`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`SAMSUNG ELECTRONICS CO., LTD. and
`SAMSUNG ELECTRONICS AMERICA, INC.
`
`Petitioner
`
`v.
`
`RESONANT SYSTEMS, INC.,
`
`Patent Owner
`
`
`
`
`
`
`
`
`
`Case IPR2023-00993
`
`U.S. Patent No. 9,941,830
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`DECLARATION OF ANDREW WOLFE, PH.D.
`IN SUPPORT OF PETITION FOR INTER PARTES REVIEW
`OF U.S. PATENT NO. 9,941,830
`
`
`
`
`
`
`
`
`Exhibit 1003 - Page 1 of 216
`
`
`
`
`
`
`TABLE OF CONTENTS
`
`I.
`II.
`
`INTRODUCTION ........................................................................................... 1
`BACKGROUND AND QUALIFICATIONS ................................................. 1
`A.
`Relevant Academic Experience ............................................................ 2
`B.
`Relevant Professional Experience ......................................................... 5
`III. MATERIALS REVIEWED ............................................................................ 8
`A.
`Information Considered ....................................................................... 12
`IV. LEVEL OF ORDINARY SKILL IN THE ART ........................................... 13
`V.
`RELEVANT LEGAL STANDARDS ........................................................... 14
`VI. SUMMARY OF OPINIONS ......................................................................... 23
`VII. BRIEF DESCRIPTION OF TECHNOLOGY .............................................. 23
`A.
`Background of the Technology ........................................................... 23
`1.
`Computer Hardware .................................................................. 24
`2.
`Haptics ...................................................................................... 26
`3.
`Haptics in Graphical User Interfaces ........................................ 30
`VIII. OVERVIEW OF THE ’830 PATENT .......................................................... 31
`A.
`Specification ........................................................................................ 31
`B.
`Prosecution History ............................................................................. 38
`IX. OVERVIEW OF THE PRIOR ART REFERENCES ................................... 40
`A.
`Fukumoto ............................................................................................. 40
`B.
`Grant .................................................................................................... 45
`C.
`Barton .................................................................................................. 48
`D. Ueda ..................................................................................................... 52
`
`
`
`
`i
`
`Exhibit 1003 - Page 2 of 216
`
`
`
`
`
`X.
`
`E.
`Erixon .................................................................................................. 55
`Fuller .................................................................................................... 60
`F.
`G. Dong .................................................................................................... 61
`H. Ogusu ................................................................................................... 63
`I.
`Saiki ..................................................................................................... 66
`J. Masahiko ............................................................................................. 68
`CLAIM CONSTRUCTION .......................................................................... 72
`A.
`“moveable component” ....................................................................... 73
`B.
`“driving component” ........................................................................... 74
`C.
`“control component” ........................................................................... 74
`XI. SPECIFIC GROUNDS FOR CHALLENGE ................................................ 76
`A. Grounds Challenging Claims 1–9, 11, 14–17, and 19–20 of the
`’830 Patent ........................................................................................... 76
`Ground 1A: Fukumoto Renders Obvious Claims 1–3, 7–9, 15,
`17, and 20 ............................................................................................ 79
`1.
`Claim 1 ...................................................................................... 79
`2.
`Claim 2 ....................................................................................101
`3.
`Claim 3 ....................................................................................102
`4.
`Claim 7 ....................................................................................107
`5.
`Claim 8 ....................................................................................112
`6.
`Claim 9 ....................................................................................116
`7.
`Claims 15 and 20.....................................................................121
`8.
`Claim 17 ..................................................................................122
`
`B.
`
`
`
`
`ii
`
`Exhibit 1003 - Page 3 of 216
`
`
`
`
`
`
`
`
`C.
`
`Ground 1B: Fukumoto and Grant Renders Obvious Claims 1–3,
`7–9, 15, 17, 20 ................................................................................... 123
`1.
`Combination of Fukumoto and Grant .....................................123
`2.
`1[pre]–[e]. ...............................................................................124
`3.
`1[f]: “a control component that controls supply of power
`from the power supply to the driving component to cause
`the moveable component to oscillate at a frequency and
`an amplitude specified by one or more stored values” ...........124
`Claims 2–3, 7–9, 15, and 20 ...................................................126
`4.
`Claim 17 ..................................................................................126
`5.
`D. Ground 1C: Fukumoto and Barton Renders Obvious Claims 1–
`3, 7–9, 15, 17, and 20 ........................................................................ 128
`1.
`Combination of Fukumoto and Barton ...................................128
`2.
`1[pre]–[e] ................................................................................129
`3.
`1[f]: “a control component that controls supply of power
`from the power supply to the driving component to cause
`the moveable component to oscillate at a frequency and
`an amplitude specified by one or more stored values” ...........129
`Claims 2–3, 7–9, 15, 20 ..........................................................132
`4.
`Claim 17 ..................................................................................132
`5.
`Ground 1D: Fukumoto and Ueda Renders Obvious Claims 3-6. ..... 134
`1.
`Combination of Fukumoto and Ueda ......................................134
`2.
`Claim 3 ....................................................................................134
`3.
`Claim 4 ....................................................................................140
`4.
`Claim 5 ....................................................................................143
`5.
`Claim 6 ....................................................................................144
`
`E.
`
`iii
`
`Exhibit 1003 - Page 4 of 216
`
`
`
`
`
`
`
`
`F.
`
`I.
`
`J.
`
`Ground 1E: Fukumoto and Grant in view of Ueda Renders
`Obvious Claims 3–6 .......................................................................... 145
`G. Ground 1F: Fukumoto and Barton in view of Ueda Renders
`Obvious Claims 3–6 .......................................................................... 146
`H. Ground 1G: Fukumoto and Erixon Renders Obvious Claims 7
`and 8 .................................................................................................. 146
`1.
`Combination of Fukumoto and Erixon ...................................146
`2.
`Claim 7 ....................................................................................147
`3.
`Claim 8 ....................................................................................151
`Ground 1H: Fukumoto and Grant, Erixon Renders Obvious
`Claims 7, 8 ......................................................................................... 155
`Ground 1I: Fukumoto and Barton, Erixon Renders Obvious
`Claims 7, 8 ......................................................................................... 155
`K. Ground 1J: Fukumoto and Fuller Renders Obvious Claim 8 ........... 155
`1.
`Combination of Fukumoto and Fuller ....................................155
`2.
`Claim 8 ....................................................................................156
`Ground 1K: Fukumoto and Grant and Fuller Renders Obvious
`Claim 8 .............................................................................................. 159
`M. Ground 1L: Fukumoto and Barton and Fuller Renders Obvious
`Claim 8 .............................................................................................. 159
`N. Ground 1M: Fukumoto, Dong and Ogusu Renders Obvious
`Claims 14 and 19 ............................................................................... 159
`1.
`Dong’s Prior Art Status ...........................................................159
`2.
`Claims 14 and 19.....................................................................160
`O. Ground 1N: Fukumoto, Grant, Dong, and Ogusu Renders
`Obvious Claims 14 and 19 ................................................................ 163
`
`L.
`
`iv
`
`Exhibit 1003 - Page 5 of 216
`
`
`
`
`
`
`
`
`P.
`
`R.
`
`Ground 1O: Fukumoto, Barton, Dong, and Ogusu Renders
`Obvious Claims 14 and 19 ................................................................ 164
`Q. Ground 1P: Fukumoto and Saiki Renders Obvious Claims 15
`and 20 ................................................................................................ 165
`1.
`Combination of Fukumoto and Saiki ......................................165
`2.
`Claims 15 and 20.....................................................................166
`Ground 1Q: Fukumoto, Grant, and Saiki Renders Obvious
`Claims 15 and 20 ............................................................................... 167
`Ground 1R: Fukumoto, Barton, and Saiki Renders Obvious
`Claims 15 and 20 ............................................................................... 168
`Ground 1S: Fukumoto, Saiki, and Masahiko Renders Obvious
`Claim 16 ............................................................................................ 168
`1. Masahiko’s Prior Art Status ....................................................168
`2.
`Combination of Fukumoto, Saiki, and Masahiko ...................169
`3.
`Claim 16 ..................................................................................170
`U. Ground 1T: Fukumoto, Grant, Saiki, and Masahiko Renders
`Obvious Claim 16 .............................................................................. 173
`V. Ground 1U: Fukumoto, Barton, Saiki, and Masahiko Renders
`Obvious Claim 16 .............................................................................. 173
`W. Ground 2A: Ogusu and Fukumoto Renders Obvious Claims 1,
`2, 7, 11, 15, 17, and 20 ...................................................................... 174
`1.
`Combination of Ogusu with Fukumoto ..................................174
`2.
`Claim 1 ....................................................................................174
`3.
`Claim 2 ....................................................................................187
`4.
`Claim 7 ....................................................................................190
`5.
`Claim 11 ..................................................................................191
`
`S.
`
`T.
`
`v
`
`Exhibit 1003 - Page 6 of 216
`
`
`
`
`
`Z.
`
`6.
`Claims 15 and 20.....................................................................193
`Claim 17 ..................................................................................194
`7.
`X. Ground 2B: Ogusu, Fukumoto, and Grant Renders Obvious
`Claims 1, 2, 7, 11, 15, 17, and 20 ...................................................... 196
`Y. Ground 2C: Ogusu, Fukumoto, and Barton Renders Obvious
`Claims 1, 2, 7, 11, 15, 17, and 20 ...................................................... 197
`Ground 2D: Ogusu, Fukumoto, and Ueda Renders Obvious
`Claims 3–6 ......................................................................................... 197
`AA. Ground 2E: Ogusu, Fukumoto, Grant, and Ueda Renders
`Obvious Claims 3–6 .......................................................................... 198
`BB. Ground 2F: Ogusu, Fukumoto, Barton, and Ueda Renders
`Obvious Claims 3–6 .......................................................................... 199
`CC. Ground 2G: Ogusu, Fukumoto, and Erixon Renders Obvious
`Claims 7-8 ......................................................................................... 199
`DD. Ground 2H: Ogusu, Fukumoto, Grant, and Erixon Renders
`Obvious Claims 7-8 ........................................................................... 200
`EE. Ground 2I: Ogusu, Fukumoto, Barton, and Erixon Renders
`Obvious Claims 7-8 ........................................................................... 201
`XII. Secondary Considerations ...........................................................................202
`
`
`
`
`
`vi
`
`Exhibit 1003 - Page 7 of 216
`
`
`
`
`
`I, Andrew Wolfe, declare as follows:
`
`I.
`
`INTRODUCTION
`1.
`I have been retained by Samsung Electronics Co., Ltd. and Samsung
`
`Electronics America, Inc. (“Samsung” or “Petitioners”) as an independent expert
`
`consultant in this proceeding before the United States Patent and Trademark Office
`
`(“PTO”).
`
`2.
`
`I am being compensated at a rate of $650/hour for my services in this
`
`proceeding, which is my regular and customary rate.
`
`3. My compensation is in no way contingent on the nature of my findings,
`
`the presentation of my findings in testimony, or the outcome of this or any other
`
`proceeding. I have no other interest in this proceeding.
`
`4.
`
`I have been asked to consider whether certain references disclose or
`
`suggest the features recited in the claims of U.S. Patent No. 9,941,830 (“the ’830
`
`patent”) (Ex. 1001).1 My opinions are set forth below.
`
`II. BACKGROUND AND QUALIFICATIONS
`5.
`I am an independent consultant. All my opinions stated in this
`
`declaration are based on my own personal knowledge and professional judgment. In
`
`
`1 Where appropriate, I refer to exhibits I understand will be attached to the petition
`
`for inter partes review of the ’830 patent (the “Petition”).
`
`
`
`
`1
`
`Exhibit 1003 - Page 8 of 216
`
`
`
`
`
`forming my opinions, I have relied on my education, experience, and knowledge
`
`regarding electrical engineering, computer science, audio engineering, user interface
`
`design, and experience with consumer product design.
`
`6.
`
`I am over 18 years of age and, if I am called upon to do so, I would be
`
`competent to testify as to the matters set forth herein. A copy of my current
`
`curriculum vitae, which details my education and professional and academic
`
`experience, as well as a list of all publications I have authored in the past ten years,
`
`is included as Ex. 1004 in this proceeding. The following provides an overview of
`
`some of my experience that is relevant to the matters set forth in this declaration.
`
`A. Relevant Academic Experience
`7.
`In 1985, I earned the B.S.E.E. degree in Electrical Engineering and
`
`Computer Science from the Johns Hopkins University. In 1987, I received the
`
`M.S. degree in Electrical and Computer Engineering from Carnegie Mellon
`
`University and in 1992, I received the Ph.D. degree in Computer Engineering from
`
`Carnegie Mellon University. My doctoral dissertation proposed a new approach
`
`for the architecture of a computer processor.
`
`8.
`
`I have taught at some of the world’s leading institutions in the fields of
`
`processor technology, computer systems, consumer electronics, software, design
`
`tools, data security, cryptography and intellectual property issues. These institutions
`
`
`
`
`2
`
`Exhibit 1003 - Page 9 of 216
`
`
`
`
`
`include Stanford University, Princeton University, Carnegie Mellon University, and
`
`Santa Clara University.
`
`9.
`
`From 1991 through 1997, I served on the Faculty of Princeton
`
`University as an Assistant Professor of Electrical Engineering. At Princeton, I taught
`
`undergraduate and graduate-level courses in Computer Architecture, Advanced
`
`Computer Architecture, Display Technology, and Microprocessor Systems, and
`
`conducted sponsored research in the area of computer systems and related topics.
`
`From 1999 through 2002, I taught a Computer Architecture course to both
`
`undergraduate and graduate students at Stanford University multiple times as a
`
`Consulting Professor. At Princeton, I received several teaching awards, both from
`
`students and from the School of Engineering. I have also taught advanced
`
`microprocessor architecture to industry professionals in IEEE and ACM sponsored
`
`seminars. I am currently a lecturer at Santa Clara University teaching courses on
`
`Microprocessor Systems, Advanced Logic Design, Real-Time Computing, and
`
`Mechatronics. In my Mechatronics class, I teach electrical engineers, mechanical
`
`engineers, and computer engineers about all kinds of electromagnetic actuators,
`
`about sensors, and about feedback control.
`
`10.
`
`I have published more than fifty peer-reviewed papers in computer
`
`architecture and computer systems and IC (integrated circuit) design. My CV,
`
`
`
`
`3
`
`Exhibit 1003 - Page 10 of 216
`
`
`
`
`
`attached as Exhibit 1004, lists all publications that I have authored in the previous 10
`
`years.
`
`11.
`
`I have also chaired IEEE and ACM conferences in microarchitecture
`
`and IC design and served as an associate editor for IEEE and ACM journals. I served
`
`on the IEEE Computer Society Awards committee. I am an IEEE Fellow, and IEEE
`
`Computer Society Distinguished Contributor, and a Member of ACM. I am a named
`
`inventor on at least fifty-seven U.S. patents and thirty-seven foreign patents
`
`including at least eleven patents related to touch-based input or similar functionality.
`
`12.
`
`I have been the invited keynote speaker at the ACM/IEEE International
`
`Symposium on Microarchitecture and at the International Conference on
`
`Multimedia. I have also been an invited speaker on various aspects of technology or
`
`the PC industry at numerous industry events including the Intel Developer’s Forum,
`
`Microsoft Windows Hardware Engineering Conference, Microprocessor Forum,
`
`Embedded Systems Conference, Comdex, and Consumer Electronics Show as well
`
`as at the Harvard Business School and the University of Illinois Law School. I have
`
`been interviewed on subjects related to technology and the electronics industry by
`
`publications such as the Wall Street Journal, New York Times, LA Times, Time,
`
`Newsweek, Forbes, and Fortune as well as CNN, NPR, and the BBC. I have also
`
`spoken at dozens of universities including MIT, Stanford, University of Texas,
`
`
`
`
`4
`
`Exhibit 1003 - Page 11 of 216
`
`
`
`
`
`Carnegie Mellon, UCLA, University of Michigan, Rice University, and Duke
`
`University.
`
`B. Relevant Professional Experience
`13.
`I am the founder and sole employee of Wolfe Consulting. Through
`
`Wolfe Consulting, I provide technical and business analytics to businesses on
`
`processor technology, computer systems, consumer electronics, software, design
`
`tools, data security, cryptography and intellectual property issues. I have more than
`
`thirty years’ experience developing products, researching, consulting, and teaching
`
`in those fields. In that time, I have worked as a computer architect, computer system
`
`designer, and as an executive in the PC and electronics business.
`
`14.
`
`I have more than 35 years of experience as a computer architect,
`
`computer system designer, personal computer graphics designer, educator, and
`
`executive in the electronics industry.
`
`15.
`
`In 1983, I began designing touch sensors, microprocessor-based
`
`computer systems, and I/O (input/output) cards for personal computers as a senior
`
`design engineer for Touch Technology, Inc. During the course of my design projects
`
`with Touch Technology, I designed I/O cards for PC-compatible computer systems,
`
`including the IBM PC-AT, to interface with interactive touch-based computer
`
`terminals that I designed for use in public information systems. I continued
`
`designing and developing related technology as a consultant to the Carroll Touch
`5
`
`
`
`
`Exhibit 1003 - Page 12 of 216
`
`
`
`
`
`division of AMP, Inc., where in 1986 I designed one of the first custom touch-screen
`
`integrated circuits. I designed the touch/pen input system for the Linus WriteTop,
`
`which many believe to be the first commercial tablet computer.
`
`16. From 1986 through 1987, I designed and built a high-performance
`
`computer system as a student at Carnegie Mellon University. From 1986 through
`
`early 1988, I also developed the curriculum, and supervised the teaching laboratory,
`
`for processor design courses.
`
`17.
`
`In the latter part of 1989, I worked as a senior design engineer for ESL-
`
`TRW Advanced Technology Division. While at ESL-TRW, I designed and built a
`
`bus interface and memory controller for a workstation-based computer system, and
`
`also worked on the design of a multiprocessor system.
`
`18. At the end of 1989, I (along with some partners) reacquired the rights
`
`to the technology I had developed at Touch Technology and at AMP, and founded
`
`The Graphics Technology Company. Over the next seven years, as an officer and a
`
`consultant for The Graphics Technology Company, I managed the company’s
`
`engineering development activities and personally developed dozens of touch screen
`
`sensors, controllers, and interactive touch-based computer systems.
`
`19.
`
`I have consulted, formally and informally, for a number of fabless
`
`semiconductor companies. In particular, I have served on the technology advisory
`
`boards for two processor design companies: BOPS, Inc., where I chaired the board,
`6
`
`
`
`
`Exhibit 1003 - Page 13 of 216
`
`
`
`
`
`and Siroyan Ltd., where I served in a similar role for three networking chip
`
`companies – Intellon, Inc., Comsilica, Inc., and Entridia, Inc. – and one 3D game
`
`accelerator company, Ageria, Inc.
`
`20.
`
`I have also served as a technology advisor to Motorola and to several
`
`venture capital funds in the United States and Europe. Currently, I am a director at
`
`Turtle Beach Corporation, providing guidance in its development of premium audio
`
`peripheral devices and user input devices for PCs, mobile devices, and gaming
`
`consoles.
`
`21. From 1997 through 2002, I held a variety of executive positions at a
`
`publicly held fabless semiconductor company originally called S3, Inc. and later
`
`called Sonicblue Inc. I held the positions of Chief Technology Officer, Vice
`
`President of System Integration Products, Senior Vice President of Business
`
`Development, and Director of Technology, among others.
`
`22. My teams developed the Rio MP3 players and a music delivery
`
`platform and webstore backend service for selling music. In 1999, this music
`
`delivery system was spun out as a separate company called RioPort.com. I served
`
`on the RioPort.com board of directors and became involved in its product and
`
`technology strategy. I also managed engineering and marketing for the Rio product
`
`line for a period of time as an interim general manager. The Rio MP3 players were
`
`among the first consumer products to incorporate large quantities of NAND flash
`7
`
`
`
`
`Exhibit 1003 - Page 14 of 216
`
`
`
`
`
`memory. During my time at SonicBlue we launched more than 30 new consumer
`
`electronics products.
`
`III. MATERIALS REVIEWED
`23. The opinions contained in this declaration are based on the documents
`
`I reviewed, my professional judgment, as well as my education, experience, and
`
`knowledge regarding electrical engineering, computer science, and haptic and linear
`
`actuation sciences.
`
`24.
`
`In forming my opinions expressed in this declaration, I reviewed the
`
`following materials:
`
` the ’830 patent (Ex. 1001);
`
` the file history of the ’830 patent (U.S. Patent Application 15/181,249)
`
`(Ex. 1002);
`
` the file history of U.S. Patent Application 61/179,109 (provisional) (Ex.
`
`1007);
`
` the file history of U.S. Patent Application 12/782,697 (non-provisional)
`
`(Ex. 1028);
`
` the file history of U.S. Patent Application 13/345,607 (continuation-
`
`in-part) (Ex. 1026);
`
` the file history of U.S. Patent Application 14/469,210 (continuation)
`
`(“’081Pat.”) (Ex. 1024);
`
`8
`
`
`
`
`Exhibit 1003 - Page 15 of 216
`
`
`
`
`
`
`
`
` U.S. Patent Application Publication 2011/0144426A1 (“Blenk”) (Ex.
`
`1030);
`
` U.S. Patent Application Publication 2011/0248817A1 (“Houston”)
`
`(Ex. 1031);
`
` U.S. Patent Application Publication 2007/0261185A1 (“Guney”) (Ex.
`
`1032);
`
` U.S. Patent 7,292,227 (“Fukumoto”) (Ex. 1005);
`
` U.S. Patent Application Publication 2006/0284849A1 (“Grant”)
`
`(EX1006);
`
` U.S. Patent Application Publication 2006/0248183A1 (“Barton”)
`
`(EX1007);
`
` U.S. Patent Application Publication 2004/0169480A1 (“Ueda”) (Ex.
`
`1008);
`
` U.S. Patent Application Publication 2008/0174187A1 (“Erixon”) (Ex.
`
`1009)
`
` U.S. Patent Application Publication 2008/0001484A1 (“Fuller”) (Ex.
`
`1010)
`
` China Patent Application Publication No. CN101488697A (“Dong”)
`
`(Ex. 1011);
`
`9
`
`Exhibit 1003 - Page 16 of 216
`
`
`
`
`
`
`
`
` Japan Patent Application Publication JPH0819605A (“Ogusu”) (Ex.
`
`1015);
`
` U.S. Patent 7,006,641 (“Saiki”) (Ex. 1013);
`
` U.S. Patent 8,917,486 (“Masahiko”) (Ex. 1014);
`
` U.S. Patent No. 3,919,616 (“Allison”) (Ex. 1033);
`
` U.S. Patent Application Publication 2009/0295739A1 (“Nagara”) (Ex.
`
`1034);
`
` U.S. Patent Application Publication 2008/0153554A1 (“Yoon ’554”)
`
`(Ex. 1035);
`
` U.S. Patent Application Publication 2008/0155415A1 (“Yoon ’415”)
`
`(Ex. 1036);
`
` Exar Databook, XR-8038: Precision Waveform Generator, Chapter 1
`
`at 213–214 (1985), (“Exar”) (Ex 1037);
`
` Herbert Friedman, 99 Electronic Projects, Lafayette Radio Electronics,
`
`at 126 (1971), (“Friedman”) (Ex. 1038);
`
` Paul Horowitz and Winfield Hill, The Art of Electronics, 2nd Edition,
`
`Cambridge University Press, at 153–293 (1980), (“Horowitz”) (Ex.
`
`1039);
`
`10
`
`Exhibit 1003 - Page 17 of 216
`
`
`
`
`
` Water G. Jung, IC Op-Amp Cookbook, Second Edition, The Art of
`
`Electronics, 2nd Edition, Howard W. Sams & Co., Inc., at 360–362
`
`(1974), (“Jung”) (Ex. 1040);
`
` STMicroelectronics,
`
`L298:
`
`Dual
`
`Full-Bridge
`
`Driver,
`
`STMicroelectronics at 1–13 (2000), (“STMicroelectronics”) (Ex.
`
`1042);
`
` Jacob Millman, Micro-Electronics: Digital and Analog Circuits and
`
`Systems, McGraw-Hill Book Company, at 651–653.
`
`(1979),
`
`(“Millman”) (Ex. 1041);
`
` Amended Infringement Contentions in Resonant Systems, Inc. v.
`
`Samsung Elecs. Co., Ltd., 2:22-cv-00423 (E.D. Tex.) (Ex.1022);
`
`and any other materials I refer to in this declaration in support of my opinions.
`
`25. All of the opinions contained in this declaration are based on the
`
`documents I reviewed and my knowledge and professional judgment. My opinions
`
`have also been guided by my appreciation of how a person of ordinary skill in the
`
`art would have understood the claims and the specification of the ’830 patent at the
`
`time of the alleged invention, which I have been asked to initially consider as no
`
`earlier than January 6, 2012 (the filing date of U.S. Application No. 13/345,607).
`
`See Ex. 1026. My opinions reflect how one of ordinary skill in the art would have
`
`understood the ’830 patent, the prior art to the patent, and the state of the art at the
`11
`
`
`
`
`Exhibit 1003 - Page 18 of 216
`
`
`
`
`
`time of the alleged invention. My opinions would remain the same even if the ’830
`
`patent were entitled to priority to U.S. Provisional Patent Application 61/179,109,
`
`such that the priority date would be May 18, 2009. See Ex. 1029.
`
`26. Based on my experience and expertise, it is my opinion that certain
`
`references disclose and/or suggest, alone or in combination, all the features recited
`
`in claims 1–9, 11, 14–17, and 19–20 (“Challenged Claims”) of the ’830 patent, as I
`
`discuss in detail below.
`
`A.
`Information Considered
`27. My opinions are based on my years of education, research and
`
`experience, as well as my investigation and study of relevant materials. In forming
`
`my opinions, I have considered the materials I identify in this declaration and those
`
`listed in the Exhibit List at the end of this declaration.
`
`28.
`
`I may rely upon these materials and/or additional materials to respond
`
`to arguments raised by the Patent Owner. I may also consider additional documents
`
`and information in forming any necessary opinions — including documents that may
`
`not yet have been provided to me.
`
`29. My analysis of the materials produced in this matter is ongoing and I
`
`will continue to review any new materials as it is provided. This declaration
`
`represents only those opinions I have formed to date.
`
`
`
`
`12
`
`Exhibit 1003 - Page 19 of 216
`
`
`
`
`
`IV. LEVEL OF ORDINARY SKILL IN THE ART
`30. The ’830 Patent identifies the relevant field of art as follows: “The
`
`current application is directed to various types of linear vibrational modules,
`
`including linear-resonant vibration modules, that can be incorporated in a wide
`
`variety of appliances, devices, and systems to provide vibrational forces.” EX1001
`
`at Abstract. Based on that description of the field of art, my experience, and the
`
`information I have reviewed for purposes of this proceeding, I believe a person of
`
`ordinary skill in the art in the field of the ’830 Patent in 2009 (“Skilled Artisan” or
`
`“POSITA”) would have been someone with a bachelor’s degree in electrical
`
`engineering, mechanical engineering, computer science, or a similar field and two
`
`years of experience related to electronic consumer product design. Additional
`
`training can substitute for educational or research experience, and vice versa. Such
`
`a hypothetical person would have been familiar with various consumer product
`
`involving a vibrational component.
`
`31. My opinion of a POSITA does not change even though the priority date
`
`of certain limitations of certain claims does. It is my opinion that limitations of claim
`
`1 (e.g. the “user-input features” and “frequency and amplitude specified by one or
`
`more stored values”) was not disclosed until the first non-provisional filing date
`
`associated with the ’830 patent on May 18, 2010. It is my opinion that claims 14 and
`
`19 (e.g. “flux paths comprising a paramagnetic material that is shaped and positioned
`13
`
`
`
`
`Exhibit 1003 - Page 20 of 216
`
`
`
`
`
`to reduce the reluctance of one or more magnetic circuits within the linear vibration
`
`module”) were not disclosed until the later continuation-in-part application of
`
`January 6, 2012. My opinion of the level of knowledge of a POSITA remains
`
`consistent despite these 2009, 2010, and 2012 priority dates.
`
`V. RELEVANT LEGAL STANDARDS
`32.
`I am not an attorney and offer no legal opinions, but in the course of
`
`my work, I have had experience studying and analyzing patents and patent claims
`
`from the perspective of a person skilled in the art.
`
`33.
`
`In expressing my opinions and considering the subject matter of the
`
`claims of the ’830 Patent, I am relying upon certain basic legal principles that have
`
`been explained to me.
`
`34. First, I understand that for an invention claimed in a patent to be found
`
`patentable, it must be, among other things, new and not obvious in view of what was
`
`known before the invention was made.
`
`35.
`
`I understand the information that is used to evaluate whether an
`
`invention is new and not obvious is generally referred to as “prior art” and generally
`
`includes patents and printed publications (e.g., books, journal publications, articles
`
`on websites, product manuals, etc.).
`
`36.
`
`I understand that in this proceeding the Petitioner has the burden of
`
`proving that the claims of the ’830 Patent are anticipated by or obvious in view of
`14
`
`
`
`
`Exhibit 1003 - Page 21 of 216
`
`
`
`
`
`the prior art by a preponderance of the evidence. I understand that “a preponderance
`
`of the evidence” is evidence sufficient to show that a fact is more likely true than it
`
`is not.
`
`37.
`
`I understand that in this proceeding, the claims should be given their
`
`ordinary and accustomed meaning as understood by one of ordinary skill in the art
`
`in view of t