PTO/AIA/15 (03-23)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S, Patent and Trademark Office; U.S, DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number
`
`35099,001C3
`
`Linear Vibration Modules and...
`VIA EFS WEB
`
`
`UTILITY
`
`
`
`PATENTAPPLICATION
`TRANSMITTAL
`
`
`{Oniyfor new nonprovisional applications under37 CFR 1.53{b}
`
`
`
`Commissionerfor Patents
`APPLICATION ELEMENTS
`
`P.O. Box 1450
`ADDRESS TO:
`See MPEP chapter 600 concerning utility potent spplitation contents.
`Alexandria, VA 22313-1450
`
`
`
`1. C] Fee Transmittal Form
`
`ACCOMPANYING APPLICATION PAPERS
`(PTO/SB/17 or equivalent)
`
`
`2. fv] Applicant asserts small entitystatus.
`10, | Assignment Papers
`See 37 CFR 1.27
`{cover sheet & document(s})
`
`
`3. [| Applicant certifies micro entity status. See 37 CFR 1.29.
`Nameof Assignee
`Applicant must attach form PTO/SB/454 or B of equivalent.
`4. [¥] Specification Jan. [| 37 CFR 3.73{c} Statementt| Powerof Attorney[Total Pages 30
`
`
`
`
`Both the claims and abstract must start on a new page.
`(when thereis an assignee)
`{See MPEP § 608.01(a)for information on the preferred orrangement)
`12. ["] English Translation Document
`
`
`
`5.1¥|Drawing(s} {35 U.S.C, 113) [Total Sheets 20 ] {ifapplicable}
`
`
`
`
`
`
`
`
`6. Inventor's Oath or Declaration )|13.[Total Pages 3 information Disclosure Statement
`{indluding substitute statements under 37 CFR 1.64 and assignments
`{PTO/SB/08 or PTO-1449)
`
`
`serving a5 on oath ordecoration under 37 CFR 1,63(e})
`Copies ofcitations attached
`a. | Newly executed {original or copy)
`14. [| Preliminary Amendment
`b.
`A copy from a prior application (37 CFR 1.63(d}}
`15. | Return Receipt Postcard
`
`
`
`7. Application Data Sheet=* See note below, {MPEP § 503) {Should be specifically itemized)
`
`
`See 37 CFR 1.76 (PTO/AIA/14 orequivalent}
`16.[ | Certified Copy of Priority Document(s)
`
`
`CD-ROM or CD-R
`lifforeign priority is claimed)
`
`
`in dupficate, large table, or Computer Program (Appendix)
`17. "] Nonpublication Request
`{| Landscape Table on CD
`Under 35 U.S.C. 122(b}(2)(B} fi}. Applicant must attach form ?TO/SB/35
`9. Nucleotide and/or Amino Acid Sequence Submission
`oF equivalent.
`(ifapplicable, items a.—c. are required)
`18. [] Other:
`a. C] Computer Readable Form (CRF}
`
`
`bl | Specification Sequence Listing on:
`
`
`i. i CD-ROM or CD-R (2 copies); or
`
`
`it.[_] Paper
`
`
`c L] Statementsverifying identity of above copies
`
`
`
`
`*Note: (1) Benefit claims under 37 CFR 1.78 and foreign priority claims under 1.55 mustbe included in an Application Data Sheet (ADS).
`(2) For applicationsfiled under 35 U.S.C. 113, the application must contain an ADS specifying the applicant if the applicant is an
`
`
`assignee, person to whom the inventor is under an obligation to assign, or person who otherwise shows sufficient proprietary
`
`
`
`interest in the matter. See 37 CFR 1.46(b).
`19, CORRESPONDENCE ADDRESS
`
`
`| The address associated with Customer Number; 24395
`oR [| Correspondence address below
`
`Name
`Address
`
`cy [state|Tin coe
`
`county|i Tetepone|eal|
`
`
`signature|/Robert W. Bergstrom/ June 13, 2016
`
`
`
`innetyee)|RObert W. Bergstrom hacrreviagens) |39,906
`
`
`
`This collection of information is required by 37 CFR 1.53{b]. The information is required to obtain or retain a benefit by the public which isto file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 3.21 and 1.14, This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form te the USPTO, Time will vary depending upon theindividual case. Any comments on
`the amountof time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S, Patent and
`Trademark Office, U5. Department of Commerce, P.O, Box 1450, Alexandria, VA 22313-2450, DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.C. Box 1450, Alexandria, VA 22313-1450.
`ifyou need assistance in completing theform, cail 1-800-PTO-9199 and select option 2.
`
`
`
`8.
`
`
`
`
`
`Exhibit 1002 - Page 1 of 148
`
`Samsung et al. v. Resonant Sys.
`
`IPR2023-00993 - Exhibit 1002
`
`Exhibit 1002 - Page 1 of 148
`
`

`

`Invention |.
`
`
`PTOIALAIOS (06-12)
`Approwad for use through 01/34/2014. .OMB.0651-0632
`US: Patent and Trederiark Office; U.S. DEPARTMENT OFCOMMERCE
`_—
`‘Under'the Paperwork Reduction Act of 1995,no. persons wrerequired 16resond to 4:colléctlori of informationunless it-displaysavalid: OMB ‘control number.
`
`
`DECLARATION (37 CFR1.63) FORUTILITY OR DESIGNAPPLIGATION USING AN
`APPLICATION DATA:SHEET(37 CFR1.76)
`
`
`
`
`{LINEARVIBRATION MODULESANDLINEAR-RESONANT VIBRATION MODULES
`Titeot
`
` As thebelow named inventor,{herebydeclarethat:
`‘The'attachéd application,or
`
`
`
`;
`.
`[| UnitedStates application or PCT intemational application:number.
`
`erpyetgrs”
`
` filed:on
`
`
`Theebove-identified-application was-made-or authorized to Ke madeby me:
`
` { believethat'l am-the. origitialdnventorioran.originaljolnt inventor of a-claimed inverition in. the application.
`
`
`
` | hereby acknowledge.thatanywillful false statement madein this declaration is punishable under $8 U.S.C. 1004
`
`This dedaration
`is diretted:to:
`
`
`
`
`by fine:or imprisonment-of not more thanfive (5)years,orboth.
`
`
`WARNING:
`
`Petitioner/applisantiscautionedto avoid submitting personalinformationin documents‘filed in a.patent'application that may
`
`contributeto ideritity theft. PersonalInformation suchas social securitynumbers, bankaccount fhumbers,or credit:card numbers
`
`
`{other than a-checkorcredif card.authorizationfarmPTO-2638 subrnittedfor paymentpurposes)is Neverrequired bythe USPTO:
`to supportpetitionoranapplication. ifthis type ofpersonal informationis included in documentssubmitted to the.USPTO,
` petiticners/applicantsshouldconsiderredacting Suen personalinformation from the decuments before'submitting dem to-the.
`
`
`
`USPTO., Petitionerfapplicantis advised:thatthe:record of a patentapplication is available tothepublic afterpublication:of the
`
`
`application (unless anon-publication fequestincompliancewith 37 CFR 1.213(a)Is:made:in theapplication) orissuanceof a
`patent. Furthetmere, therecord-from anabandonedapplicationmayalsobeavailableto the public ifthe: application: is
`
`
`referencedin @publishedapplicationor anissued patent(see 37 CFR.1.14).
`‘Checks andcreditcard authorizationforms
`
`
`PTO-2038submittedforpaymétitpurposes’arenotratainedin theapplication file‘and thereforearé-not ‘publicly-dvaitable,
`
`
`LEGAL NAMEOF INVENTOR
`
`
`
`Date.corioney81AS]= Brian Marg Bi
`
`Inventor:
`
`
`Signature:
`
`
`
`Note: Anapplicationdatasheet (PTO/SB/44orequivalént, including Aamingthe:entiveifventive éntiy, must accompanythisform ormust have
`beenpreviouslyfied. Use'anadditional PTOYALA/OTformtur each additionalinventor.
`
`
`
`
`This collectionofinformation js:requirad-by35;U.S:G:.448-and.37-CFR:1,63,Theinformation isrequiredteobtain ortetsin.s benefitbythe:publitwhichis:tofile: (and
`by the USPTGtoprocess).an-application.. Confidentiality is.goverhiadby.35. U.S.C, 122.and'87-CFR444-and 1.14: Thiscollectiondsestimatedte-take 1 mintiteta
`complete, includinggathering; preparing, and submitiing tke completedapplicationformto the USPTO,Time-will varydepending upon the individual case. Any
`commentsantheamount oftima-youtequire'tocomplete thisformand/orsuggastions forreducingthis-burden, should be senttethe-ChietInformationOfficer, U-S.
`
`
`Patentand.Trademark.Otfice,U.S. DepartmentofGommeres, P.O: Bax“1450,Alexandtia,VA.22343-4450.DONOT SEND FEESOR COMPLETEDFORMSTO:
`THIS-ADDRESS. SENDTO:Conmissionerfor Patents,P.O.-Box-1456, Alexandria, VA22949-1450,
`iiyou nestiassistance,incomplatingthe form,call4-860-PTO-9199andselectoption 2.
`
`Exhibit 1002 - Page 2 of 148
`
`Exhibit 1002 - Page 2 of 148
`
`

`

`
`
`Title of
`Invention
`
`This declaration
`is directed to:
`
`‘amt
`im The attached application, or
`[|
`United States application or PCT international application number
`filed on
`oe
`
`PTO/AIA/O1 (06-12)
`Approved for use through 04/31/2014. OMB 0654-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond fo a collection of thformation unjess It displays a vatid OMB control number,
`
`
`
`
`DECLARATION(37 CFR 1.63) FOR UTILITY OR DESIGN APPLICATION USING AN
`APPLICATION DATA SHEET(37 CFR 1.76)
`
`
`
`
`LINEAR VIBRATION MODULES AND LINEAR-RESONANTVIBRATION MODULES
`
`
`
`As the below named inventor,| hereby declare that:
`
`
`
`
`
`
`
`
`
`
` The above-identified application was made or authorized to be made by me.
`
`
`
` i believe that] am the origina? inventor or an original jaint inventor of a claimed inveniion in the application, | hereby acknowledgethat anywilifut false statement madein this declaration is punishable under 18 U.S.C, 1004
`
`by fine or imprisonment of not morethanfive (5) years, or both,
`
`
`
` WARNING:
`
`
`
`Petitioner/applicantis cautioned to avoid submitting personal information in documentsfiled in a patent application that may
`contribute to identity theft. Personal information such as social security numbers, bank account numbers, or credit card numbers
`
`
`(other than a check or credit card authorization form PTO-2038 submitted for payment purposes) is never required by the USPTO
`
`
`fo support a petition or an application.
`If this type of personalinformation is included in documents submitted to the USPTO,
`petitioners/applicants should consider redacting such personal information from the documents before submitting them to the
`
`
`USPTO. Petitioner/applicantis advised that the record ofa patent application Is available to the public after publication of the
`
`
`
`
`application (unless a non-publication requestIn compliance with 37 CFR 1,213fa) is made in the application) or issuance of a
`patent. Furthermore, the record from an abandoned application mayalso be available to the public if the application is
`
`
`
`
`referenced in a published application or an issued patent (see 37 CFR 1.14}. Checks andcredit card authorization forms
`PTQ-2038 submitted for payment purposes are not retained in the application file and therefore are not publicly available,
`
`
`LEGAL NAME OF INVENTOR
`
`Inventor: Glen omp
`Date (Optional) Leys}fof
`
`
`
`
`
` Note: An application data sheet (PTO/SB/14 or equivaient, including narning the entire inventive entity, must accompanythis form or must have
`been previously filed. Use an additionat PTOVAIAION form for each additionalinventor.
`
`
`
`
`This collection of information is required by 36 U.S.C. 145 and 37 CFR 1.63. The information Is required to obtain or retain a benefit by the public whichis tofile {and
`by the USPTO to process) an application. Confidentiality is govemed by 35 U.S.C, 122 and 87 CFR 4.14 and 4.14, This collection is esilimated to take 1 minute to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Timewill vary depending uponthe individual case. Any
`comments on the amauntof time you require to complete this form and/or suggestionsfer zeducing this burdan, should be sentto the Chief Information Officer, U.S,
`Patent and Trademark Office, U.S. Department of Commerca, P.O. Box 1450, Alexandria, VA 22343-1450. DO NOT SEND FEES OR COMPLETED FORMS TO
`THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1460, Alexandria, VA 22313-1450.
`ifyou need assistance in completing the form, call 1-800-PTO-9799 and salact option 2.
`
`Exhibit 1002 - Page 3 of 148
`
`Exhibit 1002 - Page 3 of 148
`
`

`

`
`
`
`
`
`
`
`
`| Fhis declaration
`is directed to:
`
`
`PTOIAIA/O4 (06-123
`Anproved for usethrough 61/31/2014. OMB-0651.0032
`U.S.Patent and TrademarkOffice;U.S, DEPARTMENTOFCOMMERCE
`—
`UnderthePaperwork,ReductionActof1998, no personsara requiredtd-tespondtoacollectionafinformationunlessit-displays.a valid OMBcontrol namiber.
`
`DECLARATION(37 CFR4.63)FOR UTILITY OR DESIGN APPLICATION USING AN
`
`APPLICATION DATA SHEET(37 CFR 4.78)
`|
`
`
` Title ot|LINEAR VIBRATION MODULES AND LINEAR-RESONANTVIBRATION MODULES
`
`invention
` As the below namedinventor, | hereby declarethat
`The attached application, or
`
`
`(J United States application or PCTinternational application number
`filed-on
`ait ee*
`
` The above-identified application wasmade or authorized to be made by me.
` { believe that) am the original inventor oran original Joint inventorof a claimed invention in the application.
` | hereby acknowledge that any willful false statement made in this declarationis punishable under 18 U.S.C. 1004
`by fine or imprisonmentof notmore than five.(5) years, or both.
`
`
`
`WARNING:
`Petiionerapplicantis.cautioned to avoid submitting personal information in documentsfiled in-a patentapplication thatmay
`
`
`contribute to identity theft. Personal information suchas social securitynumbers, bank accountnumbers, or credit card humbers
`
`
`(other than a check or credit card authorization form PTO-2038.submitted for paymentpurposes)is Neverrequired by the USPTO
`
`
`to support a petition or anapplication.
`‘ifthis typeofpersonal information is included in-documents submitted tothe USPTO,
`
`
`petitioners/applicants should consider redacting such personal information from the documants before submitting thern tothe
`USPTO. Petitioner/applicantis advisect thatthe.record of a patentapplication is availableto the public after publication ofthe
`
`
`application(unless a non-publication tequest in compliance with 37 CFR 1.213(a)is. made in-the application) or issuarice ofa
`
`
`patent. Furthermore, the record froman abandoned application mayalso be available to the public.ifthe application is
`
`
`referenced in a published application or arvissued patent (see 37 CFR 1.14}. Chacks and credit card authorization forms
`
`PTO-2038 submitted forpaymentPurposes arenot retained in the application file and therefore are. not publicly available.
`
`
`
` LEGAL NAME OF INVENTOR
`
` Date {Optional} towfe { 4
`
`
`
`
`
`Note: An application data sheet (PTO/SB/14 orequivalent), iaduding naming the éntreinventiveentity, must accompany thisform ar misthave
`
`
`been previously filed. Use an additional PTO/AIA/Ot form for each additional inventor.
`
`
`
`
`
`This eollectionofInformation is requiredby 35 U.S.C. 448end37GER 4.63.Fhe itiformation isrequired to obtainor retain abenelit bythepublicwhichistefile(and
`
`
`process) an application. Canfidantialityisgovernadby 95.U.5.0. 122end 37 CER 1.11 and 4.44, Thiscollection isestimated16take 1 minuteto
`by.ihe USPTO.to
`complete, including gatharing, preparing, andsubmitting thecompleted:application formtotha USPTO. Timewill varydepending upon the individuatcasa, Any
`sommentsonthe amount oftimeyou require tocompletethisform andiorsuggestionsfor reducing this burden, should be senttotheChief Information Otficer, U.S.
`‘PatentandTrademarkOffice, LS. DepartmentofCommerce, P.O. Box.1450, Alexendria, VA 22313-1450, DO NOY SENDFEES OR COMPLETEDFORMS TO:
`THISADDRESS, SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22343-1450,
`ifyou needassistancein completingthe fonn, cal! +-B00-PTO-9198 and selectoption 2.
`
`Exhibit 1002 - Page 4 of 148
`
`Exhibit 1002 - Page 4 of 148
`
`

`

`PTOVAIA/#4 (44-15)
`Approved for use through 04/30/2037, OMB 0651-0032
`U.S, Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessif contains 4 valid OMB cantrol number,
`
`~ Attorney Docket Number|35099.001C3gs
`
`
`Application Data Sheet 37 CFR 1.76
`—
`
`Title of Invention|LINEAR VIBRATION MODULES AND LINEAR-RESONANTVIBRATION MODULES
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`
`document may be printed and included in a paperfiled application.
`
`Secrecy Order 37 CFR 5.2:
`37 CFR 5.2 (Paperfilers only. Applications that fall under Secrecy Order may not befiled electronically.)
`g Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`
`Inventor Information:
`
`1
`Inventor
`Legal Name
`
`|PrefixGivenName|MiddieName|FammilyName|Sut
`|Romerg
`Residence Information (Select One) @) US Residency
`(©) NonUS Residency
`() Active US Military Service
`
`
`
`Mailing Address of Inventor:
`
`Address 2
`
`Mailing Addressof Inventor:
`
`Apt. 8
`
`Address 2
`
`city
`
`3
`Inventor
`Lega] Name
`
`esidence Information (Select One)
`
`EFS Web 2.2.42
`Exhibit 1002 - Page 5 of 148
`
`iR
`
`
`
`
`
`
`
`
`
`
`2
`Inventor
`
`Legal Name
`
`
`[BreibGwonName~~;MiddleName=FamilyName=Si
`On
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`(@) US Residency
`
`©) NonUS Residency
`
`() Active US Military Service
`
`Exhibit 1002 - Page 5 of 148
`
`

`

`PTOMAIA/14 (11-15)
`Approved for use through 04/30/2017, OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF GOMMERGE
`Under the Paperwork Reduction Act af 1995, no persons are required to respond te a collection of information unless it contains a valid OMB control nunsber.
`
`
`oo. Attorney Docket Number|35099.001C3
`
`Application Data Sheet 37 CFR 1.76
`——
`
`
`
`
`
`Titie of Invention|LINEAR VIBRATION MODULES AND LINEAR-RESONANTVIBRATION MODULES
`
`
`City|Woodinville State/Province|WA|Country of Residencd|US
`
`
`Mailing Address of Inventor:
`
`Address 2
`
`City
`
`Woodinville
`
`State/Province
`
`
`
`
`
`34395 Email Address
`
`Inventor Information blocks may be
`All Inventors Must Be Listed - Additional
`generated within this form by selecting the Add button.
`
`
`CorrespondenceInformation:
`Enter either Customer Number or compiete the Correspondence Information section below.
`For further information see 37 CFR 1.33{a).
`
`|] An Addressis being provided for the correspondence Information of this application.
`
`Customer Number
`
`joanne@olympicpatentworks.com
`
`Application Information:
`
`Title of the Invention
`
`LINEAR VIBRATION MODULES AND LINEAR-RESONANT VIBRATION MODULES
`
`Attorney Docket Number| 350990013 $mall Entity Status Claimed
`Application Type
`Nonprevisional
`
`Suggested Figure for Publication (if any) 6
`
`Total Number of Drawing Sheets(if any)
`Filing By Reference:
`
`
`Only complete this section whenfiling an application by reference under 35 U.S.C, 111(c) and 37 CFR 1.57(a}. Do not complete this sectionif
`application papers including a specification and any drawings are beingfiled. Any domestic benefit or foreign priority information must be
`providedin the appropriate section(s) below (i.e, “Domestic Benefit/National Stage Information” and “Foreign Priority Information’).
`
`
`
` For the purposesofa filing date under 37 CFR 1.53(b), the description and any drawings of the present application are replaced bythis
` i
`
`reference to the previously filed application, subject to conditions and requirements of 37 CFR 1.57(a).
`
`Application numberof the previously
`filed application
`
`Filing date (WYYY-MM-DD)
`
`Intellectual Property Authority or Country
`
`Publication Information:
`
`
`
`[| Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`Request Not to Publish. | hereby request that the attached application not be published under
`
`
`35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`
`publication at eighteen monthsafterfiling.
`Exhibit1602- Page 6 of 148
`
`Exhibit 1002 - Page 6 of 148
`
`

`

`PTOMAIA/14 (11-45)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S, Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required te respond ta a collection of information unlessit cantains a vatid GMB control number,
`
`Application Data Sheet 37 CFR 1.76
`
`rm
`
`IBRATION MODULES Title of Invention|LINEAR VIBRATION MODULES AND LINEAR-RESONANTV
`
`Representative Information:
`
` Representative information should be pravided for all practitioners having a power of attorney in the application. Providing
`
`
`this information in the Application Data Sheet does not constitute a powerof attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below. if both sections are completed the customer
`Numberwill be used for the Representative information during processing.
`
`
`
`
`
`
`
`
`@) Custorner Number © US Patent Practitioner|(©) Limited Recognition (37 CFR 11.9)
`
`Please Select One:
`
`34395
`Customer Number
`
`
`
`
`
`
`
`
`Domestic Benefit/National Stage Information:
`
`This section allows for the applicant to either claim benefit under 35 U.S.C, 119(e), 120, 121, 365(c)}, or 386(c) or indicate
`National Stage entry from a PCT application. Providing benefit claim information in the Application Data Sheet constitutes
`the specific reference required by 35 U.S.C, 119{e) or 120, and 37 CFR 1.78.
`Whenreferring to the current application, please leave the “Application Number’field blank.
`
`
`
`
`Prior Application Status|Pending
`
`
`Filing or 371(c} Date
`(YYYY-MM-DD)
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`Continuation of
`
`14/469210
`
`2014-08-26
`
`
`Prior Application Status|Patented
`Application
`_—
`Prior Application
`Filing Date
`Issue Date
`Number
`Continuity Type
`(YYYY-MM-DD)
`Patent Number
`(YYYY-MM-DD)
`
`44/469210
`2012-01-06
`8860337
`2014-10-14
`
`
`Prior Application Status|Patented
`
`
`
`
`Application
`a
`Prior Application
`Filing Date
`issue Date
`(YYYY-MM-DD)
`Patent Number
`(YYYY-MM-DD)
`Number
`Continuity Type
`
`
`13/345607
`Continuation in part of
`2010-05-18
`8093767
`2012-01-10
`
`
`
`
`
`Filing or 371{c) Date
`(YYYY-MM-DD}
`
`43/345607
`
`12/782697
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`12/782697
`
`Claims benefit of provisional
`
`61/179109
`
`2009-05-18
`
`Additional Domestic Benefit/National Stage Data may be generated within this form
`by selecting the Add button.
`
`
`
`
`
`
`
`
`Foreign Priority Information:
`
`Exhibit1007- Page 7 of 148
`
`Exhibit 1002 - Page 7 of 148
`
`

`

`PIO/AIAA 4 (17-15)
`Approved for use through 04/30/2017, OMB 0651-0032
`U.S, Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 7995, no personsare required to respond to a collection of information unless it contains a valid CMB control number,
`
`
`Attorney Docket Number|35099.00103
`
`
`Application Data Sheet 37 CFR 1.76
`
`
`
`
`Title of Invention|LINEAR VIBRATION MODULES AND LINEAR-RESONANT VIBRATION MODULES
`
`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55. When priority is claimed to a foreign application
`that is eligible for retrieval under the priority document exchange program (PDX) the information will be used by the Office to
`automatically attempt retrieval pursuant to 37 CFR 71.55(i)(1) and (2). Under the PDX program, applicant bears the ultimate
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`property office, or a certified copy of the foreign priority application is filed, within the time period specified in 37 CFR 7.55(g}(1).
`
`
`
`Application Number
`
`Additional Foreign Priority Data may be generated within this form by selecting the
`Add button.
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
`
`This application {1} claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effectivefiling date on or after March
`x] 16, 2013.
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`
`16, 2013, will be examined under the first inventor to file provisions of the AIA.
`
`Exhibit1602- Page 8 of 148
`
`Exhibit 1002 - Page 8 of 148
`
`

`

`PTOVAIA/44 (41-15)
`Approved for use through 04/30/2017. OMB 0654-0032
`U.S, Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`oo Attorney Docket Number|35099.001C3
`
`Application Data Sheet 37 CFR 1.76
`
`— Title of Invention|LINEAR VIBRATION MODULES AND LINEAR-RESONANTVIBRATION MODULES
`
`Authorization or Opt-Out of Authorization to Permit Access:
`
`Whenthis Application Data Sheetis properly signed and filed with the application, applicant has provided written
`authority to permit a participating foreign intellectual property (IP) office access to the instant application-as-filed (see
`paragraph A in subsection 1 below} and the European Patent Office (EPO) access to any search results from the instant
`application (see paragraph B in subsection 1 below).
`
`Should applicant choose not to provide an authorization identified in subsection 1 below, applicant must opt-out of the
`authorization by checking the corresponding box A or B or both in subsection 2 below.
`
`NOTE: This section of the Application Data Sheet is ONLY reviewed and processed with the INITIAL filing of an
`application. After the initial filing of an application, an Application Data Sheet cannot be used to provide or rescind
`authorization for access by a foreign IP office(s). Instead, Form PTO/SB/39 or PTO/SB/69 must be used as appropriate.
`
`41. Authorization to Permit Access by a Foreign Intellectual Property Office(s)}
`
`A. Priority Document Exchange (PDX) - Unless box A in subsection 2 (opt-out of authorization) is checked, the
`undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO}, the Japan Patent Office
`JPO), the Korean Intellectual Property Office (KIPO), the State Intellectuai Property Office of the People’s Republic of
`China (SIPO)}, the World Intellectuai Property Organization (WIPO), and any otherforeign intellectual property office
`participating with the USPTOin a bilateral or multilaterai priority document exchange agreementin which a foreign
`application claiming priority to the instant patent application is filed, access to: (1} the instant patent application-as-filed
`andits related bibliographic data, (2) any foreign or domestic application to which priority or benefit is claimed by the
`instant application and its related bibliographic data, and (3) the daie offiling of this Authorization, See 3? CFR 1.14(h)
`(1).
`
`application in accordance with 37 CFR 1.14.
`
`B. Search Results from U.S. Application to EPO - Uniess box B in subsection 2 (opt-out of authorization) is checked,
`the undersigned hereby grants the USPTO authority to provide the EPO accessto the bibliographic data and search
`results from the instant patent application when a European patent application claiming priority to the instant patent
`application is filed. See 37 CFR 1.14(h}(2).
`
`The applicant is reminded that the EPO’s Rule 141(1) EPC (European Patent Convention) requires applicants to submit a
`copy of search results from the instant application without delay in a European patent application that claims priority to
`the instant application.
`
`2. Opt-Out of Authorizations to Permit Access by a Foreign Intellectual Property Office(s)
`
`[.]
`
`A. Applicant DOES NOT authorize the USPTO to permit a participating foreign IP office access to the instant
`application-as-filed.
`If this box is checked, the USPTOwill not be providing a participating foreign IP office with
`any documents and information identified in subsection 7A above.
`
`[_]
`
`B. Applicant DOES NOTauthorize the USPTOto transmit to the EPO any search results from the instant patent
`application. if this box is checked, the USPTO will not be providing the EPO with search results from the instant
`application.
`NOTE: Once the application has published or is otherwise publicly available, the USPTO may provide access to the
`
`Exhibit1662 - Page 9 of 148
`
`Exhibit 1002 - Page 9 of 148
`
`

`

`PTO/AIAM4 {11-15}
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number,
`
`Application Data Sheet 37 CFR 1.76
`
`—
`
`IBRATION MODULES Title of Invention|LINEAR VIBRATION MODULES AND LINEAR-RESONANTVi
`
`Applicant Information:
`
`
`
`
`
`4
`Applicant
`If the applicant is the inventor(or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be compieted.
`The infermaticn to be provided in this section is the name and address of the legal representative whois the applicant under 37 CFR
`1.43; or the name and address of the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`who otherwise showssufficient proprietary interest in the matter who is the applicant under 37 CFR 1,46. If the applicant is an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventoris obligated to assign, or person who otherwise showssufficient
`proprietary interest) together with one ar more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`
`Joint Inventor
`
`©) Legal Representative under 35 U.S.C. 117
`
`©)
`
`
`
` Providing assignment informationin this section does not substitute for compliance with any requirernent of part 3 of Tide 37 of CFR
`to have an assignment recorded by the Office.
`
`
`
`
`
`
`
`Person who showssufficient proprietary interest
`©)
`C) Person to whom the inventoris obligated to assign.
`Hf applicant is the legal representative, indicate the authority to file the patent application, the inventoris:
`
`Nameof the Deceased or Legally Incapacitated Inventor:
`
`if the Applicant is an Organization check here.
`Organization Name
`Resonant Systems,Inc.
`
`bx]
`
`Mailing Address Information For Applicant:
`
`Address 1
`
`Address 2
`
`3420 - 10th Ave. West
`
`
`
`Country|US Postal Code 98199
`
`
`
`Email Address
`
`Additional Applicant Data may be generated within this form by selecting the Add button.
`
`Assignee Information including Non-Applicant Assignee Information:
`
`Providing assignmentinformation in this section does not substitute for compliance with any requirementof part 3 of Title
`
`37 of CFR to have an assignment recorded by the Office.
`
`ei
`Exhibit 1662- Page 10 of 148
`
`Exhibit 1002 - Page 10 of 148
`
`

`

`PTOMAIA/4 (14-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S, Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains 4 valid OMS cantroj number,
`
`Attorney Docket Number|35099.001C3
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`Title of invention|LINEAR VIBRATION MODULES AND LINEAR-RESONANTVIBRATION MODULES
`
`
`
`
`Assignee
`1
`
`
` Complete this section if assignee information, including non-applicant assignee information,is desired to be included on the patent
`application publication. An assignee-applicantidentified in the "Applicant Information” section will appear on the patent application
`publication as an applicant. For an assignee-applicant, complete this section onlyif identification as an assigneeis also desired on the
`
`patent application publication.
`
`
` If the Assignee or Non-Applicant Assignee is an Organization check here.
`
`
`Organization Name
`Resonant Systems,Inc.
`
`
`Address 4
`
`3420 - 10th Ave. West
`
`
`
`
`
`Email Address
`
`
`
`Additional Assignee or Non-Applicant Assignee Data may be generated within this form by
`selecting the Add button.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Additional Signature may be generated within this form by selecting the Add button.
`
`
`
`Exhibit1062Page 11 of 148
`
`Signature:
`NOTE: This Application Data Sheet must be signed in accordance with 37 CFR 1.33(b). However,if this Application
`Data Sheet is submitted with the INITIAL filing of the application and either box A or B is not checkedin
`subsection 2 of the “Authorization or Opt-Out of Authorization to Permit Access” section, then this form must
`also be signed in acco