throbber
UTILITY
`PATENT APPLICATION
`TRANSMITTAL
`(Only for new nonprovisional applications under 37 CFR § 1.53(6))
`
`129980-5049-US01
`Attorney Docket No.
`First Inventor
`Hyun Lee
`MEMORY MODULE WITH TIMING-
`Title
`CONTROLLED DATA BUFFERING
`April 22, 2019
`
`Electronically filed
`
`APPLICATION ELEMENTS
`See MPEP Chapter 600 concerning utility patent application contents.
`
`Address to: Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`1. q Fee Transmittal Form (with duplicate for fee processing)
`
`ACCOMPANYING APPLICATION PARTS
`
`2. q Applicant claims Small Entity status, see 37 C.F.R. § 1.27 9. q Assignment Papers (cover sheet & document(s))
`
`3. 0 Specification
`
`[Total Pages 32 ]
`
`Name of Assignee:
`
`
`
`(35 USC § 113) 4. 0 Drawing(s)
`
`[Total Sheets 26 ]
`
`10. 0
`
`37 CFR § 3.73(c) Statement
`of Attorney a. E Power
`
`
`or Declaration 5. E Oath
`[Total Pages 2 ]
`
`a. q
`Newly executed (original or copy)
`b. El Copy from a prior application (37 CFR § 1.63(d))
`
`6.
`
`
`
`Data Sheet, see 37 C.F.R. § 1.76 Application
`
`7. q CD-ROM or CD-R in duplicate, large table or Computer
`Program (Appendix)
`q Landscape Table on CD
`8. q Nucleotide and/or Amino Acid Sequence Submission
`(if applicable, all necessary)
`a. ❑Computer Readable Form (CRF)
`b. ❑Specification Sequence Listing on
`q CD-ROM or CD-R (2 copies); or
`i.
`ii. q Paper
`c. q Statement verifying identity of above copies
`
`11. q English Translation Document (if applicable)
`
`12. q Information Disclosure Statement and PTO-1449
`a. q Copies of citations attached
`13. q Preliminary Amendment
`
`14. q Return Receipt Postcard (MPEP 503)
`
`15. q Certified Copy of Priority Document(s)
`(if foreign priority is claimed)
`16. q Non-Publication Request
`under 35 U.S.C. § 122 (b)(2)(B)(i)
`
`17. q Other:
`
`Note:
`
`(1) Benefit claims under 37 CFR 1.78 and foreign priority claims under 1.55 MUST be included in an Application
`Data Sheet (ADS).
`(2) For applications filed under 35 U.S.C. 111, the application must contain an ADS specifying the applicant if the
`applicant is an assignee, person to whom the inventor is under an obligation to assign, or person who otherwise
`shows sufficient proprietary interest in the matter. See 37 CFR 1.46(b).
`
`19. CORRESPONDENCE ADDRESS: Customer Number 79141
`
`signature
`
`/Jamie J. Zheng/
`
`Name
`(Print/Type)
`
`Jamie J. Zheng
`
`Date April 22, 2019
`
`Registration No.
`(Attorney/Agent)
`
`51,167
`
`Micron Technology Inc. et al.
`Ex. 1052, p. 1
`
`

`

`Electronically filed April 22, 2019
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Application of:
`
`Hyun Lee
`
`Confirmation No. :
`
`To be assigned
`
`Serial No. :
`
`To be assigned
`
`Art Unit
`
`To be assigned
`
`Filed:
`
`For:
`
`Filed herewith
`
`Examiner:
`
`To be assigned
`
`MEMORY MODULE WITH Attorney Docket No.:
`TIMING-CONTROLLED
`129980-5049-US01
`DATA BUFFERING
`
`STATEMENT UNDER 37 C F R § 3.73(c)
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Sir:
`
`Netlist, Inc., a corporation, states that it is the assignee of the entire right, title and
`
`interest in the patent application/patent identified above by virtue of an assignment from the
`
`inventor(s) of the parent of the patent application/patent identified above.
`
`The assignment was recorded in the United States Patent and Trademark Office on
`
`November 21, 2017 at Reel 044194, Frame 0965, or for which a copy thereof is attached.
`
`The undersigned is authorized to act on behalf of the assignee.
