`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`MICRON TECHNOLOGY, INC., MICRON SEMICONDUCTOR PRODUCTS,
`INC., and MICRON TECHNOLOGY TEXAS LLC,
`Petitioners,
`v.
`NETLIST, INC.,
`Patent Owner.
`
`
`Case IPR2024-00370
`
`Patent 10,268,608
`
`Inventors: Hyun Lee and Jayesh R. Bhakta
`
`Title: MEMORY MODULE WITH TIMING-CONTROLLED DATA PATHS IN
`DISTRIBUTED DATA BUFFERS
`
`PETITIONERS’ MOTION FOR JOINDER
`UNDER 35 U.S.C. §315(c) AND 37 CFR § 42.122(b)
`
`
`
`TABLE OF CONTENTS
`Introduction .................................................................................................... 1
`I.
`Background and Related Proceedings ......................................................... 2
`II.
`III. Arguments ...................................................................................................... 3
`A.
`Joinder Is Warranted under Kyocera ..................................................... 4
`1.
`Factor 1: Joinder is appropriate................................................... 4
`2.
`Factor 2: Micron’s petition proposes no new grounds for
`unpatentability ............................................................................. 5
`Factor 3: Joinder will not unduly burden or negatively
`impact the Samsung IPR trial schedule ...................................... 5
`Factor 4: Procedure to simplify briefing and discovery ............. 7
`4.
`IV. Conclusion ...................................................................................................... 9
`
`
`
`
`
`
`3.
`
`
`
`i
`
`
`
`TABLE OF AUTHORITIES
`
` Page(s)
`
`Cases
`Apple Inc. v. INVT SPE LLC,
`IPR2019-00958, Paper 9 (PTAB May 30, 2019) ............................................. 6, 9
`AT&T Servs., Inc. v. Convergent Media Solutions, LLC,
`IPR2017-01235, Paper 11 (PTAB May 9, 2017) ................................................. 8
`BlackBerry Corp. v. Uniloc 2017 LLC,
`IPR2019-01283, Paper 10 (PTAB Nov. 5, 2019) ................................................. 5
`Celltrion, Inc. v. Genentech, Inc.,
`IPR2018-01019, Paper 11 (PTAB Oct. 30, 2018) ................................................ 7
`Ericsson Inc. v. Uniloc 2017 LLC,
`IPR2020-00376, Paper 16 (PTAB May 22, 2020) ............................................... 8
`Everlight Electronics Co., Ltd.,
`IPR2018-01260, Paper 12 (PTAB Nov. 14, 2018) ............................................... 7
`Intel Corp. v. Alacritech, Inc.,
`IPR2018-01352, Paper 11 (PTAB Jan. 8, 2019) .............................................. 6, 9
`Kyocera Corp. v. Softview LLC,
`IPR2013-00004, Paper 15 (PTAB Apr. 24, 2013) ............................................... 4
`Lear, Inc. v. Adkins,
`395 U.S. 653 (1969) .............................................................................................. 5
`Pfizer Inc. v. Sanofi-Aventis Deutschland GmbH,
`IPR2019-00980, Paper 12 (PTAB Aug. 15, 2019) ............................................... 7
`Samsung Elecs., Co. v. Raytheon Co.,
`IPR2016-00962, Paper 12 (PTAB Aug. 24, 2016) ........................................... 3, 5
`Samsung Electronics Co. Ltd. v. Netlist, Inc.
`IPR2023-00847, Paper 13 (PTAB Dec. 12, 2023) ............................................... 1
`Sony Corp. v. Memory Integrity, LLC,
`IPR2015-01353, Paper 11 (PTAB Oct. 15, 2015) ............................................ 6, 9
`ii
`
`
`
`
`
`Statutes
`35 U.S.C. § 315(b) ..................................................................................................... 3
`35 U.S.C. § 315(c) ................................................................................................. 1, 3
`Other Authorities
`37 C.F.R. § 42.122(b) ............................................................................................ 1, 3
`
`
`
`
`iii
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`
`
`I.
