signal based on the command and the location.”).
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`Murakoshi at Fig. 1 (disclosing an apparatus 104 that includes one or more sensors, such as sensor
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`206 (a 3-axis gyroscope (i.e., accelerometer)) operable to determine acceleration that corresponds
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`to vibrations produced in the vibratory surface 106), [0037].
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`
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`Yeo at Fig. 18; see also id. at 3:16-17 (“FIG. 18 is a schematic drawing of application as an input
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`device for interacting with digital devices.”), 9:60-67 (“The in-built sensing capabilities of each
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`sensor node enables it to be used an alternate input device that remaps its input measurements to
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`inputs for other devices. For example, FIG. 18 shows cancelling a call without having to take the
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`phone out by tapping on the pocket/hand carrier; augmenting a desktop space such that
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`tapping/scratching on a physical table becomes an interaction mode to desktop computer.”).
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`9
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`APPLE INC.’S DISCLOSURE OF INVALIDITY
`CONTENTIONS
`Case No. 3:24-cv-02296-JSC
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`Newton at Fig. 1, Abstract (“A lighting control apparatus (106) may include an accelerometer
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`(118), a wireless communication interface (112), and a secure connection (125) for securing the
`
`lighting control apparatus to a surface. The secure connection may be configured to transfer
`
`motion imparted on the surface to the accelerometer. A controller (108) may be coupled with the
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`accelerometer and the wireless communication interface. The controller may be configured to:
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`receive, from the accelerometer, a signal representative of motion sensed by the accelerometer;
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`determine, based on the signal from the accelerometer, that the sensed motion satisfies a motion
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`criterion; and transmit, over the wireless communication interface to a lighting unit (104) or a
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`lighting system bridge (102), data configured to cause one or more lighting units to emit light
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`having one or more selected properties.”); see also Johnson; Khaira; Pryor; Krum; Yun.
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`APPLE INC.’S DISCLOSURE OF INVALIDITY
`CONTENTIONS
`Case No. 3:24-cv-02296-JSC
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`Furthermore, under Plaintiff’s apparent theory of infringement, the accelerometer in a
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`mobile phone can be the claimed sensor. Infringement Contentions, Ex. A.
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`However, numerous prior art mobile phones included accelerometers that performed the same
`
`function. For example, the iPhone 6 (as well as every prior model of iPhone) includes an
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`accelerometer for detecting, among other things, impacts on the outside surface of the phone.
`
`
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`iFixit at Step 15; see also iPhone 4; Samsung Galaxy III; LG G2; Nokia Phones.
`
`B.
`
`Housing engaged to a mounting surface
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`
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`
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`In the Asserted Patent, the sensor (accelerometer) is contained within a housing 20 and the
`
`housing is engaged to a mounting surface 22 that receives the contact interaction. See, e.g., ’738
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`patent at Figs. 3-4.
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`APPLE INC.’S DISCLOSURE OF INVALIDITY
`CONTENTIONS
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`This arrangement was well-known in the prior art. For example, the toktoktok system
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`includes a housing engaged to mounting surface.
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`APPLE INC.’S DISCLOSURE OF INVALIDITY
`CONTENTIONS
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`Indiegogo (showing the housing of the toktoktok system and a mounting surface); see also Bess
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`at Fig. 1, Abstract (“A system includes at least three accelerometers disposed in different locations
`
`of an area with a surface to capture respective vibration data corresponding to a command tapped
`
`onto the surface by a user and a processing system to receive the vibration data from each
`
`accelerometer, identify the command and a location of the user from the vibration data, and
`
`generate a control signal based on the command and the location.”).; Murakoshi at Fig. 1
`
`(disclosing an apparatus 104 with housing engaged to a vibratory surface 106); Stewart at Fig. 1,
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`5:9-37; Newton at Abstract (“A lighting control apparatus (106) may include an accelerometer
`
`(118), a wireless communication interface (112), and a secure connection (125) for securing the
`
`lighting control apparatus to a surface. The secure connection may be configured to transfer motion
`
`imparted on the surface to the accelerometer.”), 9:50-56 (“Secure connection and motion transfer
`
`component 125 may include but are not limited to various adhesives (e.g., activated by removing
`
`tape), hook and loop fasteners (e.g., Velcro), double sided foam tape (e.g., with removable tape to
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`activate), suction cup(s), one or more magnets, one or more screws or a clips, and so forth.”);
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`Marks at Figs. 1, 6, [0040] (“As shown in FIG. 6, the remote transmitter 22 is attachable by means
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`of an adhesive surface 27.”).