`
`Date: April 22, 2019
`
`/Jamie J. Zheng/
`Jamie J. Zheng
`MORGAN, LEWIS & BOCKIUS LLP
`1400 Page Mill Road
`Palo Alto, CA 94304
`(650) 843-4000
`
`51,167
`(Reg. No.)
`
`129980-5049-US01
`
`Micron Technology Inc. et al.
`Ex. 1052, p. 2
`
`

`

`Modified PTO/AIA/82B (07-12)
`
`GENERAL POWER OF ATTORNEY BY APPLICANT
`FOR UNITED STATES PATENT
`I hereby revoke all previous powers of attorney given in the application referenced in the attached
`transmittal letter (form PTO/AIA/82A or equivalent).
`I hereby appoint the practitioner associated with the following Customer Number
`•
`
`79141
`
`as my/our attorney or agent, and to transact all business in the United States Patent and Trademark
`Office in connection with the application referenced in the attached transmittal letter (form
`PTO/AIA/82A or equivalent).
`
`Please recognize or change the correspondence address for the application referenced in the attached
`transmittal letter to the address associated with the above-mentioned Customer Number.
`
`I am the Applicant:
`
`
`
` Inventor or Joint Inventor
`
` Legal Representative of a Deceased or Legally Incapacitated Inventor
`
`Ill Assignee or Person to Whom the Inventor is Under an Obligation to Assign
`Person Who Otherwise Shows Sufficient Proprietary Interest (e.g., a petition under 37 CFR
`1.46(b)(2) was granted in the application or is currently being filed in this document)
`
`Signature
`
`Name
`
`Gail Sasaki
`
`SIGNATURE of Applicant for Patent
`
`Date: January 9, 2013
`
`Titl
`
`V'
`
`resident and Chief Financial Officer
`
`Company
`
`Netlist, Inc.
`
`Note: Signature - this form must be signed by the Applicant or a person authorized to act on behalf of Applicant.
`
`Submit multiple forms for more than one signature
`forms are submitted.
`Total of
`
`Micron Technology Inc. et al.
`Ex. 1052, p. 3
`
`

`

`Customer No. 79141
`Attorney Docket No.: NT003US
`
`COMBINED DECLARATION AND ASSIGNMENT
`FOR UTILITY OR DESIGN APPLICATION
`
`Title of
`Invention
`
`MEMORY MODULE WITH DISTRIBUTED DATA BUFFERS AND METHOD OF
`OPERATION
`
`DECLARATION
`As a below named inventor, I hereby declare that:
`
`This declaration
`is directed to:
`
`I I The attached application, or
`
`III United States application or PCT international application
`
`number 13/952,599
`
`filed on July 27, 2013
`
`The above-identified application was made or authorized to be made by me.
`
`I believe that I am the original inventor or an original joint inventor of a claimed invention in the application.
`
`I hereby acknowledge that any willful false statement made in this declaration is punishable under 18 U.S.C. 1001
`by fine or imprisonment of not more than five (5) years, or both.
`
`Note to Inventor: 37 C.F.R. § 1.63(c) states: "A person may not execute an oath or declaration for an application
`unless that person has reviewed and understands the contents of the application, including the claims, and is aware
`of the duty to disclose to the Office all information known to the person to be material to patentability as defined in
`§ 1.56."
`
`ASSIGNMENT
`
`In consideration of the sum of One Dollar ($1.00) and other good and valuable consideration paid, I hereby sell and
`assign to
`
`Netlist, Inc.
`(Name of Assignee)
`
`of 51 Discovery, Suite #150, Irvine, CA 92618
`(Address of Assignee)
`
`(hereinafter designated as the Assignee) my entire right, title and interest for the United States as defined in 35 USC
`100, for any invention set forth in the above-identified application.
`
`I agree to execute all papers necessary in connection with this application for patent in the USPTO for the invention,
`and any continuation, divisional or reissue applications thereof and also to execute separate assignments in connection
`with such applications as the Assignee may deem necessary or expedient.
`
`I agree to execute all papers necessary in connection with any post-grant proceeding which may occur in connection
`with this application or continuation, divisional or reissue thereof and to cooperate with the Assignee in every way
`possible in obtaining evidence and going forward with such post-grant proceeding.
`
`Micron Technology Inc. et al.
`Ex. 1052, p. 4
`
`

`

`I agree to execute all papers and documents and perform any act which may be necessary in connection with claims or
`provisions of the International Convention for Protection of Industrial Property or similar agreements.
`
`I agree to perform all affirmative acts which may be necessary to obtain a grant of a valid United States patent to the
`Assignee.
`
`I hereby authorize and request the USPTO to issue any and all Letters Patents of the United States resulting from the
`application or any continuation, divisional or reissue applications thereof to the Assignee, as Assignee of my entire
`interest, and covenant that I have not executed, and will not execute, any agreement in conflict herewith.
`
`First Inventor (Legal Name): Hyun Lee
`
`Signature:
`
`Second Inventor (Legal Name): Jayesh R. Bhakta
`
`Date: /
`
`9
`
`p --O c
`
`Signature:
`
`-41.? 4,
`
`Date: /d//c/A...7e.y:?
`
`Declaration/Assignment, NT004US
`
`2
`
`Micron Technology Inc. et al.
`Ex. 1052, p. 5
`
`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`129980-5049-US01
`
`Application Number
`
`Title of Invention MEMORY MODULE WITH TIMING-CONTROLLED DATA BUFFERING
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
`
`Secrecy Order 37 CFR 5.2:
`
`m Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`I—I 37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`
`Inventor Information:
`
`7
`Inventor
`Legal Name
`
`Remove
`
`Prefix Given Name
`il
`yun
`Residence Information (Select One) • US Residency
`adera Ranch
`City
`State/Province
`
`Middle Name
`
`Family Name
`Lee
`Active US Military Service
`Non US Residency
`Country of Residend
`
`I1S
`
`A
`
`Suffix
`
`I
`
`Mailing Address of Inventor:
`
`Address 1
`
`Address 2
`City
`Postal Code
`
`Inventor 2
`Legal Name
`
`175 Technology, Suite 150
`
`rvine
`
`92618
`
`State/Province
`US
`Country i
`
`CA
`
`Remove
`
`Middle Name
`Prefix Given Name
`R.
`il
`ayesh
`Residence Information (Select One) CI US Residency
`erritos
`City
`State/Province
`
`Family Name
`Bhakta
`Active US Military Service
`Non US Residency
`Country of Residend
`
`I1S
`
`A
`
`Suffix
`
`I
`
`Mailing Address of Inventor:
`
`Address 1
`
`175 Technology, Suite 150
`
`rvine
`
`Address 2
`State/Province
`City
`US
`Country i
`92618
`Postal Code
`
`All Inventors Must Be Listed Additional Inventor Information blocks -
`may
`within this form by selecting the Add button. generated
`
`
`be
`
`CA
`
`Add
`
`Correspondence Information:
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`
`EFS Web 2.2.12
`
`Micron Technology Inc. et al.
`Ex. 1052, p. 6
`
`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`129980-5049-US01
`
`Application Number
`
`Title of Invention MEMORY MODULE WITH TIMING-CONTROLLED DATA BUFFERING
`
`q An Address is being provided for the correspondence Information of this application.
`
`Customer Number
`
`19141
`
`Email Address
`
`Application Information:
`
`Add Email
`
`Remove Email
`
`Title of the Invention
`
`EMORY MODULE WITH TIMING-CONTROLLED DATA BUFFERING
`
`Attorney Docket Number 129980-5049-US01
`
`Small Entity Status Claimed
`
`q
`
`Application Type
`
`onprovisional
`
`Subject Matter
`
`tility
`
`Total Number of Drawing Sheets (if any)
`Filing By Reference:
`Only complete this section when filing an application by reference under 35 U.S.C. 111(c) and 37 CFR 1.57(a). Do not complete this section if
`application papers including a specification and any drawings are being filed. Any domestic benefit or foreign priority information must be
`provided in the appropriate section(s) below (i.e., "Domestic Benefit/National Stage Information" and "Foreign Priority Information").
`
`Suggested Figure for Publication (if any)
`
`26
`
`For the purposes of a filing date under 37 CFR 1.53(b), the description and any drawings of the present application are replaced by this
`reference to the previously filed application, subject to conditions and requirements of 37 CFR 1.57(a).
`
`Application number of the previously
`filed application
`
`Filing date (YYYY-MM-DD)
`
`Intellectual Property Authority or Country
`
`Publication Information:
`q
`Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`Request Not to Publish. I hereby request that the attached application not be published under
`35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing.
`
`q
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below. If both sections are completed the customer
`Number will be used for the Representative Information during processing.
`
`Please Select One:
`
`• Customer Number
`
`US Patent Practitioner
`
`0
`
`Limited Recognition (37 CFR 11.9)
`
`Customer Number
`
`f9141
`
`EFS Web 2.2.12
`
`Micron Technology Inc. et al.
`Ex. 1052, p. 7
`
`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`129980-5049-US01
`
`Application Number
`
`Title of Invention MEMORY MODULE WITH TIMING-CONTROLLED DATA BUFFERING
`
`Domestic Benefit/National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, 365(c), or 386(c) or indicate
`National Stage entry from a PCT application. Providing benefit claim information in the Application Data Sheet constitutes
`the specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`When referring to the current application, please leave the "Application Number" field blank.
`
`Prior Application Status Fending
`
`.
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`Remove
`
`
`Filing or 371(c) Date
`(YYYY-MM-DD)
`
`]
`
`Continuation of
`
`Prior Application Status Patented
`Application
`Number
`
`Continuity Type
`
`- 15/820076
`,
`
`2017-11-21
`
`Remove
`
`Prior Application
`Number
`
`Filing Date
`(YYYY-MM-DD)
`
`Patent Number
`
`Issue Date
`(YYYY-MM-DD)
`
`[15/820076
`
`(Continuation of
`
`15/426064
`
`2017-02-07
`
`9824035
`
`2017-11-21
`
`Prior Application Status
`Application
`Number
`
`Con inuity Type
`
`!Patented
`
`-I
`
`Remove
`
`Prior Application
`Number
`
`Filing Date
`(YYYY-MM-DD)
`
`Patent Number
`
`Issue Date
`(YYYY-MM-DD)
`
`[15/426064
`
`[Continuation of
`
`14/846993
`
`2015-09-07
`
`9563587
`
`2017-02-07
`
`Prior Application Status
`Application
`Number
`
`Con inuity Type
`
`!Patented
`
`-I
`
`Remove
`
`Prior Application
`Number
`
`Filing Date
`(YYYY-MM-DD)
`
`Patent Number
`
`Issue Date
`(YYYY-MM-DD)
`
`[1 4/846993
`
`[Continuation of
`
`13/952599
`
`2013-07-27
`
`9128632
`
`2015-09-08
`
`Prior Application Status jxpired
`
`'
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`Remove
`
`Filing or 371(c) Date
`(YYYY-MM-DD)
`
`3/9522599
`
`'aims benefit of provisional
`
`- 61/676883
`
`2012-07-27
`
`Additional Domestic Benefit/National Stage Data may
`
`
`
`by selecting the Add button.
`
`
`be
`
`generated within
`
`this form
`
`Add
`
`Foreign Priority Information:
`
`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55. When priority is claimed to a foreign application
`that is eligible for retrieval under the priority document exchange program (PDX)I the information will be used by the Office to
`automatically attempt retrieval pursuant to 37 CFR 1.55(i)(1) and (2). Under the PDX program, applicant bears the ultimate
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`property office, or a certified copy of the foreign priority application is filed, within the time period specified in 37 CFR 1.55(g)(1).
`
`Application Number
`
`Country'
`
`EFS Web 2.2.12
`
`Filing Date (YYYY-MM-DD)
`
`1
`
`Remove
`
`Access Code' (if applicable)
`
`Micron Technology Inc. et al.
`Ex. 1052, p. 8
`
`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`129980-5049-US01
`
`Application Number
`
`Title of Invention MEMORY MODULE WITH TIMING-CONTROLLED DATA BUFFERING
`
`Additional Foreign Priority Data may be generated within this form by selecting the
`Add button.
`
`Add
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`q 16, 2013.
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`16, 2013, will be examined under the first inventor to file provisions of the AIA.
`
`EFS Web 2.2.12
`
`Micron Technology Inc. et al.
`Ex. 1052, p. 9
`
`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`129980-5049-US01
`
`Application Number
`
`Title of Invention MEMORY MODULE WITH TIMING-CONTROLLED DATA BUFFERING
`
`Authorization or Opt-Out of Authorization to Permit Access:
`
`When this Application Data Sheet is properly signed and filed with the application, applicant has provided written
`authority to permit a participating foreign intellectual property (IP) office access to the instant application-as-filed (see
`paragraph A in subsection 1 below) and the European Patent Office (EPO) access to any search results from the instant
`application (see paragraph B in subsection 1 below).
`
`Should applicant choose not to provide an authorization identified in subsection 1 below, applicant must opt-out of the
`authorization by checking the corresponding box A or B or both in subsection 2 below.
`
`NOTE: This section of the Application Data Sheet is ONLY reviewed and processed with the INITIAL filing of an
`application. After the initial filing of an application, an Application Data Sheet cannot be used to provide or rescind
`authorization for access by a foreign IP office(s). Instead, Form PTO/SB/39 or PTO/SB/69 must be used as appropriate.
`
`1. Authorization to Permit Access by a Foreign Intellectual Property Office(s)
`
`A. Priority Document Exchange (PDX) - Unless box A in subsection 2 (opt-out of authorization) is checked, the
`undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO), the Japan Patent Office
`(JPO), the Korean Intellectual Property Office (KIPO), the State Intellectual Property Office of the People's Republic of
`China (SIPO), the World Intellectual Property Organization (WIPO), and any other foreign intellectual property office
`participating with the USPTO in a bilateral or multilateral priority document exchange agreement in which a foreign
`application claiming priority to the instant patent application is filed, access to: (1) the instant patent application-as-filed
`and its related bibliographic data, (2) any foreign or domestic application to which priority or benefit is claimed by the
`instant application and its related bibliographic data, and (3) the date of filing of this Authorization. See 37 CFR 1.14(h)
`(1).
`
`B. Search Results from U.S. Application to EPO - Unless box B in subsection 2 (opt-out of authorization) is checked,
`the undersigned hereby grants the USPTO authority to provide the EPO access to the bibliographic data and search
`results from the instant patent application when a European patent application claiming priority to the instant patent
`application is filed. See 37 CFR 1.14(h)(2).
`
`The applicant is reminded that the EPO's Rule 141(1) EPC (European Patent Convention) requires applicants to submit a
`copy of search results from the instant application without delay in a European patent application that claims priority to
`the instant application.
`
`2. Opt-Out of Authorizations to Permit Access by a Foreign Intellectual Property Office(s)
`
`A. Applicant DOES NOT authorize the USPTO to permit a participating foreign IP office access to the instant
`q application-as-filed. If this box is checked, the USPTO will not be providing a participating foreign IP office with
`any documents and information identified in subsection 1A above.
`
`B. Applicant DOES NOT authorize the USPTO to transmit to the EPO any search results from the instant patent
`q application. If this box is checked, the USPTO will not be providing the EPO with search results from the instant
`application.
`NOTE: Once the application has published or is otherwise publicly available, the USPTO may provide access to the
`application in accordance with 37 CFR 1.14.
`
`EFS Web 2.2.12
`
`Micron Technology Inc. et al.
`Ex. 1052, p. 10
`
`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`129980-5049-US01
`
`Application Number
`
`Title of Invention MEMORY MODULE WITH TIMING-CONTROLLED DATA BUFFERING
`
`Applicant Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title 37 of CFR
`to have an assignment recorded by the Office.
`
`Applicant k
`If the applicants the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in this section is the name and address of the legal representative who is the applicant under 37 CFR
`1.43; or the name and address of the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`who otherwise shows sufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventor is obligated to assign, or person who otherwise shows sufficient
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`
`Remove
`
`Clear
`
`• Assignee
`
`Legal Representative under 35 U.S.C. 117
`
`Joint Inventor
`
`Person to whom the inventor is obligated to assign.
`
`Person who shows sufficient proprietary interest
`
`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`
`1
`
`Name of the Deceased or Legally Incapacitated Inventor:
`
`If the Applicant is an Organization check here.
`Il etlist, Inc.
`
`Organization Name
`
`1
`
`Mailing Address Information For Applicant:
`
`75 Technology, Suite 150
`
`rvine
`
`Address 1
`
`Address 2
`
`City
`
`Country' NS
`
`Phone Number
`
`Email Address
`
`State/Province
`
`CA
`
`Postal Code
`
`92618
`
`Fax Number
`
`Additional Applicant Data may be generated within this form by selecting the Add button.
`
`Add
`
`Assignee Information including Non-Applicant Assignee Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title
`37 of CFR to have an assignment recorded by the Office.
`
`EFS Web 2.2.12
`
`Micron Technology Inc. et al.