`
`INTRODUCTION
`Petitioners Micron Technology, Inc.; Micron Semiconductor Products, Inc.;
`
`and Micron Technology Texas LLC (collectively “Micron”), respectfully submit this
`
`Motion for Joinder (“Motion”) together with a Petition (“Micron Petition”) for Inter
`
`Partes Review of U.S. Patent No. 10,268,608 (“’608 Patent”). The Board instituted
`
`inter partes review of claims 1-12 of the ’608 Patent in Samsung Electronics Co.,
`
`Ltd. v. Netlist, Inc., IPR2023-00847 (“Samsung IPR”) on December 12, 2023. Paper
`
`13. Pursuant to 35 U.S.C. § 315(c) and 37 C.F.R. § 42.122(b), Micron respectfully
`
`requests institution of inter partes review of the same claims of the ’608 Patent based
`
`on the same grounds presented in the Samsung IPR and further requests joinder with
`
`the Samsung IPR.
`
`Micron’s request for joinder is timely because it is made no later than one
`
`month after the December 12, 2023 institution date of the Samsung IPR. Further,
`
`Micron’s joinder will not unduly burden or prejudice the parties to the Samsung IPR
`
`and will efficiently resolve the patentability of the ’608 Patent in a single IPR
`
`proceeding. The Micron Petition is substantively identical to Samsung Electronics
`
`Co. Ltd.’s petition (“Samsung Petition”) in the Samsung IPR. The Micron Petition
`
`seeks review of the same patent claims challenged in the Samsung IPR, advances
`
`the same grounds for unpatentability that were instituted in the Samsung IPR, and
`
`relies on the same evidence (including expert declarations) as the Samsung IPR.
`
`
`
`1
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`
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`Additionally, Micron proposes streamlining the proceedings by taking an
`
`“understudy” role (unless Samsung Electronics Co., Ltd. is terminated from the
`
`proceedings). Finally, Petitioner in the Samsung IPR does not oppose Micron’s
`
`joinder.
`
`Accordingly, Micron respectfully requests that the Board institute the Micron
`
`Petition and join this IPR with the Samsung IPR.
`
`II. BACKGROUND AND RELATED PROCEEDINGS
`The following judicial or administrative matters would affect, or be affected
`
`by, a decision in this proceeding concerning the ’608 Patent.
`
`• Samsung Electronics Co., Ltd. v Netlist, Inc., IPR2023-00847 (“Samsung
`
`IPR”)
`
`• Netlist, Inc. v. Micron Technology, Inc. et al., No. 1:22-cv-00136 (W.D.
`
`Tex. filed Apr. 28, 2021)
`
`• Netlist, Inc. v. Micron Technology, Inc. et al., No. 2:22-cv-00203 (E.D.
`
`Tex. filed June 10, 2022)
`
`• Netlist, Inc. v. Samsung Electronics Co., Ltd. et al., No. 2:22-cv-00293
`
`(E.D. Tex. filed August 1, 2022); Netlist, Inc. v. Micron Technology, Inc.
`
`et al., 2:22-cv-00294 (E.D. Tex. filed August 1, 2022)
`
`• Netlist, Inc. v. Samsung Electronics Co., Ltd. et al., No. 2:21-cv-00463
`
`(E.D. Tex. filed Dec. 20, 2021)
`
`
`
`2
`
`
`
`• Micron Technology, Inc. et al. v. Netlist, Inc., IPR2022-00237
`
`• Micron Technology, Inc. et al. v. Netlist, Inc., IPR2022-00236
`
`• Samsung Electronics Co., Ltd. v Netlist, Inc., IPR2022-00711
`
`• Micron Technology, Inc. et al. v. Netlist, Inc., IPR2023-00205
`
`• SK hynix Inc. et al. v. Netlist, Inc., IPR2017-00730
`
`III. ARGUMENTS
`The Board may join as a party to an instituted inter partes review a person
`
`who has properly filed a petition for inter partes review that warrants institution. 35
`
`U.S.C. § 315(c). Any request for joinder must be filed “no later than one month after
`
`the institution date of any inter partes review for which joinder is requested.” 37
`
`C.F.R. § 42.122(b). A petition for inter partes review is not subject to the one year
`
`statutory time bar if the petition is accompanied by a request for joinder. 35 U.S.C.
`
`§ 315(b); 37 C.F.R. § 42.122(b).
`
`“A motion for joinder should (1) set forth reasons why joinder is appropriate;
`
`(2) identify any new grounds of unpatentability asserted in the petition; (3) explain
`
`what impact (if any) joinder would have on the trial schedule for the existing review;
`
`and (4) address specifically how briefing and discovery may be simplified.”
`
`Samsung Elecs., Co. v. Raytheon Co., IPR2016-00962, Paper 12 at 5 (PTAB Aug.
`
`24, 2016) (citing Kyocera Corp. v. Softview LLC, IPR2013-00004, Paper 15 at 4
`
`(PTAB Apr. 24, 2013)).
`
`
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`3
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`
`
`A.
`
`Joinder Is Warranted under Kyocera
`Factor 1: Joinder is appropriate
`1.
`Joinder with the Samsung IPR is appropriate because the Micron Petition
`
`involves the same patent, challenges the same claims, and is based on the same
`
`grounds and supported by the same technical expert declaration and evidence as the
`
`Samsung Petition. Additionally, as noted below, the Micron Petition raises only the
`
`grounds from the Samsung IPR. In short, the Micron Petition is substantively
`
`identical to the Samsung Petition, with only minor changes, e.g., changes necessary
`
`for proper identification of the party filing the petition and corresponding
`
`documents. On the merits, the Micron Petition should therefore be instituted for at
`
`least the same reasons that the Board instituted the Samsung IPR. Further, good
`
`cause exists to allow joinder, given that the Micron Petition is substantively identical
`
`to the Samsung Petition, and joinder would allow the Board to effectively resolve
`
`the identical challenges raised by both parties in a single proceeding.
`
`Additionally, Micron is currently involved in litigation based on Patent
`
`Owner’s allegation that Micron’s products infringe the ʼ608 Patent. See Netlist, Inc.
`
`v. Micron Technology Inc. et al., 1:22-cv-00136, Dkt. 1 (W.D. Tex. April 28, 2021).
`
`Micron therefore has a particular interest in the substantial questions of invalidity
`
`surrounding the ’608 Patent. Joinder is also appropriate for the additional reason that
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`the invalidity grounds as to the challenged claims can be resolved through Micron’s
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`
`
`4
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`
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`continued participation in the IPR process, even if the original petitioner in IPR2023-
`
`00847 were to reach a settlement with Patent Owner, or otherwise cease participation
`
`in that proceeding. The public interest in “permitting full and free competition in the
`
`use of ideas which are in reality a part of the public domain.” Lear, Inc. v. Adkins,
`
`395 U.S. 653, 670 (1969), favors allowing joinder in this case, as joinder would
`
`allow Micron to continue participating in the IPR process if Samsung ceases
`
`participation.
`
`2.
`
`Factor 2: Micron’s petition proposes no new grounds for
`unpatentability
`The Micron Petition does not present any new grounds or arguments regarding
`
`unpatentability. It is substantively identical to the Samsung Petition. The Board
`
`“routinely grants motions for joinder where the party seeking joinder introduces
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`identical arguments and the same grounds raised in the existing proceeding.”
`
`BlackBerry Corp. v. Uniloc 2017 LLC, IPR2019-01283, Paper 10 at 8 (PTAB Nov.
`
`5, 2019) (quoting Samsung, IPR2016-00962, Paper 12 at 9). This factor therefore
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`favors joinder.
`
`3.
