throbber
UNITED STATES PATENT AND TRADEMARK OFFICE
`
`__________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`__________________________
`
`MONOLITHIC POWER SYSTEMS, INC.,
`
`Petitioners,
`
`v.
`
`GREENTHREAD, LLC,
`Patent Owner.
`
`PTAB Case Nos.: IPR2024-00468 on U.S. Patent No. 8,421,195; IPR2024-00469
`on U.S. Patent No. 9,190,502; and IPR2024-00470 on U.S. Patent No. 11,121,222
`__________________________
`
`DECLARATION OF STEPHEN CAMPBELL IN SUPPORT OF PETITION
`FOR INTER PARTES REVIEW OF
`U.S. PATENT NOS. 8,421,195; 9,190,502; 11,121,222
`
`165352825.6
`
`MPS EX. 1003 - 1/152
`
`Greenthread Ex. 2086, p. 1 of 152
`Semiconductor v. Greenthread
`
`

`

`TABLE OF CONTENTS
`
`
`I.
`
`INTRODUCTION .......................................................................................... 1
`A. Qualifications ....................................................................................... 2
`1.
`Education and Work Experience ............................................... 2
`2.
`Curriculum Vitae ........................................................................ 5
`B. Materials Reviewed .............................................................................. 5
`C.
`Level of Ordinary Skill in the Art ........................................................ 5
`D.
`Summary of Opinions .......................................................................... 6
`II. OVERVIEW OF THE TECHNOLOGY ........................................................ 6
`A.
`Priority Date of the Claims ................................................................... 6
`B. Overview of the ’195, ’222, and ’502 Patents ..................................... 7
`C.
`Static Unidirectional Electric Drift Fields .......................................... 11
`D.
`Claim Construction ............................................................................ 21
`III. UNPATENTABILITY OF THE ’195, ’222, and ’502 PATENT
`CLAIMS ....................................................................................................... 22
`A.
`Standards for Invalidity ...................................................................... 22
`1.
`Obviousness ............................................................................. 22
`’195 Patent .......................................................................................... 24
`1.
`Onoda Renders Obvious Claims 1, 2, 3, 5, and 6. ................... 24
`2.
`Ground II: Onoda in view of Nishizawa Renders Obvious
`Claims 1, 2, 3, 5, and 6. ........................................................... 51
`Ground III: Kawagoe Renders Obvious Claims 1, 2, 3, 5,
`and 6. ........................................................................................ 58
`’222 Patent .......................................................................................... 87
`1.
`Ground I: Onoda Renders Obvious Claim 44. ......................... 87
`2.
`Ground II: Onoda in view of Nishizawa Renders Obvious
`Claim 44. .................................................................................. 90
`Ground III: Kawagoe Renders Obvious Claim 44. ................ 92
`3.
`’502 Patent .......................................................................................... 95
`
`D.
`
`B.
`
`C.
`
`3.
`
`MPS EX. 1003 - 2/152
`
`Greenthread Ex. 2086, p. 2 of 152
`Semiconductor v. Greenthread
`
`

`

`1.
`2.
`
`Ground I: Onoda Renders Obvious Claims 7-8. ...................... 95
`Ground II: Onoda in view of Nishizawa Renders Obvious
`Claims 7-8 .............................................................................. 100
`Ground III: Kawagoe Renders Obvious Claims 7-8. ............ 101
`3.
`IV. CONCLUSION ........................................................................................... 105
`
`
`
`
`MPS EX. 1003 - 3/152
`
`Greenthread Ex. 2086, p. 3 of 152
`Semiconductor v. Greenthread
`
`

`

`LIST OF APPENDICES
`
`Curriculum Vitae of EXPERT
`
`
`Appendix A
`
`
`
`
`
`MPS EX. 1003 - 4/152
`
`Greenthread Ex. 2086, p. 4 of 152
`Semiconductor v. Greenthread
`
`