`Ex. 1052, p. 11
`
`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`129980-5049-US01
`
`Application Number
`
`Title of Invention MEMORY MODULE WITH TIMING-CONTROLLED DATA BUFFERING
`
`Assignee 1
`
`Complete this section if assignee information, including non-applicant assignee information, is desired to be included on the patent
`application publication. An assignee-applicant identified in the "Applicant Information" section will appear on the patent application
`publication as an applicant. For an assignee-applicant, complete this section only if identification as an assignee is also desired on the
`patent application publication.
`
`If the Assignee or Non-Applicant Assignee is an Organization check here.
`
`Remove
`
`q
`
`Prefix
`
`Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`I
`Mailing Address Information For Assignee including Non-Applicant Assignee:
`
`Address 1
`
`Address 2
`
`City
`
`Country i
`
`I
`
`Phone Number
`
`Email Address
`
`I
`
`I State/Province
`
`Postal Code
`
`Fax Number
`
`Additional Assignee Nonor -Applicant
`
`selecting the Add button.
`
`Assignee Data may
`
`
`
`be generated within
`
`
`
`this form by
`
`
`
`Add
`
`Signature:
`NOTE: This Application Data Sheet must be signed in accordance with 37 CFR 1.33(b). However, if this Application
`Data Sheet is submitted with the INITIAL filing of the application and either box A or B is not checked in
`subsection 2 of the "Authorization or Opt-Out of Authorization to Permit Access" section, then this form must
`also be signed in accordance with 37 CFR 1.14(c).
`This Application Data Sheet must be signed by a patent practitioner if one or more of the applicants is a juristic
`entity (e.g., corporation or association). If the applicant is two or more joint inventors, this form must be signed by a
`patent practitioner, all joint inventors who are the applicant, or one or more joint inventor-applicants who have been given
`power of attorney (e.g., see USPTO Form PTO/AIA/81) on behalf of all joint inventor-applicants.
`See 37 CFR 1.4(d) for the manner of making signatures and certifications.
`
`Remove
`
`Signature
`
`/Jamie J. Zheng/
`
`Date (YYYY-MM-DD) 2019-04-22
`
`First Name
`
`Jamie J.
`
`Last Name
`
`Zheng
`
`Registration Number
`
`51167
`
`Additional Signature may be generated within this form by selecting the Add button.
`
`Add
`
`EFS Web 2.2.12
`
`Micron Technology Inc. et al.
`Ex. 1052, p. 12
`
`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`129980-5049-US01
`
`Application Number
`
`Title of Invention MEMORY MODULE WITH TIMING-CONTROLLED DATA BUFFERING
`
`This collection of information is required by 37 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
`sheet form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to
`complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`EFS Web 2.2.12
`
`Micron Technology Inc. et al.
`Ex. 1052, p. 13
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the attached form related to a patent
`application or patent. Accordingly, pursuant to the requirements of the Act, please be advised that: (1) the general authority for the collection of this information
`is 35 U.S.C. 2(6)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and
`Trademark Office is to process and/or examine your submission related to a patent application or patent. If you do not furnish the requested information, the U.S.
`Patent and Trademark Office may not be able to process and/or examine your submission, which may result in termination of proceedings or abandonment of
`the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1
`
`2.
`
`3
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act (5 U.S.C. 552) and the Privacy
`Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the Department of Justice to determine whether the Freedom of
`Information Act requires disclosure of these records.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a court, magistrate, or administrative
`tribunal, including disclosures to opposing counsel in the course of settlement negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a request involving an individual, to whom
`the record pertains, when the individual has requested assistance from the Member with respect to the subject matter of the record.
`
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for the information in order to perform
`a contract. Recipients of information shall be required to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C.
`552a(m).
`
`5. A record related to an International Application filed under the Patent Cooperation Treaty in this system of records may be disclosed, as a routine use,
`to the International Bureau of the World Intellectual Property Organization, pursuant to the Patent CooperationTreaty.
`
`6. A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of National Security review (35 U.S.C. 181)
`and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or his/her designee, during an
`inspection of records conducted by GSA as part of that agency's responsibility to recommend improvements in records management practices and
`programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of
`records for this purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not be used to make determinations about
`individuals.
`
`8. A record from this system of records may be disclosed, as a routine use, to the public after either publication of the application pursuant to 35 U.S.C.
`122(b) or issuance of a patent pursuant to 35 U.S.C.

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