`
`Factor 3: Joinder will not unduly burden or negatively impact the
`Samsung IPR trial schedule
`Joinder will not unduly burden Patent Owner. Because the Micron Petition
`
`presents the same grounds and arguments as the Samsung Petition, there are no new
`
`issues for Patent Owner to address. See Sony Corp. v. Memory Integrity, LLC,
`
`
`
`5
`
`
`
`IPR2015-01353, Paper 11 at 6 (PTAB Oct. 15, 2015) (granting motion for joinder
`
`and instituting IPR where “joinder should not necessitate any additional briefing or
`
`discovery from Patent Owner beyond that already required in [the original IPR]”).
`
`Indeed, the Patent Owner’s Preliminary Response in the Samsung IPR is sufficient
`
`to address the Micron Petition because the issues presented are substantively
`
`identical. See Patent Owner’s Preliminary Response, Case No. IPR2023-00847,
`
`Paper 6 (Sep. 14, 2023).
`
`Likewise, joinder will not negatively impact the Samsung IPR trial schedule.
`
`Micron expressly consents to the existing trial schedule. Further, as described below,
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`Micron agrees to take an “understudy” role in the joined proceeding, so long as
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`Samsung remains an active part in the joined proceeding. See, e.g., Apple Inc. v.
`
`INVT SPE LLC, IPR2019-00958, Paper 9 at 6–8 (PTAB May 30, 2019) (granting
`
`motion for joinder where the movant presented a substantively identical petition and
`
`agreed to take an “understudy” role in the joined proceeding); Intel Corp. v.
`
`Alacritech, Inc., IPR2018-01352, Paper 11 at 3–5 (PTAB Jan. 8, 2019) (same).
`
`Finally, the Micron Petition relies on the same technical expert declaration as
`
`the Samsung Petition. (EX1003) (Decl. of Dr. Robert Wedig). Therefore, joinder will
`
`not increase the complexity of the proceeding. Indeed, the Board typically grants
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`joinder where a petitioner presents a different witness with a substantially similar
`
`declaration. See, e.g., Pfizer Inc. v. Sanofi-Aventis Deutschland GmbH, IPR2019-
`
`
`
`6
`
`
`
`00980, Paper 12 at 3–4, 6–7 (PTAB Aug. 15, 2019); Everlight Electronics Co., Ltd.,
`
`IPR2018-01260, Paper 12 at 4, 6–7 (PTAB Nov. 14, 2018); Celltrion, Inc. v.
`
`Genentech, Inc., IPR2018-01019, Paper 11 (Oct. 30, 2018).
`
`Factor 4: Procedure to simplify briefing and discovery
`4.
`Micron agrees to take an “understudy” role in the joined proceeding, absent
`
`termination of the original petitioner as a party. Specifically, Micron agrees to the
`
`following conditions regarding the joined proceeding, so long as Samsung remains
`
`an active party in the joined proceeding:
`
`1. Micron will not be making any substantive filings, and Micron agrees that
`
`Samsung alone will be responsible for all substantive petitioner filings in
`
`the joined proceeding;
`
`2. Micron agrees to be bound by all filings by Samsung in the joined
`
`proceeding, except for filings regarding termination and settlement;
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`3. Micron must obtain prior Board authorization to file any paper or to take
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`any action on its own in the joined proceeding;
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`4. Micron shall not be permitted to raise any new grounds not already
`
`instituted by the Board in the Samsung IPR, or introduce any argument or
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`discovery not already introduced by Samsung;
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`5. Micron shall be bound by any agreement between Patent Owner and
`
`Samsung concerning discovery and depositions;
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`7
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`6. Micron will not cross-examine or defend any witness at deposition;
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`7. Samsung will be responsible for any oral hearing presentation, including
`
`the preparation of demonstrative exhibits.
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`Only if Samsung ceases participation in the proceeding:
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`8. Micron would assume a primary role, meaning it would take over the
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`role previously filled by Samsung.
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`See Ericsson Inc. v. Uniloc 2017 LLC, IPR2020-00376, Paper 16 at 10 (granting a
`
`motion for joinder with the same conditions).
`
`The eight conditions listed above are intended to capture Petitioner’s proposed
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`“understudy” role. Samsung stated it does not oppose Micron’s joinder under the
`
`conditions specified above. The conditions are also consistent with the Board’s
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`stated conditions of joinder in other cases. Id.; see also AT&T Servs., Inc. v.
`
`Convergent Media Solutions, LLC, IPR2017-01235, Paper 11 at 36–37 (PTAB May
`
`9, 2017) (Lee, J.) (granting joinder with similar limitations on an understudy).
`
`The Board has consistently found that the acceptance of an “understudy” role
`
`removes any undue complications or delay that might allegedly result from joinder.
`
`See, e.g., Apple, IPR2019-00958, Paper 9 at 6–8 (granting motion for joinder where
`
`the movant presented a substantively identical petition and agreed to take an
`
`“understudy” role in the joined proceeding); Intel Corp., IPR2018-01352, Paper 11
`
`
`
`8
`
`
`
`at 3–5 (same); Sony Corp., IPR2015-01353, Paper 11 at 6–7. As such, this factor
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`also favors joinder.
`
`IV. CONCLUSION
`For the reasons above, Micron respectfully requests that the Board grant
`
`joinder with Samsung Electronics Co. Ltd. v. Netlist, Inc., Case No. IPR2023-00847.
`
`
`Dated: January 10, 2024
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`Respectfully submitted,
`
`/ Matthew A. Hopkins /
`Matthew A. Hopkins (Reg. No. 76,273)
`mhopkins@winston.com
`WINSTON & STRAWN LLP
`1901 L Street, N.W.
`Washington, DC 20036
`Telephone: (202) 282-5000
`Facsimile: (202) 282-5100
`
`Michael R. Rueckheim (Pro Hac Vice to
`be submitted)
`MRueckheim@winston.com
`Ryuk Park (Pro Hac Vice to be submitted)
`RPark@winston.com
`WINSTON & STRAWN LLP
`255 Shoreline Drive, Suite 520
`Redwood City, CA 94065
`Telephone: (650) 858-6500
`Facsimile: (650) 858-6559
`
`
`Counsel for Petitioners Micron
`Technology, Inc.; Micron Semiconductor
`Products, Inc.; and Micron Technology
`Texas LLC
`
`9
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`
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`CERTIFICATE OF SERVICE
`Pursuant to 37 C.F.R. §§ 42.6(e) and 42.105(a), I hereby certify that on
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`January 10, 2024, a true and correct copy of the foregoing “PETITIONERS’
`
`MOTION FOR JOINDER UNDER 35 U.S.C. § 315(c) AND 37 C.F.R. §
`
`42.122(b)” including all attachments, appendices and exhibits, has been served in its
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`entirety by FedEx Express on the following counsel of record for patent owner of
`
`10,268,608 at the correspondence address of record:
`
`Jamie Zheng
`USCH Law, PC
`3790 El Camino Real #1147
`Palo Alto, CA 94304
`
`A courtesy copy of this Motion was also served upon litigation counsel for
`
`Patent Owner via email, as follows:
`
`Samuel F. Baxter (sbaxter@mckoolsmith.com)
`Jennifer L. Truelove (jtruelove@mckoolsmith.com)
`MCKOOL SMITH, P.C.
`
`Jason Sheasby (jsheasby@irell.com)
`Annita Zhong (hzhong@irell.com)
`IRELL & MANELLA LLP
`
`
`/ Matthew A. Hopkins /
`Matthew A. Hopkins (Reg. No. 76,273)
`
`Counsel for Petitioners Micron
`Technology, Inc.; Micron Semiconductor
`Products, Inc.; and Micron Technology
`Texas LLC
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`10
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