`

`I.
`
`INTRODUCTION
`I, Stephen Campbell, have been retained by Petitioner Monolithic
`
`1.
`
`Power Systems, Inc. (“Petitioner”) to investigate and opine on certain issues relating
`
`to United States Patent Nos. 8,421,195; 9,190,502; and 11,121,222 (the “’195 Patent,”
`
`“’502 Patent,” and “’222 Patent,” respectively) in its Petitions for Inter Partes
`
`Reviews. The Petition requests that the Patent Trial and Appeal Board (“PTAB” or
`
`“Board”) review and cancel claims 1-3 and 5-6 of the ’195 Patent, claims 7-8 of
`
`the ’502 Patent, and claim 44 of the ’222 Patent.
`
`2.
`
`I have included the analysis of these three patents in a single declaration
`
`due to their overlap in claims. I have limited my analysis to the above-identified
`
`claims and my lack of analysis with respect to other claims of the ’195, ’502,
`
`and ’222 Patents should in no way be interpreted as a concession of their validity. I
`
`reserve the right to provide further opinion in other proceedings regarding those
`
`claims.
`
`3.
`
`The opinions set forth in this declaration are based on my personal
`
`knowledge, my professional judgment, and my analysis of the materials and
`
`information referenced in this declaration and its exhibits.
`
`4.
`
`I am being compensated for consulting services. I am also reimbursed
`
`for reasonable and customary expenses associated with my work in this case. I
`
`receive no other forms of compensation related to this case. My compensation does
`
`MPS EX. 1003 - 5/152
`
`Greenthread Ex. 2086, p. 5 of 152
`Semiconductor v. Greenthread
`
`

`

`not depend on the outcome of this post-grant review or the co-pending district court
`
`litigation, and I have no other financial interest in the post-grant review or the co-
`
`pending district court or Petitioner.
`
`5.
`
`I understand that the ’195, ’502, and ’222 Patents have been assigned
`
`to Greenthread, LLC. I make no opinion on whether this assignment or ownership
`
`is correct.
`
`6.
`
`This declaration is based on the information currently available to me.
`
`To the extent that additional information becomes available, I reserve the right to
`
`continue my investigation and study, which may include a review of documents and
`
`information that may be produced, as well as testimony from depositions that have
`
`not yet been taken.
`
`A. Qualifications
`Education and Work Experience
`1.
`I received my Bachelor’s degree in Physics from the University of St.
`
`7.
`
`Thomas (St. Paul, Minnesota) in 1975, my M.S. and Ph.D. in Physics from
`
`Northwestern University (Evanston, Illinois) in 1978 and 1981, respectively. I then
`
`joined Sperry, now called Unisys, in 1981 as a CMOS process development engineer.
`
`In 1982, I was assigned the lead engineer for the 1.2 µm technology process
`
`development effort. In 1984 I was promoted to head of silicon research for the
`
`MPS EX. 1003 - 6/152
`
`Greenthread Ex. 2086, p. 6 of 152
`Semiconductor v. Greenthread
`
`

`

`company. This involved a wide variety of process technologies for submicron
`
`CMOS.
`
`8.
`
`In 1986, I joined the University of Minnesota as an Assistant Professor
`
`in the Electrical Engineering Department. My research at the University involved
`
`semiconductor processing, materials, and device structures. I raised more than
`
`$100M in various grants and successful submissions to companies and industry
`
`consortiums such as the Semiconductor Research Association, as well as State and
`
`US government agencies including DARPA and the National Science Foundation.
`
`The first ten years of my career at the University concentrated on the development
`
`of rapid thermal annealing for 200 mm wafers, particle control in CVD systems, and
`
`the development of high uniformity wafer cleaning systems. The next ten years were
`
`dedicated to the invention and development of high permittivity (aka high-k) films
`
`for use as the gate insulators. This is necessary to allow the development of deeply
`
`scaled CMOS devices. This technology has been widely adopted for nanoscale
`
`CMOS devices. In the last fifteen years at the University, my work involved the
`
`development of low-cost tandem photovoltaics, micro electromechanical systems
`
`(MEMS), and novel materials. The latter included a chronic deep brain
`
`sense/stimulation system and very high-speed mechanical switches. Finally, I
`
`developed processes for the fabrication of novel 2D materials such as black arsenic,
`
`and fabricated transistors using these materials. I retired from the University in 2021.
`
`MPS EX. 1003 - 7/152
`
`Greenthread Ex. 2086, p. 7 of 152
`Semiconductor v. Greenthread
`
`

`

`9.
`
`A brief summary of my work at the University would include:
`
`A. Approximately 200 publications
`
`B. The leading textbook on semiconductor technology. Currently in
`
`its fourth edition, Fabrication Engineering at the Micro and
`
`Nanoscale (Oxford 1996, 2000, 2008, 2013) is the dominant text
`
`on the topic.
`
`C. Honors from outside the University such as being named a
`
`Presidential Young Investigator by the National Science
`
`Foundation and a Life Fellow by the Institute of Electrical and
`
`Electronic Engineers (IEEE).
`
`D. Honors within the University including outstanding service and
`
`outstanding teaching.
`
`E. As the Director of the University’s Nanofabrication Center, I
`
`increased lab usage from 30 to more than 300 users, enabling
`
`millions of dollars research awards annually by Minnesota
`
`faculty, and leading to the construction of a new $80M building
`
`with a expansive cleanroom facility.
`
`10. Since retiring from the University, I have consulted with
`
`semiconductor companies including patent litigation. My work with these
`
`companies has been quite successful.
`
`MPS EX. 1003 - 8/152
`
`Greenthread Ex. 2086, p. 8 of 152
`Semiconductor v. Greenthread
`
`

`

`Curriculum Vitae
`2.
`11. A copy of my curriculum vitae is attached as Appendix A to this
`
`declaration.
`
`B. Materials Reviewed
`12. My opinions expressed in this declaration are based on documents and
`
`materials identified in this declaration, including the ’195, ’502, and ’222 Patents,
`
`the prior art references and background materials discussed in this declaration, and
`
`the other references specifically identified in this declaration. I have considered
`
`these materials in their entirety, even if only portions are discussed here.
`
`13.
`
`I have also relied on my own experience and expertise in semiconductor
`
`fabrication.
`
`C. Level of Ordinary Skill in the Art
`I am not an attorney and offer no legal opinions. I have been informed
`14.
`
`about certain aspects of the law for purposes of my analyses and opinions.
`
`15.
`
`I understand that in analyzing questions of invalidity and infringement,
`
`the perspective of a person having ordinary skill in the art (“POSITA”) is often
`
`implicated, and the Court may need assistance in determining that level of skill.
`
`16.
`
`I understand that the claims and written description of a patent must be
`
`understood from the perspective of a POSITA. I have been informed that the
`
`following factors may affect the level of skill of a POSA: (1) the educational level
`
`of the inventor; (2) the type of problems encountered in the art; (3) the prior-art
`
`MPS EX. 1003 - 9/152
`
`Greenthread Ex. 2086, p. 9 of 152
`Semiconductor v. Greenthread
`
`

`

`solutions to those problems; (4) the rapidity with which innovations are made; (5)
`
`the sophistication of the technology; and (6) the educational level of active workers
`
`in the field. A person of ordinary skill in the art is also a person of ordinary creativity
`
`in the art.
`
`17.
`
`In my opinion, a POSITA of the subject matter of the ’195, ’502, and
`
`’222 Patents would have had a Bachelor’s degree in electrical engineering, material
`
`science, applied physics, or a related field, and four years of experience in
`
`semiconductor design and manufacturing or equivalent work experience. Additional
`
`education might compensate for a deficiency in experience, and vice-versa.
`
`D.
`18.
`
`Summary of Opinions
`I have reviewed and analyzed the ’195, ’502, and ’222 Patents.
`
`19. Based on my review and analysis, it is my opinion that claims 1-3 and
`
`5-6 of the ’195 Patent, claims 7-8 of the ’502 Patent, and claim 44 of the ’222 Patent
`
`are invalid as obvious by: (1) Onoda; (2) Nishizawa; and (3) Kawagoe.
`
`II. OVERVIEW OF THE TECHNOLOGY
`Priority Date of the Claims
`A.
`20.
`I have been informed that a U.S. patent application may claim the
`
`benefit of the filing date of an earlier patent application if the earlier patent
`
`application disclosed each limitation of the invention claimed in the later-filed U.S.
`
`patent application. I have also been informed that priority is determined on a claim-
`
`by-claim basis so that certain claims of a patent may be entitled to the priority date
`
`MPS EX. 1003 - 10/152
`
`Greenthread Ex. 2086, p. 10 of 152
`Semiconductor v. Greenthread
`
`