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`APPLE INC.’S DISCLOSURE OF INVALIDITY
`CONTENTIONS
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`Furthermore, under Plaintiff’s apparent theory of infringement, the printed circuit board
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`(“PCB”) assembly of a smartphone inside the smartphone’s exterior shell is a housing engaged to
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`a mounting surface. Infringement Contentions, Ex. A.
`
`However, this was a standard feature of smartphones sold before 2015. For example, the
`
`iPhone 6 (as well as every prior model of iPhone) includes a logic board assembly that contains
`
`
`
`the sensor.
`
`iFixit at Step 14; see also iPhone 4; Samsung Galaxy III; LG G2; Nokia Phones.
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`APPLE INC.’S DISCLOSURE OF INVALIDITY
`CONTENTIONS
`Case No. 3:24-cv-02296-JSC
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`C.
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`Server
`
`The Asserted Patent describes “a server in communication with the sensor.” ’738 patent
`
`at Abstract. The server 40 comprises a routing module 44, a processing module 46, and an output
`
`module 48. See, e.g., id. at Fig. 1.
`
`Such servers were well-known in the prior art. For example, Orr discloses “a server
`
`
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`system 110.” Orr at [0027].
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`APPLE INC.’S DISCLOSURE OF INVALIDITY
`CONTENTIONS
`Case No. 3:24-cv-02296-JSC
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`Id. at Fig. 1 (annotated). As shown above, the server includes an I/O interface 122, a processing
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`module 118, and a I/O interface 116. Id.; see also Sharp KK at Abstract (similar). Similarly, the
`
`Bump app used a server for gesture recognition. See, e.g., https://www.zdnet.com/home-and-
`
`office/networking/eight-burning-questions-for-bump-co-founder-jake-mintz/ (“When two phones
`
`bump, software on the phone sends up a variety of sensor data to an algorithm running on the
`
`Bump servers -- data like the location of the phone, the accelerometer readings, the IP address,
`
`etc.”); see also Johnson at 29:9-16 (“Therefore, every component forms part of the cloud which
`
`comprises servers, applications and clients as defined above. The cloud can be in communication
`
`with the intelligent door lock system 10, the vibration tapping sensing device of the mobile device
`
`210, and the like.”); Avrahami at [0050] (“Example data includes web pages, text messages,
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`images, sound files, video data, classifier training data or other data sets to be sent to and/or
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`received from one or more network servers or other devices by the device 600 via one or more
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`wired or wireless networks, or for use by the device 600.”); Bess at [0041] (confirming the
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`“processing device may be … a server”).
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`APPLE INC.’S DISCLOSURE OF INVALIDITY
`CONTENTIONS
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`Furthermore, under Plaintiff’s apparent theory of infringement, a server is merely the
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`combination of a smartphone’s processor, circuitry connecting the processor to the accelerometer,
`
`and circuitry connecting the processor to a terminal device. Infringement Contentions, Ex. A.
`
`
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`
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`However, this was a standard feature of smartphones sold before 2015. For example, the iPhone
`
`6 (as well as every prior model of iPhone) includes these components.
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`APPLE INC.’S DISCLOSURE OF INVALIDITY
`CONTENTIONS
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`iFixit at Step 11.
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`iFixit at Step 15; see also iPhone 4; Samsung Galaxy III; LG G2; Nokia Phones.
`
`D.
`
`Terminal device
`
`The Asserted Patent further describes a terminal device that includes a receiving module
`
`and a switch. In the specification, “the terminal device 50 can be an appliance, such as a television,
`
`stereo or coffee machine with a switch 50’’’. Alternatively, the terminal device 50 may be a device
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`18
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`APPLE INC.’S DISCLOSURE OF INVALIDITY
`CONTENTIONS
`Case No. 3:24-cv-02296-JSC
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`1 2 3 4 5 6 7