`
`December 28, 2022
`
`THIS IS TO CERTIFY THAT ANNEXED IS A TRUE COPY FROM THE
`RECORDS OF THIS OFFICE OF THE FILE WRAPPER AND CONTENTS
`OF:
`
`APPLICATION NUMBER: 14/006,641
`FILING DATE: May 05, 2014
`PATENT NUMBER: 9987308
`ISSUE DATE: June 05, 2018
`
`Miltenyi Ex. 1008 Page 1
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`
`
`U.S. DEPARTMENT OF COMMERCE
`PATENT AND TRADEMARK OFFICE
`
`ATTY. DOCKET NO.
`
`360056.420USPC
`
`APPLICATION NO.
`
`14/006,641
`
`Sheet _1 of 3.
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`INFORMATION DISCLOSURE STATEMENT
`(Use several sheets ifnecessary)
`
`Stanley R. Riddell etal.
`INTERNATIONALFILING DATE
`
`March 23, 2012
`
`*EXAMINER
`
`DOCUMENT NUMBER
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`U.S. PATENT DOCUMENTS
`KIND
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`AM
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`APPLICANTS
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`
`FILING DATE
`STRAE™||pocemenrwexmer|CODE DATE IFAPPROPRIATE
`
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`
`[fans|[owas[Rosas
`
`
`[a[eoman[a[oni[dieters
`
`
`[Pffamornssfa[onionsegat
`
`
`
` BUTCHERetal., “Lymphocyte homing and homeostasis,” Science 272(5258): 60, 1996, 13 pages
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`B-Cell Chronic Lymphocytic Leukemia,” Clin. Cancer Res. 14(2): 396-404, January 15, 2008
`BERGERetal., “Adoptive transfer of effector CD8+ T cells derived from central memory cells
`establishes persistent T cell memory in primates,” The Journal of Clinical Investigation 118(1):
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`2008
`BERGERetal., “Adoptive transfer of virus-specific and tumor-specific T cell immunity,” Current
`Opinion in Immunology 21: 224-232, 2009
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`
`
`
`
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`BLEAKLEYetal., “Molecules and mechanismsofthe graft-versus-leukaemia effect,” Nature
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`BOLLARDet al., “Cytotoxic T Lymphocyte Therapy for Epstein-Barr Virus’ Hodgkin’s Disease,”
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`
`EXAMINER
`
`* EXAMINER:_
`
`30038721
`
`DATE CONSIDERED
`
`Initial if reference considered, whetheror not citation is in conformance with MPEP 609. Draw line throughcitation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`
`Dated: March 10, 2014
`Miltenyi Ex. 1008 Page 2
`
`Miltenyi Ex. 1008 Page 2
`
`
`
`U.S. DEPARTMENT OF COMMERCE
`PATENT AND TRADEMARK OFFICE
`
`INFORMATION DISCLOSURE STATEMENT
`(Useseveral sheets ifnecessary)
`
`
`
`
`
`ATTY. DOCKET NO.
`
`360056.420USPC
`APPLICANTS
`
`Stanley R. Riddell etal.
`INTERNATIONALFILING DATE
`
`Sheet 2 of 3.
`
`APPLICATION NO.
`
`14/006,641
`
`GROUP ART UNIT
`
`March 23, 2012
`
`NON-PATENT LITERATURE DOCUMENTS(Including Author, Title, Date, Pertinent Pages, Etc.)
`CHEADLEet al., “Natural Expression of the CD19 Antigen Impacts the Long-Term Engraftment
`but Not Antitumor Activity of CD19-Specific Engineered T Cells,” The Journal ofImmunology
`: 1885-1896, Janua
`CHEEVERet al., “Specificity of adoptive chemoimmunotherapy of established syngeneic tumors,”
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`The Journal ofImmunology 125(2): 711-714, August 1980
`DUDLEYetal., “Adoptive Transfer of Cloned Melanoma-Reactive T Lymphocytes for the
`Treatment of Patients with Metastatic Melanoma,” Journal ofImmunotherapy 24(4): 363-373,
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`DUDLEYetal., “A phase I Study of Nonmyeloablative Chemotherapy and Adoptive Transfer of
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`Immunother. 25(3): 243-251, 2002
`DUDLEYet al, “Cancer Regression and Autoimmunity in Patients After Clonal Repopulation
`with Antitumor Lymphocytes,” Science 298(5594): 850-854, October 25, 2002
`DUDLEYetal., “Adoptive Cell Transfer Therapy Following Non-Myeloablative but
`Lymphodepleting Chemotherapy for the Treatment of Patients With Refractory Metastatic
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`Melanoma,” J. Clin. Oncol. 23(10): 2346-2357, April 1, 2005
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`GATTINONTet al., “Acquisition of full effector function in vitro paradoxically impairs the in vivo
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`Immunol. 6(5): 383-393, May 2006
`HUDECEKetal., “Naive CD4+ T Cells Modified to Express a ROR1-Specific CAR Mediate Anti-
`TumorActivity and Provide Superior Help to CD8+ RORI-CART Cells,” Blood (ASH Annual
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`KESSELSet al., “Immunotherapy through TCR genetransfer,” Nature Immunology 2(10): 957-
`961, October 2001
`KLEIN etal., “Gene Expression Profiling of B Cell Chronic Lymphocytic Leukemia Reveals a
`Homogeneous Phenotype Related to Memory B Cells,” J. Exp. Med. 194(11): 1625-1638,
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`Blood 115(13): 2619-2629, April 1, 2010
`MITSUYASUet al., “Prolonged survival andtissue trafficking following adoptive transfer of
`CD4¢ gene-modified autologous CD4+ and CD8+ T cells in human immunodeficiency virus-
`infected subjects,” Blood 96(3): 785-793, August 2000
`
`22
`
`EXAMINER
`
`DATE CONSIDERED
`
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`
`* EXAMINER:_
`
`30038721
`
`Initial if reference considered, whetheror not citation is in conformance with MPEP 609. Draw line throughcitation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`
`Dated: March 10, 2014
`Miltenyi Ex. 1008 Page 3
`
`Miltenyi Ex. 1008 Page 3
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`
`
`U.S. DEPARTMENT OF COMMERCE
`PATENT AND TRADEMARK OFFICE
`
`INFORMATION DISCLOSURE STATEMENT
`(Useseveral sheets ifnecessary)
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`ATTY. DOCKET NO.
`
`360056.420USPC
`APPLICANTS
`
`Stanley R. Riddell etal.
`INTERNATIONALFILING DATE
`
`March 23, 2012
`
`APPLICATION NO.
`
`14/006,641
`
`GROUP ART UNIT
`
`Sheet 3 of 3.
`
`NON-PATENT LITERATURE DOCUMENTS(Including Author, Title, Date, Pertinent Pages, Etc.)
`MORGANetal., “Cancer Regression in Patients After Transfer of Genetically Engineered
`Lymphocytes,” Science 314(5796): 126-129, October 6, 2006
`PAHL-SEIBERTet al., “Highly Protective In Vivo Function of Cytomegalovirus IE1 Epitope-
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`human antigen-specific T cells,” Journal of Immunological Methods 128: 189-201, 1990
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`27
`
`
`
`
`
`10, 1992
`Transfer of T Cell Clones,” Science 257: 238-241, July
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`SALLUSTOetal., “Central Memory and Effector Memory T Cell Subsets: Function, Generation,
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`SCHMITTet al., “Maintenance of T Cell Specification and Differentiation Requires Recurrent
`Notch Receptor-Ligand Interactions,” J. Exp. Med. 200(4): 469-479, August 16, 2004
`SINGHetal., “Selective Reprogramming of CD 19-Specific T Cells with IL-21 and CD28
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`1, 2009, Abstract No. 164, 2
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`YEEet al., “Adoptive T cell therapy using antigen-specific CD8" T cell clones for the treatment of
`patients with metastatic melanoma: /n vivo persistence, migration, and antitumoreffect of
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`
`29
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`31
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`32
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`33
`
`34
`
`35
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`EXAMINER
`
`* EXAMINER:_
`
`30038721
`
`DATE CONSIDERED
`
`Initial if reference considered, whetheror not citation is in conformance with MPEP 609. Draw line throughcitation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
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`Dated: March 10, 2014
`Miltenyi Ex. 1008 Page 4
`
`Miltenyi Ex. 1008 Page 4
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`PATENT COOPERATION TREATY
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`Int’! Application No.
