throbber
Docket No.: 8545US02
`(PATENT)
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Patent Application of: Christine Bjoem Jensen et al.
`
`Application No.: Not Yet Assigned
`
`Confirmation No.: NIA
`
`Filed: Concurrently Herewith
`
`Art Unit: NIA
`
`For: Use ofLogn-Acting GLP-1 Peptides
`
`Examiner: Not Yet Assigned
`
`UTILITY PATENT APPLICATION TRANSMITTAL
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Dear Commissioner:
`
`This is a request for filing a Continuation application under 37 C.F.R. l.53(b).
`
`Applicant: Novo Nordisk A/S
`
`Title: Use of Long-Acting GLP-1 Peptides
`
`Applicants enclose a duly filled in Application Data Sheet with all relevant priority information.
`
`Direct all future correspondence to Customer Number 23650.
`
`Please charge the required fee associated with this application and credit any overpayments to
`
`Novo Nordisk, Inc., Deposit Account No. 14-1447, under Order No. 8545US02 from which the undersigned
`
`is authorized to draw. Please charge any additional fees, should they be required, to Deposit Account No.
`
`14-1447.
`
`Dated: July 20, 2017
`
`Respectfully submitted,
`
`Electronic signature: /Leon Y. Lum/
`Leon Y. Lum
`Registration No.: 62,124
`NOVO NORDISK INC
`800 Scudders Mill Road
`Plainsboro, New Jersey 08536
`(609) 987-5800
`Attorney For Applicant
`
`8545US02 - Application Transmittal.doc
`
`MPI EXHIBIT 1002 PAGE 1
`
`DR. REDDY’S LABORATORIES, INC.
`IPR2024-00009
`Ex. 1002, p. 1 of 369
`
`

`

`Attorney Docket No.: 8545US02
`Attorney Docket No.: 8545US02
`
`Inventors: JENSEN etal.
`Inventors: JENSEN et al.
`
`1/6
`
`Lirag I utide
`Semaglutide
`Liraglutide
`Semaglutide
`8.2
`8.0
`8.1
`8.1
`8.1
`8.1
`8.2
`8.2
`Baseline 8.1
`8.1
`8.0
`8.1
`8.1
`8.2
`8.1
`82
`62
`Baseline 8.1
`Placebo 0.1 mg 0.2 mg 0.4 mg 0.8 mg 0.8 mg 1.6 mg 1.2 mg 1.8 mg
`Placebo 0.1 mg 0.2mgq 04mg 0.8mg 08mg 1.6mg 1.2mg 1.8m¢
`T
`T
`T
`
`~
`
` 4%%4%sls
`titséttdditsdde
`
`0 r 00 -r-,❖"-~":::,""'
`........... x:~,{-
`~................
`[,:,., ......... -.. ... ❖'-"'"'"']
`-0 ~ 2 5 L .......... ,,, .. ._._,.,❖}
`i ......... ❖'-"-"":,."-""1
`x
`1::,._,,,,,,._,.,,.,1
`t,~~~:1
`ES
`he
`MALE
`0.5
`
`T
`
`:
`~ -0 r 50
`oo
`in oo
`cf2.
`-........,
`;:: -0.75
`<(
`.0 I
`
`
`
`HbA,(%)
`
`-1.00
`
`-1.25
`
`-1.50
`
`-1.75
`
`-2.00
`
`-1.1
`**
`
`-1.18
`
`-1.34
`
`—1,.46 -1.44
`*“e
`#*
`**
`**
`
`-1.69
`
`*p<0.05 vs. placebo
`*p<0.05 vs. placebo
`**p<0.001 vs. placebo
`**n<0.004 vs. placebo
`#Semag!utide 1.6 mg T superior to lirag!utide 1.2 mg and 1.8 mg
`*Semagiutide 1.6 mg T superior to liraglutide 1.2 mg and 1.8 mg
`Data are LS means.
`Data are LS means.
`
`Fig. 1
`Fig. 1
`
`MPI EXHIBIT 1002 PAGE 2
`
`MPI EXHIBIT 1002 PAGE 2
`
`DR. REDDY’S LABORATORIES, INC.
`IPR2024-00009
`Ex. 1002, p. 2 of 369
`
`

`

`
`
`00
`
`"' .i:,.
`"' C en
`
`
`
`AttorneyDocketNo.:8545US02
`
`~
`0
`3
`CD
`'<
`0
`0
`C, ,..
`~
`z
`
`0
`
`0
`N
`
`N a,
`2/6
`
`
`
`~ Inventors:JENSENetal.
`
`:::,
`<
`CD
`:::,
`0
`cil
`'(cid:173)m z
`en
`m z
`~
`
`{)
`
`1
`
`2
`N
`
`3
`oy
`
`4
`
`S
`
`6
`
`7
`
`Time
`
`B
`oo
`
`9
`
`10
`oFes
`
`1.1
`
`ty
`1.2
`ve
`
`.?'
`
`°axz==3&:=:&
`
`~-3:-,,-,,_,,--4
`E
`' ____ J~=;~:=::::::::;7~
`-:,,,,,,,,,.,,
`
`cers
`lated
`ae
`OOEELPCAALLLIDSETDDRALOLEEAEEbbbbls
`MOIoe
`
`I
`
`fe.
`
`J~
`
`F
`
`·····'·'·'·····sema,;ilutide 02 mg
`·-t:r sBrrw9!utide 0,8 rng r
`.. ✓•• ....... . , ........... Hra.gh,..rtic!€: 1~ 8 rog
`
`semag!ubde 0,1 m,;i
`,,,,/&,,,,placebo
`collionen inced
`-...-sern<)fJ!uUde 0,8 rn9
`,,,,,,0,,,,sernaglutde 0.4 rng
`BENT
`S &
`SENT
`-.-semaglutde 1.6 mg T ""o//"'·l\rag!utide L2 rng
`
`“©
`
`MPI EXHIBIT 1002 PAGE 3
`
` Gr=f3.©GSmMsr18Mm23OOBBBSwweeMetONtg§i$tati$
`
`
`.,,
`-·
`cc
`
`I\)
`
`u
`r l
`<(
`..a
`:r:
`C
`·-
`
`(U
`CJ)
`C
`ro
`..c u
`
`0,0
`-0,2
`-.QA
`-0,6
`-0,8
`
`-LO
`-1,2
`--lA
`-L6
`-·L8
`-2-0
`
`
`
`MPI EXHIBIT 1002 PAGE 3
`
`DR. REDDY’S LABORATORIES, INC.
`IPR2024-00009
`Ex. 1002, p. 3 of 369
`
`

`

`Attorney Docket No.: 8545US02
`
`Inventors: JENSEN et al.
`
`3/6
`
`Fig. 3A
`
`MPI EXHIBIT 1002 PAGE 4
`
`DR. REDDY’S LABORATORIES, INC.
`IPR2024-00009
`Ex. 1002, p. 4 of 369
`
`

`

`Attorney Docket No.: 8545US02
`Attorney Docket No.: 8545US02
`
`Inventors: JENSEN etal.
`Inventors: JENSEN et al.
`
`4/6
`
`yan
`
`awhe
`
`•
`
`;'-.;_!
`·&:~:
`
`RE
`~~i
`
`; - : : ; D
`
`:;
`:i
`
`=B
`
`e
`
`~ r~
`
`~ti
`
`ws
`
`... , ... ~
`
`Fig. 3 B
`Fig. 3B
`
`MPI EXHIBIT 1002 PAGE 5
`
`
`
`••~--=-• V
`¥ =•~ ; e
`~ ¥
`
`PH ¥
`

`
`6 i I g I £ i i 2 2 P
`
`MPI EXHIBIT 1002 PAGE 5
`
`DR. REDDY’S LABORATORIES, INC.
`IPR2024-00009
`Ex. 1002, p. 5 of 369
`
`

`

` (Sy)yyGiemApogujebueyo
`
`
`O'i
`

`
`.r,
`O}
`(lJ
`>.
`;,,,
`>,,
`u
`0
`,,!";;,
`C --

`O'i
`C
`ro ,-.
`.....
`u
`
`
`
`
`
`
`
`.,,
`-·
`cc
`.
`.,:.
`
`- 0
`;;;,t. --....,
`
`,,1
`
`»2
`
`-3
`
`-4
`
`-5
`
`~6
`
`0
`
`1
`
`2
`
`3
`
`Time (vveeks)
`
`4
`
`,5
`
`6
`
`7
`
`B
`&
`
`9
`
`*
`10
`
`11
`
`12
`
`~ 1
`
`~
`
`osBAY4&Ssswho
`
`.*3=SsgSS<svyee
`
`z
`,,,,,ll; ,,,,,,,,,,,, ,, ,
`,,,,,,,,,,,,, w,,A,,, wnnnnn
`8gxS
`.,,l',l',l'.,,.,.,.,.,,..,..,..,.,,~,,,,,,¼,,,,,,,;:::::w/,.;,,,,;,,,,,,,,,,,,,;;,.;,,,,,;,;;;;;,,,,,,,,,,,,,,0,,,,,,:,~:rt.
`,,,,,,,,,,,,,,,,,,,/,.,,,,,,,
`,
`mm.,,,,,,,iiiW///H/////////////////,W/
`.. . , , , . , , ,_ , __ _
`
`C
`... :~;;;"';~
`~,•
`
`>
`
`,. ,.
`
`, ,,,,,,,_J,_ -~-,,,,,,,,,,,,,!,,,,_,,,,_,,,,,, __ J·· B
`1 LJ
`SSoNaN833=eeae
`l
`~ -.,,,.,,..,,,~..
`.,,J
`--""'- --
`!
`____ ,,,,,.
`•
`---,,,,,~.,,,.~---=»:,,;;.
`~..,,...,~
`= ,, ~ - - - - "
`l
`
`sernag!;Jtide 0, 1 mg
`««0-/-«· p!acebo
`,
`,,,,,;z;,,,,,semaglutide 0.4 mg _.,._sernagbbde: 0.8 mg
`eresMeeptits SSB LUGS
`i
`es
`‘:::
`:::&&
`....,..._sernaglutlde L6 rng T ,,,,,,*""·Hn:igiutlde 1.2 rng
`wx
`mN
`poe
`ytD
`Sh
`
`CFow
`
`.....,,. w..:,
`
`..-.«,
`
`<
`
`sernan!utide 02 rng
`· =·=
`-o,. semmgiutide 0,8 rng T
`,..,,,..,_!lra9iuUde t)} rng
`wwe
`
`MPI EXHIBIT 1002 PAGE 6
`
`
`
`00
`
`"' ,i:,.
`"' C en
`
`0
`N
`
`5/6
`0, a,
`
`:::,
`<
`CD
`:::,
`0
`cil
`'(cid:173)m z
`en
`m z
`
`~
`
`
`
`~ AttorneyDocketNo.:8545US02Inventors:JENSENetal.
`
`~
`0
`3
`CD
`'<
`0
`0
`
`C, " ~
`z
`
`0
`
`
`
`
`
`MPI EXHIBIT 1002 PAGE 6
`
`DR. REDDY’S LABORATORIES, INC.
`IPR2024-00009
`Ex. 1002, p. 6 of 369
`
`

`

`Attorney Docket No.: 8545US02
`
`Inventors: JENSEN et al.
`
`6/6
`
`1111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111
`
`J]J]J]J]J]J]J]J]J]J]J]J:J
`
`Lf'J O
`
`lf1 C
`
`Ui
`
`CJ.
`c1
`
`0
`('""\
`!
`
`tl'>
`('""\
`!
`
`0
`-q·
`:
`
`L"l
`,1·
`:
`
`0
`l.f':
`l
`
`Fig. 5
`
`MPI EXHIBIT 1002 PAGE 7
`
`DR. REDDY’S LABORATORIES, INC.
`IPR2024-00009
`Ex. 1002, p. 7 of 369
`
`

`

`Attorney Docket No.: 8545US02
`
`Inventors: JENSEN et al.
`
`38/40
`
`Claims
`
`1. A method for
`
`a) reduction of HbA1c;
`
`b) treatment of type 2 diabetes, hyperglycemia, impaired glucose tolerance, or non-insulin
`
`dependent diabetes; or
`
`c) treatment of obesity, reducing body weight and/or food intake, or inducing satiety;
`
`wherein said method comprises administration of a GLP-1 agonist to a subject in need thereof,
`
`wherein said GLP-1 agonist
`
`i) has a half-life of at least 72 hours;
`
`ii) is administered in an amount of at least 0.7 mg per week, such an amount equivalent to at
`
`least 0. 7 mg semaglutide per week; and
`
`iii) is administered once weekly or less often.
`
`2. The method according to claim 1, wherein said GLP-1 agonist has a half-life of at least 96
`
`hours.
`
`3. The method according to claim 1, wherein the GLP-1 agonist has an EC50 at or below
`3000pM.
`
`4. The method according to claim 1, wherein said GLP-1 agonist is administered in an amount
`
`of
`
`i) at least 0.8 mg per week; or
`
`ii) in an amount equivalent to at least 0.8 mg semaglutide per week.
`
`MPI EXHIBIT 1002 PAGE 8
`
`DR. REDDY’S LABORATORIES, INC.
`IPR2024-00009
`Ex. 1002, p. 8 of 369
`
`

`

`Attorney Docket No.: 8545US02
`
`Inventors: JENSEN et al.
`
`39/40
`
`5. The method according to claim 1, wherein the GLP-1 agonist is a GLP-1 peptide.
`
`6. The method according to claim 5, wherein said GLP-1 peptide comprises no more than 6
`
`amino acid residues which have been substituted, inserted or deleted as compared to GLP-1 (7-
`
`37).
`
`7. The method according to claim 1, wherein said GLP-1 agonist is selected from the group
`
`consisting of semaglutide, exenatide, albiglutide, and dulaglutide.
`
`8. The method according to claim 1, wherein said GLP-1 agonist is administered by parenteral
`
`administration.
`
`9. The method according to claim 1, wherein said GLP-1 agonist is administered simultaneously
`
`or sequentially with another therapeutic agent.
`
`10. The method according to claim 1, wherein the method comprises treatment, reduction or
`
`induction in one or more diseases or conditions selected from a) and b), a) and c), b) and c), or
`
`a), b) and c) as defined in claim 1.
`
`MPI EXHIBIT 1002 PAGE 9
`
`DR. REDDY’S LABORATORIES, INC.
`IPR2024-00009
`Ex. 1002, p. 9 of 369
`
`

`

`PTO/AIN14 (11-15)
`Approved for use through 04/30/2017. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`8545US02
`
`Application Number
`
`Title of Invention
`
`Use of Long-Acting GLP-1 Peptides
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
`
`Secrecy Order 37 CFR 5.2:
`D Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`
`Inventor Information:
`
`Inventor
`11
`Legal Name
`
`I Remove
`
`I
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`I El J:hristine
`
`Residence Information (Select One)
`
`City
`
`~harlottenlund
`
`~joern
`US Residency
`
`• Non US Residency
`l1country of Residence i
`
`~ensen
`
`Active US Military Service
`
`l~K
`
`Mailing Address of Inventor:
`
`Address 1
`
`~o Novo Nordisk A/S
`
`Address 2
`City
`I l3agsvaerd
`Postal Code
`Inventor ~
`Legal Name
`
`Novo Alie
`
`I IDK-2880
`
`I State/Province
`I Countryi
`II°K
`
`11
`
`I Remove
`
`I
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`I El t,lads
`
`Residence Information (Select One)
`
`~asmussen
`frederik
`US Residency @ Non US Residency
`
`Active US Military Service
`
`City
`
`~openhagen OE
`
`IICountry of Residence i
`
`l~K
`
`Mailing Address of Inventor:
`
`Address 1
`
`~o Novo Nordisk A/S
`
`Address 2
`City
`I l3agsvaerd
`Postal Code
`
`Novo Alie
`
`I IDK-2880
`
`Inventor b
`
`Legal Name
`
`EFSWeb2.2.12
`
`I State/Province
`I Countryi
`II°K
`
`11
`
`I Remove
`
`I
`
`Suffix
`
`I El
`
`I
`
`Suffix
`
`I El
`
`I
`
`MPI EXHIBIT 1002 PAGE 10
`
`DR. REDDY’S LABORATORIES, INC.
`IPR2024-00009
`Ex. 1002, p. 10 of 369
`
`

