`
`Mercedes-Benz USA, LLC v. Yechezkal Evan Spero
`IPR2023-01039 & IPR2023-01040 | U.S. 9,955,551 C1
`IPR2023-01034 | U.S. Patent No. 11,208,029 B2
`Consolidated Oral Hearing October 23, 2024
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`SPERO EX. 2068
`
`1
`
`
`
`Table of Contents
`
`1. Overview of Alden
`Boundaries of Anticipation
`2.
`Failure of Proofs
`3.
`A. Impermissible Evolution
`B. Currently Reliant on Ambiguous Teachings
`C. Originally Reliant on Non-Functional Combination
`Alden Does not Identify Vehicles or Classify Objects
`4.
`Alden/Kobayashi Does Not Teach Predictive Curve
`5.
`Alden Does not Teach Active Optics
`6.
`7. Other Disputes
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`2
`
`
`
`Grounds – 1039 IPR
`
`Petition:
`
`Institution Decision:
`
`1039 Pet., 4-5
`
`1039 DI, 17
`
`1039 IPR: POR, 1, 26-34; 36-39, 44-49, 51-60; Sur-Reply,
`2-3, 6-13, 16-18, 23-25
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`3
`
`
`
`Grounds – 1040 IPR
`
`Petition:
`
`Institution Decision:
`
`1040 Pet., 4-5
`
`1040 IPR: POR, 1, 19-31, 33-43, 46-65; Sur-Reply, 1-7, 12-
`18, 21-23, 26
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`1040 DI, 19-20
`
`4
`
`
`
`Grounds – 1034 IPR
`
`Petition:
`
`1034 Pet., 5
`
`1034 IPR: POR, 1
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`5
`
`
`
`Overview of Alden
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`6
`
`
`
`Alden
`
`Ex. 1005, Fig. 5
`
`Ex. 1005, Fig. 6
`
`Ex. 1005, Fig. 3
`
`Ex. 1005, Fig. 4
`
`1039 IPR: POR, 8-18, 30-34; Sur-Reply, 6-11 |
`1040 IPR: POR, 8-19, 24-29, 33-35, 47-48, 51-53; Sur-Reply, 1-5, 12, 15-17
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`1034 IPR: POR, 7-17, 57-62, 67-71; Sur-Reply, 1-3, 5-8, 13-18
`
`Ex. 1005, Fig. 10
`
`7
`
`
`
`Alden
`
`Ex. 1005, Fig. 5
`(Annotated)
`
`Ex. 1005, Fig. 3
`(Annotated)
`
`Ex. 1005, ¶[0047]
`
`Ex. 1005, Fig. 4 (Annotated)
`
`1039 IPR: POR, 8-10, 17-18, 32-33, 40-41; Sur-Reply, 7-8, 24-25 |
`1040 IPR: POR, 1, 8-10, 15-19, 22-23, 27-29, 33-36; Sur-Reply, 1-5, 12, 15-17 |
`1034 IPR: POR, 8-10, 58-59; Sur-Reply, 13-14, 16, 18
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`8
`
`
`
`Boundaries of Anticipation
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`9
`
`
`
`Anticipation
`
`Teaching cannot be ambiguous:
`
`Relied-upon embodiment cannot be inoperative
`
`1039 POR, 26; see also 1040 POR, 19-20
`
`Clear and unequivocal disclosure
`
`1039 POR, 29; see also 1040 POR, 22-23
`
`1039 POR, 28; see also 1040 POR, 21-22
`
`1039 IPR: POR, 26-30; Sur-Reply, 24-25 |
`1040 IPR: POR 1, 19-23; Sur-Reply, 4-5
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`10
`
`
`
`Anticipation – a POSA cannot “fill in” missing
`limitations
`
`The prior art must be viewed as it is written and as it would be
`understood by persons in the field of the invention—not as it might have
`been written to describe a different development. See Nidec Motor Corp.
`v. Zhongshan Broad Ocean Motor Co., 851 F.3d 1270, 1274-75 (Fed. Cir.
`2017) (This court’s precedent “does not permit the Board to fill in missing
`limitations” even if “a skilled artisan would immediately envision them.”)
`(citation omitted).
`
`1039 Sur-Reply, 10; see also 1040 Sur-Reply, 5;
`1034 Sur-Reply, 17
`
`1039 IPR: Sur-Reply, 10-11 |
`1040 IPR: Sur-Reply, 5 |
`1034 IPR: Sur-Reply, 17
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`11
`
`
`
`Failure of Proof:
`Impermissible Evolution
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`12
`
`
`
`Overview
`Ambiguity:
`
`Teaching cannot be ambiguous:
`
`1039 Sur-Reply, 10; see also 1040 Sur-Reply, 5; 1034 Sur-Reply, 17
`Non-functional Embodiment:
`
`1039 POR, 29; 1040 POR, 22-23
`Relied-upon embodiment cannot be inoperative
`
`1039 POR, 41; see also 1040 POR, 35
`
`1039 POR, 26; see also 1040 POR, 19-20
`
`1039 IPR: POR, 26, 29, 41; Sur-Reply, 8-10 |
`1040 IPR: POR, 19-20, 22-23, 36; Sur-Reply, 2-5 |
`1034 IPR: Sur-Reply, 16-17
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`13
`
`
`
`Petitioner Cannot Modify its Theory of Proof
`
`Under such circumstances, the Board does not
`abuse its discretion in declining to consider such
`untimely theories. … see also Wasica
`Finance GmbH v. Continental Automotive Sys.,
`Inc., 853 F.3d 1272, 1286 (Fed. Cir. 2017)
`(“Rather than explaining how its original petition
`was correct, Continental's subsequent
`arguments amount to an entirely new theory of
`prima facie obviousness absent from the petition.
`Shifting arguments in this fashion is foreclosed
`by statute, our precedent, and Board
`guidelines.”).
`
`Colas Sols., Inc. v. Blacklidge Emulsions, Inc.,
`759 F. App’x 986, 991-92 (Fed. Cir. 2019).
`
`1039 POR, 34; see also 1040 POR, 36-37
`
`1039 IPR: POR, 34, 39, 48, 50, 54, 56, 59-60 |
`1040 IPR: POR, 31, 36-37, 41, 53, 57-58, 62, 65
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`14
`
`
`
`Failure of Proof:
`Ambiguous Teachings
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`15
`
`
`
`Petitioner’s current position relies on an ambiguous teaching
`
`Teaching cannot be ambiguous:
`
`1039 IPR: POR, 29-30 |
`1040 IPR: POR, 22-23
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`16
`
`1039 POR, 29; see also 1040 POR, 22-23
`
`
`
`Petitioner’s expert agrees
`Alden is not clear
`
`Petitioner’s expert indicated that it is “not clear” and could not explain how the switch
`
`array shown in Figure 3 controls the LED array shown in Figure 5 to create the beam spread
`
`illustrated therein:
`Q. Okay. So[,] does the figure 3 description affect the total beam spread of the
`figure 5 embodiment?
`
`A. The figure 3 can inform. But, again, this is a concept. So[,] if you look at the
`number of rows on 77 and 79, it’s not clear how many. Assuming that each
`element controls one LED, it’s not clear and I cannot count here.
`
`* * *
`
`A. In figure 3. It’s a reference as an array matrix. In other words, there are rows
`and columns. So here basically the disclosure is that each one of these controls
`one LED. And this is what the POSITA would understand at that time. So[,] it
`doesn’t give me any information how many rows, how many columns we
`have. It's a concept diagram. There are no dimensions, no scale.
`(Ex.2041, 108:11-18; 108:23-109:1-5, emphasis added.)
`
`1039 POR, 32-33, 41; see also 1040 POR, 35; 1034 POR, 58-59
`
`1039 POR, 30-34, 41; Sur-Reply, 6-13 |
`1040 POR, 24-29; Sur-Reply, 1-7 |
`1034 POR, 56-60; Sur-Reply, 1-4
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`17
`
`
`
`1D LED Array In the Petition
`Petitioner:
`
`1040 Reply, 13
`
`1040 Pet., 38-39
`
`1040 IPR: POR, 37-39; Sur-Reply, 15-17
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`18
`
`
`
`Petitioner NOW argues that Alden “is not limited to” a 1D LED Array
`
`Petitioner’s Reply:
`
`1040 Reply, 5; see also 1039 Reply, 5
`
`1039 IPR: Sur-Reply, 6-13 | 1040 IPR: Sur-Reply, 1-7
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`19
`
`
`
`¶[0029]/Fig. 5 of Alden – Shows/Discusses a 1D array
`
`Ex. 1005,
`¶[0029], Fig. 5
`
`1039 IPR: POR, 40 | 1040 IPR: POR, 34 |
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`20
`
`
`
`New evidence is evidence of ambiguity
`
`Petitioner’s New Evidence
`
`Problematic because
`
`1039 Reply, 5; see also 1040 Reply, 6
`
`1039 Sur-Reply, 9; see also 1040 Sur-Reply, 4
`
`1039 Reply, 5; see also 1040 Reply, 5
`
`1039 Sur-Reply, 5; see also 1040 Sur-Reply, 11
`
`1039 Reply, 6; see also 1040 Reply, 6
`
`1039 IPR: Sur-Reply, 1-12 | 1040 IPR: Sur-Reply, 1-13
`
`1039 Sur-Reply, 8; see also 1040 Sur-Reply, 3
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`21
`
`
`
`Evidence of ambiguity continued
`
`Petitioner’s New Evidence
`
`Problematic because
`
`1039 Reply, 7-8; see also 1040 Reply, 6-7
`
`1039 IPR: Sur-Reply, 1-12 | 1040 IPR: Sur-Reply, 1-13
`
`1039 Sur-Reply, 6; see also 1040 Sur-Reply, 12
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`22
`
`
`
`Claims 32 / 48 and Figure 2 – Ambiguous Usage
`
`1039 Petition:
`
`1040 Petition:
`
`1040 Pet., 36
`1040 Reply:
`
`1040 Reply, 13
`
`1039 Pet., 41-42
`
`1039 IPR: POR, 39-42; Sur-Reply, 13 | 1040 IPR: POR, 33-41; Sur-Reply 15, 17
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`23
`
`
`
`Figure 2 is ambiguous
`
`Ex. 2041, 51:15-19
`
`1039 POR, 42
`
`1039 Pet., 41-42
`
`1039 IPR: POR, 39-42; Sur-Reply, 13 | 1040 IPR: POR, 33-41
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`24
`
`
`
`Ultimately…
`
`1039 POR, 34; see also 1040 POR, 36-37
`
`1039 IPR: POR, 30-34; Sur-Reply, 6-13 |
`1040 IPR: POR, 33-41; Sur-Reply, 1-7
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`25
`
`1039 Sur-Reply, 10; see also 1040 Sur-Reply, 5
`
`
`
`The 1034 Petition has similar defects
`
`1034 Sur-Reply, 13
`
`1034 IPR: POR, 58; Sur-Reply, 13-14
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`26
`
`
`
`One Dimensional Usage in ‘029 (1034)
`
`1034 IPR: Sur-Reply, 14
`
`1034 Pet., 29
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`27
`
`
`
`Same Petition Issue
`
`1034 IPR: Sur-Reply, 15-18
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`28
`
`1034 Sur-Reply, 17
`
`
`
`Same Problem
`
`1034 Sur-Reply, 14
`
`1034 IPR: Sur-Reply, 15-18
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`29
`
`
`
`Alden’s Figure 5 Disclosure is Not Clear and Requires Speculation
`
`Dr. Papanikolopoulos (re Structure):
`
`Dr. Papanikolopoulos (re Function):
`
`* * *
`
`Ex. 2041, 108:11-109:5
`
`Ex. 2041, 110:24-111:8
`
`1039 IPR: POR, 32-33, 37-39, 41; Sur-Reply, 10, 13 |
`1040 IPR: POR, 27-28, 39-40; Sur Reply, 4 |
`1034 IPR: POR, 58-59
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`30
`
`
`
`Failure of Proof:
`Non-Functional Combination
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`31
`
`
`
`Petitioner’s Combination Not Presumed Enabled
`
`1039 Sur-Reply, 8; see also 1040 Sur-Reply, 3
`
`1039 IPR: Sur-Reply, 7-8 | 1040 IPR: Sur-Reply, 1-3
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`32
`
`
`
`2D Switch Array + 1D LED Array
`
`1039 Sur-Reply, 7; see also 1040 Sur-Reply, 2
`
`Petitioner:
`
`1039 Pet., 25
`1040 Pet., 38
`
`1039 IPR: Sur-Reply, 6-13 | 1040 IPR: Sur Reply, 1-7
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`1039 Pet., 34-35
`1040 Pet., 32-33
`
`33
`
`
`
`2D Switch Array – Vertical and Horizontal
`
`Petitioner:
`
`1039 Pet., 33; see also 1040 Pet., 38
`
`1039 IPR: Sur-Reply, 6-13 | 1040 IPR: Sur Reply, 1-7
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`34
`
`
`
`Petitioner Never Refutes Non-functionality
`
`Patent Owner:
`
`Petitioner:
`
`1039 Reply, 5
`
`1039 IPR: POR 31-34; Sur-Reply, 6-13 |
`1040 IPR: POR, 24-28, 33-37; Sur Reply, 1-7
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`35
`
`1039 POR, 31-32; see also 1040 POR, 34-35
`
`
`
`Claim 40: Alden does not deal
`with multiple vehicles
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`36
`
`
`
`Claim 40 requires
`
`determine a first cluster of the LEDs illuminating
`at least a first portion of a first other vehicle …
`
`determine a second different cluster of the LEDs
`illuminating at least a second portion of a second
`other vehicle …
`Claim 40[i] and 40[k] from 1039 Pet., 46, 47-49
`
`1039 IPR: POR, 43-48
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`37
`
`
`
`Argument never explains how
`
`Claim 40[i] from 1039 Pet., 46
`
`1039 IPR: POR, 43-48
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`38
`
`Claim 40[k] from 1039 Pet., 48
`
`
`
`No evidence of HOW multiple vehicles are handled
`
`1039 POR, 44
`
`1039 IPR: POR, 43-45
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`39
`
`1039 POR, 45
`
`
`
`Reason to modify is not a proof of a teaching
`
`1039 IPR: Sur-Reply, 17-18
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`40
`
`1039 Reply, 17
`
`
`
`Alden lacks requisite teachings for anticipation
`
`1039 Sur-Reply, 17
`
`1039 Sur-Reply, 18
`
`1039 IPR: Sur-Reply, 17-18
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`41
`
`
`
`Alden - Linear LED Array
`
`1040 POR, 25; see also 1039 POR, 31
`
`1040 POR, 26; see also 1039 POR, 32
`
`1039 IPR: POR, 30-34 | 1040 IPR: POR, 24-29
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`42
`
`
`
`Reply – Misstatement of Argument
`
`1039 POR, 31; see also 1040 POR, 34; 1034 POR, 57
`
`1039 Reply, 1 see also
`1040 Reply, 1
`
`1039 Reply, 2; see also
`1040 Reply, 2;
`1034 Reply, 2
`
`1039 IPR: POR, 30-34; Sur-Reply, 7-8 |
`1040 IPR: POR, 33-41; Sur-Reply, 2-3 |
`1034 IPR: POR, 56-60
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`43
`
`1039 POR, 32; see also 1040 POR, 35
`
`
`
`Actual argument
`
`1039 Sur-Reply, 6 citing POR 15-18;
`see also 1040 Sur-Reply, 1
`
`1039 Sur-Reply, 7; see also 1040 Sur-Reply, 1
`
`1039 Sur-Reply, 7-8; see also 1040 Sur-Reply, 2
`
`1039 IPR: POR, 15-18; Sur-Reply, 6-13 |
`1040 IPR: POR, 9-11; Sur-Reply, 1-7
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`44
`
`
`
`Actual teachings
`
`1039 Sur-Reply, 8 see also
`1040 Sur-Reply, 2-3
`
`1039 Sur-Reply, 8 see also
`1040 Sur-Reply, 3
`
`1039 IPR: POR, 32-33; Sur-Reply, 6-13 |
`1040 IPR: POR, 27-28; Sur-Reply, 1-7
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`45
`
`
`
`Inherency
`
`1039 Sur-Reply, 9; see also 1040
`Sur-Reply, 4
`
`1039 Reply, 5, 8; see also 1040
`Reply, 5, 8
`
`1039 IPR: Sur-Reply, 6-9 |
`1040 IPR: Sur-Reply, 1-7
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`46
`
`
`
`Alden does not "Identify Vehicles"
`or "Classify Objects"
`
`IPR 1039- Claim 8
`IPR 1040- Claim 48
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`47
`
`
`
`Claim 8
`
`• 8: An illuminating device … comprising:
`a light fixture including a multiplicity of directional light
`sources…
`a camera for obtaining images of the illuminated area
`functioning as a detector for at least one of (i) light
`detector..(v) a detector for sensing at least one of work
`surfaces and road objects and at least one of vehicles and
`people;
`a controller for adjusting a light intensity and a direction of
`each of the directional light sources;
`a processor with stored algorithms and data for
`identifying at least one of …(v) road objects, people
`and/or vehicles…which is used by said processor for
`determining illumination within the illuminated area using at
`least one of artificial intelligence, pattern recognition…
`
`1039 Ex. 1001, Claim 8
`
`Unrefuted construction of “Identify”:
`
`Identify: “to show to be a certain person or thing; to fix the
`identity of; to show to be the same as something or someone
`assumed, described, or claimed.” (Ex.2065, 902.)
`
`1039 POR, 21
`
`‘551 Patent- Intrinsic Evidence
`
`Ex. 1001, 63:9-12;
`1040 Sur-Reply, 10
`
`1039 IPR: POR, 21-25; Sur-Reply, 1-6 |
`1040 IPR: Sur-Reply, 7-12
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`48
`
`
`
`Petitioner’s Proofs
`
`Petitioner:
`
`Unrefuted construction:
`Identify: “to show to be a certain person
`or thing; to fix the identity of; to show to
`be the same as something or someone
`assumed, described, or claimed.”
`(Ex.2065, 902.)
`1039 POR, 21
`
`* * *
`
`1039 Pet., 77
`
`1039 IPR: POR, 21; Sur-Reply, 1-6 |
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`1039 Pet., 78
`
`1039 Sur-Reply, 12
`
`49
`
`
`
`Alden’s Actual Teachings
`
`Unrefuted Construction:
`
`Identify: “to show to be a certain person
`or thing; to fix the identity of; to show to
`be the same as something or someone
`assumed, described, or claimed.”
`(Ex.2065, 902.)
`
`1039 POR, 21
`
`* * *
`
`* * *
`
`1039 IPR: POR, 8-13, 21-25
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`Ex.
`1005,
`¶[0027]
`
`50
`
`
`
`Alden/Kondo does not teach “identifying. . . vehicles.”
`
`Claim 8: a processor with stored algorithms and data for identifying vehicles . . . which is used by
`said processor for determining illumination . . . using pattern recognition.
`
`Petitioner:
`
`Dr. Papanikolopoulos:
`
`1039 Pet., 76-77
`
`1039 Pet., 78
`
`Ex. 2041, 79:25-80:8
`
`1039 IPR: POR, 8-13, 21-25
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`51
`
`
`
`Claim 48 - “classify an object” is distinct from “identify a
`vehicle” in claim 8; Alden teaches neither
`
`
`1040 Sur-Reply, 7
`
`48[i]: [1] illuminate a portion of
`at least one object, indicated by
`data from at least one of the one
`or more sensors, [2] by selecting
`a first cluster of the LEDs to emit
`first light directed towards a first
`area including the at least the
`portion of at least one object, [3]
`the first area determined based at
`least in part on the data, [4] the
`first cluster selected based at least
`in part on known aimings of light
`associated with the first cluster
`determined to correspond to the
`first area, and [5] the first light
`determined based at least in part
`on classifying the object based at
`least in part on the data; and
`
`Claim 48[i] from 1040 Pet., 31-33
`
`Petitioner:
`
`1040 Sur-Reply, 7
`
`1040 IPR: POR, 30-33; Sur-Reply, 7
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`1040 Pet., 33-34
`
`52
`
`
`
`Detect vs. Identify vs. Classify
`
`1040 IPR: POR, 30-33; Sur-Reply, 7-12
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`53
`
`1040 POR, 32
`
`
`
`‘551 Patent – Intrinsic Evidence
`
`Ex. 1001, 44:63; see also 1040 POR, 9-10
`
`1040 Sur-Reply, 10
`
`1040 IPR: POR, 9-10; Sur-Reply, 10
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`54
`
`
`
`Claim 48 - “classify an object” is distinct from “identify a vehicle” in claim 8; Alden teaches
`neither - IPR2023-01040
`
`“The ’551 Patent’s
`specification explicitly refers
`to ‘classify’ as distinct from
`‘identify’ when it states:
`‘Outputs from the CCD arrays
`are analyzed by appropriate
`computational means
`employing trained pattern
`recognition technologies, to
`classify, identify or locate
`the contents.’” (Ex.1001,
`44:63-45:3.)
`
`1040 Sur-Reply, 9-10
`
`1040 POR, 30; see also Sur-Reply, 10
`
`“In a preferred embodiment, using pattern recognition techniques the ALDF 190 is
`semi or fully automatic . . . The detector pixels 197 can then be used to obtain
`images of the room which the controller 195 can assess as furniture,
`equipment or occupants.” (Id., 44:33-63.)
`
`1040 Sur-Reply, 10
`
`1040 IPR: POR, 7-8, 30; Sur-Reply, 9-10
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`55
`
`
`
`Claim 48: ordinary meaning of “classify an object”: “arranging or grouping an object into one of multiple object classes according
`to some system or principle.” (1040 POR, 30.)
`
`Petitioner’s proofs for “classify an object”:
`Fifth, the “first light” (e.g., low beam) is determined based
`on “classifying the object.” As discussed, Alden determines
`whether the object is an oncoming vehicle, based on
`sensed light above a threshold, and if it is determined to
`be an oncoming vehicle (such as based on light emitted
`from its headlights), Alden project a dim, low beam light in
`the area of the oncoming vehicle. See supra Claim 48[g].
`(1040 Pet., 33-34.)
`
`Patent Owner argues Alden does not disclose “classifying”
`objects because, according to Patent Owner, Alden merely
`detects incoming light and then “assumes” of the existing
`of an oncoming vehicle. (POR, 29-31.) . . . Alden
`unequivocally discloses “classifying” objects, including
`oncoming vehicles. A key purpose of Alden is to “sense the
`locations of other vehicles” and control the headlights in
`response to the “sensed vehicle[s].” (Alden, [0006]; see
`also [0008], [0003]-[0005], [0025]-[0029];
`Papanikolopoulos Decl., ¶51.) (1040 Reply, 9.)
`
`
`New Reply arguments:
`
`Patent Owner proposes construing “classify” based
`on a portion of a dictionary definition. (POR, 28.)
`There is no basis to limit the claims in this way, but
`even under this definition, Alden still discloses
`“classifying” objects, as it arranges or groups
`something (e.g., light source(s)) in classes (e.g.,
`vehicles and non-vehicles) based on a system or
`principle (e.g., whether the intensity of detected
`light is above a threshold or distance). (Reply, 10-
`11, FN 6.)
`Claim 48 does not require a particular method to
`classify objects or level of accuracy. Regardless of
`whether Alden could at times, theoretically, classify
`a non-vehicle as vehicle does not mean Alden does
`not “classify” objects. (1040 Reply, 10)
`
`1039 IPR: POR, 30-33
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`56
`
`
`
`Predictive Curve: Identify Road Curvature
`‘551 Patent Claims 26,34,42,50,58,66,74,82
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`57
`
`
`
`Claims 26, 34, 42, 50, 58, 66, 74, 82 (‘551 Patent) require
`“identify[ing] an upcoming road curvature”
`
`‘551 Patent:
`26. The illuminating device of claim 24, wherein the memory
`further stores instructions that, when executed by one or more
`processors of the controller, enable the controller to:
`
`identify an upcoming road curvature along a road on which the
`motor vehicle is traveling; and
`
`accommodate the upcoming road curvature by adaptation of a
`light pattern of at least one of the at least one headlamps.
`
`1039 IPR: POR, 23, 48-50; Sur-Reply, 19-23 |
`1040 IPR: POR, 50-53; Sur-Reply, 20-23
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`58
`
`
`
`Alden does not disclose “identify[ing] an upcoming road curvature”
`
`‘551 Patent claims 26,34,42,50,58,66,74,82
`
`Alden:
`
`Ex. 1005, ¶[0036]
`
`Ex. 1005, Fig. 11
`
`1039 IPR: POR, 23, 48-50; Sur-Reply, 19-23 |
`1040 IPR: POR, 50-53; Sur-Reply, 20-23
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`59
`
`
`
`Petitioner’s New Adjustable Threshold Argument
`
`Petitioner Argues:
`“[T]o distinguish between
`different objects, . . . the
`threshold intensity or
`distance would simply be
`adjusted based on the
`object type.”
`
`1039 Reply, 10 FN4 (emphasis
`added); see also 1040 Reply, 21
`FN7; 1034 Reply, 3
`
`Dr. Papanikolopoulos:
`
`551 Patent claims 26,34,42,50,58,66,74,82
`
`Ex. 2041, 80:3-8
`
`1039 IPR: POR, 23, 48-50; Sur-Reply, 19-23 |
`1040 IPR: POR, 50-53; Sur-Reply, 20-23
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`60
`
`
`
`Predictive Curve: Increase Illumination
`‘551 Patent Claims: 27,35,43,51,59,67,75,83
`‘029 Patent Claims: 1, 12, 23
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`61
`
`
`
`Claims 27,35,43,51,59,67,75,83 (‘551 Patent) require “changing illumination”
`and Claims 1,12,23 (‘029 Patent) require “increas[ing] light in a direction of the
`road curvature”
`
`‘551 Patent:
`
`27. The illuminating device of claim
`26, wherein:
`. . .
`the memory further stores
`instructions that, when executed by
`one or more processors of the
`controller, enable the controller to
`accommodate the road curvature by
`changing illumination in at least a
`direction of the road curvature by
`adaptation of the light pattern in at
`least one of color, intensity or
`spatial distribution by modification
`of light associated with one or more
`of the LEDs.
`
`‘029 Patent:
`1. A system, for a motor vehicle,
`comprising:
`. . .
`a memory storing instructions that,
`when executed by one or more of the
`one or more processors, enable the one
`or more processors to:
`. . .
`determine a light change, the change
`adapting a light pattern of the
`headlamps in at least one of color,
`intensity or spatial distribution to
`increase light in a direction of the road
`curvature ahead of the motor vehicle
`and shaping light based at least in part
`on the road curvature . . . .
`
`1039 IPR: POR, 50-51; Sur-Reply, 21-22 |
`1040 IPR: POR, 53-54; Sur-Reply, 23-24 |
`1034 IPR: POR, 22, 43, 45; Sur-Reply, 1
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`62
`
`
`
`Alden does not disclose “changing illumination” or “increas[ing] light in a direction
`of the road curvature” because all beam segments remain at high intensity
`
`‘551 Patent claims 27,35,43,51,59,67,75,83
`‘029 Patent claims 1, 12, 23
`
`Alden:
`
`Ex. 1005, ¶[0028]
`
`Ex. 1005, ¶[0035]
`
`Ex. 1005, ¶[0030]
`
`Ex. 1005, Abstract
`
`1039 IPR: POR, 14-15, 50-55; Sur-Reply, 21-23 |
`1040 IPR: POR, 14-15, 53-54; Sur-Reply, 23-25 |
`1034 IPR: POR, 14-15, 27-29, 43-46; Sur-Reply 1-3
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`63
`
`
`
`Alden does not disclose “changing illumination” or “increas[ing] light in a direction of
`the road curvature” because all beam segments remain at high intensity
`‘551 Patent claims 27,35,43,51,59,67,75,83
`‘029 Patent claims 1, 12, 23
`
`Petitioner Argues:
`“Alden’s system
`does not default all
`LEDs to the high
`beam state unless
`otherwise dimmed
`‘in all embodiments’
`as Patent Owner
`argues. Rather,
`Alden explains that
`its system can be
`used for ‘many
`applications[.]’”
`1039 Reply, 18; see also 1040 Reply, 23 |
`1034 Reply, 4
`
`Petition:
`
`1039 Pet., 66; see also 1040 Pet., 73 | 1034 Pet., 13
`
`1039 IPR: POR, 14-15, 50-55; Sur-Reply, 21-23 |
`1040 IPR: POR, 14-15, 53-54; Sur-Reply, 23-25 |
`1034 IPR: POR, 14-15, 26-29, 43-46; Sur-Reply 3, 6, 13
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`64
`
`
`
`Alden’s Figure 5 Embodiment illuminates the full light pattern therefore it does
`not teach “changing” or “increas[ing] light in a direction of the road curvature”
`‘551 Patent claims 27,35,43,51,59,67,75,83
`‘029 Patent claims 1, 12, 23
`
`Alden:
`
`Dr. Papanikolopoulos:
`
`1034 Ex. 2067, 17:21-25
`
`1034 Ex. 2066, 112:2-5
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`65
`
`Ex. 1005 Fig. 5
`
`1039 IPR: POR, 50-55 |
`1040 IPR: POR, 53-58 |
`1034 IPR: POR, 26-29, 43-45; Sur-Reply, 2-3
`
`
`
`Alden does not disclose “changing” or “increas[ing] light in a direction of the road
`curvature” because the Fig. 5 embodiment lacks optical steering capability
`‘551 Patent claims 27,35,43,51,59,67,75,83
`‘029 Patent claims 1, 12, 23
`
`Alden:
`
`Petitioner Argues:
`“As the steering wheel
`‘rotates ‘x’ degrees,’ the
`system calculates the new
`planned direction of the
`vehicle and ‘changes the
`direction of the headlight
`output 197 a corresponding
`‘f(x)’ degrees.’”
`
`1039 Pet., 55; see also 1040 Pet., 63;
`1034 Pet., 21
`
`Dr. Turk:
`
`Ex. 1005, Fig. 10
`
`Ex. 1005, Fig. 5
`
`1039 Ex. 2040, ¶71; see also 1040 Ex. 2040, ¶71
`
`1039 IPR: POR, 12, 50-55 |
`1040 IPR: POR, 12, 53-58
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`66
`
`
`
`Alden does not disclose “changing” or “increas[ing] light in a direction of the road
`curvature” because the Fig. 5 embodiment does not redirect light
`‘551 Patent claims 27,35,43,51,59,67,75,83
`‘029 Patent claims 1, 12, 23
`
`Alden Embodiment 1, Fig. 5:
`In a first embodiment [Fig. 5], individual
`light elements in array are individually
`controlled with regard to intensity to
`provide dim beam areas and high beam
`areas concurrently.
`
`Ex. 1005, Abstract
`
`3. The headlight system of claim 1 [Fig.
`5] wherein said vehicular headlight
`system comprises at least one head
`light which contains at least two lighting
`elements each of said elements being
`individually controllable with regard to
`light intensity emitted there from.
`
`Ex. 1005, Claim 3
`
`Ex. 1005, Fig. 5
`
`1034 IPR: Sur-Reply, 6-8
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`67
`
`
`
`Alden does not disclose “changing” or “increas[ing] light in a direction of the road
`curvature” because the Fig. 5 embodiment does not redirect light
`‘551 Patent claims 27,35,43,51,59,67,75,83
`‘029 Patent claims 1, 12, 23
`
`Alden Embodiment 2, Fig. 6:
`
`In a second embodiment [Fig. 6],
`individual electro-chromatic elements in
`array are individually controlled so as to
`provide a means to create dim beam
`areas and high beam areas concurrently.
`Ex. 1005, Abstract
`4. The headlight system of claim 1 [Fig.
`6] wherein said vehicular headlight
`system comprises at least one head light
`which contains at least two light filter
`elements, each of said elements being
`individually controllable with regard to
`controlling the intensity of light
`permitted to pass there through.
`Ex. 1005, Claim 4
`
`Ex. 1005, Fig. 6
`
`1034 IPR: Sur-Reply, 6-8
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`68
`
`
`
`Alden does not disclose “changing” or “increas[ing] light in a direction of the road
`curvature” because the Fig. 5 embodiment does not redirect light
`‘551 Patent claims 27,35,43,51,59,67,75,83
`‘029 Patent claims 1, 12, 23
`
`Alden Embodiment 3, Fig. 10:
`In a third embodiment [Fig. 10], variable
`refractive segments in array are
`individually controlled to redirect beam
`portions such that high beam and dim
`beam areas are created concurrently.
`
`Ex. 1005, Abstract
`
`5. The headlight system of claim 1 [Fig.
`10] wherein said vehicular headlight
`system comprises at least one head light
`which contains at least two light directing
`elements, each of said elements being
`individually controllable with regard to the
`output direction of light permitted to pass
`there through.
`
`Ex. 1005, Claim 5
`
`Ex. 1005, Fig. 10
`
`Ex. 1005, ¶[0036]
`
`1034 IPR: Sur-Reply, 6-8
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`69
`
`
`
`Predictive Curve: Upcoming Curves
`‘551 Patent Claims 26,34,42,50,58,66,74,82
`‘029 Patent Claims: 1, 12, 23
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`70
`
`
`
`Claims 26, 34, 42, 50, 58, 66, 74, 82 (‘551 Patent) require “identify[ing] an upcoming
`road curvature” and Claims 1,12,23 (‘029 Patent) further require “provid[ing] light . .
`. prior to the . . . road curvature”
`‘551 Patent:
`26. The illuminating device of claim
`24, wherein the memory further
`stores instructions that, when
`executed by one or more processors
`of the controller, enable the controller
`to:
`
`‘029 Patent:
`1. A system, for a motor vehicle,
`comprising:
`. . .
`a memory storing instructions that,
`when executed by one or more of the
`one or more processors, enable the one
`or more processors to:
`. . .
`control at least a first plurality of the
`LED light sources to provide light based
`at least in part on the determined light
`change and prior to the motor vehicle
`reaching the road curvature.
`
`identify an upcoming road curvature
`along a road on which the motor
`vehicle is traveling; and
`
`accommodate the upcoming road
`curvature by adaptation of a light
`pattern of at least one of the at least
`one headlamps.
`
`1039 IPR: POR, 23, 48-50; Sur-Reply, 19-23 |
`1040 IPR: POR, 50-53; Sur-Reply, 20-23 |
`1034 IPR: POR, 22-31, 43-46; Sur-Reply, 1-12
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`71
`
`
`
`Alden does not disclose “identify[ing] an upcoming road curvature”
`or “provid[ing] light . . . prior to the . . . road curvature”
`
`Petitioner Argues:
`
`Alden:
`
`“Additionally, Alden
`discloses that its system
`can include a steering
`wheel ‘rotation sensor’ that
`detects when the vehicle is
`planning to turn.”
`1039 Pet., 55; see also 1040 Pet., 63
`
`‘551 Patent claims 26,34,42,50,58,66,74,82
`‘029 Patent Claims 1,12,23
`
`Ex. 1005, ¶[0040]
`
`1040 IPR: POR, 52, 60-62; Sur-Reply, 25 |
`1034 IPR: Sur-Reply, 10
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`72
`
`Ex. 1005, Fig. 15
`
`Ex. 1005, Fig. 11
`
`
`
`Alden does not disclose “identify[ing] an upcoming road curvature”
`or “provid[ing] light . . . prior to the . . . road curvature”
`
`Petitioner Argues:
`
`Dr. Papanikolopoulos:
`
`“As a driver approaches a
`road curve, or is going to
`turn or enter a curve from
`a stopped position, the
`driver begins to turn the
`steering wheel before the
`vehicle enters the curve.”
`
`1034 Reply, 10-11
`
`1039 IPR: POR, 55-57; Sur-Reply, 23 |
`1040 IPR: POR, 50-53, 60-62; Sur-Reply, 25
`1034 IPR: POR, 38-42; Sur-Reply, 11-12
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`73
`
`Ex. 1003, ¶67
`
`
`
`Alden/Kobayashi does not teach “provid[ing] light . . . prior to the . . .
`road curvature”
`
`Kobayashi:
`
`Ex. 1006, Fig. 10
`
`Ex. 1006, 15:21-24
`
`1039 IPR: POR, 22, 48-50; Sur-Reply, 19-21 |
`1040 IPR: POR, 52, 60-62; Sur-Reply, 24-25
`1034 IPR: POR, 22-25, 39-42, 44-45; Sur-Reply 9-12
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`74
`
`
`
`Active Optics
`‘029 Patent Claims 21 and 32
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`75
`
`
`
`‘029 Patent Claims 21 and 32 require active optics
`
`12. A non-transitory computer-readable storage
`medium, storing instructions . . . .
`
`19. The storage medium of claim 12, wherein the
`instructions include . . . .
`
`21. The storage medium of claim 19, wherein the
`instructions include instructions that, when
`executed by the one or more processors, enable
`the one or more processors to utilize one or
`more optical control elements included in the
`motor vehicle to control light from at least the
`first plurality or second plurality of the LED light
`sources.
`
`23. A computer-implemented method for
`adapting light from headlamps of a motor
`vehicle to accommodate road shape changes,
`the headlamps including a plurality of LED light
`sources, comprising . . . .
`
`30. The method of claim 23, further comprising
`. . . .
`
`32. The method of claim 30, further comprising
`utilizing one or more optical control
`elements included in the motor vehicle to
`control light from at least the first plurality or
`second plurality of the LED light sources.
`
`1034 Ex. 1001, Claims 12, 19, 21, 23, 30, 32
`
`1034 IPR: POR, 67-71; Sur-Reply, 18-19
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`76
`
`
`
`The ‘029 Patent discloses passive and active optics
`
`‘029 Patent:
`
`1034 IPR: POR, 2-3, Ex. 2040, ¶52; Sur-Reply, 19
`
`1034 Ex. 1001, 25:5-21
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`77
`
`1034 IPR Ex. 1001, Fig. 1 (annotated)
`
`
`
`Alden’s passive lens 121 does not satisfy the active optics limitations
`
`Petitioner argues:
`“When the processor
`controls the LEDs to
`emit light, it utilizes
`the lens element
`121 to direct the light
`. . . .
`1034 Pet., 64-65 (emphasis added)
`
`Ex. 1005, Fig. 5
`(annotated in 1034 Pet., 65
`
`1034 IPR: 67-71; Sur-Reply, 19
`
`21. The storage medium of claim 19, wherein the
`instructions include instructions that, when executed by
`the one or more processors, enable the one or more
`processors to utilize one or more optical control
`elements included in the motor vehicle to control light
`from at least the first plurality or second plurality of the
`LED light sources.
`
`23. A computer-implemented method for adapting light
`. . . .
`32. The method of claim 30, further comprising utilizing
`one or more optical control elements included in the
`motor vehicle to control light from at least the first
`plurality or second plurality of the LED light sources.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`78
`
`
`
`Petitioner’s proposed Alden combination is Inoperable
`
`Dr. Turk:
`
`Petitioner argues:
`“Alden discloses that
`its use of refractive
`elements to ‘bend’
`light can be included in
`its headlight system,
`such as that of Figure
`5, and a POSITA woul