`U.S. Application No.
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`: Stanley R. Riddell et al.
`: PCT/US2012/030388
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`14/006,641
`: March 23, 2012
`: METHOD AND COMPOSITIONS FOR CELLULAR
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`IMMUNOTHERAPY
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`
`ALTENSCHMIDTet al., “Cytolysis of Tumor Cells Expressing the Neu/erbB-2, erbB-3, and
`erbB-4 Receptors by Genetically Targeted Naive T Lymphocytes,” Clinical Cancer Research 2:
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`ALTENSCHMIDTet al., “Adoptive Transfer of In Vitro-Targeted, Activated T Lymphocytes
`Results in Total Tumor Regression,” The Journal of Immunology 159: 5509-5515, 1997
`HINRICHSet al., “Adoptively transferred effector cells derived from naive rather than central
`memory CD8*"T cells mediate superior antitumor immunity,” PNAS 106(41): 17469-17474,
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`HINRICHSet al., “Human effector CD8+ T cells derived from naive rather than memory subsets
`possess superior traits for adoptive immunotherapy,” Blood 1/7(3): 808-814, 2011
`HUDECEKetal., “The B-cell tumor-associated antigen ROR1 can be targeted with T cells
`
`modified to express a ROR 1-specific chimeric antigen receptor,” Blood 116(22): 4532-4541, 2010
`KERSHAWetal., “Gene-Engineered T Cells as a Superior Adjuvant Therapy for Metastatic
`Cancer,” The Journal of Immunology 173: 2143-2150, 2004
`MOELLERetal., “Adoptive transfer of gene-engineered CD4" helper T cells induces potent
`i
`tumorrejection,” Blood 106: 2995-3003, 2005
`TENGetal.,“Immunotherapy of Cancer Using Systemically Delivered Gene-Modified Human T
`Lumphocytes, ” Human Gene Therapy 15: 699-708, July 2004
`WALKERet al., “Long-term in vivo survival of receptor-modified syngeneic T cells in patients
`with human immunodeficiency virus infection,” Blood 96: 467-474, 2000
`WANGet al., “Engraftment of human central memory-derived effector CD8" T cells in
`immunodeficient mice,” Blood 117(6): 1888-1898, 2011
`WESTWOODet al., “Genetic redirection of T cells for cancer therapy,” Journal ofLeukocyte
`Biology 87. 791-803, May 2010
`
`Sma[|pocuwmyrswowner|foe|pare[county
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`Miltenyi Ex. 1008 Page 7
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`Miltenyi Ex. 1008 Page 7
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`PATENT COOPERATION TREATY
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`Int’! Application No.
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`: METHOD AND COMPOSITIONS FOR CELLULAR
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`Applicant(s)
`Application No.
` 14/006,641 RIDDELL ET AL.
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`5)KX] Claim(s) 39-70 is/are pending in the application.
`5a) Of the above claim(s) 43,48,57 and 68 is/are withdrawn from consideration.
`6)L] Claim(s)____is/are allowed.
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`7) Claim(s) 39-42,44-47,49,51-56,58-61,63-67,69 and 70 is/are rejected.
`8)X] Claim(s) 50and62 is/are objected to.
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`Application Papers
`10)L] The specification is objected to by the Examiner.
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`Paper No(s)/Mail Date 3/10/14 35/12/14 :2/8/16;3/11/16.
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`U.S. Patent and Trademark Office
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`PTOL-326 (Rev. 11-13)
`Part of Paper No./Mail Date 20160421
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`Office Action Summary
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`Miltenyi Ex. 1008 Page 11
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`Application/Control Number: 14/006,641
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`claimsor as alternatives within a single claim. See 37 CFR 1.475(e).
`
`Miltenyi Ex. 1008 Page 12
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`Miltenyi Ex. 1008 Page 12
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`
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`Application/Control Number: 14/006,641
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`Art Unit: 1633
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`Page 3
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`WHEN CLAIMS ARE DIRECTED TO MULTIPLE CATEGORIES OF INVENTIONS
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`Asprovided in 37 CFR 1.475(b), a national stage application containing claims to
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`different categories of invention will be considered to have unity of invention if the claims are
`
`drawn only to one of the following combinations of categories:
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`(1) A product and a process specially adapted for the manufacture of said product; or
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`(2) A product and processof use of said product; or
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`(3) A product, a process specially adapted for the manufacture of the said product, and a
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`use of the said product; or
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`(4) A process and an apparatus or meansspecifically designed for carrying out the said
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`process; or
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`(5) A product, a process specially adapted for the manufacture of the said product, and
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`an apparatus or means specifically designed for carrying out the said process.
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`Otherwise, unity of invention might not be present. See 37 CFR 1.475(c).
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`This application contains claims directed to more than one species of the generic
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`invention. These species are deemedto lack unity of invention becausethey are not so linked as
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`to form a single general inventive concept under PCT Rule 13.1.
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`The species are as follows:
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`Species I, elect one specific antigen, e.g. as recited in claims 40-43, 54-57, 66-68;
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`Species II, elect either “same” or “different” intracellular signaling domains, e.g. as
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`recited in claims 47-48
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`Applicant is required, in reply to this action, to elect a single species to which the claims
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`shall be restricted if no generic claim is finally held to be allowable. The reply must also identify
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`Miltenyi Ex. 1008 Page 13
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`Miltenyi Ex. 1008 Page 13
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`
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`Application/Control Number: 14/006,641
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`Art Unit: 1633
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`Page 4
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`the claims readable on the elected species, including any claims subsequently added. An
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`argumentthat a claim is allowable or that all claims are generic is considered non-responsive
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`unless accompaniedby an election.
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`Upon the allowance of a generic claim, applicant will be entitled to consideration of
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`claims to additional species which are written in dependent form or otherwise require all the
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`limitations of an allowed generic claim. Currently, the following claim(s) are generic: claim 39
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`The groups of inventions listed above do notrelate to a single general inventive concept
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`under PCT Rule 13.1 because, under PCT Rule 13.2, they lack the same or correspondingspecial
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`technical features for the following reasons: the species are mutually exclusive and thus cannot
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`share a special technical feature.
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`During a telephone conversation with Jeff Pepe on 4/21/2016 a provisional election was
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`made withouttraverse to prosecute the species of CD19 as antigen (claim 42) and the species of
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`the same signaling domain (claim 47). Affirmation of this election must be made by applicant in
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`replying to this Office action. Claims 43, 48, 57, 68 are withdrawn from further consideration by
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`the examiner, 37 CFR 1.142(b), as being drawn to a non-elected invention.
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`Applicant is reminded that upon the cancellation of claims to a non-elected invention, the
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`inventorship must be corrected in compliance with 37 CFR 1.48(a) if one or more of the
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`currently named inventors is no longer an inventorof at least one claim remaining in the
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`application. A request to correct inventorship under 37 CFR 1.48(a) must be accompanied by an
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`Miltenyi Ex. 1008 Page 14
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`Miltenyi Ex. 1008 Page 14
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`
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`Application/Control Number: 14/006,641
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`Art Unit: 1633
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`Page 5
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`application data sheet in accordance with 37 CFR 1.76 that identifies each inventor by his or her
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`legal nameand bythe processing fee required under 37 CFR 1.17(4).
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`Claim Rejections - 35 USC § 102
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`The following is a quotation of the appropriate paragraphs of pre-AIA 35 U.S.C. 102 that
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`form the basis for the rejections under this section madein this Office action:
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`A personshall be entitled to a patent unless —
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`(b) the invention was patented or described in a printed publication in this or a foreign country orin
`public use or on sale in this country, more than one yearprior to the date of application for patent in the
`United States.
`
`Claims 39-42, 44-47, 49, 51-56, 58-61, 63-67, 69 and 70 are rejected under pre-AIA 35
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`U.S.C. 102(b) as anticipated by or, in the alternative, under pre-AIA 35 U.S.C. 103(a) as obvious
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`over Huangetal (2008, cited by applicants) in view of Bergeret al (2009, cited by applicants)
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`and Sallusto et al (cited by applicants).
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`Huanget al teach a T cell composition comprising CD4+ and CD8+cells expressing a
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`CD19-specific chimeric antigen receptor (CAR)that in turn comprises a CD19 scFv, a
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`transmembrane domain, a 4-1BB signaling domain and a CD3intracellular domain. See, e.g. the
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`abstract and Fig. la. Thus, both T cell subsets are considered to have the sameintracellular
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`signaling domain. The T cells used are considered autologousrelative to the organism from
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`which they were derived. The CAR T cells were used in methods of immunotherapy of CD19+
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`tumorcells (e.g., page 585). The CD4+cells expressed CD62L (page 585, second col.),
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`considered to be CD62L-+4as recited in the claims absent a definitive definition, and were 95% of
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`the population. Huangetal do not specifically teach that the CD8+ cells were CD62L+ and
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`CD45RO4,northat the CD4+ cells were CD45RA+, CD45RO- CD62L+ naive cells. However,
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`Miltenyi Ex. 1008 Page 15
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`Miltenyi Ex. 1008 Page 15
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`
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`Application/Control Number: 14/006,641
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`Art Unit: 1633
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`Page 6
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`Bergeret al teaches that the pool of T cells for immunotherapy inherently comprises naive
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`CD45RA+ CD62L+cells and CD45RO+ CD62L+ central memory cells (page 227, second col.,
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`first {). Likewise, Sallusto et al teach (e.g. Figure 1) that CD8+ memory cells are CD62L+
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`CD45RO+.
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`Allowable Subject Matter
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`Claims 50 and 62 are objected to as being dependent upon a rejected base claim, but
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`would be allowable if rewritten in independent form includingall of the limitations of the base
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`claim and any intervening claims. There are no teachings in the prior art of compositions
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`comprising both CD4+ naive and CD4+ central memory cells as recited in claims 50 and 62.
`
`Any inquiry concerning this communication or earlier communications from the
`examiner should be directed to Michael Burkhart whose telephone numberis (571)272-2915.
`The examiner can normally be reached on M-F 8AM-5PM.
`If attempts to reach the examiner by telephone are unsuccessful, the examiner’s
`supervisor, Christopher Babic can be reached on (571) 272-8507. The fax phone numberfor the
`organization where this application or proceeding is assigned is 571-273-8300.
`Information regarding the status of an application may be obtained from the Patent
`Application Information Retrieval (PAIR) system. Status information for published applications
`maybe obtained from either Private PAIR or Public PAIR. Status information for unpublished
`applications is available through Private PAIR only. For more information about the PAIR
`system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR
`system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would
`like assistance from a USPTO Customer Service Representative or access to the automated
`information system, call 800-786-9199 (IN USA OR CANADA)or 571-272-1000.
`
`/Michael Burkhart/
`Primary Examiner, Art Unit 1633
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`Miltenyi Ex. 1008 Page 16
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`Miltenyi Ex. 1008 Page 16
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`
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`PATENT
`
`Applicants
`Application No.
`Filed
`
`Stanley R. Riddell ef al.
`:
` 14/006,641
`:
`> May 5, 2014
`
`For
`
`: METHOD AND COMPOSITIONS FOR CELLULAR
`
`IMMUNOTHERAPY
`
`Examiner
`
`: Michael D. Burkhart
`
`Art Unit
`
`Docket No.
`
`Date
`
`:
`
`>
`
`:
`
`1633
`
`360056.420USPC
`
`October 4, 2016
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
`
`REPLY AND AMENDMENT UNDER37 C.F.R. §§1.111 AND 1.121
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`Commissionerfor Patents:
`
`Further to the Office Action dated May 4, 2016, please extend the time for response two
`
`(2) months, to expire on October 4, 2016. Enclosedis a Petition for an Extension of Time, along
`
`with the requisite fee. Please enter into the record of the above-identified application the
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`following:
`
`Amendments to the Claims, which are reflected in the Listing of Claims and
`
`begin on page 2 of this paper; and
`
`Remarks, which begin on page 13 ofthis paper.
`
`The Director is authorized to charge any additional fees due by way of this Amendment,
`
`or credit any overpayment, to our Deposit Account No. 19-1090.
`
`Miltenyi Ex. 1008 Page 17
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`Miltenyi Ex. 1008 Page 17
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`
`
`Application No. 14/006,641
`Reply to Office Action dated May 4, 2016
`
`Amendments to the Claims
`
`Please cancel claims 41, 46, 51, 52, 55, 60, and 62-64 without prejudice; amend claims
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`39, 40, 42-45, 47-50, 53, 54, 56-59, 61, and 65-70; and add new claims 71-85, as shown below.
`
`This listing of claims will replace all prior versions, andlistings, of claims in the application:
`
`Listing of Claims
`
`1. — 38.
`
`(Canceled)
`
`39.
`
`(Currently Amended) An adoptive cellular immunotherapy composition
`
`
`raphocytes
`I
`
`
`
`
`S comprising chimeric antioen receptor-modified CD44
`
`
`(a)
`the chimeric antigen receptor-madified CD4+ T ivmphocytes in the composition
`+
`
`
`
`consist ot e-helper T lymphocytes-s¢it-sreseratien-
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`sf
`
`CDS:
`
`Do4+-celle-
`
`+ that contain a chimeric antigen receptor that specifically binds to
`
`
`an antigen, and
`
`(b)
`
`thechimencantigenreceptorsmodifiedCD3+Tlymphocytesinthecomposition
`
`consist of CD8+ a-cytotoxic T lymphocytes
`
`+ that
`
`are derived from a central memory-eniched CH8+cells
`
`antiges-reaetive population and contain a chimeric antigen receptor that specifically binds to the
`
`antigen-
`
`
`
`AO.
`
`(Currently Amended) The adoptive cellular immunotherapy composition
`
`according to claim 39, wherein the antigen is associated with a disease or disorder selected from
`
`a solid tumor, hematologic malignancy, melanoma,-errat and infection with a pathogen.
`
`41.
`
`(Canceled)
`
`2
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`Miltenyi Ex. 1008 Page 18
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`Miltenyi Ex. 1008 Page 18
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`
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`Application No. 14/006,641
`Reply to Office Action dated May 4, 2016
`
`42.
`
`(Currently Amended) The adoptive cellular immunotherapy composition
`
`according to claims 39, wherein the antigen is-as-erphas-bresine-anase-ceeepter
`
`selected from
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`ROR1, tEGFR, Her2, L1-CAM, CD19, CD20, CD22, mesothelin, and CEA;-e:-repatitis-B
`
`43.
`
`(Withdrawn — Currently Amended) The adoptive cellular immunotherapy
`
`composition according to claim 39, wherein the antigen is a pathogen specific cell surface
`
`antigen selected from an HIV antigen, an HCV antigen, an HBV antigen, 4 hepatitis B surface
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`antigen, a CMV antigen,-sr and a parasitic antigen.
`
`44.
`
`(Currently Amended) The adoptive cellular immunotherapy composition
`
`
`
`} and/or (b} comprises an according to claim 39, wherein the chimeric antigen receptor_of {4
`
`extracellular antibody variable damain or single-chain antibody fragment specific for an antigen
`associated with a disease or disorder, and an intracellular signaling module.
`
`45.
`
`(Currently Amended) The adoptive cellular immunotherapy composition
`
`according to claim 44, wherein_¢ach ofthe intracellular signaling