`

`PTO/AIN14 (11-15)
`Approved for use through 04/30/2017. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`8545US02
`
`Application Number
`
`Title of Invention
`
`Use of Long-Acting GLP-1 Peptides
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`I El IVlilan
`
`Residence Information (Select One)
`
`jldravkovic
`I
`US Residency @ Non US Residency
`
`Active US Military Service
`
`City
`
`Eolte
`
`IICountry of Residence i
`
`l~K
`
`Suffix
`
`I El
`
`I
`
`Mailing Address of Inventor:
`
`Address 1
`
`~o Novo Nordisk A/S
`
`Novo Alie
`
`I IDK-2880
`
`Address 2
`City
`I l3agsvaerd
`Postal Code
`Inventor ~
`Legal Name
`
`Prefix Given Name
`
`I State/Province
`I Countryi
`II°K
`
`11
`
`I Remove I
`
`Middle Name
`
`Family Name
`
`I El f"eter
`
`Residence Information (Select One)
`
`l<ristensen
`I
`US Residency @ Non US Residency
`
`Active US Military Service
`
`City
`
`~roenshoej
`
`IICountry of Residence i
`
`l~K
`
`Suffix
`
`I El
`
`I
`
`Mailing Address of Inventor:
`
`Address 1
`
`~o Novo Nordisk A/S
`
`Novo Alie
`
`Address 2
`City
`I '3agsvaerd
`Postal Code
`
`I State/Province
`I IDK-2880
`I Countryi
`II°K
`All Inventors Must Be Listed - Additional Inventor Information blocks may be
`generated within this form by selecting the Add button.
`
`11
`
`I Add
`
`I
`
`Correspondence Information:
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`D An Address is being provided for the correspondence Information of this application.
`Customer Number
`23650
`
`Email Address
`
`nnipatent@novonordisk.com
`
`I
`
`I Add Email
`
`I
`
`I Remove Email I
`
`EFS Web 2.2.12
`
`MPI EXHIBIT 1002 PAGE 11
`
`DR. REDDY’S LABORATORIES, INC.
`IPR2024-00009
`Ex. 1002, p. 11 of 369
`
`

`

`PTO/AIN14 (11-15)
`Approved for use through 04/30/2017. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`8545US02
`
`Application Number
`
`Title of Invention
`
`Use of Long-Acting GLP-1 Peptides
`
`Application Information:
`
`Title of the Invention
`
`Use of Long-Acting GLP-1 Peptides
`
`Attorney Docket Number
`
`'3545US02
`
`Application Type
`
`Non provisional
`
`Subject Matter
`
`Utility
`
`I Small Entity Status Claimed □
`
`Total Number of Drawing Sheets (if any)
`Filing By Reference:
`Only complete this section when filing an application by reference under 35 U.S.C. 111 (c) and 37 CFR 1.57(a). Do not complete this section if
`application papers including a specification and any drawings are being filed. Any domestic benefit or foreign priority information must be
`provided in the appropriate section(s) below (i.e., "Domestic Benefit/National Stage Information" and "Foreign Priority Information").
`
`I Suggested Figure for Publication (if any) 11
`
`Ir
`
`.
`.
`
`For the purposes of a filing date under 37 CFR 1.53(b), the description and any drawings of the present application are replaced by this
`reference to the previously filed application, subject to conditions and requirements of 37 CFR 1.57(a).
`
`Application number of the previously
`filed application
`
`Filing date (YYYY-MM-DD)
`
`Intellectual Property Authority or Country
`
`;_
`
`Publication Information:
`Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`□
`Request Not to Publish. I hereby request that the attached application not be published under
`35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing.
`
`□
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below. If both sections are completed the customer
`Number will be used for the Representative Information during processing.
`
`Please Select One:
`
`• Customer Number
`
`I
`
`US Patent Practitioner lo Limited Recognition (37 CFR 11.9)
`
`Customer Number
`
`~3650
`
`EFS Web 2.2.12
`
`MPI EXHIBIT 1002 PAGE 12
`
`DR. REDDY’S LABORATORIES, INC.
`IPR2024-00009
`Ex. 1002, p. 12 of 369
`
`

`

`PTO/AIN14 (11-15)
`Approved for use through 04/30/2017. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`8545US02
`
`Application Number
`
`Title of Invention
`
`Use of Long-Acting GLP-1 Peptides
`
`Domestic Benefit/National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, 365(c), or 386(c) or indicate
`National Stage entry from a PCT application. Providing benefit claim information in the Application Data Sheet constitutes
`the specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`When referring to the current application, please leave the "Application Number" field blank.
`
`I Remove I
`Filing or 371 (c) Date
`(YYYY-MM-DD)
`
`~014-12-19
`I Remove I
`Filing or 371 (c) Date
`(YYYY-MM-DD)
`
`~013-06-21
`I Remove I
`Filing or 371 (c) Date
`(YYYY-MM-DD)
`
`~012-10-01
`I Remove I
`Filing or 371 (c) Date
`(YYYY-MM-DD)
`
`~012-08-30
`
`Prior Application Status
`
`!='ending
`
`.
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`I
`
`Prior Application Status
`
`l=xpired
`
`Continuation of
`
`. 14/409493
`.
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`~4/409493
`
`~ 371 of international
`
`Prior Application Status
`
`l=xpired
`
`. PCT /EP2013/063004
`.
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`tcT /EP2013/063004
`
`Claims benefit of provisional
`
`Prior Application Status
`
`l=xpired
`
`. 61/708162
`.
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`tcT /EP2013/063004
`
`J:laims benefit of provisional
`
`. 61/694837
`
`Additional Domestic Benefit/National Stage Data may be generated within this form
`by selecting the Add button.
`
`I Add
`
`I
`
`Foreign Priority Information:
`
`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55. When priority is claimed to a foreign application
`that is eligible for retrieval under the priority document exchange program (PDXi the information will be used by the Office to
`automatically attempt retrieval pursuant to 37 CFR 1.55(i)(1) and (2). Under the POX program, applicant bears the ultimate
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`property office, or a certified copy of the foreign priority application is filed, within the lime period specified in 37 CFR 1.55(g)(1 ).
`
`Application Number
`
`Countryi
`
`Filing Date (YYYY-MM-DD)
`
`~2186781.6
`
`f=P
`
`J/012-10-01
`
`I Remove I
`Access Codei (if applicable)
`
`EFS Web 2.2.12
`
`MPI EXHIBIT 1002 PAGE 13
`
`DR. REDDY’S LABORATORIES, INC.
`IPR2024-00009
`Ex. 1002, p. 13 of 369
`
`

`

`PTO/AIN14 (11-15)
`Approved for use through 04/30/2017. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`8545US02
`
`Application Number
`
`Title of Invention
`
`Use of Long-Acting GLP-1 Peptides
`
`Application Number
`
`Countryi
`
`Filing Date (YYYY-MM-DD)
`
`f=P
`J/012-07-01
`~2174535.0
`Additional Foreign Priority Data may be generated within this form by selecting the
`Add button.
`
`I Remove I
`Access Codei (if applicable)
`
`I Add
`
`I
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`□ 16,2013.
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`16, 2013, will be examined under the first inventor to file provisions of the AIA.
`
`EFS Web 2.2.12
`
`MPI EXHIBIT 1002 PAGE 14
`
`DR. REDDY’S LABORATORIES, INC.
`IPR2024-00009
`Ex. 1002, p. 14 of 369
`
`

`

`PTO/AIN14 (11-15)
`Approved for use through 04/30/2017. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`8545US02
`
`Application Number
`
`Title of Invention
`
`Use of Long-Acting GLP-1 Peptides
`
`Authorization or Opt-Out of Authorization to Permit Access:
`
`When this Application Data Sheet is properly signed and filed with the application, applicant has provided written
`authority to permit a participating foreign intellectual property (IP) office access to the instant application-as-filed (see
`paragraph A in subsection 1 below) and the European Patent Office (EPO) access to any search results from the instant
`application (see paragraph Bin subsection 1 below).
`
`Should applicant choose not to provide an authorization identified in subsection 1 below, applicant must opt-out of the
`authorization by checking the corresponding box A or B or both in subsection 2 below.
`
`NOTE: This section of the Application Data Sheet is ONLY reviewed and processed with the INITIAL filing of an
`application. After the initial filing of an application, an Application Data Sheet cannot be used to provide or rescind
`authorization for access by a foreign IP office(s). Instead, Form PTO/SB/39 or PTO/SB/69 must be used as appropriate.
`
`1. Authorization to Permit Access by a Foreign Intellectual Property Office(s)
`
`A. Priority Document Exchange (PDXl - Unless box A in subsection 2 (opt-out of authorization) is checked, the
`undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO), the Japan Patent Office
`(JPO), the Korean Intellectual Property Office (KIPO), the State Intellectual Property Office of the People's Republic of
`China (SIPO), the World Intellectual Property Organization (WIPO), and any other foreign intellectual property office
`participating with the USPTO in a bilateral or multilateral priority document exchange agreement in which a foreign
`application claiming priority to the instant patent application is filed, access to: (1) the instant patent application-as-filed
`and its related bibliographic data, (2) any foreign or domestic application to which priority or benefit is claimed by the
`instant application and its related bibliographic data, and (3) the date of filing of this Authorization. See 37 CFR 1.14(h)
`(1 ).
`
`B. Search Results from U.S. Application to EPO - Unless box Bin subsection 2 (opt-out of authorization) is checked,
`the undersigned hereby grants the USPTO authority to provide the EPO access to the bibliographic data and search
`results from the instant patent application when a European patent application claiming priority to the instant patent
`application is filed. See 37 CFR 1.14(h)(2).
`
`The applicant is reminded that the EPO's Rule 141(1) EPC (European Patent Convention) requires applicants to submit a
`copy of search results from the instant application without delay in a European patent application that claims priority to
`the instant application.
`
`2. Opt-Out of Authorizations to Permit Access by a Foreign Intellectual Property Office(s)
`
`A. Applicant DOES NOT authorize the USPTO to permit a participating foreign IP office access to the instant
`D application-as-filed. If this box is checked, the USPTO will not be providing a participating foreign IP office with
`any documents and information identified in subsection 1A above.
`
`B. Applicant DOES NOT authorize the USPTO to transmit to the EPO any search results from the instant patent
`D application. If this box is checked, the USPTO will not be providing the EPO with search results from the instant
`application.
`NOTE: Once the application has published or is otherwise publicly available, the USPTO may provide access to the
`application in accordance with 37 CFR 1.14.
`
`EFS Web 2.2.12
`
`MPI EXHIBIT 1002 PAGE 15
`
`DR. REDDY’S LABORATORIES, INC.
`IPR2024-00009
`Ex. 1002, p. 15 of 369
`
`

`

`PTO/AIN14 (11-15)
`Approved for use through 04/30/2017. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`8545US02
`
`Application Number
`
`Title of Invention
`
`Use of Long-Acting GLP-1 Peptides
`
`Applicant Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Tille 37 of CFR
`to have an assignment recorded by the Office.
`
`I Remove I
`Applicant
`11
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in this section is the name and address of the legal representative who is the applicant under 37 CFR
`1.43; or the name and address of the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`who otherwise shows sufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventor is obligated to assign, or person who otherwise shows sufficient
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`
`I Clear
`
`I
`
`• Assignee
`
`I
`Person to whom the inventor is obligated to assign.
`
`Legal Representative under 35 U.S.C. 117
`
`Joint Inventor
`
`I
`Person who shows sufficient proprietary interest
`
`I
`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`
`Name of the Deceased or Legally Incapacitated Inventor: I
`
`If the Applicant is an Organization check here.
`
`~
`
`Organization Name
`
`I ~ova Nordisk A/S
`Mailing Address Information For Applicant:
`
`Novo Alie
`
`Bagsvaerd
`
`Address 1
`
`Address 2
`
`City
`Country I !=>K
`Phone Number
`
`Email Address
`
`1~1
`
`State/Province
`
`Postal Code
`
`Fax Number
`
`DK-2880
`
`Additional Applicant Data may be generated within this form by selecting the Add button.
`
`I Add
`
`I
`
`Assignee Information including Non-Applicant Assignee Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title
`37 of CFR to have an assignment recorded by the Office.
`
`EFS Web 2.2.12
`
`MPI EXHIBIT 1002 PAGE 16
`
`DR. REDDY’S LABORATORIES, INC.
`IPR2024-00009
`Ex. 1002, p. 16 of 369
`
`

`

`Prefix
`
`Given Name
`
`Middle Name
`
`Family Name
`I
`I
`I
`Mailing Address Information For Assignee including Non-Applicant Assignee:
`
`I Remove I
`□
`Suffix
`
`I
`
`B
`
`PTO/AIN14 (11-15)
`Approved for use through 04/30/2017. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`8545US02
`
`Application Number
`
`Title of Invention
`
`Use of Long-Acting GLP-1 Peptides
`
`Assignee
`
`11
`
`Complete this section if assignee information, including non-applicant assignee information, is desired to be included on the patent
`application publication. An assignee-applicant identified in the "Applicant Information" section will appear on the patent application
`publication as an applicant. For an assignee-applicant, complete this section only if identification as an assignee is also desired on the
`patent application publication.
`
`If the Assignee or Non-Applicant Assignee is an Organization check here.
`
`B I
`
`Address 1
`
`Address 2
`
`City
`
`Countryi
`
`11
`Phone Number
`
`Email Address
`
`11
`
`State/Province
`
`Postal Code
`
`Fax Number
`
`Additional Assignee or Non-Applicant Assignee Data may be generated within this form by
`selecting the Add button.
`
`Add
`
`I
`
`I
`
`Signature:
`NOTE: This Application Data Sheet must be signed in accordance with 37 CFR 1.33(b ). However, if this Application
`Data Sheet is submitted with the INITIAL filing of the application and either box A or B is not checked in
`subsection 2 of the "Authorization or Opt-Out of Authorization to Permit Access" section, then this form must
`also be signed in accordance with 37 CFR 1.14(c).
`This Application Data Sheet must be signed by a patent practitioner if one or more of the applicants is a juristic
`entity (e.g., corporation or association). If the applicant is two or more joint inventors, this form must be signed by a
`patent practitioner, all joint inventors who are the applicant, or one or more joint inventor-applicants who have been given
`power of attorney (e.g., see US PTO Form PTO/AIA/81) on behalf of all joint inventor-applicants.
`See 37 CFR 1.4(d) for the manner of making signatures and certifications.
`
`Remove
`
`Signature
`
`liLeon Y. Lum/
`
`Date (YYYY-MM-DD) 12017-07-20
`
`First Name
`
`~eon Y.
`
`I Last Name I ~um
`
`Registration Number
`
`~2,124
`
`Additional Signature may be generated within this form by selecting the Add button.
`
`I Add
`
`I
`
`EFS Web 2.2.12
`
`MPI EXHIBIT 1002 PAGE 17
`
`DR. REDDY’S LABORATORIES, INC.
`IPR2024-00009
`Ex. 1002, p. 17 of 369
`
`

`

`PTO/AIN14 (11-15)
`Approved for use through 04/30/2017. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`8545US02
`
`Application Number
`
`Title of Invention
`
`Use of Long-Acting GLP-1 Peptides
`
`This collection of information is required by 37 CFR 1. 76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
`sheet form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of lime you require to
`complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`EFS Web 2.2.12
`
`MPI EXHIBIT 1002 PAGE 18
`
`DR. REDDY’S LABORATORIES, INC.
`IPR2024-00009
`Ex. 1002, p. 18 of 369
`
`

`

`PTO/SB/0Ba (03-15)
`Doc code: IDS
`Approved for use through 07/31/2016. 0MB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`Art Unit
`
`Examiner Name
`
`2017-07-21
`I J:;hristine Bjoem Jensen
`
`IN/A
`I Not Yet Assigned
`I B545US02
`
`Attorney Docket Number
`
`Examiner Cite
`Initial*
`No
`
`Patent Number
`
`Kind
`Code1 Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`U.S.PATENTS
`
`I Remove I
`
`1
`
`as36122
`
`A1
`
`R013-09-17
`
`caU et al.
`
`2
`
`a129343
`
`A1
`
`Ro12-03-06
`
`au et al.
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`I Add
`I
`I Remove I
`
`Examiner
`Initial*
`
`Cite No
`
`Publication
`Number
`
`Kind Publication
`Code1 Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`20110301080
`
`Ro11-12-oa
`
`Bush et al.
`
`2
`
`3
`
`20100292133
`
`Ro10-11-1a
`
`Spetzler et al.
`
`20100047762
`
`Ro10-02-2s
`
`Button et al.
`
`If you wish to add additional U.S. Published Application citation information please click the Add button.I Add
`I
`IRemovel
`FOREIGN PATENT DOCUMENTS
`
`Examiner Cite Foreign Document
`Initial*
`No Number3
`
`Country
`Code2i
`
`Kind Publication
`Code4 Date
`
`Name of Patentee or
`Applicant of cited
`Do

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket