3GPP TS 36.211 V8.8.0 (2009-09)
`
`Technical Specification
`
`3rd Generation Partnership Project;
`Technical Specification Group Radio Access Network;
`Evolved Universal Terrestrial Radio Access (E-UTRA);
`Physical Channels and Modulation
`(Release 8)
`
`The present document has been developed within the 3rd Generation Partnership Project (3GPP TM) and may be further elaborated for the purposes of 3GPP.
`
`The present document has not been subject to any approval process by the 3GPP Organizational Partners and shall not be implemented.
`
`This Specification is provided for future development work within 3GPP only. The Organizational Partners accept no liability for any use of this Specification.
`Specifications and reports for implementation of the 3GPP TM system should be obtained via the 3GPP Organizational Partners' Publications Offices.
`
`LG Elecs. Ex. 1009
`LG Elecs. v. Pantech Corp.
`IPR2023-01273 Page 1
`
`

`

`
`Release 8
`
`2
`
`3GPP TS 36.211 V8.8.0 (2009-09)
`
`Keywords
`UMTS, radio, layer 1
`
`3GPP
`
`Postal address
`
`3GPP support office address
`650 Route des Lucioles - Sophia Antipolis
`Valbonne - FRANCE
`Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16
`
`Internet
`http://www.3gpp.org
`
`Copyright Notification
`
`No part may be reproduced except as authorized by written permission.
`The copyright and the foregoing restriction extend to reproduction in all media.
`
`© 2009, 3GPP Organizational Partners (ARIB, ATIS, CCSA, ETSI, TTA, TTC).
`All rights reserved.
`
`UMTS™ is a Trade Mark of ETSI registered for the benefit of its members
`3GPP™ is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners
`LTE™ is a Trade Mark of ETSI currently being registered for the benefit of its Members and of the 3GPP Organizational Partners
`GSM® and the GSM logo are registered and owned by the GSM Association
`
`3GPP
`
`IPR2023-01273 Page 2
`
`

`

`
`Release 8
`
`3
`
`3GPP TS 36.211 V8.8.0 (2009-09)
`
`Contents
`
`Foreword............................................................................................................................................................. 6
`
`1
`
`2
`
`3
`3.1
`3.2
`
`4
`4.1
`4.2
`
` Scope ....................................................................................................................................................... 7
`
`References ................................................................................................................................................ 7
`
`Definitions, symbols and abbreviations ................................................................................................... 7
`Symbols ............................................................................................................................................................. 7
`Abbreviations ..................................................................................................................................................... 9
`
`Frame structure ......................................................................................................................................... 9
`Frame structure type 1 ....................................................................................................................................... 9
`Frame structure type 2 ..................................................................................................................................... 10
`
`5
`5.1
`5.1.1
`5.1.2
`5.2
`5.2.1
`5.2.2
`5.2.3
`5.3
`5.3.1
`5.3.2
`5.3.3
`5.3.4
`5.4
`5.4.1
`5.4.2
`5.4.3
`5.5
`5.5.1
`5.5.1.1
`
`Uplink ..................................................................................................................................................... 11
`Overview ......................................................................................................................................................... 11
`Physical channels ....................................................................................................................................... 11
`Physical signals .......................................................................................................................................... 11
`Slot structure and physical resources ............................................................................................................... 12
`Resource grid ............................................................................................................................................. 12
`Resource elements ...................................................................................................................................... 13
`Resource blocks ......................................................................................................................................... 13
`Physical uplink shared channel ........................................................................................................................ 13
`Scrambling ................................................................................................................................................. 14
`Modulation ................................................................................................................................................. 14
`Transform precoding .................................................................................................................................. 14
`Mapping to physical resources ................................................................................................................... 15
`Physical uplink control channel ....................................................................................................................... 16
`PUCCH formats 1, 1a and 1b ..................................................................................................................... 17
`PUCCH formats 2, 2a and 2b ..................................................................................................................... 19
`Mapping to physical resources ................................................................................................................... 20
`Reference signals ............................................................................................................................................. 21
`Generation of the reference signal sequence .............................................................................................. 21
` or larger ............................................................................................ 22
`Base sequences of length
`
`5.5.1.2
`5.5.1.3
`5.5.1.4
`5.5.2
`5.5.2.1
`5.5.2.1.1
`5.5.2.1.2
`5.5.2.2
`5.5.2.2.1
`5.5.2.2.2
`5.5.3
`5.5.3.1
`5.5.3.2
`5.5.3.3
`5.6
`5.7
`5.7.1
`5.7.2
`5.7.3
`5.8
`
` ........................................................................................... 22
`Base sequences of length less than
`Group hopping ...................................................................................................................................... 24
`Sequence hopping ................................................................................................................................. 25
`Demodulation reference signal ................................................................................................................... 25
`Demodulation reference signal for PUSCH .......................................................................................... 25
`Reference signal sequence .............................................................................................................. 25
`Mapping to physical resources ........................................................................................................ 27
`Demodulation reference signal for PUCCH ......................................................................................... 27
`Reference signal sequence .............................................................................................................. 27
`Mapping to physical resources ........................................................................................................ 28
`Sounding reference signal .......................................................................................................................... 28
`Sequence generation ............................................................................................................................. 28
`Mapping to physical resources ............................................................................................................. 28
`Sounding reference signal subframe configuration .............................................................................. 31
`SC-FDMA baseband signal generation............................................................................................................ 32
`Physical random access channel ...................................................................................................................... 33
`Time and frequency structure ..................................................................................................................... 33
`Preamble sequence generation ................................................................................................................... 39
`Baseband signal generation ........................................................................................................................ 43
`Modulation and upconversion.......................................................................................................................... 43
`
`6
`6.1
`6.1.1
`
`Downlink ................................................................................................................................................ 44
`Overview ......................................................................................................................................................... 44
`Physical channels ....................................................................................................................................... 44
`
`3GPP
`
`3N
`
`RB
`sc
`
`3N
`
`RB
`sc
`
`IPR2023-01273 Page 3
`
`

`

`
`Release 8
`
`4
`
`3GPP TS 36.211 V8.8.0 (2009-09)
`
`6.1.2
`6.2
`6.2.1
`6.2.2
`6.2.3
`6.2.3.1
`6.2.3.2
`6.2.4
`6.2.5
`6.2.6
`6.3
`6.3.1
`6.3.2
`6.3.3
`6.3.3.1
`6.3.3.2
`6.3.3.3
`6.3.4
`6.3.4.1
`6.3.4.2
`6.3.4.2.1
`6.3.4.2.2
`6.3.4.2.3
`6.3.4.3
`6.3.5
`6.4
`6.5
`6.6
`6.6.1
`6.6.2
`6.6.3
`6.6.4
`6.7
`6.7.1
`6.7.2
`6.7.3
`6.7.4
`6.8
`6.8.1
`6.8.2
`6.8.3
`6.8.4
`6.8.5
`6.9
`6.9.1
`6.9.2
`6.9.3
`6.10
`6.10.1
`6.10.1.1
`6.10.1.2
`6.10.2
`6.10.2.1
`6.10.2.2
`6.10.3
`6.10.3.1
`6.10.3.2
`6.11
`6.11.1
`6.11.1.1
`6.11.1.2
`6.11.2
`
`Physical signals .......................................................................................................................................... 44
`Slot structure and physical resource elements ................................................................................................. 45
`Resource grid ............................................................................................................................................. 45
`Resource elements ...................................................................................................................................... 45
`Resource blocks ......................................................................................................................................... 46
`Virtual resource blocks of localized type ............................................................................................. 47
`Virtual resource blocks of distributed type ........................................................................................... 47
`Resource-element groups ........................................................................................................................... 48
`Guard period for half-duplex FDD operation ............................................................................................. 49
`Guard Period for TDD Operation ............................................................................................................... 49
`General structure for downlink physical channels ........................................................................................... 49
`Scrambling ................................................................................................................................................. 50
`Modulation ................................................................................................................................................. 50
`Layer mapping ........................................................................................................................................... 50
`Layer mapping for transmission on a single antenna port .................................................................... 50
`Layer mapping for spatial multiplexing................................................................................................ 51
`Layer mapping for transmit diversity ................................................................................................... 51
`Precoding ................................................................................................................................................... 52
`Precoding for transmission on a single antenna port ............................................................................ 52
`Precoding for spatial multiplexing ........................................................................................................ 52
`Precoding without CDD .................................................................................................................. 52
`Precoding for large delay CDD ....................................................................................................... 52
`Codebook for precoding ................................................................................................................. 53
`Precoding for transmit diversity ........................................................................................................... 54
`Mapping to resource elements .................................................................................................................... 55
`Physical downlink shared channel ................................................................................................................... 55
`Physical multicast channel ............................................................................................................................... 55
`Physical broadcast channel .............................................................................................................................. 56
`Scrambling ................................................................................................................................................. 56
`Modulation ................................................................................................................................................. 56
`Layer mapping and precoding .................................................................................................................... 56
`Mapping to resource elements .................................................................................................................... 56
`Physical control format indicator channel ....................................................................................................... 57
`Scrambling ................................................................................................................................................. 57
`Modulation ................................................................................................................................................. 57
`Layer mapping and precoding .................................................................................................................... 58
`Mapping to resource elements .................................................................................................................... 58
`Physical downlink control channel .................................................................................................................. 58
`PDCCH formats ......................................................................................................................................... 58
`PDCCH multiplexing and scrambling ........................................................................................................ 59
`Modulation ................................................................................................................................................. 59
`Layer mapping and precoding .................................................................................................................... 59
`Mapping to resource elements .................................................................................................................... 59
`Physical hybrid ARQ indicator channel........................................................................................................... 60
`Modulation ................................................................................................................................................. 61
`Resource group alignment, layer mapping and precoding ......................................................................... 62
`Mapping to resource elements .................................................................................................................... 63
`Reference signals ............................................................................................................................................. 65
`Cell-specific reference signals.................................................................................................................... 65
`Sequence generation ............................................................................................................................. 65
`Mapping to resource elements .............................................................................................................. 66
`MBSFN reference signals .......................................................................................................................... 68
`Sequence generation ............................................................................................................................. 68
`Mapping to resource elements .............................................................................................................. 68
`UE-specific reference signals ..................................................................................................................... 70
`Sequence generation ............................................................................................................................. 70
`Mapping to resource elements .............................................................................................................. 71
`Synchronization signals ................................................................................................................................... 72
`Primary synchronization signal .................................................................................................................. 73
`Sequence generation ............................................................................................................................. 73
`Mapping to resource elements .............................................................................................................. 73
`Secondary synchronization signal .............................................................................................................. 73
`
`3GPP
`
`IPR2023-01273 Page 4
`
`

`

`
`Release 8
`
`5
`
`3GPP TS 36.211 V8.8.0 (2009-09)
`
`6.11.2.1
`6.11.2.2
`6.12
`6.13
`
`Sequence generation ............................................................................................................................. 73
`Mapping to resource elements .............................................................................................................. 75
`OFDM baseband signal generation .................................................................................................................. 76
`Modulation and upconversion.......................................................................................................................... 76
`
`7
`7.1
`7.1.1
`7.1.2
`7.1.3
`7.1.4
`7.2
`
`Generic functions ................................................................................................................................... 77
`Modulation mapper .......................................................................................................................................... 77
`BPSK ............................................................................................................................................................... 77
`QPSK ............................................................................................................................................................... 77
`16QAM ............................................................................................................................................................ 78
`64QAM ............................................................................................................................................................ 78
`Pseudo-random sequence generation ............................................................................................................... 79
`
`8
`8.1
`
`Timing .................................................................................................................................................... 80
`Uplink-downlink frame timing ........................................................................................................................ 80
`
`Annex A (informative):
`
`Change history ............................................................................................... 81
`
`3GPP
`
`IPR2023-01273 Page 5
`
`

`

`
`Release 8
`
`6
`
`3GPP TS 36.211 V8.8.0 (2009-09)
`
`Foreword
`
`This Technical Specification has been produced by the 3rd Generation Partnership Project (3GPP).
`
`The contents of the present document are subject to continuing work within the TSG and may change following formal
`TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an
`identifying change of release date and an increase in version number as follows:
`
`Version x.y.z
`
`where:
`
`x
`
`the first digit:
`
`1 presented to TSG for information;
`
`2 presented to TSG for approval;
`
`3 or greater indicates TSG approved document under change control.
`
`y
`
`the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,
`updates, etc.
`
`z
`
`the third digit is incremented when editorial only changes have been incorporated in the document.
`
`3GPP
`
`IPR2023-01273 Page 6
`
`

`

`
`Release 8
`
`7
`
`3GPP TS 36.211 V8.8.0 (2009-09)
`
`1
`
` Scope
`
`The present document describes the physical channels for evolved UTRA.
`
`2
`
`References
`
`The following documents contain provisions which, through reference in this text, constitute provisions of the present
`document.
`
`• References are either specific (identified by date of publication, edition number, version number, etc.) or
`non-specific.
`
`• For a specific reference, subsequent revisions do not apply.
`
`• For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including
`a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same
`Release as the present document.
`
`
`
`[1]
`
`[2]
`
`[3]
`
`[4]
`
`[5]
`
`[6]
`
`[7]
`
`[8]
`
`
`
`3GPP TR 21.905: "Vocabulary for 3GPP Specifications".
`
`3GPP TS 36.201: "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical Layer –
`General Description".
`
`3GPP TS 36.212: "Evolved Universal Terrestrial Radio Access (E-UTRA); Multiplexing and
`channel coding".
`
`3GPP TS 36.213: "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer
`procedures".
`
`3GPP TS 36.214: "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer –
`Measurements".
`
`3GPP TS 36.104: “Evolved Universal Terrestrial Radio Access (E-UTRA); Base Station (BS)
`radio transmission and reception”.
`
`3GPP TS 36.101: “Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE)
`radio transmission and reception”.
`
`3GPP TS36.321, “Evolved Universal Terrestrial Radio Access (E-UTRA); Medium Access
`Control (MAC) protocol specification”
`
`3
`
`Definitions, symbols and abbreviations
`
`3.1
`
`Symbols
`
`For the purposes of the present document, the following symbols apply:
`
`
`
`
`
`
`
`
`
`
`
`Resource element with frequency-domain index
`
` and time-domain index
`
`
`
`Value of resource element
`
` [for antenna port
`
`]
`
`Matrix for supporting cyclic delay diversity
`
`Density of random access opportunities per radio frame
`
`Carrier frequency
`
`3GPP
`
`
`
` ),( lk
`
`k
`
`l
`
`)
`
`,p l
`
`(
`ka
`
`
`
` ),( lk
`
`p
`
`D
`
`RAD
`
`0f
`
`IPR2023-01273 Page 7
`
`

`

`
`Release 8
`
`8
`
`3GPP TS 36.211 V8.8.0 (2009-09)
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`PRACH resource frequency index within the considered time domain location
`
`Scheduled bandwidth for uplink transmission, expressed as a number of subcarriers
`
`Scheduled bandwidth for uplink transmission, expressed as a number of resource blocks
`
`Number of coded bits to transmit on a physical channel [for code word
`
`]
`
`Number of modulation symbols to transmit on a physical channel [for code word
`
`]
`
`Number of modulation symbols to transmit per layer for a physical channel
`
`Number of modulation symbols to transmit per antenna port for a physical channel
`
`A constant equal to 2048 for
`
` and 4096 for
`
`
`
`Downlink cyclic prefix length for OFDM symbol
`
` in a slot
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Number of cyclic shifts used for PUCCH formats 1/1a/1b in a resource block with a mix of
`
`formats 1/1a/1b and 2/2a/2b
`
`Bandwidth available for use by PUCCH formats 2/2a/2b, expressed in multiples of
`
`
`
`The offset used for PUSCH frequency hopping, expressed in number of resource blocks (set by
`
`higher layers)
`
`Physical layer cell identity
`
`MBSFN area identity
`
`Downlink bandwidth configuration, expressed in multiples of
`
`
`
`Smallest downlink bandwidth configuration, expressed in multiples of
`
`Largest downlink bandwidth configuration, expressed in multiples of
`
`Uplink bandwidth configuration, expressed in multiples of
`
`
`
`Smallest uplink bandwidth configuration, expressed in multiples of
`
`Largest uplink bandwidth configuration, expressed in multiples of
`
`
`
`
`
`
`
`
`
`Number of OFDM symbols in a downlink slot
`
`Number of SC-FDMA symbols in an uplink slot
`
`Resource block size in the frequency domain, expressed as a number of subcarriers
`
`Number of downlink to uplink switch points within the radio frame
`
`Number of reference symbols per slot for PUCCH
`
`
`
`
`
`
`
`
`
`
`
`
`
`Timing offset between uplink and downlink radio frames at the UE, expressed in units of
`
`
`
`
`
`Fixed timing advance offset, expressed in units of
`
`
`
`Resource index for PUCCH formats 1/1a/1b
`
`Resource index for PUCCH formats 2/2a/2b
`
`Number of PDCCHs present in a subframe
`
`Physical resource block number
`
`First physical resource block occupied by PRACH resource considered
`
`
`
`First physical resource block available for PRACH
`
`Virtual resource block number
`
`Radio network temporary identifier
`
`System frame number
`
`Slot number within a radio frame
`
`Number of cell-specific antenna ports
`Antenna port number
`
`Code word number
`
`
`
`Index for PRACH versions with same preamble format and PRACH density
`
`3GPP
`
`RAf
`
`PUSCH
`scM
`
`PUSCH
`RBM
`
`(q)M bit
`
`q
`
`(q)M symb
`
`q
`
`layer
`symbM
`
`ap
`symbM
`
`N
`
` 15=f
`kHz
`
` 5.7=f
`kHz
`
`lN ,CP
`
`l
`
`(1)
`csN
`
`(2)
`RBN
`
`RB
`scN
`
`HO
`RBN
`
`cell
`IDN
`
`MBSFN
`IDN
`
`DL
`RBN
`
`RB
`scN
`
`DL min,
`RBN
`
`RB
`scN
`
`DL max,
`RBN
`
`RB
`scN
`
`UL
`RBN
`
`RB
`scN
`
` UL
`
`min,
`RBN
`
`RB
`scN
`
`max,
`RBN
`
` UL
`
`RB
`scN
`
`DL
`symbN
`
`UL
`symbN
`
`RB
`scN
`
`SPN
`
`PUCCH
`RSN
`
`TAN
`
`sT
`
`TA N offset
`
`
`
`sT
`
`n
`
`)1(
`PUCCH
`
`n
`
`)2(
`PUCCH
`
`n
`
`PDCCH
`
`PRBn
`
`RA
`
`PRBn
`
`RA
`
`PRBn
`
`
`
`offset
`
`VRBn
`
`n
`
`RNTI
`
`fn
`
`sn
`
`P
`
`p
`
`q
`
`RAr
`
`IPR2023-01273 Page 8
`
`

`

`
`Release 8
`
`9
`
`3GPP TS 36.211 V8.8.0 (2009-09)
`
`Qm
`
`Modulation order: 2 for QPSK, 4 for 16QAM and 6 for 64QAM transmissions
`
`Time-continuous baseband signal for antenna port
`
` and OFDM symbol
`
` in a slot
`
`Radio frame indicator index of PRACH opportunity
`
`Half frame index of PRACH opportunity within the radio frame
`
`Uplink subframe number for start of PRACH opportunity within the half frame
`
`Radio frame duration
`
`Basic time unit
`
`Slot duration
`
`Precoding matrix for downlink spatial multiplexing
`Amplitude scaling for PRACH
`
`Amplitude scaling for PUCCH
`
`Amplitude scaling for PUSCH
`
`Amplitude scaling for sounding reference symbols
`
`Subcarrier spacing
`
`Subcarrier spacing for the random access preamble
`
`Number of transmission layers
`
`3.2
`
`Abbreviations
`
`For the purposes of the present document, the following abbreviations apply:
`
`CCE
`CDD
`PBCH
`PCFICH
`PDCCH
`PDSCH
`PHICH
`PMCH
`PRACH
`PUCCH
`PUSCH
`
`Control Channel Element
`Cyclic Delay Diversity
`Physical broadcast channel
`Physical control format indicator channel
`Physical downlink control channel
`Physical downlink shared channel
`Physical hybrid-ARQ indicator channel
`Physical multicast channel
`Physical random access channel
`Physical uplink control channel
`Physical uplink shared channel
`
`4
`
`Frame structure
`
`Throughout this specification, unless otherwise noted, the size of various fields in the time domain is expressed as a
`number of time units
` seconds.
`
`Downlink and uplink transmissions are organized into radio frames with
`
` duration. Two radio
`
`frame structures are supported:
`
`- Type 1, applicable to FDD,
`
`- Type 2, applicable to TDD.
`
`4.1
`
`Frame structure type 1
`
`Frame structure type 1 is applicable to both full duplex and half duplex FDD. Each radio frame is
`long and consists of 20 slots of length
`, numbered from 0 to 19. A
`
`subframe is defined as two consecutive slots where subframe
`
` consists of slots
`
`and
`
`.
`
`3GPP
`
`)
`
`s p
`(
`l
`
`( )t
`
`p
`
`l
`
`0 R
`
`At
`
`1 R
`
`At
`
`2 R
`
`At
`
`fT
`
`sT
`
`slotT
`
`W
`
`PRACH
`
`PUCCH
`
`PUSCH
`
`SRS
`
`f
`
`RAf
`
`
`
`=T
`s
`
`1
`
`(
`15000
`
`
`
`)
`2048
`
`T
`f
`
`=
`
`307200
`
`
`
`T
`s
`
`=
`
`ms 10
`
`T
`f
`
`=
`
`T
`
`307200 s
`
`=
`
`ms 10
`
`T
`slot
`
`=
`
`
`
`
`
` T15360 s
`
`=
`
`ms 5.0
`
`i
`
`i2
`
`2 +i
`
`1
`
`IPR2023-01273 Page 9
`
`

`

`
`Release 8
`
`10
`
`3GPP TS 36.211 V8.8.0 (2009-09)
`
`For FDD, 10 subframes are available for downlink transmission and 10 subframes are available for uplink transmissions
`in each 10 ms interval. Uplink and downlink transmissions are separated in the frequency domain. In half-duplex FDD
`operation, the UE cannot transmit and receive at the same time while there are no such restrictions in full-duplex FDD.
`
`Figure 4.1-1: Frame structure type 1.
`
`4.2
`
`Frame structure type 2
`
`Frame structure type 2 is applicable to TDD. Each radio frame of length
`
` consists of two half-
`
`frames of length
`
`each. Each half-frame consists of five subframes of length
`
`. The
`
`supported uplink-downlink configurations are listed in Table 4.2-2 where, for each subframe in a radio frame, “D”
`denotes the subframe is reserved for downlink transmissions, “U” denotes the subframe is reserved for uplink
`transmissions and “S” denotes a special subframe with the three fields DwPTS, GP and UpPTS. The length of DwPTS
`and UpPTS is given by Table 4.2-1 subject to the total length of DwPTS, GP and UpPTS being equal
`to
`. Each subframe
`is defined as two slots,
`and
` of length
`
`in each
`
`subframe.
`
`Uplink-downlink configurations with both 5 ms and 10 ms downlink-to-uplink switch-point periodicity are supported.
`
`In case of 5 ms downlink-to-uplink switch-point periodicity, the special subframe exists in both half-frames.
`
`In case of 10 ms downlink-to-uplink switch-point periodicity, the special subframe exists in the first half-frame only.
`
`Subframes 0 and 5 and DwPTS are always reserved for downlink transmission. UpPTS and the subframe immediately
`following the special subframe are always reserved for uplink transmission.
`
`Figure 4.2-1