throbber
UNITED STATES PATENT AND TRADEMARK OFFICE
`
`———————
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`———————
`
`LG ELECTRONICS, INC., LG ELECTRONICS U.S.A, INC.,
`Petitioner
`
`U.S. Patent No. 9,510,040
`
`_____________________
`
`DECLARATION OF ANDREW LIPPMAN,
`UNDER 37 C.F.R. § 1.68 IN SUPPORT OF PETITION FOR
`INTER PARTES REVIEW
`
`EX. 1003
`LG Electronics, Inc. / Page 1 of 156
`
`

`

`Dr. Lippman Declaration
`
`
`Inter Partes Review of U.S. 9,510,040
`
`
`
`TABLE OF CONTENTS
`
`I.
`
`II.
`
`Introduction ...................................................................................................... 4
`
`Qualifications and Professional Experience .................................................... 5
`
`III. Level of Ordinary Skill in the Art ................................................................... 9
`
`IV. Relevant Legal Standards .............................................................................. 10
`
`V.
`
`The ’040 Patent .............................................................................................. 11
`
`A. Overview of the ’040 Patent ................................................................ 11
`
`B.
`
`File History of the ’040 Patent ............................................................ 15
`
`VI. Claim Construction ........................................................................................ 16
`
`A.
`
`“at least one” ....................................................................................... 16
`
`VII.
`
`Identification of how the Claims are Unpatentable ....................................... 18
`
`A. Ground 1: Claims 1-5, 11-15, and 21 are obvious over Kim in view of
`Lee-1 and Choi. ................................................................................... 18
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`8.
`
`9.
`
`Summary of Kim ..................................................................... 19
`
`Summary of Lee-1 ................................................................... 23
`
`Summary of Choi ..................................................................... 24
`
`Reasons to Combine Kim and Lee-1 ....................................... 25
`
`Reasons to Combine Choi and Kim ........................................ 26
`
`Claim 1 ..................................................................................... 28
`
`Claim 2 ..................................................................................... 91
`
`Claim 3 ..................................................................................... 97
`
`Claim 4 ..................................................................................... 98
`
`10.
`
`Claim 5 ................................................................................... 114
`
`
`
`2
`
`
`
`EX. 1003
`LG Electronics, Inc. / Page 2 of 156
`
`

`

`Dr. Lippman Declaration
`
`
`Inter Partes Review of U.S. 9,510,040
`
`11.
`
`12.
`
`13.
`
`14.
`
`15.
`
`16.
`
`
`Claim 11 ................................................................................. 118
`
`Claim 12 ................................................................................. 121
`
`Claim 13 ................................................................................. 122
`
`Claim 14 ................................................................................. 123
`
`Claim 15 ................................................................................. 123
`
`Claim 21 ................................................................................. 124
`
`B.
`
`Ground 2: Claims 2-3, 6, 12-13, 16, and 22 are obvious over Kim in
`view of Lee-1, Choi, and Lee-2......................................................... 128
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`8.
`
`9.
`
`Summary of Lee-2 ................................................................. 128
`
`Reasons to Combine Kim and Lee-2 ..................................... 132
`
`Claim 2 ................................................................................... 133
`
`Claim 3 ................................................................................... 141
`
`Claim 6 ................................................................................... 142
`
`Claim 12 ................................................................................. 153
`
`Claim 13 ................................................................................. 154
`
`Claim 16 ................................................................................. 154
`
`Claim 22 ................................................................................. 155
`
`VIII. Conclusion ................................................................................................... 156
`
`
`
`
`
`
`
`3
`
`
`
`EX. 1003
`LG Electronics, Inc. / Page 3 of 156
`
`

`

`Dr. Lippman Declaration
`
`
`Inter Partes Review of U.S. 9,510,040
`
`
`
`I, Andrew Lippman, do hereby declare as follows:
`
`I.
`
`INTRODUCTION
`
`1.
`
`I am making this declaration at the request of LG Electronics, Inc. in
`
`the matter of the Inter Partes Review of U.S. Patent No. 9,510,040 (“the ’040
`
`patent”) to Selim et al.
`
`2.
`
`I am being compensated for my work in this matter at my standard
`
`hourly rate. I am also being reimbursed for reasonable and customary expenses
`
`associated with my work and testimony in this investigation. My compensation is
`
`not contingent on the outcome of this matter or the specifics of my testimony.
`
`3.
`
`I have been asked to provide my opinions regarding whether claims 1-
`
`6, 11-16, and 21-22 (“the Challenged Claims”) of the ’040 patent are unpatentable
`
`as they would have been obvious to a person having ordinary skill in the art
`
`(“POSITA”) at the time of the alleged invention, in light of the prior art. It is my
`
`opinion that all of the elements of the Challenged Claims would have been obvious
`
`to a POSITA.
`
`4.
`
`a.
`b.
`
`Ex.1002;
`c.
`d.
`
`
`
`In the preparation of this declaration, I have studied:
`
`the ’040 patent, Ex.1001;
`
`the prosecution history of the ’040 patent (“’040 File History”),
`
`U.S. Patent Pub. No. 2012/0054794 to Kim et al. (“Kim”), Ex.1005;
`
`U.S. Patent No. 9,008,190 to Lee et al. (“Lee-1”), Ex.1006;
`
`4
`
`
`
`EX. 1003
`LG Electronics, Inc. / Page 4 of 156
`
`

`

`Dr. Lippman Declaration
`
`
`Inter Partes Review of U.S. 9,510,040
`
`e.
`f.
`g.
`5.
`
`U.S. Patent Pub. No. 2013/0057764 to Choi et al. (“Choi”), Ex.1007;
`
`U.S. Patent No. 9,398,339 to Lee et al. (“Lee-2”), Ex.1010; and
`
`
`
`U.S. Patent Pub. No. 2013/0176415, Ex.1011.
`
`In forming the opinions expressed below, I have considered: the
`
`documents listed above; the relevant legal standards, including the standard for
`
`obviousness; and my own knowledge and experience based upon my work in the
`
`field of televisions as described below, and any additional authoritative documents
`
`as cited in the body of this declaration.
`
`6.
`
`Unless otherwise noted, all emphasis in any quoted material has been
`
`added.
`
`II. QUALIFICATIONS AND PROFESSIONAL EXPERIENCE
`
`7. My qualifications and professional experience are described in my
`
`Curriculum Vitae, a copy of which can be found in Exhibit 1004. The following is
`
`a brief summary of my relevant qualifications and professional experience.
`
`8.
`
`I earned my undergraduate degree in Electrical Engineering from MIT
`
`in 1971. I earned a Master of Science degree in Computer Graphics from MIT in
`
`1978. I earned a Ph.D. in Electrical Engineering from the École Polytechnique
`
`Fédérale de Lausanne (Switzerland) in 1995. My thesis was on scalable video, a
`
`technique for representing visual data in a fluid and variable networking and
`
`processing environment, similar to what we call streaming today.
`
`9.
`
`I am currently a Senior Research Scientist at the Massachusetts
`
`
`
`5
`
`
`
`EX. 1003
`LG Electronics, Inc. / Page 5 of 156
`
`

`

`Dr. Lippman Declaration
`
`
`Inter Partes Review of U.S. 9,510,040
`
`
`
`Institute of Technology (“MIT”) and Associate Director of the MIT Media
`
`Laboratory, an approximately $80 million per year research and teaching facility at
`
`MIT, which I helped establish in the early 1980s.
`
`10. At MIT, I have supervised over 50 Masters and Ph.D. theses in the
`
`Media Arts and Sciences program and have taught courses such as Digital Video
`
`and MIT’s freshman physics seminar. Through the course of my career, I have
`
`directed and served as principal investigator of research projects supported by the
`
`Defense Advanced Research Projects Agency (DARPA), the Office of Naval
`
`Research (ONR), The National Science Foundation (NSF), and over 50 industrial
`
`companies. I have never precisely calculated my net research volume, but it is in
`
`excess of $50 million.
`
`11.
`
`I am named as an inventor on six patents in the area of video and
`
`digital processing and have served on the advisory boards for technology
`
`companies in fields ranging from video conferencing to music analysis. I have
`
`authored or coauthored over 65 published papers in the fields of interactivity,
`
`communications, video coding, and television. I served on the editorial board of
`
`the Image Communication Journal between 1989 and 2003. I have served as an
`
`expert witness in patent cases since 2001, addressing diverse features of interactive
`
`television, electronic program guides, and user interaction.
`
`12.
`
`I have worked generally on video interaction systems since the 1970s.
`
`
`
`6
`
`
`
`EX. 1003
`LG Electronics, Inc. / Page 6 of 156
`
`

`

`Dr. Lippman Declaration
`
`
`Inter Partes Review of U.S. 9,510,040
`
`In the early 1970s, I developed font representations that permitted high quality
`
`display of text on standard broadcast television receivers. In 1978, I directed a
`
`DARPA-funded project called the “Movie-Map” that used computing and optical
`
`video and image storage to create an “experiential map” that featured “surrogate
`
`travel,” the ability to recreate the visual experience of traveling through a real
`
`place, a city. This is similar to Google’s Street-View and mapping systems.
`
`13.
`
`In the 1980s, I was principal investigator of Office of Naval Research
`
`funded programs in video and graphics computer systems for interactive learning
`
`dedicated to maintenance and repair. I also developed networked video
`
`communications systems that included scripting languages for specifying
`
`audiovisual content and representing it on various monitoring terminals.
`
`14.
`
`In 1991, I created the “Media Bank” program at MIT, the purpose of
`
`which was to allow a diverse set of networked devices to access appropriate forms
`
`of content for which they had the bandwidth and processing power to display. This
`
`entailed maintaining state information about terminal devices at a server and using
`
`that to determine the best representation of the audiovisual material to deliver to
`
`them. In addition, it included and developed cryptographic distribution methods
`
`that ensured secure delivery of information on the network. Related to this work, I
`
`also supervised Masters theses on networked distribution of video and coding
`
`specifically for diverse uses on the Internet. My colleagues and I created
`
`
`
`7
`
`
`
`
`
`EX. 1003
`LG Electronics, Inc. / Page 7 of 156
`
`

`

`Dr. Lippman Declaration
`
`
`Inter Partes Review of U.S. 9,510,040
`
`
`
`demonstrations of interactive television systems for news that combined the
`
`evening newscast with additional data from print sources so the viewer could learn
`
`more about the story than was available in the live broadcast.
`
`15. Also in 1991, I created the Television of Tomorrow program at MIT.
`
`This program addressed the digital representation and delivery of video at diverse
`
`scales and through diverse networks. This program built on work on scalable
`
`representations of images that were standards-independent and interactive.
`
`16.
`
`In 1993, I was invited to be a member of Robert Kahn’s “Cross
`
`Industry Working Group” the goal of which was to develop the ideas for a
`
`National Information Infrastructure. At DARPA, Kahn had initiated the research to
`
`develop the Arpanet and the Internet. Throughout this period, my students and I
`
`worked on distributed interactive systems for consumer use (television, electronic
`
`newspapers, learning) including the basic technology of the network and the client-
`
`server interactions.
`
`17.
`
`I was a member of the Motion Picture Experts Groups, an ISO
`
`standards committee effort that defined the standards for common distribution of
`
`“MP3” music and storage and distribution of “MPEG Video.” I co-wrote the paper
`
`defining the requirements for the MPEG-2 standard with Okubo and McCann in
`
`1995. MPEG standards remain the predominant encoding for distribution of digital
`
`video to this day. I was also the principal investigator on industry-funded programs
`
`
`
`8
`
`
`
`EX. 1003
`LG Electronics, Inc. / Page 8 of 156
`
`

`

`Dr. Lippman Declaration
`
`
`Inter Partes Review of U.S. 9,510,040
`
`addressing digital motion pictures — the “Movies of the Future” program at MIT,
`
`
`
`and high definition television, “Television of Tomorrow.” At MIT, I created the
`
`“Digital Life” consortium, the purpose of which was to explore and develop ideas
`
`relevant to an Internet-connected society.
`
`III. LEVEL OF ORDINARY SKILL IN THE ART
`
`18.
`
`I understand there are multiple factors relevant to determining the
`
`level of ordinary skill in the pertinent art, including (1) the levels of education and
`
`experience of persons working in the field at the time of the invention; (2) the
`
`sophistication of the technology; (3) the types of problems encountered in the field;
`
`and (4) the prior art solutions to those problems.
`
`19. A person of ordinary skill in the art (“POSITA”) in the field of the
`
`’040 patent, as of its earliest possible filing date of August 17, 2012, would have
`
`been someone knowledgeable about and familiar with the television display
`
`technology that is pertinent to the ’040 patent. A POSITA would have had a
`
`bachelor’s degree in Electrical Engineering, Software Engineering, or Computer
`
`Engineering, or equivalent training, and approximately two years of experience
`
`working in the field of television systems and networking, human-computer
`
`interaction, or related technologies. Lack of work experience can be remedied by
`
`additional education, and vice versa.
`
`20. For purposes of this Declaration, in general, and unless otherwise
`
`
`
`9
`
`
`
`EX. 1003
`LG Electronics, Inc. / Page 9 of 156
`
`

`

`Dr. Lippman Declaration
`
`
`Inter Partes Review of U.S. 9,510,040
`
`noted, my statements and opinions, such as those regarding my experience and the
`
`
`
`understanding of a POSITA generally (and specifically related to the references I
`
`consulted herein), reflect the knowledge that existed in the field as of the priority
`
`date of the ’040 patent. Unless otherwise stated, when I provide my understanding
`
`and analysis below, it is consistent with the level of a POSITA prior to the priority
`
`date of the ’040 patent.
`
`IV. RELEVANT LEGAL STANDARDS
`
`21.
`
`I am not an attorney. In preparing and expressing my opinions and
`
`considering the subject matter of the ’040 patent, I am relying on certain basic
`
`legal principles that counsel have explained to me. These principles are discussed
`
`below.
`
`22.
`
`I understand that prior art to the ’040 patent includes patents and
`
`printed publications in the relevant art that predate the priority date of the alleged
`
`invention recited in the ’040 patent. For purposes of this Declaration, I am
`
`applying August 17, 2012 as the earliest possible priority date of the ’040 patent.
`
`23.
`
`I have been informed that a claimed invention is unpatentable under
`
`35 U.S.C. § 103 if the differences between the invention and the prior art are such
`
`that the subject matter as a whole would have been obvious at the time the
`
`invention was made to a person having ordinary skill in the art to which the subject
`
`matter pertains. I have also been informed by counsel that the obviousness analysis
`
`
`
`10
`
`
`
`EX. 1003
`LG Electronics, Inc. / Page 10 of 156
`
`

`

`Dr. Lippman Declaration
`
`
`Inter Partes Review of U.S. 9,510,040
`
`takes into account factual inquiries including the level of ordinary skill in the art,
`
`
`
`the scope and content of the prior art, and the differences between the prior art and
`
`the claimed subject matter.
`
`24.
`
`I have been informed by counsel that the Supreme Court has
`
`recognized several rationales for combining references or modifying a reference to
`
`show obviousness of claimed subject matter. Some of these rationales include the
`
`following: (a) combining prior art elements according to known methods to yield
`
`predictable results; (b) simple substitution of one known element for another to
`
`obtain predictable results; (c) use of a known technique to improve a similar device
`
`(method, or product) in the same way; (d) applying a known technique to a known
`
`device (method, or product) ready for improvement to yield predictable results; (e)
`
`choosing from a finite number of identified, predictable solutions, with a
`
`reasonable expectation of success; and (f) some teaching, suggestion, or motivation
`
`in the prior art that would have led one of ordinary skill to modify the prior art
`
`reference or to combine prior art reference teachings to arrive at the claimed
`
`invention.
`
`V. THE ’040 PATENT
`
`A. Overview of the ’040 Patent
`
`25. The ’040 patent is directed to “methods and systems of displaying
`
`content on a television.” ’040 patent, abstract. The ’040 patent states that “[t]here
`
`
`
`11
`
`
`
`EX. 1003
`LG Electronics, Inc. / Page 11 of 156
`
`

`

`Dr. Lippman Declaration
`
`
`Inter Partes Review of U.S. 9,510,040
`
`is a need for an Intelligent TV with intuitive user interfaces and with seamless user
`
`
`
`interaction capability.” ’040 patent, 2:30-31. The purported solution to this need is
`
`a user interface that provides a panel listing several content sources represented by
`
`icons and text from which a user may select. With reference to Figure 15C,
`
`reproduced below, “[t]he global panel 1404 may include one or more sources
`
`represented by icons and text, or shortcuts, 1504A-E.” Ex.1001, 30:27-28. “[E]ach
`
`icon and text 1504A-E may be associated with one or more sources of content.”
`
`Ex.1001, 30:30-32.
`
`Ex.1001, Fig. 15C (annotated).
`
`
`26.
`
`In the above figure, the global panel 1404 includes icon and text
`
`
`
`12
`
`
`
`
`
`EX. 1003
`LG Electronics, Inc. / Page 12 of 156
`
`

`

`Dr. Lippman Declaration
`
`
`Inter Partes Review of U.S. 9,510,040
`
`1504A “associated with Live TV application 452” representing a “live television
`
`
`
`source,” icon and text 1504B “associated with video on demand 456” representing
`
`a “video on demand source,” icon and text 1504C “associated with media center
`
`application 460” representing a “media center source,” icon and text 1504D
`
`“associated with application center application 464” representing an “applications
`
`source,” and icon and text 1504E “associated with one or more sources of content,
`
`either internal or external” representing an “electrical input associated with the
`
`television.” Ex.1001, 30:32-39.
`
`27. The global panel 1404 includes information related to content, such as
`
`“information related to a displayed image and/or content (e.g., title, date/time,
`
`audio/visual indicator, rating, and genre).” ’040 patent, 25:41-44; see also ’040
`
`patent, 27: 29-31 (“suitable information about the content (such as name, duration,
`
`and/or remaining viewing duration of content).”); Ex.1001, 30:57-64 (“for Live TV
`
`a program name and/or current program playing may be displayed; for on demand
`
`a name of the media and/or media that is currently on VOD may be displayed; for
`
`media center, a name of the media and/or media that is currently on, and/or names
`
`of videos or albums may be displayed; for application center, a name of the
`
`application and/or the application that is currently playing may be displayed; and
`
`for inputs, custom names may be displayed.”)
`
`28. The “global panel” may also highlight a source with an indicator upon
`
`
`
`13
`
`
`
`EX. 1003
`LG Electronics, Inc. / Page 13 of 156
`
`

`

`Dr. Lippman Declaration
`
`
`Inter Partes Review of U.S. 9,510,040
`
`a user selection and/or indication. For example, the global panel 1404 may use an
`
`indicator 1512 comprising a box positioned around the icon and text 1504B to
`
`highlight a “video on demand source,” as shown in the figure above. The indicator
`
`1512 may also be “moved to a different source.” Ex.1001, 32:9-12. The ‘040
`
`patent additionally explains, instead of using a box, “other methods or
`
`configuration which provide for icon selection and/or identification may be used.”
`
`Ex.1001, 30:44-46. For example, ways to highlight may include adjusting color,
`
`shade, hue, or displayed size of the respective icon and text to make the icon and
`
`text visually different. See Ex.1001, 30:47-51.
`
`29. Representative independent claim 1 is shown below.
`
`
`
`14
`
`
`
`
`
`
`
`EX. 1003
`LG Electronics, Inc. / Page 14 of 156
`
`

`

`Dr. Lippman Declaration
`
`
`Inter Partes Review of U.S. 9,510,040
`
`B.
`
`File History of the ’040 Patent
`
`30. The ’040 patent was filed on August 24, 2015. It claims priority to a
`
`series of provisional applications, the earliest of which was filed on August 17,
`
`2012.
`
`31.
`
`In a first Office Action dated January 14, 2016, the Examiner rejected
`
`the claims as unpatentable over U.S. Patent Publication No. 2005/0097622 to
`
`Zigmond in view of U.S. Patent No. 7,152,236 to Wugofski. Ex. 1002, 127-136.
`
`The Applicant then amended all three independent claims, exemplified by the
`
`amended to independent claim 23 shown below:
`
`32. The Applicant then argued that Wugofski “provide[s] only two
`
`sources of content – a live television channel and a web source” and fails to show
`
`the claimed five sources. Ex. 1002, 120. The Examiner allowed the claims based
`
`
`
`15
`
`
`
`
`
`
`
`EX. 1003
`LG Electronics, Inc. / Page 15 of 156
`
`

`

`Dr. Lippman Declaration
`
`
`Inter Partes Review of U.S. 9,510,040
`
`on this distinction. Ex. 1002, 84-86. The Applicant later submitted an Amendment
`
`
`
`After Allowance pursuant to 37 CFR §1.312 to clarify certain ambiguity in the
`
`claims. Ex. 1002, 33-43.
`
`33. However, for the reasons explained below, a global panel including all
`
`five sources of content, as well as the other claim limitations of the ’040 patent,
`
`were well-known in the art.
`
`VI. CLAIM CONSTRUCTION
`
`34.
`
`It is my understanding that in order to properly evaluate the ’040
`
`patent, the terms of the claims must first be interpreted. It is my understanding that
`
`for the purposes of this inter partes review, the claims are to be construed under
`
`the so-called Phillips standard, under which claim terms are given their ordinary
`
`and customary meaning as would be understood by one of ordinary skill in the art
`
`in light of the specification and prosecution history, unless the inventor has set
`
`forth a special meaning for a term. I have also been informed that claim terms only
`
`need to be construed to the extent necessary to resolve the obviousness inquiry.
`
`35.
`
`I have reviewed the entirety of the ’040 patent, as well as its
`
`prosecution history. In my opinion, for purposes of applying the prior art presented
`
`herein to evaluate patentability, the claim terms do not require express
`
`construction. I have applied the so-called Phillips standard, which requires that
`
`claim terms are given their ordinary and customary meaning as would have been
`
`
`
`16
`
`
`
`EX. 1003
`LG Electronics, Inc. / Page 16 of 156
`
`

`

`Dr. Lippman Declaration
`
`
`Inter Partes Review of U.S. 9,510,040
`
`understood by a POSITA in light of the specification and prosecution history,
`
`
`
`unless the inventor has set forth a special meaning for a term.
`
`36.
`
`In fact, the ’040 patent provides explicit definitions for various terms
`
`and phrases, including various claim terms of the Challenged Claims. For example,
`
`from column 3, line 49 to column 10, line 37, the ’040 patent lists certain terms
`
`and provides explicit definitions and context for these terms, which include various
`
`claim terms of the Challenged Claims. My analysis of the prior art presented herein
`
`takes into account and is consistent with the definitions and context provided in the
`
`’040 patent for terms in the Challenged Claims. One example of a claim term
`
`definition is described below:
`
`A.
`
`“at least one”
`
`37. Claims 1, 6, 11, 21, 22 each recite the phrase “at least one.”
`
`38.
`
`I note that in the ’040 patent, the inventor provided a special meaning
`
`for the term “at least one.”
`
`Ex.1001, 3:49-56.
`
`
`
`
`
`17
`
`
`
`EX. 1003
`LG Electronics, Inc. / Page 17 of 156
`
`

`

`Dr. Lippman Declaration
`
`
`Inter Partes Review of U.S. 9,510,040
`
`39. Accordingly, in view of the express definition provided in the ’040
`
`
`
`patent, a claim limitation that recites a list of “at least one” items is met by
`
`teaching any item in that list alone or together with any other items in that same
`
`list.
`
`VII. IDENTIFICATION OF HOW THE CLAIMS ARE UNPATENTABLE
`
`40.
`
`I have been asked to provide my opinion as to whether the Challenged
`
`Claims of the ’040 Patent would have been obvious in view of the prior art. The
`
`discussion below provides a detailed analysis of how the prior art references
`
`identified below teach the elements of the Challenged Claims of the ’040 patent.
`
`As part of my analysis, I have considered the scope and content of the prior art and
`
`any differences between the alleged invention and the prior art. I describe in detail
`
`below the scope and content of the prior art, as well as any differences between the
`
`alleged invention and the prior art, on an element-by-element basis for each
`
`Challenged Claims of the ’040 patent.
`
`41. As described in detail below, the alleged invention of the Challenged
`
`Claims would have been obvious in view of the teachings of the identified prior art
`
`references as well as the knowledge of a POSITA. I rely on various documents to
`
`show the background knowledge of a POSITA.
`
`A. Ground 1: Claims 1-5, 11-15, and 21 are obvious over Kim in view
`
`
`
`18
`
`
`
`EX. 1003
`LG Electronics, Inc. / Page 18 of 156
`
`

`

`Dr. Lippman Declaration
`
`
`of Lee-1 and Choi.
`
`1.
`
`Summary of Kim
`
`Inter Partes Review of U.S. 9,510,040
`
`42. The primary reference that I rely upon is U.S. Patent Publication No.
`
`2012/0054794 to Kim et al. (Ex.1005, “Kim”), which was filed on March 9, 2011,
`
`claims priority to Provisional application No. 61/379,369, filed on September 1,
`
`2010, and published on March 1, 2012.
`
`43. Like the ’040 patent, Kim relates to “[a] multifunctional display
`
`device and a method of controlling the same” for providing “an interactive content
`
`service.” Ex.1005, Abstract, [0037]. Kim describes controlling the content of an
`
`image display apparatus, such as a smart TV:
`
`The image display apparatus 100 may be, for example, a network TV,
`
`a smart TV, an HbbTV, or another appropriate multifunctional display
`
`device. The image display apparatus 100 may include, for example, a
`
`broadcast interface 101, a section filter 102, an Application Information
`
`Table (AIT) filter 103, an application data processor 104, a broadcast
`
`data processor 111, a media player 106, an IP processor 107, an Internet
`
`interface 108, and a runtime module 109. The image display apparatus
`
`100 may receive AIT data, real-time broadcast content, application
`
`data, and stream events through the broadcast interface 101. The
`
`realtime broadcast content may be referred to as a linear Audio/Video
`
`(A/V) content.
`
`Ex.1005, [0038].
`
`44. Kim describes a “controller 170 [that] may control the image display
`
`
`
`19
`
`
`
`
`
`EX. 1003
`LG Electronics, Inc. / Page 19 of 156
`
`

`

`Dr. Lippman Declaration
`
`
`Inter Partes Review of U.S. 9,510,040
`
`apparatus 100 according to a user command received through the user input
`
`interface 150.” Ex.1005, [0090]. Kim further describes controlling the content of
`
`the image display apparatus 100 (smart TV) based on user input entered via a
`
`remote control (remote controller 200) that communicates wirelessly (e.g., via
`
`radiofrequency (RF) and infrared (IR)) with the controller 170:
`
`The user input interface 150 transmits a signal received from the user
`
`to the controller 170 or transmits a signal received from the controller
`
`170 to the user. For example, the user input interface 150 may receive
`
`various user input signals such as a power-on/off signal, a channel
`
`selection signal, and a screen setting signal from a remote controller
`
`200 or may transmit a signal received from the controller 170 to the
`
`remote controller 200, according to various communication schemes,
`
`for example, RF communication and IR communication.
`
`Ex.1005, [0086].
`
`For example, the user input interface 150 may provide the controller
`
`170 with user input signals or control signals received from local keys,
`
`such as inputs of a power key, a channel key, and a volume key, and
`
`setting values. Also, the user input interface 150 may transmit a control
`
`signal received from a sensor that senses a user gesture to the controller
`
`170 or transmit a signal received from the controller 170 to the sensor.
`
`The sensor may include a touch sensor, a voice sensor, a position
`
`sensor, a motion sensor, or another appropriate type of sensor.
`
`Ex.1005, [0087].
`
`
`
`20
`
`
`
`
`
`EX. 1003
`LG Electronics, Inc. / Page 20 of 156
`
`

`

`Dr. Lippman Declaration
`
`
`Inter Partes Review of U.S. 9,510,040
`
`The remote controller 200 may transmit a user input to the user input
`
`interface 150. For transmission of user input, the remote controller 200
`
`may use various communication techniques such as Bluetooth, RF
`
`communication, IR communication, UWB, ZigBee, or another
`
`appropriate communication protocol.
`
`Ex.1005, [0112].
`
`45. Kim’s image display apparatus 100 (smart TV) displays “a Graphical
`
`User Interface (GUI) in the form of an OSD [On Screen Display].” Ex.1005,
`
`[0060]. A variety of information and content can be displayed on this OSD:
`
`The OSD generator 340 may generate an OSD signal autonomously or
`
`based on to user input. For example, the OSD generator 340 may
`
`generate signals by which a variety of information is displayed as
`
`images or text on the display 180, according to control signals received
`
`from the user input interface 150. The OSD signal may include various
`
`data such as a UI, a variety of menu screens, widgets, icons, etc. For
`
`example, the OSD generator 340 may generate a signal by which
`
`subtitles are displayed with a broadcast image or Electronic Program
`
`Guide (EPG)-based broadcasting information.
`
`Ex.1005, [0137].
`
`46. The remote control 200 can interact with the OSD by transmitting
`
`“various user input signals such as a power-on/off signal, a channel selection
`
`signal, and a screen setting signal from [the] remote controller 200” to a “user
`
`input interface 150.” Ex.1005, [0086]. For example, Kim explains that the “user
`
`
`
`21
`
`
`
`
`
`EX. 1003
`LG Electronics, Inc. / Page 21 of 156
`
`

`

`Dr. Lippman Declaration
`
`
`Inter Partes Review of U.S. 9,510,040
`
`input interface 263 may receive various control signals such as a power on/off
`
`
`
`signal, an operation input signal, or a setting input signal through activation of a
`
`local key or the remote controller 200.” Ex.1005, [0122]. These local keys on
`
`Kim’s remote control can be used to control or change the information displayed
`
`on the OSD. Ex.1005, [0192] (describing a home key for displaying a home
`
`screen), [0193]-[0217] (describing using the remote control key to select and
`
`display various card objects that include or can access different types of content).
`
`47. For example, Kim’s remote control can be used to access, and cause
`
`to be displayed on the image display apparatus 100 (smart TV), a home screen with
`
`different types of content sources and corresponding content information. Ex.1005,
`
`[0094], [0192], Fig. 19.
`
`
`
`
`
`22
`
`
`
`EX. 1003
`LG Electronics, Inc. / Page 22 of 156
`
`

`

`Dr. Lippman Declaration
`
`
`Inter Partes Review of U.S. 9,510,040
`
`
`
`
`
`Ex.1005, Fig. 19.
`
`
`2.
`
`Summary of Lee-1
`
`48. U.S. Patent No. 9,008,190 to Lee et al. (Ex.1006, “Lee-1”) was filed
`
`on January 4, 2010, and issued on April 14, 2015.
`
`49. Lee-1 provides additional details regarding the thumbnails described
`
`by Kim. Kim cites to and incorporates by reference “application Ser. No.
`
`127651,730,” which is filed herein as Ex.1006 (“Lee-1”). Ex.1005, [0106]. In
`
`particular Kim incorporates Lee-1’s “[e]xamples of thumbnails and methods of
`
`using the same.” Ex.1005, [0106]. Regarding methods of using thumbnails, Lee-1
`
`discloses that a “disp

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket