PTO-1390 (09-11)
`Approvedfor use through 4/30/2013. OMB 0651-0021
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respondto a collection of information unlessit displays a valid OMB control number.
`TRANSMITTAL LETTER TO THE UNITED STATES
`ATTORNEYS DOCKET NUMBER
`—
`DESIGNATED/ELECTED OFFICE (DO/EO/US)
`CONCERNING A SUBMISSION UNDER 35 U.S.C. 371.|> AUPECATION NO.now, See 37 CFR 1.5)
`INTERNATIONAL APPLICATION NO.
`INTERNATIONAL FILING DATE
`PRIORITY DATE CLAIMED
`pcriuszort0s4a70daegi@git| arazort
`
`A second copy of the English language translation of the international application under 35 U.S.C. 154(d)(4).
`
`.
`
`OOOsoON0OB
`
`This collection of information is required by 37 CFR 1.414 and 1.491-1 492. The information is required to obtain or retain a b enefit by the public, w hich is to file (and by the
`USPTOto pro cess) an application . Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 15 minutes to complete,
`including gathering information, preparing, and submitting the completed form to the USPTO. Time will vary depending uponthe individual case. Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEE S OR COMPLE TED FORMS TO THIS ADDRESS. SEND TO: Mail Stop PCT,
`Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`Page 1 of 3
`Ex.1002.00001
`IPR2024-00137
`Petitioners’ Ex. 1002
`
`
`TITLE OF INVENTION
`WIRELESS DEVICE HANDOFF BETWEEN WIRELESS NETWORKS
`
`APPLICANT(S) FOR DO/EO/US
`Ezekiel Kruglick
`Applicant herewith submits to the United States Designated/Elected Office (DO/EO/US) the following items and other information:
`
`This is a FIRST submission of items concerning a submission under 35 U.S.C. 371.
`L] This is a SECOND or SUBSEQUENTsubmission of items concerning a submission under 35 U.S.C. 371.
`
`This is an express request to begin national examination procedures (35 U.S.C. 371(f)). The submission must include items
`(5), (6), (9) and (21) indicated below.
`
`The US hasbeen elected(Article 31).
`
`A copyof the International Application asfiled (35 U.S.C. 371(c)(2))
`a. LC]
`is attached hereto (required only if not communicated by the International Bureau).
`b. [| has been communicated by the International Bureau.
`
`c.
`
`is not required, as the application wasfiled in the United States Receiving Office (RO/US).
`
`An English language translation of the International Application as filed (35 U.S.C. 371(c)(2)).
`a. LJ is attached hereto.
`b. LJ has been previously submitted under 35 U.S.C. 154(d)(4).
`
`Amendments to the claims of the International Application under PCT Article 19 (35 U.S.C. 371(c)(3))
`a.L| are attached hereto (required only if not communicated by the International Bureau).
`b. L]
`have been communicated bythe International Bureau.
`
`have not been made; however, the time limit for making such amendments has NOT expired.
`Cc.
`d. LJ have not been made andwill not be made.
`
`An English languagetranslation of the amendmentsto the claims under PCTArticle 19 (35 U.S.C. 371(c)(3)).
`
`An oath or declaration of the inventor(s) (35 U.S.C. 371(c)(4)).
`
`An English language translation of the annexes of the International Preliminary Examination Report under PCT
`Article 36 (35 U.S.C. 371(c)(5)).
`
`Items 11 to 20 below concern document(s) or information included:
`
`An Information Disclosure Statement under 37 CFR 1.97 and 1.98.
`
`An assignment document for recording. A separate cover sheet in compliance with 37 CFR 3.28 and 3.31 is included.
`
`A preliminary amendment.
`
`An Application Data Sheet under 37 CFR 1.76.
`
`A substitute specification.
`
`A power of attorney and/or change of addressletter.
`
`A computer-readable form of the sequencelisting in accordance with PCT Rule 13fer.3 and 37 CFR 1.821- 1.825.
`
`A second copy of the published International Application under 35 U.S.C. 154(d)(4).
`
`IPR2024-00137
`Ex.1002.00001
`Petitioners' Ex. 1002
`
`

`

`PTO-1390 (09-11)
`Approved for use through 4/30/2013. OMB 0651-0021
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`
`U.S. APPLICATION NO. (if known, see 37 CFR 1.5)
`
`INTERNATIONAL APPLICATION NO.
`PCT/US2011/034470
`
`ATTORNEY'S DOCKET NUMBER
`006.P078
`
`20.
`
`Other items or information:
`
`Copyof the International Search Report and Written Opinion
`
`charged
`
`The following fees have been submitted
`Basic national fee (37 CFR 1.492(a))....... 0. eect entree eens eae $380
`
`CALCULATIONS
`$ 380.00
`
`PTO USE ONLY
`
`Examination fee (37 CFR 1.492(c))
`
`21.
`
`22.
`
`CT]
`
`CT]
`
`If the written opinion prepared by ISA/US or the international preliminary examination report prepared
`by IPEA/US indicatesall claims satisfy provisions of PCT Article 33(1)-(4)............. $0
`All other situations...rnin ee terete $250
`
`Search fee (37 CFR 1.492(b))
`[]__
`23.
`If the written opinion of the ISA/US or the International preliminary examination report prepared by
`IPEA/US indicatesall claims satisfy provisions of PCT Article 33(1)-(4)................ $0
`Search fee (37 CFR 1.445(a)(2)) has been paid on the international application to the USPTO as an
`International Searching Authority..........000000ee teeta eee $120
`International Search Report prepared by an ISA other than the US and provided to the Office or
`previously communicated to the US by the IB.........0.0. 2.0.2.0 eee ccee cence cee teen eee $490
`All other Situations.......... 0... ccc cece eee ee eee ee nee e nent tenet ete et nent eneeteneet enter ene eneeteneenens $620
`TOTAL OF 21, 22 and 23 =
`oO Additional fee for specification and drawingsfiled in paper over 100 sheets (excluding sequence
`listing in compliance with 37 CFR 1.821(c) or (e) in an electronic medium or computer
`program listing in an electronic medium) (37 CFR 1.492(j)).
`The fee is $310 for each additional 50 sheets of paperor fraction thereof.
`
`Total Sheets
`
`Extra Sheets
`
`Number of each additional 50 or fraction
`thereof (round up to a whole number)
`
`RATE
`
`$ 250.00
`
`490.00
`
`$
`
`$ 1,120.00 P
`
`|tooz|wo=|—CCCid x sto
`
`Surcharge of $130.00 for furnishing any of the search fee, examination fee, or the oath or declaration
`after the date of commencement of the national stage (37 CFR 1.492(h)).
`CLAIMS
`NUMBERFILED
`NUMBER EXTRA
`
`RATE SB
`
`$500.00
`MULTIPLE DEPENDENTCLAIM(S)(if applicable) aeeee
`TOTAL OF ABOVE CALCULATIONS =|$1,220.00
`[_] Applicant claims small entity status. See 37 CFR 1.27. Fees above are reduced by %. Po
`SUBTOTAL=
`
`Processing fee of $130.00 for furnishing the English translation later than 30 months from the earliest
`claimed priority date (37 CFR 1.492(i)).
`+
`
`TOTAL NATIONALFEE =|$2,340.00
`
`Fee for recording the enclosed assignment (37 CFR 1.21(h)). The assignment must be accompanied
`by an appropriate cover sheet (37 CFR 3.28, 3.31). $40.00 per property
`+
`
`TOTAL FEES ENCLOSED =|$2,340.00
`Amount to be
`refunded:
`Amount to be
`
`Page 2 of 3
`
`Ex.1002.00002
`
`Ex.1002.00002
`
`

`

`PTO-1390 (09-11)
`Approved for use through 4/30/2013. OMB 0651-0021
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no personsare required to respond to a collection of information unless it displays a valid OMB control number.
`
`. | A checkin the amountof $
`. CL]
`Please charge my Deposit Account No.
`
`to cover the above feesis enclosed.
`in the amountof $
`to cover the abovefees.
`
`The Commissioneris hereby authorized to charge any additional fees which may be required, or credit any overpayment to Deposit
`Account No.
`.
`
`.
`
`Fees are to be charged to a credit card. WARNING: Information on this form may become public. Credit card information should not
`be included on this form. Provide credit card information and authorization on PTO-2038. The PTO-2038 should only be mailed or faxed
`to the USPTO. However, when paying the basic national fee, the PTO-2038 may NOTbe faxed to the USPTO.
`
`ADVISORY: If filing by EFS-Web, do NOTattach the PTO-2038 form as a PDF along with your EFS-Web submission. Please be
`advisedthat this is not recommendedand by doing so your credit card information may be displayed via PAIR. To protect your
`information, it is recommended paying fees online by using the electronic payment method.
`
`NOTE: Where an appropriate time limit under 37 CFR 1.495 has not been met, a petition to revive (37 CFR 1.137(a) or (b)) must befiled
`and granted to restore the International Application to pending status.
`
`REGISTRATION NUMBER
`
`SEND ALL CORRESPONDENCETO:
`.
`Omikron IP Law Group
`Attn: Ted A. Crawford
`16325 Boones Ferry Road Suite 204
`Lake Oswego, OR 97035
`
`/Ted A. Crawford/
`SIGNATURE
`Ted A. Crawford
`
`NAME
`50,610
`
`
`Page 3 of 3
`
`Ex.1002.00003
`
`Ex.1002.00003
`
`

`

`Privacy Act Statement
`
`The Privacy Actof 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advisedthat: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`A record in this system of records maybedisclosed, as a routine use, to a Member of
`Congress submitting a requestinvolving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`A record in this system of records maybe disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may bedisclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records maybedisclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`A record from this system of records maybedisclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency’s responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`A record from this system of records maybedisclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subjectto the limitations of 37
`CFR 1.14, as a routine use, to the public if the record wasfiled in an application which
`became abandonedor in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records maybedisclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes awareof a violation or potential
`violation of law or regulation.
`
`Ex.1002.00004
`
`Ex.1002.00004
`
`

`

`PTO/SB/14 (11-08)
`Approved for use through 09/30/2010. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of inforrnation unless it contains a valid OMB control number.
`
` .
`
`. Attorney Docket Number|006.P078
`
`
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`
`
`
`
`
`
`Title of Invention|WIRELESS DEVICE HANDOFF BETWEEN WIRELESS NETWORKS
`
`The application data sheetis part of the provisional or nenprovisional application for whichit is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
`
`
`
`
`Secrecy Order 37 CFR 5.2
`[|] Portions orall of the application associated with this Application Data Sheet mayfall under a Secrecy Order pursuantto
`37 CFR 5.2 (Paperfilers only. Applications that fall under Secrecy Order may not befiled electronically.)
`
`Applicant Information:
`
`
`Applicant 1
`Applicant Authority (@)Inventor | C)Legal Representative under 35 U.S.C. 117
`
`
`|Party of Interest under 35 U.S.C. 118
`
`Prefix) Given Name
`Middle Name
`Family Name
`
`Ezekiel Po Kruglick
`() Active US Military Service
`Residence Information (Select One) () US Residency
`(©) NonUS Residency
`
`
`City|Poway State/Province|CA Country of Residencei|US
`
`Suffix
`
`
`
`Citizenship under 37 CFR 1.41(b)i
`
`
`Us
`
`Mailing Address of Applicant:
`
`Address 1
`
`Address 2
`
`13842 Deergrass Ct.
`
`Inventor Information blocks may be
`Inventors Must Be Listed - Additional
`All
`Add
`generatedwithin this form by selecting the Add button.
`
`
`CorrespondenceInformation:
`
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`
`[|] An Addressis being provided for the correspondenceInformation of this application.
`
`Customer Number
`65638
`
`
`Email Address
`robert.chang@omikronlaw.com
`
`
`Email Address
`ted.crawford@omikronlaw.com
`
`
`Email Address
`
`blayne.green@omikronlaw.com
`
`EFS Web 2.2.2
`
`Ex.1002.00005
`
`Ex.1002.00005
`
`

`

`PTO/SB/14 (11-08)
`Approved for use through 09/30/2010. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`— Title of Invention|WIRELESS DEVICE HANDOFF BETWEEN WIRELESS NETWORKS
`
`Application Information:
`
`WIRELESS DEVICE HANDOFF BETWEEN WIRELESS NETWORKS
`Title of the Invention
`Attorney Docket Number| 006.P078
`Small Entity Status Claimed [|
`
`
`Application Type
`Nonprovisional
`
`Subject Matter
`
`
`Suggested Class(if any)
`
`
`Suggested Technology Center(if any)
`
`
`
`
`
`Total Numberof Drawing Sheets(if any} po Suggested Figure for Publication (if any)
`Publication Information:
`
`
`
`
`
`[_] Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`
`Request Not to Publish. | hereby requestthat the attached application not be published under 35 U.S.
`[] ©. 122(b) and certify that the invention disclosed in the attached application has not and will not be the subject of
`an application filed in another country, or under a multilateral international agreement, that requires publication at
`eighteen monthsafterfiling.
`
`Representative Information:
`
`65638
`
`
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`
`
`
`
`
`
`Enter Representative Name_sectioneither Customer Number or complete the below. If both sections
`
`
`are completed the Customer Numberwill be used for the Representative Information during processing.
`
`
`
`Please Select One: () US Patent Practitioner|() Limited Recognition (37 CFR 11.9)(e) Customer Number
`
`Customer Number
`
`
`
`Domestic Benefit/National Stage Information:
`
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, or 365(c) or indicate National Stage
`entry from a PCT application. Providing this information in the application data sheet constitutes the specific reference required by
`35 U.S.C. 119(e) or 120, and 37 CFR 1.78(a)(2) or CFR 1.78(a}(4), and need not otherwise be made part of the specification.
`
`
`Prior Application Status|Pending
`
`
`
`
`Filing Date (YYYY-MM-DD)
`Application Number
`
`2011-04-29
`
`
`Additional Domestic Benefit/National Stage Data may be generated within this form
`by selecting the Add button.
`
`Continuity Type
`
`Prior Application Number
`
`a 371 ofinternational
`
`PCT/US201 1/034470
`
`
`
`Add
`
`Foreign Priority Information:
`This section allows for the applicant to claim benefit of foreign priority and to identify any prior foreign application for which priority is
`not claimed. Providing this information in the application data sheet constitutes the claim for priority as required by 35 U.S.C. 119(b)
`and 37 CFR 1.55(a).
`
`EFS Web 2.2.2
`
`Ex.1002.00006
`
`

`

` Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`PTO/SB/14 (11-08)
`Approved for use through 09/30/2010. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Attorney Docket Number|006.P078
`
`
`
`
`
`WIRELESS DEVICE HANDOFF BETWEEN WIRELESS NETWORKS
`Title of Invention
`
`Remove
`
`Application Number
`
`Priority Claimed
`
`ParentFiling Date (YYYY-MM-DD}
`
`Additional Foreign Priority Data may be generated within this form by selecting the
`Add buiton.
`
`2011-10-10
`
`
`
`Assignee Information:
`
`Providing this information in the application data sheet does not substitute for compliance with any requirement of part 3 of Title 37
`of the CFR to have an assignment recorded in the Office.
`
`
`Assignee1
`If the Assignee is an Organization check here.
`
`
`Organization Name
`Empire Technology Development LLC
`Mailing Address Information:
`
`
`Address 1
`2711 Centerville Road, Suite 400
`
`
`Address 2
`
`
`City
`Wilmington
`State/Province
`DE
`
`
`Country || us
`Postal Code
`19088
`
`Phone Number
`
`Fax Number
`
`Email Address
`
`
`Additional Assignee Data may be generated within this form by selecting the Add
`Add
`button.
`
`
`Signature:
`A signature of the applicant or representative is required in accordance with 37 CFR 1.33 and 10.18. Please see 37
`CFR 1.4(d) for the form of the signature.
`
`Signature
`
`|/Ted A. Crawford/
`
`Date (YYYY-MM-DD}|
`
`This collection of information is required by 37 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
`sheet form to the USPTG. Time will vary depending upon the individual case. Any comments on the amountof time you require to
`complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`EFS Web 2.2.2
`
`Ex.1002.00007
`
`Ex.1002.00007
`
`

`

`Privacy Act Statement
`
`The information provided by youin this form will be subject to the following routine uses:
`
`1.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act (5 U.S.C. 552)
`and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the Department of Justice to determine
`whether the Freedom cfInformation Act requires disclosure of these records.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a court, magistrate, or
`administrative tribunal, including disclosures to opposing counsel in the course of settlement negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a request involving an
`individual, to whom the record pertains, whenthe individual has requested assistance from the Memberwith respect tc the subject matter of
`the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for the information in
`order to perform a contract. Recipients of information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records may be disclosed,
`as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of National Security
`review (35 U.S.C. 181} and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or his/her designee,
`during an inspection of records conducted by GSA aspart of that agency's responsibility to recommend improvements in records
`managementpractices and programs, underauthority of 44 U.S.C. 2804 and 2906. Such disclosure shall be made in accordance with the
`GSA regulations governing inspection of records for this purpose, and any other relevant(i.e., GSA or Commerce) directive. Such
`disclosure shall not be used to make determinations aboutindividuals.
`
`
`
`(1) the general authority for the collection
`a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised that:
`of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information sclicited is voluntary; and (3) the principal purpose for which the information is
`used by the U.S. Patent and Trademark Office is to process and/or examine your submission related to a patent application or patent.
`If you do not
`furnish the requested information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings cr abandonmentof the application or expiration of the patent.
`
` The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the attached form related to
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of the application pursuant
`to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subjectto the limitations of 37
`CFR 1.14, as a routine use, to the public if the record wasfiled in an application which became abandoned crin which the proceedings were
`terminated and which application is referenced by either a published application, an application open to public inspections or an issued
`patent.
`
`A record from this system of records may be disclosed, as a routine use, tc a Federal, State, or local law enforcement agency,if the
`USPTO becomesawareof a viclation or potential violation of law or regulation.
`
`Ex.1002.00008
`EFS Web 2.2.2
`
`Ex.1002.00008
`
`

`

`PTO/SB/80 (11-08)
`.
`Approved for use through 41/30/2011. OMB 0651-0035
`U.S, Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Uncer the Paperwork Reduction Act of 1995, no persons are required to respondto a collection of Information unlessit displays a valid OMB control number.
`
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`| hereby revoke all previous powersof attorney given in the application identified in the attached statement under
`37 CFR 3,73(b).
`| hereby appoint:
`
`Practitioners associated with the Customer Number:
`OR
`
`65638
`
`Registration
`
`[| Practitioner(s) named below(if more than ten patent practitioners are to be named, then a customer number must be used):
`Number
`
`
` as attorney(s) or agent(s) to represent the undersigned before the United States Patent and Trademark Office (USPTO)in connection with
`any and all patent applications assigned only to the undersigned according to the USPTO assignment records or assignment documents
`attached to this form in accordance with 37 CFR 3.73(b).
` Please change the correspondence addressfor the application Identified in the attached statement under 37 CFR 3.73(b) to:
`
`
`LY]
`The address associated with Custemer Number:
`65638
`
`
`
`
`
`
`
` Empire Technology Development LLC
`2711 Centerville Road, Suite 400
`Wilmington, Delaware 19808
`
`OR
`
`Firm or
`Individual Name
`
`Telephone
`
`Assignee Name and Address:
`
`
`
`
` A copy ofthis form, together with a statement under 37 CFR 3.73(b) (Form PTO/SB/96 or equivalent) is required to be
`
`filed in each application in which this form is used. The statement under 37 CFR 3.73(b} may be completed by one of
`
`the practitioners appointed in this form if the appointed practitioner is authorized to act on behalf of the assignee,
`
`and must identify the application in which this Power of Attorney is to be filed.
`
`
`
`
`
`SIGNATUREof Assignee of Record
`
`
`Vhe individual whose signature andtitlg-is supplied below is authorized (0 act on behalfofthe assignee
`
`J
`yo
`4
`/
`*
`
`
`sone|@Lad Meece7ime HOY
`fineEppBofro oa
`
`
`
`Te|Naxhanzed berigy ™——OCOC“‘CSW!t””!”!CC~CsS
`
`
`This collection of Information is required by 37 CFR 1.31, 1.32 and 1.33. Theinformation is required to obtaln or ratain a benefit by the public which is to file fand
`by the USPTO to process} an application. Confidentlality is govemed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection Is estimated to take 3 minutes
`{o complete, Including gathering, preparing, and submitting the compieted application form to the USPTO, Timewill vary depending upon the Individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing thls burden, should be sent to the Chief Information Cifficer,
`U.S. Patent and Trademark Office, U.S. Deparment of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1460, Alexandria, VA 22313-1450,
`
`if you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Ex.1002.00009
`
`Ex.1002.00009
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. $3-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advisedthat: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Cffice may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonmentof the application or expiration of the patent.
`
`Theinformation provided by you in this form will be subject to the following routineuses:
`
`1. The Information on this form will be treated confidentially to the extent allowed underthe
`Freedom of Information Act (5 U.S.C, 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may bedisclosed to the Departmentof Justice to determine whether
`disclosure of these records is required by the Freedom ofInformation Act.
`A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidenceto a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Memberwith respectto the subject matter of the
`record,
`A recordin this system of records may bedisclosed, as a routine use, to a contractorof the
`Agency having need for the information in orderto perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to § U.S.C. 552a(m),
`A record related to an International Application filed under the Patent Cooperation Treatyin
`this system of records may bedisclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A recordin this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act(42 U.S.C. 218(c)).
`A record from this system of records may be disclosed, as a routine use,to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency's responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records forthis
`purpose,and any other relevant (/.e., GSA or Commerce)directive. Such disclosure shall not
`be used to make determinations about individuals.
`A record from this system of records may be disclosed, as a routine use,to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuanceof a patent
`pursuant fo 35 U.S.C. 151, Further, a record may be disclosed, subjectto thelimitations of 37
`CFR 1.14, as a routine use, to the public if the record wasfiled in an application which
`became abandoned orin which the proceedings were terminated and which application is
`referencedby either a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local Jaw enforcement agency,if the USPTO becomes awareof a violation or potential
`violation of jaw or regulation.
`
`Ex.1002.00010
`
`Ex.1002.00010
`
`

`

`STATEMENT UNDER 37 CFR 3.73(b)
`
`Applicant/Patent Owner: Empire Technology Development LLC
`Application No./Patent No.:
`Titled:me
`
`WIRELESS DEVICE HANDOFF BETWEEN WIRELESS NETWORKS
`
`Filed/Issue Date; October 10, 2011
`
`PTO/SB/96 (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`
`
`
`Empire Technology Development LLC
`(Nameof Assignee)
`
`_a
`
`corporation
`(Type of Assignee, e.g., corporation, partnership, university, government agency,etc.
`
`states thatit is:
`
`1.
`
`the assignee ofthe entire right,title, and interest in;
`
`an assi