`

`of an earlier-filed patent application even if other claims of the same patent are not
`
`entitled to that priority date.
`
`21.
`
`I have also been informed that a patented claim is invalid if the claimed
`
`invention was patented, described in a printed publication, or in public use, on sale,
`
`or otherwise available to the public before the effective filing date of the claimed
`
`invention, or the claimed invention was described in an issued patent or a published
`
`patent application that was effectively filed before the effective filing date of the
`
`claimed invention.
`
`22. The ’502 and ’222 Patents claim priority to the ’195 Patent, which
`
`claims priority to Sept. 3, 2004. All of the ’195, ’502, and ’222 Patent claims claim
`
`priority to Sept. 3, 2004.
`
`B. Overview of the ’195, ’502, and ’222 Patents
`23. As an initial matter, the independent claims of the ’195, ’502, and ’222
`
`Patents are nearly identical. A table showing the claim language, with highlighted
`
`substantive differences, is provided below. Claim 1 of the ’195 and ’502 Patents
`
`recite “said” while claim 7 of the ’502 Patent recites “the.”
`
`’195 Patent
`Claim 1
`A CMOS Semiconductor
`device comprising:
`a surface layer;
`a substrate;
`an active region including
`a source and a drain,
`
`’222 Patent
`Claim 44
`A CMOS Semiconductor
`device comprising:
`a surface layer;
`a substrate;
`an active region including
`a source and a drain,
`
`’502 Patent
`Claim 7
`A semiconductor device
`comprising:
`a surface layer;
`a substrate;
`an active region including
`a source and a drain,
`
`MPS EX. 1003 - 11/152
`
`Greenthread Ex. 2086, p. 11 of 152
`Semiconductor v. Greenthread
`
`

`

`disposed on one surface
`of said surface layer;
`a
`single
`drift
`layer
`disposed between
`the
`other surface of said
`surface
`layer and said
`substrate,
`said drift layer having a
`graded concentration of
`dopants
`extending
`between
`said
`surface
`layer and said substrate,
`said drift layer further
`having
`a
`first
`static
`unidirectional
`electric
`drift field
`to aid
`the
`movement of minority
`carriers from said surface
`layer to said substrate;
`and
`at least one well region
`disposed in said single
`drift
`layer, said well
`region having a graded
`concentration of dopants
`and
`a
`second
`static
`unidirectional
`electric
`drift field
`to aid
`the
`movement of minority
`carriers from said surface
`layer to said substrate.
`
`layer
`the
`the
`the
`
`disposed on one surface
`of the surface layer;
`a
`single
`drift
`disposed between
`other
`surface of
`surface
`layer and
`substrate,
`the drift layer having a
`graded concentration of
`dopants
`extending
`between the surface layer
`and the substrate, the drift
`layer further having a first
`static
`unidirectional
`electric drift field to aid
`the movement of carriers
`from the surface layer to
`an area of the substrate
`where there are no active
`regions; and
`at least one well region
`disposed in the single drift
`layer,
`the well region
`having
`a
`graded
`concentration of dopants
`and
`a
`second
`static
`unidirectional
`electric
`drift field
`to aid
`the
`movement of
`carriers
`from the surface layer to
`the area of the substrate
`where there are no active
`regions.
`
`
`
`disposed on one surface
`of said surface layer;
`a
`single
`drift
`layer
`disposed between
`the
`other surface of said
`surface
`layer and said
`substrate,
`said drift layer having a
`graded concentration of
`dopants generating a first
`static
`unidirectional
`electric drift field to aid
`the movement of minority
`carriers from said surface
`layer to said substrate;
`and
`
`at least one well region
`disposed in said single
`drift
`layer, said well
`region having a graded
`concentration of dopants
`generating a second static
`unidirectional
`electric
`drift field
`to aid
`the
`movement of minority
`carriers from said surface
`layer to said substrate.
`
`24. The ’195, ’502, and ’222 Patents all share a similar specification. The
`
`below reference is to the earliest filed application (the ’195 Patent). There are
`
`analogous citations to the other patents that describe the same subject matter.
`
`MPS EX. 1003 - 12/152
`
`Greenthread Ex. 2086, p. 12 of 152
`Semiconductor v. Greenthread
`
`

`

`25. The ’195, ’502, and ’222 Patents describe a CMOS semiconductor
`
`device that has semiconductor layers that have been doped. (’195 Patent at Abstract
`
`& 3:30-33; ’502 Patent at Abstract & 3:38-44; ’222 Patent at Abstract & 3:53-59.)
`
`The ’195, ’502, and ’222 Patents state that the doping profile is graded, to enable an
`
`electric drift that would sweep minority carriers from semiconductor’s surface to its
`
`substrate. (Id.)
`
`26. The ’195, ’502, and ’222 Patents acknowledge that graded doping
`
`profiles have been used. They state that some prior art bipolar junction transistors
`
`employed a graded dopant base to create an “‘aiding drift field’ to enhance the
`
`diffusing minority carrier’s speed from emitter to collector.” (’195 Patent at 1:34-
`
`36; ’502 Patent at 1:38-40; ’222 Patent at 1:46-48.) The ’195, ’502, and ’222 Patents
`
`state that this had deficiencies because “most semiconductor devices … still use a
`
`uniformly doped drift epitaxial region in the base.” (’195 Patent at 1:36-40; ’502
`
`Patent at 1:40-44; ’222 Patent at 1:46-53.)
`
`27. The ’195, ’502, and ’222 Patents state that these purported problems of
`
`the prior art could be improved by having an epitaxial layer at the surface that has a
`
`graded dopant profile. (’195 Patent at 3:30-35; see also id. at 4:28-29; 2:51-67; ’502
`
`Patent at 3:38-44 & 2:55-3:17; ’222 Patent at 3:53-59 & 3:4-35.) This would carry
`
`minority carriers from the surface to the substrate (indicated by arrows in FIG. 5(b)).
`
`(Id.)
`
`MPS EX. 1003 - 13/152
`
`Greenthread Ex. 2086, p. 13 of 152
`Semiconductor v. Greenthread
`
`

`

`
`
`(’195, ’502, and ’222 Patents at FIG. 5(b).)
`In my opinion, doping profiles with a gradient (i.e., non-uniform) was
`28.
`
`well known. It was common in the industry, and widely employed via common
`
`techniques. For example, thermally diffusing dopants was a common technique in
`
`semiconductor formation, and it provided for a graded dopant profile in the
`
`semiconductor layers by the nature of the process. A dopant would be introduced to
`
`the surface, and thereafter thermally diffused. There would be a greater
`
`concentration at the surface and then a downward gradient where the concentration
`
`disperses away from the surface.
`
`29. The ’195, ’502, and ’222 Patents echo the well-matured nature of the
`
`field with respect to creating doping profiles. Doping in the art was widely known
`
`to be done in order to create various layers where various regions are doped to be N
`
`or P type, along with associated drain and source regions, to create PNP or NPN
`
`transistors. This is fundamental to forming transistors.
`
`MPS EX. 1003 - 14/152
`
`Greenthread Ex. 2086, p. 14 of 152
`Semiconductor v. Greenthread
`
`

`

`30.
`
`It was also well known to use several doping gradients to control
`
`electric fields. The ’195, ’502, and ’222 Patents show the doping gradients at the
`
`emitter (decreasing as a function of distance) and collector (increasing upward).
`
`(’195 Patent at 1:34-36 and FIG. 1; ’502 Patent at 1:38-40 and FIG. 1; ’222 Patent
`
`at 1:46-48 and FIG. 1.) In my opinion, the ’195, ’502, and ’222 Patents confirm the
`
`well-known nature of various doping profiles by merely listing them by name (e.g.,
`
`“linear, quasi linear, exponential”). (’195 Patent at 2:40-42; ’502 Patent at 2:44-
`
`46; ’222 Patent at 2:60-62.) I consider the first two to have a change in concentration
`
`no more than a factor of ten and are usually displayed on a linear-linear plot. The
`
`latter has a change in concentration more than a factor of ten and are usually
`
`displayed on a log-linear plot. Gaussian and error function curves are examples of
`
`exponential profiles.
`
`31. The ’195, ’502, and ’222 Patents also did not provide any new layers to
`
`apply those known doping techniques. The layers described are routine and known,
`
`and this is confirmed by the ’195, ’502, and ’222 Patents describing various known
`
`semiconductor layers when describing the prior art. (’195 Patent at 1:34-36 and FIG.
`
`1; ’502 Patent at 1:38-40 and FIG. 1; ’222 Patent at 1:46-48 and FIG. 1.)
`
`C. Overview of the Technical Concepts
`32. My analysis will primarily rely on prior art patents Onoda, Nishizawa,
`
`and Kawagoe to show that the ’195, ’502, and ’222 patents are invalid. All three
`
`MPS EX. 1003 - 15/152
`
`Greenthread Ex. 2086, p. 15 of 152
`Semiconductor v. Greenthread
`
`

`

`prior art patents deal with the same technical challenge as the patents being
`
`challenged: how to protect electronic circuits from impacts of high energy photons
`
`such as x-rays or high energy particles such as alpha particles. When a high-energy
`
`collision takes place in a semiconductor, it creates a very large number of negatively
`
`charged electrons and positively charged holes. Of particular interest are the
`
`minority carriers such as electrons in a p-type region. If enough of these electrons
`
`are collected by the circuitry on the surface of the semiconductor, they can introduce
`
`faults in the circuit. As will be discussed, these charged species move in response to
`
`an electric field, and so an electric field that is properly constructed will push the
`
`minority carriers away from the surface, making their collection much less probable.
`
`I will also point out that an electric field caused by a doping profile can improve the
`
`performance of photosensing devices (Patents from Jastrzebski and from Kamins)
`
`by drifting minority carriers into the substrate.
`
`33. Onoda, Nishizawa, and Kawagoe cite latch-up and/or soft errors to
`
`motivate the need for the innovation. Soft errors occur when the circuitry collects
`
`enough of the minority carriers to change the voltage of that part of the circuit. Thus,
`
`a logical “1” becomes a logical “0”, or vice versa. It is a soft error in the sense that
`
`the circuitry is not damaged, only the stored information is corrupted. Latch-up, on
`
`the other hand, can be destructive. The basic element of a CMOS circuit is the
`
`inverter consisting of one NMOS transistor and one PMOS transistor. In addition to
`
`MPS EX. 1003 - 16/152
`
`Greenthread Ex. 2086, p. 16 of 152
`Semiconductor v. Greenthread
`
`

`

`the two MOSFETs, parasitic bipolar transistors are automatically formed in the
`
`active region of the devices. These bipolar transistors are also inevitably connected
`
`so as to create a latch. Once triggered, the latch remains in the state it enters until the
`
`circuit forces a change or until the circuit is powered down. In this case the minority
`
`carriers collected by part of the circuitry provide the trigger to start the latch-up
`
`process.
`
`34. While the exact faults vary slightly from patent to patent, the source of
`
`the faults (the collection of excess minority carriers) and the proposed solution (a
`
`static electric field to drift excess minority carriers away from the circuit) are
`
`identical.
`
`Static Unidirectional Electric Drift Fields
`D.
`35. The ’195, ’502, and ’222 Patents state that a graded doping
`
`concentration sweeps minority carriers to the substrate. (’195 Patent at 3:30-
`
`33; ’502 Patent 3:38-44; ’222 Patent at 3:53-59.)
`
`Hence, a novel technique has been described here by creating a
`drift field to sweep these unwanted minority carriers into the
`substrate as quickly as possible, from the active circuitry at the
`surface. In a preferred embodiment, the subterrain n-layer has a
`graded donor concentration to sweep the minority carriers deep
`into the substrate.
`In my opinion, Patent Owner represented to the Patent and Trademark
`
`36.
`
`Office that a graded dopant concentration creates, as an inherent physical property,
`
`MPS EX. 1003 - 17/152
`
`Greenthread Ex. 2086, p. 17 of 152
`Semiconductor v. Greenthread
`
`

`

`a static unidirectional electric drift field. Patent Owner argued this in the ’195 Patent
`
`prosecution, and the ’502 Patent and ’222 Patents claim priority to that application.
`
`To argue for written description support in the specification of the ’195 Patent, the
`
`Patent Owner argued that:
`
`“[T]he graded dopant concentration itself creates a ‘built-in’
`electrical field that forces the movement of carriers into a
`particular direction, whereby the ‘direction’ of the electrical field
`and the resulting direction of the carrier movement depends solely
`on the slope of the graded concentration of dopant.”
`(’195 Patent App., App. No. 11/622,496, Apr. 17, 2012 Amendment at
`7.)
`37. Patent Owner stated that:
`
`“a unidirectional drift (electric) field necessarily affects all the
`present minority carriers in the same way… Depending on the
`particular slope of the graded concentration of dopant, all
`minority carriers are either swept ‘down’ … or ‘up…’” (’195
`Patent App., App. No. 11/622,496, Apr. 17, 2012 Amendment at
`6-7.)
`38. Patent Owner referenced U.S. Pat. No. 4,481,522 (“Jastrzebski”) in
`
`support. (’195 Patent App., App. No. 11/622,496, Apr. 17, 2012 Amendment at 7.).
`
`Patent Owner stated that:
`
`“With regard to the existence of a "built-in" electric field created
`by a graded dopant density, see, e.g., Jastrzebski (US 4,481,522)
`col. 5, lines 11-13 (cited in Office Action). Applicant respectfully
`
`MPS EX. 1003 - 18/152
`
`Greenthread Ex. 2086, p. 18 of 152
`Semiconductor v. Greenthread
`
`

`

`submits that this inherent “built-in” unidirectional electric field is
`the additional parameter for ensuring that all minority carriers are
`being moved in one direction and which parameter the Office
`Action deemed to be missing from the disclosure.”
`(Jastrzebski at FIGS. 1a, 1b.)
`Jastrzebski confirms this inherent physical property resulting from a
`39.
`
`graded dopant. It states that a downward-sloping graded-dopant concentration
`
`creates an electric drift field that “force[s] most of the charge carriers … deep into
`
`the substrate[.]” (Jastrzebski at 5:14-22; id. at 2:27-32 (“This is done by creating a
`
`field, such as a drift field, in the semiconductor substrate to sweep minority charge
`
`carriers…into the bulk [substrate], away from the electrode-bearing surface of the
`
`substrate.”).).
`
`MPS EX. 1003 - 19/152
`
`Greenthread Ex. 2086, p. 19 of 152
`Semiconductor v. Greenthread
`
`

`

`40.
`
`Jastrzebski at 5:5-24 discloses:
`
`
`
`MPS EX. 1003 - 20/152
`
`Greenthread Ex. 2086, p. 20 of 152
`Semiconductor v. Greenthread
`
`

`

`These background striation and cross-talk problems are
`surmounted by constructing CCD shift registers, as exemplified
`by the FIG. 1a structural segment, in accordance with the present
`invention, so that there is an electric field normal to the surface
`11 that tends to force carriers deeper into the bulk away from the
`depletion regions induced adjacent to surface 11. This electric
`field can be a drift field created by a graded concentration of
`doping in the substrate. In the FIG. 1a structural segment the
`gradient of doping concentration would be normal, or
`perpendicular, to the surface 11 of substrate 10, with the doping
`concentration decreasing with depth from surface 11. The drift
`field is accordingly directed to force most of the charge carriers
`generated outside a depletion region deep into the substrate 10
`bulk. In these portions of the bulk remote from surface 11 of
`substrate 10 the charge carriers recombine. Arrangements can
`also be made to place deep drain structures to dispose of the
`charge carriers driven into these remote portions of the bulk.
`41. Patent Owner made the same representation to the Patent Office
`
`regarding U.S. Pat. No. 4,160,985 (“Kamins”). (’195 Patent App., App. No.
`
`11/622,496, Apr. 17, 2012 Amendment at 7.). Patent Owner stated:
`
`Kamins discloses a photosensing device in which selective
`doping of a semiconductor substrate of the device produces
`electric fields in the substrate which accelerate photo generated
`charge carriers toward or away from the surface of the device.
`Abstract, Fig. 3.
`
`MPS EX. 1003 - 21/152
`
`Greenthread Ex. 2086, p. 21 of 152
`Semiconductor v. Greenthread
`
`

`

`42. According to Patent Owner, Kamins’ Figure 3 shows “two electrical
`
`fields with opposing directions” (highlighted in blue and yellow) that correspond to
`
`increasing and decreasing graded-dopant concentrations, respectively. (Id. at 237,
`
`253 (citing Kamins at 3:6-13, FIGS. 2-3).)
`
`(Kamins at FIG. 3.)
`43. Patent Owner argued that:
`
`
`
`In particular, Kamins' disclosure further states that "[t]he carriers
`therefore tend to be accelerated either toward the nearest
`photosensor or away from the surface. More specifically, carriers
`created below the maximum dopant concentration are accelerated
`into the substrate [ ... ], while carriers created above the maximum
`dopant concentration are accelerated toward the surface [ ... ]."
`Col. 3, Lines 6-13, Fig. 2 (showing minority carries accelerated
`into the substrate and the surface layer, depending on the location
`
`MPS EX. 1003 - 22/152
`
`Greenthread Ex. 2086, p. 22 of 152
`Semiconductor v. Greenthread
`
`

`

`of the carriers relative to the maximum dopant concentration
`within the "buried layer" 21) and Fig. 3 (showing two electrical
`fields with opposing directions, away from the area of maximum
`dopant concentration towards both the surface layer and the
`substrate, respectively).
`44. Kamins at 2:64-3:18 teaches that a graded dopant concentration creates
`
`electric fields:
`
`FIG. 3 schematically illustrates profiles of doping concentration
`vs. depth into substrate 19. Curve 24 represents the N-type
`dopants, while curve 26 indicates the P+ -type doping for
`photosensors 11, 13 etc. The non-uniform dopant concentration
`in the substrate creates electric fields in the substrate, indicated by
`arrows labeled "ε" in FIGS. 2 and 3. In devices fabricated as
`described above, the electric field in the substrate is about 460
`V/cm near the surface, decreasing to 60 V/cm at 1 μm above the
`maximum dopant concentration. The carriers therefore tend to be
`accelerated either toward the nearest photosensor or away from
`the surface. More specifically, carriers created below the
`maximum dopant concentration are accelerated into the substrate
`where they recombine without contributing to the collected
`current of any sensor, while carriers created above the maximum
`dopant concentration are accelerated toward the surface where
`they increase the collected current of the adjacent photosensor. In
`either case, the probability of a carrier reaching a distant sensor is
`reduced. The field also leads to more rapid collection of
`
`MPS EX. 1003 - 23/152
`
`Greenthread Ex. 2086, p. 23 of 152
`Semiconductor v. Greenthread
`
`

`

`photogenerated carriers, thus improving the frequency response
`of the device.
`45. FIG. 3 of Kamins depicts these two electric fields that are inherently
`
`created by a graded dopant concentration.
`
`46. Kamins depicts the minority carriers in FIG. 2, stating that it provides
`
`“built-in electric fields into the structure so that a directional drift motion is
`
`superposed on the random thermal diffusion of the charge carriers.” (Kamins at
`
`
`
`2:32-36.)
`
`MPS EX. 1003 - 24/152
`
`Greenthread Ex. 2086, p. 24 of 152
`Semiconductor v. Greenthread
`
`

`

`
`
`47. Patent Owner also described “static” with respect to Kamins and
`
`conceded that it “discloses the presence of a ‘static’ drift field, ‘because the drift
`
`field is created by graded concentration of dopants which does not change over
`
`time.’” Patent Owner stated (’195 Patent App., App. No. 11/622,496, Oct. 15, 2015
`
`Amendment at 6 (citing Office Action ¶ 4 p.4 lines 1-3, further citing to Kamins,
`
`Col. 2, lines 15-16; Col. 2, line 64- Col. 3, line 2; Col. 1,

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket