£3 oOY % ay) Po rn3 oowe
`AO 120 (Rev. 08/10)
`
`it
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`
`4
`
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`
`tx 7 ao mh
`
`fence oS Po24 2 Page Poti
`
`OR TRADEMARK
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF
`AN ACTION REGARDING A PATENT
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Western District of Texas - Waco Division
`on the following
`
`CI Trademarks or Patents. (L| the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`6:22-cv-01094
`PLAINTIFF
`
`DATE FILED
`October 21, 2022
`
`a
`U.S. DISTRICT COURT
`Western District of Texas - Waco Division
`DEFENDANT
`
`Taasera Licensing LLC
`
`CrowdStrike, Inc. and CrowdStrike Holdings, Inc.
`
`DATE INCLUDED
`
`
`
`pee|[_] Amendment L] Answer L] CrossBill L] Other Pleading
`
`
`
`(BY) DEPUTY CLERK
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`
`
`
`
`ap
`
`o
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`DECISION/JUDGEMENT
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upontermination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director
`Copy 4—Casefile copy
`
`Trend Micro,Inc.
`EX1002-1
`
`IPR2023-01465
`CrowdStrike EX1002 Page 1
`
`

`

`Case 2:22-Cv-00427-IRG Oocument2 Filed 1O/si/22 Page Lof2 Pagelb & 437
`
`AO 126 (Rev. 08/10}
`
`TO:
`
`Mail Stop8
`
`Birector of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1456
`
`TRADEMARK
`
`|
`
`|
`
`REPORTON THE
`
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`in Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 vou are hereby advised that a court action has been
`for ine Eastern District of Texas, Marshall Division on the folowing
`
`Sled in the U.S. District Court
`PF] Trademarks or
`ff Patents.
`[[] the patent action involves 35 U.S.C. § 292.3:
`(
`
`DOCKET NO.
`2122G0427
`PLAINTIFF
`TAASERA LICENSING LLC
`
`DATE FILED
`16/37/2022
`
`L.§. DISTRICT COURT
`for the Eastern District of Texas, Marshall Division
`[DEPENDANT
`MUSARUBRA US LLC, D/B/A TRELLIX
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`DEMARK
`DATER
`OR
`ER
`SIC
`HOLDER OF PATENT OR TRADEM:
`
`
`HOLDER OF PATENT OR TRADEM
`(BY) DEPUTY CLERE
`
`DATE INCLUDED
`
`In the above—cniitied case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`ii Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`[i Answer
`
`[i Cross Bill
`
`[| Other Pleading
`
`HOLDER
`
`OF
`
`PATEN’
`
`RADEMARK
`
`in the above---entitied case, the following decision las been rendered or judgement issued:
`DECTSIONSUDGEMENT
`
`Copy 1-—Upon baitiation of action, mail this copy te Director Copy 3--Upon termination of action, mail this copy te Birecter
`Copy 2--Upon filing document adding patent(s}, mail this copy to Birector Copy 4-—Case fle capy
`Page 1 of 2
`
`Trend Micro,Inc.
`EX1002-2
`
`IPR2023-01465
`CrowdStrike EX1002 Page 2
`
`

`

`Case 2:22-Cv-00427-JRG Document2 Filed 1O/ad/22 Page 2of2 PageiD a 43
`
`&
`
`AO 126 (Rev. 08/10}
`
`TO:
`
`Mail Stop8
`
`Birector of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1456
`
`TRADEMARK
`
`|
`
`|
`
`REPORTON THE
`
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`in Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 vou are hereby advised that a court action has been
`for ine Eastern District of Texas, Marshall Division on the folowing
`
`Sled in the U.S. District Court
`PF] Trademarks or
`ff Patents.
`[[] the patent action involves 35 U.S.C. § 292.3:
`(
`
`DOCKET NO.
`2122G0427
`PLAINTIFF
`TAASERA LICENSING LLC
`
`DATE FILED
`16/37/2022
`
`L.§. DISTRICT COURT
`for the Eastern District of Texas, Marshall Division
`[DEPENDANT
`MUSARUBRA US LLC, D/B/A TRELLIX
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`DEMARK
`DATER
`OR
`ER
`SIC
`HOLDER OF PATENT OR TRADEM:
`
`pL
`
`DATE INCLUDED
`
`In the above—cniitied case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENTOR
`TRADEMARKNO.
`
`| Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`[i Answer
`
`[i Cross Bill
`
`[| Other Pleading
`
`HOLDER
`
`OF
`
`PATEN’
`
`RADEMARK
`
`
`HOLDER OF PATENT OR TRADEM
`(BY) DEPUTY CLERE
`
`in the above---entitied case, the following decision las been rendered or judgement issued:
`DECTSIONSUDGEMENT
`
`Copy 1-—Upon baitiation of action, mail this copy te Director Copy 3--Upon termination of action, mail this copy te Birecter
`Copy 2--Upon filing document adding patent(s}, mail this copy to Birector Copy 4-—Case fle capy
`Page 2 of 2
`
`Trend Micro,Inc.
`EX1002-3
`
`IPR2023-01465
`CrowdStrike EX1002 Page 3
`
`

`

`Case 2:22-cv-00062 Document 2 Filed 02/25/22 Page 1 of 2 PagelD #: 359
`
`TRADEMARK
`
`Mail Stop &
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`for the Eastern District of Texas, Marshall Division
`on the following
`
`(Trademarks or
`
`[Mf Patents.
`
`( (] the patent action involves 35 U.S.C. § 292.):
`
`DOC
`
`oO.
`
`55Dy-00062
`
`DATE FILED
`
`2/25/2022
`
`U.S. DISTRICT COURT
`
`for the Eastern District of Texas, Marshall Division
`
`
`
`PLAINTIFF
`DEFENDANT
`
`TAASERA LICENSING LLC
`PALO ALTO NETWORKS, INC.
`
`
`
`
`
`
`
`
`
`
`
`
`
`4 8,327,441
`
`5 8,850,517
`
`12/4/2012
`
`Taasera Licensing LLC
`
`9/30/2014
`
`Taasera Licensing LLC
`
`
`
`DATE INCLUDED
`
`PATENT OR
`TRADEMARK NO.
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`INCLUDED BY
`
`L] Amendment
`[] Answer
`C1 CrossBill
`(1 Other Pleading
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`eeE
`
`ae
`
`
`
`
`
`e
`
`
`Eees
`
`
`
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`DECISION/JUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3-——-Upon termination of action, mail this copy to Director
`Copy 2—Uponfiling document adding pateni(s), mail this copy to Director Copy 4—Casefile copy
`
`PAGE 1 of 2
`
`Trend Micro,Inc.
`EX1002-4
`
`IPR2023-01465
`CrowdStrike EX1002 Page 4
`
`

`

`Case 2:22-cv-00062 Document 2 Filed 02/25/22 Page 2 of 2 PagelD #: 360
`AO 120 (Rev. 08/10
`
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C, § 290 and/or 15 U.S.C. 8 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`for the Eastern District of Texas, Marshall Division
`on the following
`(] Trademarks or
`ff Patents.
`( (1 the patent action involves 35US.C. § 292):
`
`DOCKET NO.
`2.22-cv-00062
`PLAINTIFF
`TAASERA LICENSING LLC
`
`DATE FILED
`2/25/2022
`
`U.S. DISTRICT COURT
`for the Eastern District of Texas, Marshall Division
`DEFENDANT
`
`PALO ALTO NETWORKS, INC.
`
`
`
`
`
`
`
`|
`
`
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`
`
`
`sO
`
`
`
`
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been inciuded:
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`[] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`LC] Answer
`
`CO Cross Bill
`
`{J Other Pleading
`.
`.
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`
`
`
`
`
`2
`
`rs
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`
`
`DECISIONJUDGEMENT
`
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upon terminationof action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`Page 2 of 2
`
`Trend Micro,Inc.
`FX1002-5
`
`IPR2023-01465
`CrowdStrike EX1002 Page 5
`
`

`

`Case 2:22-cv-00063 Document 2 Filed 02/25/22 Page 1 of 2 PagelD #: 59
`
`AQ 120 (Rev 08/10 Mail Stop 8
`
`TO:
`
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 33 U.5.C, § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S, District Court
`for the Eastern District of Texas, Marshall Division
`on the following
`(J Trademarks or
`[af Patents.
`¢ 0 the patent action involves 34 U.S.C. § 292.):
`
`DOCKET NO.
`2:22-cv-00063
`PLAINTIFF
`TAASERALICENSING LLC
`
`DATEFILED
`212512022
`
`{LS DISTRICT COURT
`for the Eastern District of Texas, Marshall Division
`DEFENDANT
`CHECK POINT SOFTWARE TECHNOLOGIESLTD.
`
`
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`"
`> DATERET
`sto
`HOLDER OF PATENT OR TRADEMARK
`
`Taasera Licensing LLC
`
`
`
`
`
`
`In the above—entitled case, the following patent{s) trademark(s) have been included:
`
`
`
`INCLUDED BYDATE INCLUDED
`
`
`CC] Amendment
`LG Answer
`OO Cross Bill
`[) Other Pleading
`PATENT OR
`vas
`+
`DATE OF PATENT
`;
`> PATENT
`.
`TRADEMARK NO.
`OR TRADEMARK
`HOLDER OF PATENT OR TRADEMARK
`ERDs
`pe
`ER
`eo
`
`
`
`
`po
`(BY) DEPUTY CLERK
`
`
`
`In the above-—entitled case. the following decision has been rendered or judgementissucd:
`DECTSION/TUDGEMENT
`
`Capy 1—Uponinitiation of action, mail this copy te Director Copy 3—Upon termination of action, mail this copy te Director
`Copy 2—Uponfiling document adding patent(s), mail this copy te Director Copy 4—Case file copy
`P
`1o0f2
`
`age
`
`Trend Micro,Inc.
`EX1002-6
`
`IPR2023-01465
`CrowdStrike EX1002 Page 6
`
`

`

`Case 2:22-cv-00063 Document 2 Filed 02/25/22 Page 2 of 2 PagelD #: 60
`AQ 120 (Rev_ 08/10
`
`
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`¢
`
`(0)
`
`DATE FILED
`2/25/2022
`
`In Comphanee with 35 U.S.C, § 290 and/or £5 U.S.C. § 1116 you are hereby advised that a court action has been
`
`
`
`filed in the U.S. District Court
`for the Eastern District of Texas, Marshall Division
`onthe following
`(_] Trademarks or
`Mf Patents.
`the patent action invelves 33 U.S.C, §292,);
`
`DOCKETNO.
`
`(15. DISTRICT COURT
`2:22-cv-00063
`for the Eastern District of Texas, Marshall Division
`
`
`PLAINTIFF
`DEFENDANT
`
`TAASERA LICENSING LLC
`
`
`
`
`
`
`
`
`CHECK POINT SOFTWARE TECHNOLOGIES LTD.
`
`
`PATENT OR
`DATE OF PATENT
`TRADEMARK NO.
`OR TRADEMARK
`1 9,608,997
`
`3/28/2017
`
`“v
`DA TERET
`.
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`
`
`Taasera Licensing LLC
`
`2 9,923,918
`
`3/20/2018
`
`Taasera Licensing LLC
`
`
`
`
`
`Be
`Eaes
`Bo
`
`
`
`DATE INCLUDED
`
`In the above—entitled case. the following patent(s} trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`[J Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`(] Answer
`
`(C2 Cross Bill
`
`C1 Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`(BY) DEPLTY CLERK
`
`In the above-—entitled case, the following decision has been rendered or judgement issued:
`DECISIONJUDGEMENT
`
`=Capy 3—Upon termination of action, mail this copy to Director
`Copy |-—Upon initiation of action, mail this copy to Director
`Copy 2—Uponfiling decument adding patent(s}, mail this copy to Director Copy 4—Casefile eopy
`
`Page 2 of 2
`
`Trend Micro,Inc.
`EX1002-7
`
`IPR2023-01465
`CrowdStrike EX1002 Page 7
`
`

`

`Case L:22-cv-O2306-ER DocumentS Filed O3/23/22 Page lof2
`
`AS 126 (Rev. 08/10}
`
`TH:
`
`Mail Stop 8
`
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1486
`
`TRADEMARK
`
`|
`
`|
`
`REPORTON THE
`
`FELLING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`in Compliance with 35 U.8.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
` fled in the US. District Court far the Southern District of New York
`on the following
`[] Trademarks or
`ff Patents.
`¢
`([} the patent action involves 35 U.S.C. § 292.5:
`
`PLAINTIPP
`
`PALO ALTO NETWORKS, INC.
`
`DATE FILED
`w/ee/ebe2
`
`U8. DISTRICT COURT
`for the Southern District of New York
`DEFENDANT
`
`TAASERA LICENSING LLC, and QUEST PATENT
`[| RESEARCH CORPORATION
`
`
`HOLDER OF PATENT OR TRADEMARK
`{Si V. BRAHIME
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`.
`a
`HOLDER OF PATENT OR TRADEMARK
`
`|ape012|Taasera Licensing LLC
`
`
`
`5 8,850,517 |soi|Taasera Licensing LLC
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been inciuded:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`i] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`[i Answer
`
`[i Cross Bul
`
`[| Other Pleading
`
`fn the above----entitled case, the following decision has been rendered or judgementissued:
`DECTSIONJUDGEMENT
`
`CLE
`CLERK RUBY ]. ERAHCK
`
`MBY)
`DEPUTY CLE
`BY) DEPUTY CLERE
`
`Copy 3--Upon termination of action, mail this copy te Director
`Copy 1-—l pon initiation of action, mail this copy to Director
`Copy 2--Upen Ming document adding patent(s}, mail this copy te Director Copy 4-—-Case fle copy
`
`Page lof?
`
`Trend Micro,Inc.
`EX1002-8
`
`IPR2023-01465
`CrowdStrike EX1002 Page 8
`
`

`

`Case L:22-cv-O2306-ER DocumentS Filed O3/23/22 Page 2 of 2
`
`AS 126 (Rev. 08/10}
`
`TH:
`
`Mail Stop 8
`
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1486
`
`TRADEMARK
`
`|
`
`|
`
`REPORTON THE
`
`FELLING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`in Compliance with 35 U.8.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
` fled in the US. District Court far the Southern District of New York
`on the following
`[] Trademarks or
`ff Patents.
`¢
`([} the patent action involves 35 U.S.C. § 292.5:
`
`DOCKES. BQ
`er
`PLAINTIPP
`
`DATE FILED
`3/é2/20e2
`
`US. DISTRICT COURT
`for the Southern District of New York
`DEFENDANT
`
`PALO ALTO NETWORKS, INC.
`
`TAASERA LICENSING LLC, and QUEST PATENT
`[| RESEARCH CORPORATION
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`.
`a
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`3 $902,616 /7ee201s|Taasera Licensing LLC
`
`Es
`
`Bahyeois
`
`Taasera Licensing LLC
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been inciuded:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`_| Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`[i Answer
`
`[i Cross Bul
`
`[| Other Pleading
`
`
`HOLDER OF PATENT OR TRADEMARK
`/S/ V. BRAHIMI
`
`fn the above----entitled case, the following decision has been rendered or judgementissued:
`DECTSIONJUDGEMENT
`
`CLERK
`
`Ruby J. KRAJICK
`
`[(BY) DEPUTY CLERK
`
`Copy 3--Upon termination of action, mail this copy te Director
`Copy 1-—l pon initiation of action, mail this copy to Director
`Copy 2--Upen Ming document adding patent(s}, mail this copy te Director Copy 4-—-Case fle copy
`
`Page 2 of 2
`
`Trend Micro,Inc.
`EX1002-9
`
`IPR2023-01465
`CrowdStrike EX1002 Page 9
`
`

`

`Case 2:22-cv-O0062-IRG-RSP Document iS Fiied 03/22/22 Page lof 2 PageiD # 382
`
`TRADEMARK
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDINGA PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`for the Eastern District of Texas, Marshall Division
`on the following
`(J Trademarks or
`(Wf Patents.
`( C1 the patent action involves 35 U.S.C. § 292.):
`
`DOCKEDNS.
`*22-CV-00062
`PLAINTIFF
`TAASERA LICENSING LLC
`
`DATE FILED
`2/25/2022
`
`U.S. DISTRICT COURT
`for the Eastern District of Texas, Marshall Division
`DEFENDANT
`PALO ALTO NETWORKS, INC.
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`(1 Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`(] Answer
`
`C1 Cross Bill
`
`(1 Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`DECISION/JUDGEMENT
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upon termination ofaction, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`PAGE 1 of 2
`
`Trend Micro,Inc.
`EX1002-10
`
`IPR2023-01465
`CrowdStrike EX1002 Page 10
`
`

`

`Case 2:22-cv-00062-IRG-RSP Document iS Filed 03/22/22 Page 2 of 2 Pageib ® 383
`
`TRADEMARK
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`for the Eastern District of Texas, Marshall Division
`on the following
`CO Trademarks or
`[WPatents.
`[1] the patent action involves 35 U.S.C.§ 292.):
`
`(
`
`DOCKET NO.
`2:22-cv-00062
`PLAINTIFF
`
`DATEFILED
`2/25/2022
`
`U.S. DISTRICT COURT
`for the Eastern District of Texas, Marshall Division
`DEFENDANT
`
`TAASERA LICENSING LLC
`
`PALO ALTO NETWORKS, INC.
`
`
`HOLDER OF PATENT OR TRADEMARK
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`LC] Amendment
`DATE OF MAN
`OR TRAD
`
`L] Answer
`
`LC CrossBill
`
`LC) Other Pleading
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`DECISION/JUDGEMENT
`
`in the above-captioned case are DISMISSED WITHOUT PREJUDICE
`
`In light of the Notice, which the Court ACCEPTS AND ACKNOWLEDGES, and pursuant to Rule 41
`(1)(A)(i), all pending claims and causesof action
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upontermination of action, mail this copy to Director
`Copy 2—Uponfiling documentaddingpatent(s), mail this copy to Director Copy 4—Casefile copy
`
`Page 2 of 2
`
`Trend Micro,Inc.
`EX1002-11
`
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`
`

`

`Case 2:22-cv-00062-JRG-RSP Document2 Filed O2/25/22 Page lof 2 PagelD #: 359
`
`TRADEMARK
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDINGA PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`for the Eastern District of Texas, Marshall Division
`on the following
`(J Trademarks or
`(Wf Patents.
`( C1 the patent action involves 35 U.S.C. § 292.):
`
`DOCKEDNS.
`*22-CV-00062
`PLAINTIFF
`TAASERA LICENSING LLC
`
`DATE FILED
`2/25/2022
`
`U.S. DISTRICT COURT
`for the Eastern District of Texas, Marshall Division
`DEFENDANT
`PALO ALTO NETWORKS, INC.
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`(1 Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`(] Answer
`
`C1 Cross Bill
`
`(1 Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`DECISION/JUDGEMENT
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upon termination ofaction, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`PAGE 1 of 2
`
`Trend Micro,Inc.
`EX1002-12
`
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`
`

`

`at
`Case 2:22-c0v-00062-JRG-RSP Document2 Filed O2/25/22 Page 2 of 2 PagelD #:
`
`033 oe
`
`TRADEMARK
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`for the Eastern District of Texas, Marshall Division
`on the following
`CO Trademarks or
`[WPatents.
`[1] the patent action involves 35 U.S.C.§ 292.):
`
`(
`
`DOCKET NO.
`2:22-cv-00062
`PLAINTIFF
`
`DATEFILED
`2/25/2022
`
`U.S. DISTRICT COURT
`for the Eastern District of Texas, Marshall Division
`DEFENDANT
`
`TAASERA LICENSING LLC
`
`PALO ALTO NETWORKS, INC.
`
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`LC] Amendment
`DATE OF MAN
`OR TRAD
`
`L] Answer
`
`LC CrossBill
`
`LC) Other Pleading
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`DECISION/JUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upontermination of action, mail this copy to Director
`Copy 2—Uponfiling documentaddingpatent(s), mail this copy to Director Copy 4—Casefile copy
`
`Page 2 of 2
`
`Trend Micro,Inc.
`EX1002-13
`
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`
`

`

`Case 2:21-cv-00441-JRG Document 2 Filed 11/30/21 Page 1 of 2 PagelD#: 62
`
`TRADEMARK
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C, § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`for the Eastern District of Texas, Marshall Division
`on the following
`(1 Trademarks or
`(Patents.
`( (7 the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:21-cv-00441
`
`PLAINTIFF
`
`DATE FILED
`11/30/2021
`
`U.S. DISTRICT COURT
`for the Eastern District of Texas, Marshall Division
`DEFENDANT
`
`TAASERA LICENSING LLC
`
`TREND MICRO INCORPORATED
`
`
`
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`00 Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`CJ Answer
`
`(J Cross Bill
`
`(C1 Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`In the above—entitled case, the following decision has been rendered orjudgementissued:
`
`
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`PAGE 1 of 2
`
`Trend Micro,Inc.
`EX1002-14
`
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`
`

`

`Case 2:21-cy-00441-JRG Document2 Filed 11/30/21 Page 2 of 2 PagelD #: 63
`
`TRADEMARK
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDINGA PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`
`for the Easter District of Texas, Marshall Divisionfiled in the U.S.District Court on the followingaeees<OT
`(Trademarks or
`(Patents.
`( 1 the patentaction involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:21-cv-00441
`PLAINTIFE
`
`DATE
`
`FILED
`
`a
`'S.DISTRICT COURT =
`for the Eastern District of Texas, Marshall Division
`DEFENDANT
`
`1
`
`11/30/2021
`
`
`
`
`
`
`
`
`
`
`PATENT OR.
`paspnnno,|"onnnank
`
`
`1
`8,990,948
`3/94/2015
`Taasera Licensing LLC
`
`
`2
`9,092,616
`7/28/2015
`Taasera Licensing LLC
`
`
`
`
`
`
`TAASERA LICENSING LLC
`
`TREND MIGRO INCORPORATED
`
`4 9,923,918
`
`
`
`3/20/2018
`
`Taasera Licensing LLC
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`(J Amendment
`
`(1 Answer
`
`1 Cross Bill
`
`(1 Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`In the above—entitled case, the following decision has been rendered arjudgement issued:
`
`DECISION/JUDGEMENT
`
`
`
`|
`
`
`
`
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy te Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`PAG E 2 of 2
`
`Trend Micro,Inc.
`EX1002-15
`
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`
`

`

`Case 2
`
`2i-cyv-OG0441-IRG Document? F
`
`62
`
`led 11/30/21 Page 1 of 2 PagelD #:
`
`AELELEEEEEEEEEES Trend Micro,Inc.
`
`EN
`
`od
`
`EX1002-16
`
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`
`

`

`Case 2
`
`2i-cyv-OG0441-IRG Document? F
`
`63
`
`led 11/30/21 Page 2 of 2 PagelD #:
`
`AELELEEEEEEEEEES
`
`od
`
`Trend Micro,Inc.
`EX1002-17
`
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`
`

`

`
`
`Electronic AcknowledgementReceipt
`
`
`
`ee
`
`
`
`
`
`eetiacenmin
`
` Title of Invention:
`
`RUNTIME RISK DETECTION BASED ON USER, APPLICATION, AND SYSTEM
`
`First Named Inventor/Applicant Name:
`
`Srinivas KUMAR
`
`
`ACTION SEQUENCE CORRELATION
`
`
`
`
`
`ee
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Paymentinformation:
`
`
`
`
`
`
`
`
`
`Authorized User
`BENKE, DEREK
`The Director of the USPTOis hereby authorized to chargeindicated fees and credit any overpaymentas follows:
`Charge any Additional Fees required under37 C.F.R. Section 1.16 (National applicationfiling, search, and examination fees)
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)
`
`
`
`
`
`
`
`
`
`Trend Micro,Inc.
`EX1002-18
`
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`
`

`

`
`
`
`
`Electronic Patent Application Fee Transmittal
`
`
`
`Filing Date:
`
`15-Jan-2013
`
`Title of Invention:
`
`RUNTIME RISK DETECTION BASED ON USER, APPLICATION, AND SYSTEM
`
`ACTION SEQUENCE CORRELATION
`
`
`
`
`
`
`
`
`
`
`Sub-Total in
`Description
`Fee Code
`Quantity
`
`
`
`
`First Named Inventor/Applicant Name:
`
`Srinivas KUMAR
`
`Attorney Docket Number:
`
`0079152-000017
`
`
`
`Utility under 35 USC 111(a) Filing Fees
`
`BasicFiling:
`
`Petition Feer37CFR a7) (Group"
`
`aes aee
`
`RCE - 2nd and Subsequent Request
`
`
`2820
`
`1
`
`850
`
`850
`
`Claims:
`
`
`
`
`
`
`busbelFe
`Patent-Appeals-and-Interference:
`
`
`
`Miscellaneous-Filing:
`
`Petition:
`
`Post-Allowance-and-Post-Issuance:
`
`
`aeroee
`-
`a
`
`
`Trend Micro,Inc.
`EX1002-19
`
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`
`

`

`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Vatent and TrademarkOffice
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`www.uspto.g:
`Alexandria, Virginia 22313-1450
`
`APPLICATION NO.
`
`13/741,878
`
`ISSUE DATE
`
`09/30/2014
`
`PATENT NO.
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`8850517
`
`0079152-000017
`
`4039
`
`21839
`
`7590
`
`09/10/2014
`
`BUCHANAN, INGERSOLL & ROONEY PC
`POST OFFICE BOX 1404
`ALEXANDRIA, VA 22313-1404
`
`The projected patent numberandissue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustmenton the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair-uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM)at (571)-272-4200.
`
`APPLICANT(s)(Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`Srinivas KUMAR,Cupertino, CA;
`TAASERA,INC., Erie, PA
`
`The United States represents the largest, most dynamic marketplace in the world andis an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`worksto encourage andfacilitate business investment. To learn more about why the USAis the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA. gov.
`
`IR103 (Rev. 10/09)
`
`Trend Micro,Inc.
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`
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`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`
`
`
` FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`
`
`
`CONFIRMATIONNO.
`
`13/741,878
`
`01/15/2013
`
`Srinivas KUMAR
`
`0079152-000017
`
`4039
`
`21839
`
`7590
`
`08/27/2014
`
`BUCHANAN, INGERSOLL & ROONEY PC
`POST OFFICE BOX 1404
`ALEXANDRIA, VA 22313-1404
`
`PATEL, HARESH N
`
`PAPER NUMBER
`
`ART UNIT
`
`2493
`
`
`
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`08/27/2014
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`ADIPDOC1 @BIPC.com
`
`PTOL-90A (Rev. 04/07)
`
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`
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`

`

`Supplemental
`.
`Notice of Allowability
`
`aye
`
`Application No.
`13/741 ,878
`i
`Sane ATEL
`
`Applicant(s)
`KUMAR, SRINIVAS
`i
`AIA (First Inventor to
`aos
`File) Status
`
`No
`
`-- The MAILING DATEof this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application.
`If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANTOF PATENT RIGHTS.This application is subject to withdrawal from issue atthe initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1. KJ This communication is responsive to 12/15/13.
`LIA declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/werefiled on
`
`2. J An election was madeby the applicant in response to a restriction requirementset forth during the interview on
`requirement and election have been incorporatedinto this action.
`
`; the restriction
`
`3. K] The allowed claim(s)is/are 1-24. As a result of the allowed claim(s), you maybeeligible to benefit from the Patent Prosecution
`Highwayprogram at a participating intellectual property office for the corresponding application. For more information, please see
`
`nito:/www. uspio.gov/patenis/init events/ooh/index.jso or send an inquiry to PPHicedback@uspto.qov .
`
`4. 1] Acknowledgmentis madeof a claim for foreign priority under 35 U.S.C. § 119(a)-(d)or (f).
`
`Certified copies:
`*c) (J None ofthe:
`a)OJ All
`b)[LJSome
`1. [] Certified copies of the priority documents have been received.
`2. [] Certified copies of the priority documents have been received in Application No.
`3. [J Copiesof the certified copies of the priority documents have been receivedin this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`“ Certified copies not received:
`
`Applicant has THREE MONTHS FROM THE “MAILING DATE?”of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT ofthis application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`5. L] CORRECTED DRAWINGS( as “replacement sheets”) must be submitted.
`(1 including changes required by the attached Examiner's Amendment / Commentor in the Office action of
`Paper No./Mail Date
`.
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawings in the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`
`6. [] DEPOSIT OF and/or INFORMATIONaboutthe deposit of BOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner’s comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`
`
`Attachment(s)
`1. [J Notice of References Cited (PTO-892)
`2. X] Information Disclosure Statements (PTO/SB/08),
`Paper No./Mail Date 7/10/14
`3. [] Examiner's Comment Regarding Requirement for Deposit
`of Biological Material
`4. (1 Interview Summary (PTO-413),
`Paper No./Mail Date
`.
`
`/HARESH N PATEL/
`Primary Examiner, Art Unit 2493
`
`5. (J Examiner's Amendment/Comment
`6. (J Examiner's Statement of Reasons for Allowance
`
`7. J Other
`
`.
`
`U.S. Patent and Trademark Office
`
`PTOL-37 (Rev. 08-13)
`
`Notice of Allowability
`
`Part of Paper No./Mail Date 20140823
`
`Trend Micro,Inc.
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`

`

`Issue Classification 13741878
`
`Application/Control No.
`
`Applicant(s)/Patent Under Reexamination
`
`MIM |e"
`
`HARESH N PATEL
`
`KUMAR, SRINIVAS
`
`_
`
`2493
`
`
`
`O.G. Print Figure (Primary Examiner)
`
`
`Version
`
`(Assistant Examiner)
`/HARESH N PATEL/
`Primary Examiner.Art Unit 2493
`
`U.S. Patent and TrademarkOffice
`
`Total Claims Allowed:
`
`24
`
`08/23/2014
`
`O.G. Print Claim(s)
`
`(Date)
`
`13
`
`2
`Part of Paper No. 20140823
`
`Trend Micro,Inc.
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`
`

`

`SUBCLASS (ONE SUBCLASS PER BLOCK)
`PTTTTTTTTEy