throbber
Case 6:22-cv-00105-ADA Bocument38 Filed O5/O2e/22 Page lati
`
`AO 126 (Rev. 08/10}
`
`TO:
`
`Mail Stop8
`
`Birector of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`|
`
`|
`
`REPORTON THE
`
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`in Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 vou are hereby advised that a court action has been
`Wastern District of Texas, Waco Division on the folowing
`
`filed in the U.S. District Court
`PF] Trademarks or
`ff Patents.
`[[] the patent action involves 35 U.S.C. § 292.3:
`(
`
`DOCKET NO.
`§:22-cv-00105
`PLAINTIFF
`GREENTHREAD, LLC
`
`DATE FILED
`Vi27/2082
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`DEMARK
`DATER
`OR
`ER
`SIA.
`HOLDER OF PATENT OR TRADEM
`
`DATE INCLUDED
`
`In the above—cniitied case, the following patent(s)/ trademark(s)
`INCLUDED BY
`
`have been included:
`
`PATENTOR
`TRADEMARK NO.
`
`ivf Amendment
`DATE OF PATENT
`OR
`TRADEMARK
`
`[i Answer
`
`[i Cross Bill
`
`[| Other Pleading
`
`US. DISTRICT COURT
`Western District of Texas, Waco Division
`ip EPENDANT
`INTEL CORPORATION, DELL INC. AND DELL
`TECHNOLOGIES INC.
`
`
`HOLDER OF PATENT OR TRADEMARK
`(BY) DEPUTY CLERE.
`
`in the above---entitied case, the following decision las been rendered or judgement issued:
`DECTSIONSUDGEMENT
`
`Copy 1-—Upon initiation of action, mail this copy te Director Copy 3--Upon termination of action, mail this capy te Birector
`Copy 2-—Upon filing document adding patent(s), mail this copy te Director Copy 4-—-Case fe copy Greenthread Ex. 2074, p. 1 of 167
`Semiconductor v. Greenthread
`
`Greenthread Ex. 2074, p. 1 of 167
`Semiconductor v. Greenthread
`
`

`

`Case 6:22-cv-O0105-ADA Documents Filed O1/ 27/22Bo
`
`oC opci th eek 3cons
`
`fed
`
`AO 126 (Rev. 08/10}
`
`TO:
`
`Mail Stop8
`
`Birector of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`|
`
`|
`
`REPORTON THE
`
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`in Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 vou are hereby advised that a court action has been
`Western District of Texas, Waco Division on the folowing
`
`Sled in the U.S. District Court
`PF] Trademarks or
`ff Patents.
`[[] the patent action involves 35 U.S.C. § 292.3:
`(
`
`DOCKET NO.
`§:22-Cv-001 05
`PLAINTIFF
`
`GREENTHREAD, LLC
`
`DATE FILED
`Vi272022
`
`US. DISTRICT COURT
`Western District of Texas, Waco Division
`ip EPENDANT
`
`INTEL CORPORATION, DELL INC., AND DELL
`[| TECHNOLOGIES INC.,
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`DEMARK
`DATER
`OR
`ER
`SIA.
`HOLDER OF PATENT OR TRADEM
`
`DATE INCLUDED
`
`In the above—cniitied case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENTOR
`TRADEMARKNO.
`
`Lt Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`[i Answer
`
`[i Cross Bill
`
`[| Other Pleading
`
`HOLDER
`
`OF
`
`PATEN’
`
`RADEMARK
`
`
`HOLDER OF PATENT OR TRADEM
`(BY) DEPUTY CLERE.
`
`in the above---entitied case, the following decision las been rendered or judgement issued:
`DECTSIONSUDGEMENT
`
`Copy 1-—Upon initiation of action, mail this copy te Director Copy 3--Upon termination of action, mail this capy te Birector
`Copy 2-—Upon filing document adding patent(s), mail this copy te Director Copy 4-—-Case fe copy Greenthread Ex. 2074, p. 2 of 167
`Semiconductor v. Greenthread
`
`Greenthread Ex. 2074, p. 2 of 167
`Semiconductor v. Greenthread
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFIGE
`
`
`
`
`
`UNITTED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`Q. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`14/515,584
`
`10/16/2014
`
`G.R. Mohan Rao
`
`GRTD.01.01.DV3
`CONFIRMATION NO. 6755
`
`40672
`LAW OFFICE OF BILL NAIFEH
`
`PO BOX 803423
`
`DALLAS, TX 75380
`
`POWEROF ATTORNEYNOTICE
`
`INOUE
`
`00000013001 660
`
`Date Mailed: 11/26/2021
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorneyfiled 11/17/2021.
`
`* The Power of Attorney to you in this application has been revoked by the assignee who hasintervened as
`provided by 37 CFR 3.71. Future correspondencewill be mailed to the new address of record(37 CFR 1.33).
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit,at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/mteklemichael/
`
`
`
`page 1 of 1
`
`Greenthread Ex. 2074, p. 3 of 167
`Semiconductor v. Greenthread
`
`Greenthread Ex. 2074, p. 3 of 167
`Semiconductor v. Greenthread
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFIGE
`
`
`
`
`
`UNITTED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`Q. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`14/515,584
`
`10/16/2014
`
`G.R. Mohan Rao
`
`GRTD60-32613
`CONFIRMATION NO. 6755
`
`25883
`MUNCK WILSON MANDALAL.L.P
`
`P.O. Drawer 800889
`
`DALLAS, TX 75380
`
`POA ACCEPTANCE LETTER
`
`INOUEA00000013001 66:
`
`Date Mailed: 11/26/2021
`
`NOTICE OF ACCEPTANCE OF POWEROF ATTORNEY
`
`This is in response to the Power of Attorneyfiled 11/17/2021.
`
`The Power of Attorney in this application is accepted. Correspondencein this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit,at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/mteklemichael/
`
`
`
`page 1 of 1
`
`Greenthread Ex. 2074, p. 4 of 167
`Semiconductor v. Greenthread
`
`Greenthread Ex. 2074, p. 4 of 167
`Semiconductor v. Greenthread
`
`

`

`PTO/AIA/BIA (02-15)
`Approved far use through 03/31/2021. OMB 0652-0035
`U.S. Patent and Trademark Office; US. DEPARTMENT GF COMMERCE
`Under the Paperwork Reduction Act of 2995 no persens are required to respond to a collection of information unless itdisptays a valid OMB controt number
`
`PATENT- POWER OF ATTORNEY
`Petes Manner
`8,190,502
`
`44-37-2018
`
`OR
`REVOCATION OF POWER OF ATTORNEY
`
`WITH A NEW POWER OF ATTORNEY
`
`GRTDSO-32613
`
`
`
`
`
`
`AND
`
`CHANGE OF CORRESPONDENCE ADDRESS
`“attomey Dacket No.
`
` | hereby revoke all srevious powers of attorney given inthe above-identified patent.
`
`
`
`CF A Power of Attornay is submitted herewith,
`
`
`. R it hereby appoint Practitioner{s} associated with the Customer Numberidentified in the box at right a5 my/our
`
`attorney{s} or agent(s} with respect to the patent identified above, and to transactall business in the United
`States Patent and Trademark Office connected therewith:
`
`
`
`
`OR
`e@ i hereby appoint Practitioner(s) named below as my/our attorney(s) or agent{s} with respect to the patent identified above, and to transact
`
`all business in the United States Patent and. Trademark Office connected therewith:ene
`
`PennaeneennNeerereennnerentenneens
`|
`Practitioner{s} Name
`Registration Number
`
` Piease recognize or change the correspondence address for the above-identified patent to:
`
`
`C7} The address associated with the above-identified Customer Number,
`
`;i
`
`
`ORoP =)
`
`
`The address associated with the Customer Number identified in thé box at right: 25883
`
`OR
`Latee
`
`
` cS Fire ar
`
`tw individual Name
`Address
`
`
`
`
`
`
`| Country
`
`Telephone
`
`fam the:
`[ ]Apeticant.
`BR
`x] Patent owner.
`Statement under 37 CER 3.73{c} (Form PTO/AIA/96) submitted herewith arfiled on
`
`
`
`244-728-8244
`
`Signature
`[dete
`Phillip John
`Name
`| Telephone
`Title and. Company|MANAGER, Greenihraad, ULC
`
`SSPees
`
`NOTE: Signatures ofall the applicants or patent awnersof the entire interast or their raprasentative(s) are requirad. ff more than one signature
`is required, submit multiple forms, check the box below, and identify the total numberof forms submitted in the blank below.
`| A total af
`_. forms are submitted,
`This collection af infarmation is required by 27 CFR 1.34, 1.32, and 1.33. The information is required ta obtein or retain s benefit oy the public, which is to update
`land by the USPTGto process) the file of a patent or reexamination proceeding. Canfidantiality is governed by 35 U.S.C. 122 and 37 CFR 1.44. This collection ts
`astimated to take 3 minutes to complete, including gathering, preparing, and submitting the completed applicatian form ta the USPTO. Time wilt vary depending
`upan the individual case. Any comments on the amount of time you require fo complete this form and/or suggestions for reducing this burden, should be sent to
`the Chiefinformation Officer, WS. Patent and Trademark Office, US, Department of Cammerce, P.0, Bax 1450, Alexandria, VA 22313-1450, DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner tor Patents, P.O. Box 1480, Alexandria, VO 29843-4450,
`if vou need assistance in completing the form, call 1-800-PTQ-9199 and select option 2.
`
`
`
`Greenthread Ex. 2074, p. 5 of 167
`Semiconductor v. Greenthread
`
`Greenthread Ex. 2074, p. 5 of 167
`Semiconductor v. Greenthread
`
`

`

`
`
`aa
`
`Electronic AcknowledgementReceipt
`
`Application Number:
`
`14515584
`
`International Application Number:
`
`Confirmation Number:
`
`6755
`
`Title of Invention:
`
`SEMICONDUCTOR DEVICES WITH GRADED DOPANT REGIONS
`
`Paymentinformation:
`
`File Listing:
`
`Warnings:
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`120464
`
`Assignee showing of ownership per 37
`CER 3.73
`
`GRT32613373STMT.pdf
`
`156a9c5e4675d53d8487727fb9a57b7571
`
`Greenthread Ex. 2074, p. 6 of 167
`Semiconductor v. Greenthread
`
`

`

`Information:
`
`Information:
`
`Powerof Attorney
`
`GRT32613POACHANGEADDEX
`E pdf
`
`67795a2934169e27acf8058a9d473154387
`88960
`
`1057190
`
`
`
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`AcknowledgementReceiptwill establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
`the application.
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`Greenthread Ex. 2074, p. 7 of 167
`Semiconductor v. Greenthread
`
`Greenthread Ex. 2074, p. 7 of 167
`Semiconductor v. Greenthread
`
`

`

`PTO/AIA/96 (08-12)
`Approvedfor use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CER 3.73(c)
`Applicant/Patent Owner: Greenthread, LLC
`
`
`Application No./Patent No.:
`9,190,502
`Filed/Issue Date: 11-17-2015
`
`Titled.
`SEMICONDUCTOR DEVICES WITH GRADED DOPANT REGIONS
`Greenthread, LLC
`_a Limited Liability Company
`
`(Nameof Assignee)
`(Type of Assignee, e.g., corporation, partnership, university, government agency,etc.)
`
`states that, for the patent application/patent identified above, it is (choose oneof options 1, 2, 3 or 4 below):
`1.
`[x] The assignee ofthe entire right, title, and interest.
`
`2. [| An assignee of less than the entireright,title, and interest (check applicable box):
`|_| The extent (by percentage)of its ownershipinterestis
`%. Additional Statement(s) by the owners
`holding the balance of the interest must be submitted to account for 100% of the ownership interest.
`L] There are unspecified percentages of ownership. Theotherparties, including inventors, who together ownthe entire
`right, title and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`3. L] The assignee of an undividedinterestin the entirety (a complete assignment from oneofthe joint inventors was made).
`The other parties, including inventors, who together own the entire right, title, and interest are:
`
`
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`4. C The recipient, via a court proceeding orthe like (e.g., bankruptcy, probate), of an undividedinterestin the entirety (a
`complete transfer of ownership interest was made). The certified document(s) showing the transfer is attached.
`
`The interest identified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose one of options A or B below):
`
`A.
`
`An assignment from the inventor(s) of the patent application/patent identified above. The assignment wasrecordedin
`the United States Patent and Trademark Office at Reel 935630
`, Frame 9391
`, or for which a copy
`thereof is attached.
`
`B. L] A chain oftitle from the inventor(s), of the patent application/patentidentified above, to the current assigneeas follows:
`
`1. From:
`
`2. From:
`
`To:
`
`The document was recordedin the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copythereofis attached.
`To:
`
`The document was recordedin the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copythereofis attached.
`
`[Page 1 of 2]
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public whichis tofile (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Timewill vary depending uponthe individual case. Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark
`Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND
`TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`Greenthread Ex. 2074, p. 8 of 167
`On
`Zz.
`Ifyou need assistance in completing the form, call 1-S00-PTO-9199 and select CRUON2.uictor v. Greenthread
`
`Greenthread Ex. 2074, p. 8 of 167
`Semiconductor v. Greenthread
`
`

`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(c)
`
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`, or for which a copythereofis attached.
`, Frame
`Reel
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`, or for which a copythereofis attached.
`, Frame
`Reel
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`, or for which a copythereofis attached.
`, Frame
`Reel
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copythereofis attached.
`
`[|
`
`Additional documents in the chain oftitle are listed on a supplemental sheet(s).
`
`
`
`As required by 37 CFR 3.73(c)(1)(i), the documentary evidenceof the chain oftitle from the original owner to the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy(i.e., a true copy of the original assignment document(s)) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`/Gregory M. Howison, Reg. #30646/
`November 17, 2021
`
`Signature
`Date
`Gregory M. Howison
`30,646
`
`Printed or Typed Name
`
`Title or Registration Number
`
`[Page 2 of 2]
`
`Greenthread Ex. 2074, p. 9 of 167
`Semiconductor v. Greenthread
`
`Greenthread Ex. 2074, p. 9 of 167
`Semiconductor v. Greenthread
`
`

`

`Privacy Act Statement
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`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
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`If you do not furnish the requested information, the U.S. Patent and Trademark
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`
`Greenthread Ex. 2074, p. 10 of 167
`Semiconductor v. Greenthread
`
`Greenthread Ex. 2074, p. 10 of 167
`Semiconductor v. Greenthread
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFIGE
`
`
`
`
`UNITTED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`Q. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`14/515,584
`
`10/16/2014
`
`G.R. Mohan Rao
`
`40672
`LAW OFFICE OF BILL NAIFEH
`
`PO BOX 803423
`
`DALLAS, TX 75380
`
`GRTD.01.01.DV3
`CONFIRMATION NO. 6755
`
`IMPROPER CPOA LETTER
`
`00000.0040.09000000
`
`Date Mailed: 10/15/2021
`
`NOTICE REGARDING POWER OF ATTORNEY
`
`This is in response to the power of attorneyfiled 10/07/2021. The power of attorneyin this application is not
`accepted for the reason(s) listed below:
`
`« The revocation is not signed by the applicant, the assignee of the entire interest, or one particular principal
`attorney having the authority to revoke.
`
`/zabraha/
`
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`[ 25883
`MUNCK WILSON MANDALAL.L.P
`P.O. Drawer 800889
`DALLAS, TX 75380
`UNITED STATES
`
`
`
`page 1 of 1
`
`|
`
`
`
`——Greenthread Ex. 2074, p. 11 of 167
`Semiconductor v. Greenthread
`
`Greenthread Ex. 2074, p. 11 of 167
`Semiconductor v. Greenthread
`
`

`

`PTO/AIA/BIA (02-15)
`Appraved for use through 03/31/2021, OMB 0651-0025
`
`
`U.S. Patent and Trademark Office; U.S. DEFARTMENT CF COMMERCE
`
` Mess
`}
`Under the Paperwork Reduction Act of 3995 no persons are required to respand wo a covection of infarmation us
`idisviays 2 valid OMB control sumper
`Patent Number
`1 9.190,502
`!
`| en
`PATENT - POWER OF ATTORNEY
`
`OR
`issue Date
`41-17-2015
`
`First Named inventor TGR. Vohan RAQ
`REVOCATION OF POWER OF ATTORNEY==(SEMICONDUCTOR
`WITH A NEW POWER OF ATTORNEY
`DEVICES WITH GRADED
`AND
`DOPANT REGIONS
`
`CHANGE OF CORRESPONDENCE ADDRESS=Akcmey Sak NS TGRipa
`| hereby revoke all previous powers of attorney given in the above-identified patent.
`
`|
`
`my A Power of Attorney is submitted herewith.
`.
`\
`iets
`oe
`ae
`Bo,
`,
`ws
`y
`.
`i hereby appoint Practitioner(s} associated with the Customer Numberidentified in the box at right as my/our
`(@} atrocney(s} or agent{(s} with respect to the patent identified shove, and. to transact all business in the United
`States Patent and Trademark Office connected therewith:
`OR
`
`Ct Lhereby appaint Practitioner{s} named below as my/our attorney(s}.or agent(s} with respect to the patent identified above, and to transact
`all business in the United States Patent and Trademark Office connected therewith:
`Practitioner(s} Name
`Registration Number
`
`
`
`3
`
`
`
`}i|Ii'|i'Iaanebeoeefaaeefecer
`
`
`
`
`
`i|
`
` Please recognize of change. the correspondence sddress far the above-identified patent to:
`
`The adress associated with the above-identified Customer Number.
`
`OR
`
`i
`(25883pF
`
`|
`
`The address assaciated with the Customer Numberidentified in the box at right:
`
`
`Statement under 37 CFR 3. 73{c} (Form PTO/SAIA/96} submitted herewith orfiled on
`
`
`Telephone Email|T
`
`lar the:
`Applicant.
`
`OR
`Se] Patent owner,
`
`
`
`i Priitip lode
`&
`‘
`34
`ek
`wa ora
`
`Tite and Company [gSVASONRO__
`: Signatures of all the applicants or patent owners of the entire interest or their rapresentative(s} are required. If more than one signature
`
`is required, submit multiple forms, check the box below, and identify the tate! number of farms submitted in the blank below.
`[| Atotalofforms are submitted.
`This collection of information is required by 47 CFR 4.33, 1.32, and 1.33. The information is required to obtain or retain 3 benefit by the public, which is te update
`land by the USPTO te process) the file of a patent or reexamination proceeding. Confidentiality is governed by 35 U.S.C, L22dand 3? CFR 4.34, This collection is
`estimated ta take 3 minutes ts camplete, including gathering, preparing, and submitting the completed appfication farmto the USPTO. Time will vary depending
`upox the individual case. Any comments-on the amount of time you require to camplete this form and/or suggestions for reducing this burden, should be sent to
`the Chief Infarmation Officer, US. Patent and Trademark Office, US. Department of Canymerce, P.O. Box 1450, Alexandria, VA 22313-1450. GO NOT SEND FEES OR
`COMPLETED FORMS. TO THIS ADDRESS. SEND TO: Carnmissioner for Patents, P.G. Sox 1450, Alexandria, VA 22313-1450.
`if you need assistance in completing the form, call 1-800-PTO-3199 end select antion 2,
`
`
`
`
`
`Greenthread Ex. 2074, p. 12 of 167
`Semiconductor v. Greenthread
`
`Greenthread Ex. 2074, p. 12 of 167
`Semiconductor v. Greenthread
`
`

`

`PTO/AIA/96 (08-12)
`Approvedfor use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CER 3.73(c)
`Applicant/Patent Owner: Greenthread, LLC
`
`
`Application No./Patent No.:
`9,190,502
`Filed/Issue Date: 11-17-2015
`
`Titled.
`SEMICONDUCTOR DEVICES WITH GRADED DOPANT REGIONS
`Greenthread, LLC
`_a Limited Liability Company
`
`(Nameof Assignee)
`(Type of Assignee, e.g., corporation, partnership, university, government agency,etc.)
`
`states that, for the patent application/patent identified above, it is (choose oneof options 1, 2, 3 or 4 below):
`1.
`[x] The assignee ofthe entire right, title, and interest.
`
`2. [| An assignee of less than the entireright,title, and interest (check applicable box):
`|_| The extent (by percentage)of its ownershipinterestis
`%. Additional Statement(s) by the owners
`holding the balance of the interest must be submitted to account for 100% of the ownership interest.
`L] There are unspecified percentages of ownership. Theotherparties, including inventors, who together ownthe entire
`right, title and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`3. L] The assignee of an undividedinterestin the entirety (a complete assignment from oneofthe joint inventors was made).
`The other parties, including inventors, who together own the entire right, title, and interest are:
`
`
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`4. C The recipient, via a court proceeding orthe like (e.g., bankruptcy, probate), of an undividedinterestin the entirety (a
`complete transfer of ownership interest was made). The certified document(s) showing the transfer is attached.
`
`The interest identified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose one of options A or B below):
`
`A.
`
`An assignment from the inventor(s) of the patent application/patent identified above. The assignment wasrecordedin
`the United States Patent and Trademark Office at Reel 935630
`, Frame 9391
`, or for which a copy
`thereof is attached.
`
`B. L] A chain oftitle from the inventor(s), of the patent application/patentidentified above, to the current assigneeas follows:
`
`1. From:
`
`2. From:
`
`To:
`
`The document was recordedin the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copythereofis attached.
`To:
`
`The document was recordedin the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copythereofis attached.
`
`[Page 1 of 2]
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public whichis tofile (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Timewill vary depending uponthe individual case. Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark
`Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND
`TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`Ifyou need assistance in completing theform, call 1-S00-PTO-9199 and song ARUON2sductor v. Greenthread
`reenthread Ex. 2074, p. 13 of 167
`On
`Zz.
`
`Greenthread Ex. 2074, p. 13 of 167
`Semiconductor v. Greenthread
`
`

`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(c)
`
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`, or for which a copythereofis attached.
`, Frame
`Reel
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`, or for which a copythereofis attached.
`, Frame
`Reel
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`, or for which a copythereofis attached.
`, Frame
`Reel
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copythereofis attached.
`
`[|
`
`Additional documents in the chain oftitle are listed on a supplemental sheet(s).
`
`
`
`As required by 37 CFR 3.73(c)(1)(i), the documentary evidenceof the chain oftitle from the original owner to the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy(i.e., a true copy of the original assignment document(s)) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`/Gregory M. Howison, Reg. #30646/
`October 5, 2021
`
`Signature
`Date
`Gregory M. Howison
`30,646
`
`Printed or Typed Name
`
`Title or Registration Number
`
`[Page 2 of 2]
`
`Greenthread Ex. 2074, p. 14 of 167
`Semiconductor v. Greenthread
`
`Greenthread Ex. 2074, p. 14 of 167
`Semiconductor v. Greenthread
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is 35
`U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the
`information is used by the U.S. Patent and Trademark Office is to process and/or examine your submission related
`to a patent application or patent.
`If you do not furnish the requested information, the U.S. Patent and Trademark
`Office may not be able to process and/or examine your submission, which mayresult in termination of proceedings
`or abandonmentof the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these recordsis
`required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal,

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