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`US008646042B 1
`
`c12) United States Patent
`Brown
`
`(10) Patent No.:
`(45) Date of Patent:
`
`US 8,646,042 Bl
`*Feb. 4, 2014
`
`(54) HYBRID DEVICE HAVING A PERSONAL
`DIGITAL KEY AND RECEIVER-DECODER
`CIRCUIT AND METHODS OF USE
`
`(75)
`
`Inventor: David L. Brown, Jupiter, FL (US)
`
`(73) Assignee: Proxense, LLC, Bend, OR (US)
`
`( *) Notice:
`
`Subject to any disclaimer, the term ofthis
`patent is extended or adjusted under 35
`U.S.C. 154(b) by O days.
`
`WO
`WO
`
`This patent is subject to a terminal dis(cid:173)
`claimer.
`
`5,422,632 A
`5,450,489 A
`5,619,251 A
`5,629,980 A
`5,644,354 A
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`(Continued)
`
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`WO 00/62505 Al
`WO 0 1/22724 Al
`3/2001
`(Continued)
`OTHER PUBLICATIONS
`
`(21) Appl. No.: 13/445,825
`
`(22) Filed:
`
`Apr. 12, 2012
`
`"Alliance Activities: Publications: Identity-Smart Card Alliance,"
`Smart Card Alliance, 1997-2007, [ online] [Retrieved on Jan. 7, 2007]
`Retrived from the Internet <URL:http://www.smartcardalliance.org/
`publications-identity>, 3 pages.
`
`Related U.S. Application Data
`
`(Continued)
`
`(63) Continuation of application No. 12/329,329, filed on
`Dec. 5, 2008, now Pat. No. 8,171,528.
`
`(60) Provisional application No. 60/992,953, filed on Dec.
`6, 2007.
`
`(51)
`
`Int. Cl.
`G06F 21100
`(52) U.S. Cl.
`USPC ................. 726/3; 726/32; 713/171; 713/176;
`380/255; 380/280; 380/282; 709/229; 455/15;
`455/456
`
`(2013.01)
`
`( 58) Field of Classification Search
`USPC .............................................................. 726/3
`See application file for complete search history.
`
`(56)
`
`References Cited
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`100
`
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`
`Service
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`112B
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`
`Sensor 108
`
`Access
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`1180
`118F
`
`Biometrics
`104
`
`Primary Examiner - Morshed Mehedi
`(74) Attorney, Agent, or Firm - Patent Law Works LLP
`
`ABSTRACT
`(57)
`A hybrid device includes a personal digital key (PDK) and a
`receiver-decoder circuit (RDC). In one embodiment, the
`hybrid device also provides a physical interconnect for con(cid:173)
`necting to other devices to send and receive control signals
`and data, and receive power. The hybrid device operates in
`one of several modes including, PDK only, RDC only, or
`PDK and RDC. This allows a variety of system configurations
`for mixed operation including: PDK/RDC, RDC/RDC or
`PDK/PDK. The disclosure also includes a number of system
`configurations for use of the hybrid device including: use of
`the hybrid device in a cell phone; simultaneous use of the
`PDK and the RDC functionality of hybrid device; use of
`multiple links of hybrid device to generate an authorization
`signal, use of multiple PDK links to the hybrid device to
`generate an authorization signal; and use of the hybrid device
`for authorization inheritance.
`
`20 Claims, 15 Drawing Sheets
`
`Application 120A
`
`Page 1 of 30
`
`GOOGLE EXHIBIT 1001
`
`

`

`US 8,646,042 Bl
`Page 2
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`Page 18 of 30
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`

`

`US 8,646,042 B 1
`
`1
`HYBRID DEVICE HAVING A PERSONAL
`DIGITAL KEY AND RECEIVER-DECODER
`CIRCUIT AND METHODS OF USE
`
`CROSS-REFERENCE TO RELATED
`APPLICATIONS
`
`The present application claims priority under 35 U.S.C.
`§120 to U.S. patent application Ser. No. 12/329,329 entitled
`"Hybrid Device Having a Personal Digital Key and Receiver
`Decoder Circuit and Method of Use," filed Dec. 5, 2008,
`which claims the benefit of priority under 35 U.S.C. § 119( e)
`of U.S. Provisional Application No. 60/992,953 entitled
`"Reverse Prox," filed on Dec. 6, 2007 by David L. Brown,
`John J. Giobbi and Fred S. Hirt. The entire contents of all of
`the foregoing are incorporated by reference herein.
`
`BACKGROUND
`
`2
`the hybrid device are coupled for communication with each
`other. In one embodiment, the hybrid device also provides a
`physical interconnect for connecting to other devices to send
`and receive control signals and data, and receive power. The
`5 hybrid device operates in one of several modes including,
`PDK only, RDC only, or PDK and RDC. This allows a variety
`of system configurations for mixed operation including:
`PDK/RDC, RDC/RDC or PDK/PDK. The present invention
`also includes a number of system configurations for use of the
`10 hybrid device including: use of the hybrid device in a cell
`phone; simultaneous use of the PDK and the RDC function(cid:173)
`ality of hybrid device; use of multiple links of hybrid device
`to generate an authorization signal, use of multiple PDK links
`to the hybrid device to generate an authorization signal; use of
`15 the hybrid device for authorization inheritance and use of the
`hybrid device for automatically disabling a service or feature.
`Other aspects of the invention include systems and com(cid:173)
`ponents corresponding to the above, and methods corre(cid:173)
`sponding to all of the foregoing.
`
`20
`
`1. Field of Art
`The invention generally relates to personal digital keys and
`corresponding sensors, capable of proximity detection/loca(cid:173)
`tion determination and auxiliary data services/application
`services. Still more particularly, the present invention relates
`to a hybrid device including a personal digital key (PDK) and 25
`a receiver-decoder circuit (RDC) and methods for using
`same.
`2. Description of the Related Art
`Proximity sensors and location tracking are technologies
`with many applications. For example, proximity sensors can 30
`be used to provide secure access to physical and/or digital
`assets, based on biometrics, passwords, PINs, or other types
`of authentication. Proximity sensors typically have advan(cid:173)
`tages of being less cumbersome, easier to use, and more
`flexible in form factor and implementation. Proximity sensors 35
`can be used to control access to resources and/or to authenti(cid:173)
`cate individuals, for example.
`One possible application that can take advantage of prox(cid:173)
`imity sensors is location tracking RFID tracking is one
`example. In RFID, RFID tags are attached to objects to be 40
`tracked. RFID readers then interact with the RFID tags to
`determine the location of the tag. Regardless of how it is
`accomplished, location tracking (i.e., knowledge about the
`location of an object or person) is generally useful. For
`example, location tracking information can be used to track 45
`inventory and trace the route of objects through various loca(cid:173)
`tions. It can be used for time and motion studies. If tags are
`attached to people, then tracking of people can be used to
`better understand their behavior. Know ledge about a person's
`location (and/ortheirpast locations and projected future loca- 50
`tions) could be used to provide better services to that person.
`However, most proximity systems and location tracking
`systems have limited capabilities. Typically, the proximity
`sensor, RFID tag or similar device is a dumb device, in the
`sense that the device is designed and has the capability only to 55
`report its location. For example, such devices typically do not
`have the capabilities to run different applications or to even
`interact with different applications. Furthermore, these sys(cid:173)
`tems typically are proprietary and narrowly tailored for a
`specific situation, thus preventing easy expandability to other 60
`situations or third party applications.
`
`BRIEF DESCRIPTION OF THE FIGURES
`
`FIG. 1 is a block diagram illustrating one embodiment of a
`system according to the invention.
`FIG. 2 is a block diagram illustrating one embodiment of a
`Personal Digital Key (PDK).
`FIG. 3 is a block diagram illustrating one embodiment of a
`sensor.
`FIGS. 4-6 are block diagrams illustrating further embodi(cid:173)
`ments of systems according to the invention.
`FIG. 7 is a block diagram illustrating one embodiment of a
`system with networked sensors.
`FIGS. 8-9 are block diagrams illustrating operation of the
`system in FIG. 7.
`FIG. 10 is a diagram illustrating operation of the system in
`FIG. 7.
`FIG. 11 is a block diagram of one embodiment of a hybrid
`device in accordance with the present invention.
`FIG. 12 is a block diagram of one embodiment of a system
`in which the hybrid device is part of a cell phone in accor(cid:173)
`dance with the present invention.
`FIG. 13 is a block diagram of one embodiment of a system
`using the PDK and the RDC functionality of hybrid device in
`accordance with the present invention.
`FIG. 14 is a block diagram of one embodiment of a system
`using the multiple links ofhybrid device to generate an autho(cid:173)
`rization signal in accordance with the present invention.
`FIG. 15 is a block diagram of one embodiment of a system
`using the multiple PDK links to the hybrid device to generate
`an authorization signal in accordance with the present inven(cid:173)
`tion.
`FIG.16 is a block diagram of one embodiment of a system
`using the hybrid device for authorization inheritance in accor(cid:173)
`dance with the present invention.
`The figures depict various embodiments of the present
`invention for purposes of illustration only. One skilled in the
`art will readily recognize from the following discussion that
`alternative embodiments of the structures and methods illus(cid:173)
`trated herein may be employed without departing from the
`principles of the invention described herein.
`
`DETAILED DESCRIPTION
`
`SUMMARY
`
`Various drawbacks of the prior art are overcome by pro- 65
`viding a hybrid device including a personal digital key (PDK)
`and a receiver-decoder circuit (RDC). The PDK and RDC of
`
`FIG. 1 is a high level block diagram illustrating a system
`for allowing access to multiple applications ( or services). The
`system 100 comprises a Personal Digital Key (PDK) 102, a
`sensor 108, a network 110 and one or more applications 120
`
`Page 19 of 30
`
`

`

`US 8,646,042 B 1
`
`3
`(including services). The sensor 108 is coupled to the PDK
`102 by a wireless link 106 and coupled to a network 110 by
`either a wired or wireless link. In this example, the applica(cid:173)
`tions 120 are also accessed over network 110. The sensor 108
`is also adapted to receive a biometric input 104 from a user
`and is capable of displaying status to a user. In alternative
`embodiments, different or additional resources and databases
`may be coupled to the network 110, including for example
`registries and databases used for validation or to check vari(cid:173)
`ous registrations of the user. In another embodiment, the
`sensor 108 operates as a standalone device without a connec(cid:173)
`tion to the network 110.
`The PDK 102 includes multiple service blocks 112A-N as
`described in more detail in FIG. 2. Each service block 112 is
`accessed using a corresponding service block access key 118.
`In this example, the sensor 108 contains three of the service
`block access keys 118A, D, F. The service block access keys
`118 allow the sensor 108 to unlock information stored in the
`corresponding service blocks 112, which information is used
`as local secured information.
`In one example, a biometric is required in order to access
`specific service blocks 112 in the PDK 102. Verification of the
`biometric is achieved by using service block 112A. The sen-
`sor 108 stores the corresponding service block access key
`118A and uses this key to unlock the biometric service block 25
`112A, which stores a valid biometric. A current biometric is
`received using biometric input 104. The sensor 108 then
`verifies the stored biometric (from service block 112A)
`against the recently acquired biometric (from input 104).
`Upon proper verification, various applications 120 are per- 30
`mitted to connect to the PDK 102 via the sensor 108 and/or to
`gain access to other service blocks 112.
`The system 100 can be used to address applications 120
`where it is important to authenticate an individual for use.
`Generally, the sensor 108 wirelessly receives information
`stored in the PDK 102 that uniquely identifies the PDK 102
`and the individual carrying the PDK 102. The sensor 108 can
`also receive a biometric input 104 from the individual. Based
`on the received information, the sensor 108 determines if
`access to the application 120 should be granted. In this
`example, the system 100 provides authentication without the
`need for PINs or passwords (although PINs and passwords
`may be used in other implementations). Moreover, personal
`biometric information need not be stored in any local or
`remote storage database and is only stored on the user's own
`PDK (in one embodiment).
`The credibility of the system 100 is ensured by the use of a
`PDK 102 that stores trusted information. The PDK 102 is a
`compact, portable uniquely identifiable wireless device typi(cid:173)
`cally carried by an individual. The PDK 102 stores digital
`information in a tamper-proof format that uniquely associates
`the PDK 102 with an individual. Example embodiments of
`PD Ks are described in more detail in U.S. patent application
`Ser. No. 11/292,330, entitled "Personal Digital Key And
`Receiver/Decoder Circuit System And Method" filed on Nov.
`30, 2005; U.S. patent application Ser. No. 11/620,581 entitled
`"Wireless Network Synchronization Of Cells And Client
`Devices On A Network" filed on Jan. 5, 2007; and U.S. patent
`application Ser. No. 11/620,577 entitled "Dynamic Real(cid:173)
`Time Tiered Client Access" filed on Jan. 5, 2007, the entire
`contents of which are all incorporated herein by reference.
`The sensor 108 wirelessly communicates with the PDK
`102 when the PDK 102 is within a proximity zone (i.e., within
`a microcell) of the sensor 108. The proximity zone can be, for
`example, several meters in radius and preferably can be 65
`adjusted dynamically by the sensor 108. Thus, in contrast to
`many conventional RF ID devices, the sensor 108 can detect
`
`4
`and communicate with the PDK 102 without requiring the
`owner to remove the PDK 102 from his/her pocket, wallet,
`purse, etc. Generally, the sensor 108 receives uniquely iden(cid:173)
`tifying information from the PD K 102 and initiates an authen(cid:173)
`tication process for the individual carrying the PDK 102. In
`one embodiment, the sensor 108 is adapted to receive a bio(cid:173)
`metric input 104 from the individual. The biometric input 104
`comprises a representation of physical or behavioral charac(cid:173)
`teristics unique to the individual. For example, the biometric
`10 input 104 can include a fingerprint, a palm print, a retinal
`scan, an iris scan, a photograph, a signature, a voice sample or
`any other biometric information such as DNA, RNA or their
`derivatives that can uniquely identify the individual. The sen(cid:173)
`sor 108 compares the biometric input 104 to information
`15 received from the PDK 102 to determine authentication.
`Alternatively, the biometric input 104 can be obtained by a
`biometric sensor on the PDK 102 and transmitted to the
`sensor 108 for authentication. In additional alternative
`embodiment, some or all of the authentication process can be
`20 performed by the PDK 102 instead of the sensor 108.
`In this example, the sensor 108 is further communicatively
`coupled to the network 110 in order to receive an

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