Case 2:22-cv-O7556 DocumentS Filed 10/17/22 Page Loti Page iD a:53
`
`AO 126 (Rev. 08/10}
`
`TO:
`
`Mail Stop8
`
`Birector of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1456
`
`TRADEMARK
`
`|
`
`|
`
`REPORTON THE
`
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`in Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 vou are hereby advised that a court action has been
`on the following
`filed in the U.S. District Court
`(€
`([] the patent achon involves 35 U.S.C. § 292):
`
`|
`
`Patents.
`
`t] Trademarks or
`
`OF TRADEMARK
`
`DOCKET NO.
`
`DATE FILED
`
`U8. DISTRICT COURT
`
`PLAINTIFF
`GOTV STREAMING, LLC
`
`ip EPENDANT
`| NETFLIX, INC.
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`DEMARK
`DATER
`OR
`ER
`SIC
`HOLDER OF PATENT OR TRADEM:
`
`VH24i12
`
`H12f13
`
`HAAS
`
`GOTV STREAMING LLC
`
`GOTV STREAMING LLC
`
`GOTV STREAMING LLC
`
`8,103,865
`
`847/8,245
`
`8,989,715
`
`1
`
`2
`
`3
`
`4
`
`DATE INCLUDED
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`
`[i Cross Bill
`
`[| Other Pleading
`
`in the above---entitied case, the following decision las been rendered or judgement issued:
`DECTSIONSUDGEMENT
`
`(BY) DEPUTY CLERE
`
`Copy 1-—Upon baitiation of action, mail this copy te Director Copy 3--Upon termination of action, mail this copy te Birecter
`Netflix v. GoTV
`Netflix v. GoTV
`Copy 2--Upon filing document adding patent(s}, mail this copy to Birector Copy 4-—Case fle capy
`IPR2023-00757
`IPR2023-00757
`Netflix Ex. 1004
`Netflix Ex. 1004
`
`

`

`PATENT ASSIGNMENT COVER SHEET
`
`Electronic Version v1.1
`Stylesheet Version v1.2
`
`EPAS ID: PAT3815634
`
`SUBMISSION TYPE:
`
`NEW ASSIGNMENT
`
`NATURE OF CONVEYANCE:
`
`SECURITY INTEREST
`
`CONVEYING PARTY DATA
`
`PHUNWARE, INC.
`
`RECEIVING PARTY DATA
`
`Execution Date
`
`03/25/2016
`
`LOS ANGELES, CALIFORNIA 90017
`
`(213)896-0400
`Fax Number:
`Correspondencewill be sent to the e-mail addressfirst; if that is unsuccessful, it will be sent
`using a fax number,if provided; if that is unsuccessful, it will be sent via US Mail.
`Phone:
`2138915604
`Email:
`aarnelle@buchalter.com
`Correspondent Name:
`AMY ARNELLE
`AddressLine1:
`1000 WILSHIRE BOULEVARD, SUITE 1500
`AddressLine 4:
`
`
`
`Name:_____«WESTERNALLIANOEBANK
`
`PROPERTY NUMBERS Total: 12
`
`[PropertyType|—SSSNabersd
`
`CORRESPONDENCE DATA
`
`

`

`
`
`[|TisdocamartsoresasanOatiDeclraton@7OFA163)
`
`source=Intellectual Property Security Agreement- Phunware#page8.tif
`
`Total Attachments: 8
`source=Intellectual Property Security Agreement- Phunware#page1.tif
`source=Intellectual Property Security Agreement- Phunware#pagez2.tif
`source=Intellectual Property Security Agreement- Phunware#pages3.tif
`source=Intellectual Property Security Agreement- Phunware#page4.tif
`source=Intellectual Property Security Agreement- Phunware#pages5.tif
`source=Intellectual Property Security Agreement- Phunware#page6.tif
`source=Intellectual Property Security Agreement- Phunware#page7.tif
`
`

`

`INTELLECTUAL PROPERTY SECURITY AGREEMENT
`
`receipt of which is hereby acknowledged, Grantor hereby
`
`INTELLECTUAL PROPERTY SECURITY AGREEMENT, detad as of March 25, 2016, dhe
`Thies
`“Agreemant) between WESTERN ALLIANCE BANK,
`an Arizona
`corporation CLander} and
`PRUNWARE, INC., a Delaware comornntion (‘Grantor’), ie made with reference fo the Business Financing
`Agrmement, dated as of March 28, 2018 (as emended fom {ime to time, the “Financing Agreement’),
`betvesn Lender and Grantor. Tarms defined in the Financing Agreement have the same meaning when
`used in this Agrmemest,
`For good and valuable consideration,
`covenants and agrees as follows:
`To secure the Obligations under the Financing Agreement, Grantor grants to Lender a eeourity inferast in
`all right, Gta, and interest of Grantor in any of the follawing, whether now existing or hereafter aoquired or
`created in any end all of the following property (collectively, the Iintelestual Property Collatera!":
`{g) copyright rights, capyright applications, capyright mgistrations and like orotactions in aach work
`of authorship and derivative work thereof, whether published or unpublished and wheather or not the same
`aise conaitules a trade secret, now or harmefier existing, created, acquired ar held joodactively, the
`“Capyrighie’}, including the Copyrights desorbed in Exhibit A:
`ih} Wademark and servicamark rights, whether ragistered or nat, enplications ts register and
`ragisiations of the same and ike prolections, and the antire goodwill of the business of Borrower
`connecied with and symbolized by such tradernarke (sollectivaly, the Trademarks}, including the
`Trademarks deserbed in Exhibit 8:
`{c} patents, patent applications and lke protections including without limitation improvements,
`divisions, continuations, renewals, relesues, axiensions and continuations-in-part af the same
`{ecleetivaly, ihe “Patenis’), inching the Patents described in Exhistt C:
`id} maek work or similar rights avaliable for the protection of semiconductor chips or other aroducts
`{eoilactively, the “Mask Works"):
`{a} trade secrets, and any and all intellectual properly rights in comeuter software and computer
`sofware products:
`
`&} design rights:
`ig) claims for damages by way of past, present anc future infringement of any of the rights included
`above, with the right, but not the obligation, fo sue for and collect such darnagee for aaid use or
`infringement of the intelleciiaal property rights identified above:
`(®} ieanses or other nights fo use any of the Copyrights, Patents, Trademarks, or Mask Works, and
`all foense fees and royailies arising from such use to the extent permilted by such lloense or rights:
`) amendments, ranewals and extensions of any of the Copyrights, Trademarks, Patents, or Mask
`Works: arc
`q} piseseds and products of the foragaing, including without limilation all payments under insurance
`of any indamnily or warranty payable in rsepact of any ofthe forageing.
`The rights and remadies of Lander with respect te the ascurity interests granted harsunder are in addition
`fo those eet forth in the Financing Agreement, and thoes which are now or hereafter avaliable to Lender
`ae & matier of law or equily. Each right, power end remesly of Lender orovided far harein or in the
`Financing Agreemant, or now or hereafter axieting af law or in equily shall be currndative and concurrent
`and shall be in addition to avery night, power or remecly provided for herein, and the exercise by Lender of
`any one or muve of such rights, powers or rermnedias dees not sreclude the simultaneous or leler emercise
`by Lander of any ather dghts, powers.or renwdies.
`Lander agrees tc release is secuity interest in the Intellectual Property Collateral when Ht releases its fen
`in the Collateral in aceordance with the temns of ihe Financing Agreement,
`
`BN ROSES
`
`
`
`

`

`iN WITNESS WHEREOF,the parties have executed this Agreement as of the date first written
`
`above,
`
`GRANTOR:
`PHUNWARE,INC.,
`a@ Delaware corpogation
`
`on ra
`
`LENDER:
`WESTERN ALLIANCE BANK, an Arizona
`
`corporation
`
`SoS Sec
`By
`epee
`Bye
`
`NBT.ceeERERETERS Name: _ Ones
`
`
`FHSeeenceme ee Pi
`
`Ackress for Notices:
`
`PHUNWARE, INS.
`TBGO Shoal Creek Bad, Sule 210 W
`Austin, TX PSPS?
`
`Agsiess for Notices:
`
`WESTERN ALLIANCE BANK
`85 Almaden Bhd. Sie, 100
`San Jase, CA 98113
`Tek (408) 423-8800
`Fax(408) 423-8420
`
`inmetlestual Property Security Agreement
`
`
`
`

`

`EXHIBIT A
`
`COPYRIGHTS
`
`None
`
`intellectual Property Security Agreement
`
`

`

`EXHIBIT B
`
`TRADEMARKS
`
`Phunware,
`inc.
`
`i Phanware,
`f
`Inc.
`
`
`
`S5948857 Phunware,
`inc.
`
`
`TAPIT
`}
`
`
`
`|
`PHUNWARE
`BS984562
`| May3d,
`;
`ogo |
`
`ARTIOSS
`i
`|
`
`December
`|
`
`
`
`{39 2015
`PHUNWARE
`
`
`I Phorovare,
`Inc.
`
`2513i
`}
`
`
`Mareh TQ,
`
`
`88983463
`i
`AFROBS}
`|
`
`
`
`tay 35 ins.
`pogenre
`2015
`
`
`
`|
`Phunware,
`In.
`|
`
`
`art
`
`
`PHUNWARE
`
`'
`
`Phonware,
`Ino.
`
`88946864
`}
`4700491
`
`May 30,
`2013
`!
`|
`March 10,
`215
`March 15.
`|
`BSS70625
`2012}
`}
`
`i
`A2RI0728
`|
`| October 23,
`
`|
`
`intellectual Property Security Agreement
`
`

`

`ips,
`
`
`
` Phanware,
`
`Phunware,
`ine:
`
`“PHUNWARE
`
`
`
`853570612
`
`4352509
`
`B53 11624
`i
`4123079
`
`
`
`May 4, 2011
`;
`April 3, 2012
`
`SS303800
`i
`4148896
`
`85256905
`
`Phunware,
`ine,
`
`Phonware,
`Inc.
`
`{ Phonware,
`i
`Tne.
`
`
`
`
`
`
`
`
`
`3013
`
`
`4143948
`
`i
`
`
`May 15,
`
`
`2012
`
`
`
`TETSTIGS
`DEVA
`October 21,
`i
`2008
`
`3432890
`
`|
`November
`
`|
`27,2007
`
`
` Tne,
`March 8,
`
`
`Phunware,
`2805
`
`
`
`
`i
`3298982
`
`
`
`September
`28, 2007
`
`
`TISOB340
` Phunware,
`August 12,
`
`
`2009
`Ene,
`
`
`i
`4783790
`
`
`
`May 4, 2010|
`
`infellectual Property Security Agreamant
`
`

`

`PHLAMEWARRE Phunware,
`
`f
`
`April 26,
`
`LIVE FROM YOU
`
`LIVE FROM YOU
`
`
`Tic.
`
`mannnanronntnntsnheentnnpnnernntondntatettedteeDihhddddmanentthdds
`
` Phanvware,
`POCKETSHARE
`Ine.
`
`
` Phunware,inc.
`
`i Phouaware,
`i
`Ene.
`i
`|
`
`|
`March 16,
`2010
`
`
`
`
`
`i Phunware,
`BS. MUSICA
`FRB?
`May22,
`
`
`i
`ine,
`/
`2007
`
`3S| f
`
`Oxtober 14,
`
`ee
`eeeteneetsttmmnnttnftinnesstienr tennis
`nseLOEB
`
`
`
`May 22,
`ES MUSICA
`TTS TAGS
`; Phonwars,
`
`
`
`i
`3007
`i
`ine.
`
`
`i
`3835376
`i
` Tune S, 2088
`
`
` HP HOP OFFICIAL
`May 22,
`Phunware,
`
`Ion,
`2007
`
`
`{
`
`
` November
`|
`
`
`28,2008
`
`
`
`May 22,
`|
`Phunware,
`
`
`ine.
`2607
`
`
`
`
`
`i
`daly £5, 2008
`
`
`
`Lacdauddanwecediddddansassdsbiaas
`
`:
`|
`
`2 d
`
`une 22,
`2009
`
`Noyember
`22, 2074
`May 22,
`S009
`
`December
`33, 2009
`May 22,
`2009
`i
`
`|
`
`PPIASIST
`i
`A7GQIOG
`
`3463603
`
`infaflectual Property Security Agreement
`
`

`

`EXHIBIT S
`
`PATENTS
`
`
`
`PHUNWARE,
`INC,
`
`METHOD AND SYSTEM FOR
`
`CUSTOMIZING CONTENT ON A
`
`SERVER FOR RENDERINGON A
`
`12/018, 141
`i
`
`9,015,692
`
`| WIRELESS DEVICE
`
`PHUNWARE,
`INC,
`
`FPHUNWARE,
`INC.
`
`WIRELESS DEVICE
`
`METHOD AND SYSTEM FOR
`
`RENDERING CONTENT ON A
`
`
`
`1386S,987
`f
`
`SOSe7 1S
`
`March 24,
`2018
`
`;
`|
`
`[| August 19,
`i
`62814
`
`February
`23,2011;
`i
`nly 22,
`2014
`
`|
`
`i
`i
`
`March 34,
`2011
`j
`May £0,
`2014
`
`PRUNWARE,
`ING.
`
`SYSTEMS AND METHODS FOR
`
`ENTERPRISE BRANDISED
`
`APPLICATION FRAMEWORKS
`
`POR MORILE AND OTHER
`
`ENVIRONMENTS
`
`METHODS AND SYSTEMS POR
`DETERACTIVE USER
`
`INTERPACE OBJECTS
`
`pastlittsaia
`
`PHUNWARE,
`INC,
`
`
`
`PHUNWARE,
`ENC.
`
`SERVER METHOD AND
`
`SYSTEM FOR EXECUTING
`APPLICATIONS ON A
`
`WIRELESS DEVICE
`
`19/440,246
`;
`é
`
`8,560,601
`
`October 15,
`2043
`
`|
`
`intellectual Property Security Agreement
`
`

`

`;
`
`L4BSGSE0
`
`week
`
`d
`ae
`
`CLIENT-SIDE WIRELESS 1877212|Oetoher 23, |
`
`SERVER METHOD AND
`SYSTEM FOR EXECUTING
`APPLICATIONS ON A
`WIRELESS DEVICE
`
`
`
`
`
`
`
`
`PRUNWARE,
`
`
`INC.
`COMMUNICATIONS LINK
`;
`2007
`
`
`|
`SUPPORT FOR MOBELE
`aasasos
` f
`
`
`HANDUELD DEVICES se
`
`i November
`
`18,2011
`
`
`
`
`
`| PHUNWARE,
`SERVER-SIDE WIRELESS LIMITAI9|October 23,
`
`F
`OINC.
`
`
`COMMUNICATIONS LINK
`i
`ar
`
`
`SUPPORT FOR MOBILE
`8,009,619
`!
`HANDHELD DEVICES
`Angus8,
`
`
`
` 14279589
`METHODS AND SYSTEMS FOR |
`
`‘
`
`f
`
`INTERACTIVE USER INTERFACE |
`GBJECTS
`
`
`
`| GEO-FENCH ENTRY AND EXIT
`34322331
`July 2,
`i NOTIFICATION SYSTEM
`f
`2044
`Rese
`/
`HK
`
`PHUNWARR,
`INC
`
`METHOD AND SYSTEM POR.
`RENDERING CONTENT ON A
`WIRELESS DEVICE
`
`;
`8,478,248
`
`;
`July 2,
`2013
`
`|
`
`PHUNWARE,
`EN,
`
`“PHUNWARE,
`INC.
`
`:
`
`intelectual Property Security Agreement
`
`

`

`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Vatent and TrademarkOffice
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`www.uspto.g:
`Alexandria, Virginia 22313-1450
`
`APPLICATION NO.
`
`13/865,987
`
`ISSUE DATE
`
`03/24/2015
`
`PATENT NO.
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`8989715
`
`38285-705.301
`
`3724
`
`21971
`
`7590
`
`03/04/2015
`
`WILSON, SONSINI, GOODRICH & ROSATI
`650 PAGE MILL ROAD
`PALO ALTO, CA 94304-1050
`
`The projected patent numberandissue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustmenton the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair-uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM)at (571)-272-4200.
`
`APPLICANT(s)(Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`Pierre Carion, La Jolla, CA;
`Kevin Smith, San Diego, CA;
`Phunware, Inc., Austin, TX
`
`The United States represents the largest, most dynamic marketplace in the world andis an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`worksto encourage andfacilitate business investment. To learn more about why the USAis the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA. gov.
`
`IR103 (Rev. 10/09)
`
`

`

`Receipt date: 12/23/2014
`
`13865987 - GAU: 2646
`PTO/SB/08a (07-09)
`Approved for use through 07/3 1/2012. OMB 0651-0031
`USS. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons required to respond to a collection of information unless it contains a valid OMB control number.
`Complete ifKnown
`13/865,987
`April 18, 2013
`Pierre Carion
`2646
`
`Substitute for form 1449/PTO
`INFORMATION DISCLOSURE
`STATEMENTBY APPLICANT
`(Use as many sheets as necessary)
`
`Application Number
`
`First Named Inventor
`
`
`
`Sheet Attorney Docket Number|38285-705.301
`
`U.S. PATENT DOCUMENTS
`Pages, Columns, Lines, Where
`Publication Date
`Nameof Patentee or
`Cite
`Examiner
`
`
`
`Initials* MM-DD-YYYY|Applicant of Cited DocumentNo.! Document Number Relevant Passages or Relevant
`
`Number-Kind Code” (ifknown)
`Figures Appear
`
`US 2003/0009495 Al 01/09/2003|Adjaoute
`
`US 2005/0172295 Al 08/04/2005|Goringet al.
`
`.|US 2007/0124721 Al 05/31/2007
`
` , 3
`
`
`
`4.|US 2008/0090513 Al 04/17/2008|Collinset al.
`
`10/23/2007|Haldaret al.|
`
`US 6,401,085
`US 7,287,064
`7.|US 7,647,076 01/12/2010
`
`
`8.|US 7,801,891 09/21/2010
`
`06/04/2002
`
`
`
`
`
`
`
`
`
`UNPUBLISHED PATENT APPLICATIONS
`Pages, Columns, Lines, Where
`Publication Date
`Nameof Patentee or
`Examiner
`
`
`Initials* MM-DD-YYYY|Applicant of Cited Documenta Document Number Relevant Passages or Relevant
`
`Number-Kind Code’ (ifknown)
`Figures Appear
`N/A
`
`
`
`
`
`Examiner
`Initials*
`
`|
`
`Foreign Patent Document
`
`Country Code® — Number" — Kind Code” (ifknown)
`
`FOREIGN PATENT DOCUMENTS
`Publication Date
`Name ofPatentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns,Lines,
`Where Relevant Passages
`OrRelevant Figures Appear
`
`T
`
` Examiner
`5
`|
`4
`3
`plines
`ted
`boil
`i
`[Kashif Siddiqui
`01/6018
`*EXAMINER:Initial ifreference considered, whetheror notcitation is in conformance with MPEP 609. Draw line throughcitation if not in conformanceand not considered. Include copy
`ofthis form with next communicationto applicant.
`lApplicant’s unique citation designation number(optional). See Kinds Codes ofUSPTO Patent Documentsat wownw.uspto.gov or MPEP
`901.04. *Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). *For Japanese patent documents, the indication ofthe year ofthe reign ofthe Emperor must
`precede the serial number ofthe patent document. *Kind of documentby the appropriate symbols as indicated on the document under WIPO Standard ST.16 ifpossible. “Applicantis to place a
`check mark here if English language Translationis attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTO to process) an
`application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the
`completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount oftime you require to complete this form and/or suggestions for
`reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMSTO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`Ifyou need assistance in completing theform, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`Date
`
`Attorney Docket No. 38285-705.301
`
`-1-
`
`6874053_1.docx
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/K.3//
`
`

`

`Receipt date: 12/23/2014
`
`13865987 - GAU: 2646
`PTO/SB/08b (07-09)
`Approved for use through 07/3 1/2012. OMB 0651-0031
`USS. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`omplete ifKnown~copierNeweyMPRtn
`
`
`
`
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`
`
`
`
`
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`Attorney Docket Number|38285-705.301
`
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`NON PATENT LITERATURE DOCUMENTS
`
`Include nameofthe author (in CAPITAL LETTERS), title of the article (when appropriate), title of the
`
`Examiner
`i
`item (book, magazine, journal, serial, symposium,catalog, etc.), date, page(s), volume-issue number(s),
`
`
`Noticeofallowancedated 12/17/2014 forUSApplicationNo. 12/018,141.
`-
`Initials*
`publisher, city and/or country where published.
`
`
`fi
`, a
`ty
`.
`.
`ME iOn4
`Examiner
`.
`Date
`Signature
`Kashif Siddigui/
`Considered
`0119/2015
`*EXAMINER:Initial ifreference considered, whetheror notcitation is in conformance with MPEP 609. Draw line throughcitation if not in conformanceand not considered. Include copy
`ofthis form with next communication to applicant.
`‘Applicant’s uniquecitation designation number(optional). “Applicantis to place a checkmark here if English language Translationis attached.
`This collection of information is required by 37 CFR 1.98. The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTOto process) an application.
`Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this burden,
`should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS
`ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`Ifyou need assistance in completing theform, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`Attorney Docket No. 38285-705.301
`
`-2-
`
`6874053_1.docx
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`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/K.3//
`
`

`

`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
`APPLICATION NO.
`
`13/865,987
`
`
`
`
` FILING DATE
`
`04/18/2013
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATIONNO.
`
`Pierre Carion
`
`38285-705.301
`
`3724
`
`WILSON, SONSINI, GOODRICH & ROSATI Le
`
`650 PAGE MILL ROAD
`PALO ALTO, CA 94304-1050
`
`SIDDIQUIKASHIF
`
`PAPER NUMBER
`
`ART UNIT
`
`2646
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`01/23/2015
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`patentdocket@ wsgr.com
`
`PTOL-90A (Rev. 04/07)
`
`

`

`UNITED STATES DEPARTMENT OF COMMERCE
`U.S. Patent and Trademark Office
`Address : COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`APPLICATION NO./
`CONTROL NO.
`13/865,987
`
`FILING DATE
`
`18 April, 2013
`
`FIRST NAMED INVENTOR/
`PATENTIN REEXAMINATION
`CARION ET AL.
`
`ATTORNEY DOCKETNO.
`
`38285-705.301
`
`
`
`
`WILSON, SONSINI, GOODRICH & ROSATI
`
`PALO ALTO, CA 94304-1050
`
`ART UNIT
`
`PAPER
`
`2646
`
`20150115
`
`DATE MAILED:
`
`Please find below and/or attached an Office communication concerning this application or
`proceeding.
`
`1. The information disclosure statement (IDS) Form PTO-1449, filed on 12/23/2014 is in compliance
`with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statementis being
`
`Commissionerfor Patents
`
`considered by the examiner.
`
`
`
`PTO-90C (Rev.04-03)
`
`/KASHIF SIDDIQUI/
`Primary Examiner, Art Unit 2646
`
`

`

`PARTB - FEE(S) TRANSMITTAL
`
`Complete and sendthis form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450 |
`or Fax (571)-273-2885
`
`
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block 1 for any change ofaddress)
`
`21971
`
`7590
`
`10/29/2014
`
`W ILSON, SONSINI, GOODRICH & ROSATI
`650 PAGE MILL ROAD
`PALO ALTO, CA 94304-1050
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks i
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS"for
`
`maintenancefee notifications.
`Note: A certificate of mailing
`can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`ave its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`+
`:
`:
`*
`:
`:
`*
`:
`that this Fee(s) Transmittal is being deposited with the United
`certify
`T hereby
`States ostal service with sufficient,postagefor first clas mailin an gnvelo
`the
`Mail
`Sto
`FEE address above, or
`being
`facsimile
`to
`addressed
`transmitted to the USPTO (571) 273-2885,on the date indicated below.
`(Depositor's name)
`
`ELECTRONICALLY FILED ON JANUARY 23, 2015
`
`ate)
`
`(Signamnre)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`Pierre Carion
`04/18/2013
`13/865,987
`TITLE OF INVENTION: METHOD AND SYSTEM FOR RENDERING CONTENT ON A WIRELESS DEVICE
`
`38285-705.301
`
`3724
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAIDISSUEFEE|TOTAL FEE(S) DUEENTITY STATUS ISSUE FEE DUE DATE DUE
`
`
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`S$
`
`960
`
`01/29/2015
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`SIDDIQUI, KASHIF
`
`2646
`
`455-414100
`
`
` 2. For printing on the patent front page,list
`1. Change of correspondence address orindication of "Fee Address" (37
`CER 1.363).
`(1) The namesofup to 3 registered patent attorneys
`
`(J Change of correspondence address (or Change of Correspondence
`or agents OR,alternatively,
`
`Address form PTO/SB/122)attached.
`(2) The nameofa single firm (having as a member a
`registered attorney or agent) and the namesofup to
`(] "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`2 registered patent attorneys or agents. If nonameis
`listed, no namewill be printed.
`
`Numberis required.
`
`
`1 WILSON SONSINI GOODRICH & ROSATI
`
`2
`
`3
`
`3. ASSIGNEE NAME AND RESIDENCE DATATO BE PRINTED ON THE PATENT (print ortype)
`PLEASE NOTE:Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the documenthas beenfiled for
`recordation as set forth in 37 CFR 3.11. Completion ofthis form is NOTa substitute forfiling an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE:(CITY and STATE OR COUNTRY)
`Phunware, Inc.
`Austin, Texas
`
`
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : (J individual XI Corporation or other private group entity CI Government
`
`4b. Payment ofFee(s): (Please first reapply any previously paid issue fee shown above)
`4a. The following fee(s) are submitted:
`(J A checkis enclosed.
`Issue Fee
`LI Payment bycredit card. Form PTO-2038is attached.
`KX] Publication Fee (No small entity discount permitted)
`XK]The Directoris hereby authorized to chargeShp squied fee(s), any deficiency, or credits any
`(J Advance Order - # of Copies
`
`overpayment, to Deposit Account Number
`4o~
`(enclose an extra copyof this form).
`
`5. Changein Entity Status (from status indicated above)
`L Applicantcertifying micro entity status. See 37 CFR 1.29
`
`
`NOTE:Absenta valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B),issue
`fee paymentin the micro entity amountwill not be accepted atthe risk of application abandonment.
`
`NOTE:If the application was previously under micro entity status, checking this box will be taken
`| Applicant asserting small entity status. See 37 CFR 1.27
`to beanotification of loss of entitlement to micro entity status.
`
`| Applicant changing to regular undiscounted fee status.
`NOTE: Checkingthis box will be taken to be a notification of loss of entitlement to smal! or micro
`entity status, as applicable.
`
`
`
`NOTE:This form mustbe signed in,g€cordance with 37 CFR 1.31 and133. See 37 CFR 1.4 for signature requirements andcertifications.
`
`
`
`January 23, 2015
`Date
`Authorized Signature
`
`
`Typed orprinted name_Kristin D. Smith Registration No. 63,545
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013.
`
`OMB0651-0033
`
`USS. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`
`Page 2 of 3
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Title of Invention:
`
`METHOD AND SYSTEM FOR RENDERING CONTENTON A WIRELESS DEVICE
`
`Quantity
`
`ee
`
`flee Restin Penean smiviyelsVYesbursh most
`
`Filed as Large Entity
`
`Filing Fees for Utility under 35 USC 111(a)
`
`Description
`
`Fee Code
`
`Sub-Total in
`USD(S$)
`
`

`

`wigs
`
`.
`
`Sub-Total in
`
`eeeTea
`
`Total in USD (S$)
`
`Publ. Fee- Early, Voluntary, or Normal
`
`1504
`
`Extension-of-Time:
`
`Miscellaneous:
`
`

`

`
`
`a i
`
`Electronic AcknowledgementReceipt
`
`mine
`
`Title of Invention:
`
`METHOD AND SYSTEM FOR RENDERING CONTENTON A WIRELESS DEVICE
`
`a
`
`Paymentinformation:
`
`Submitted with Payment
`
`RAM confirmation Number
`
`Deposit Account
`
`yes
`
`108
`
`232415
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)
`
`TheDirector of the USPTO is hereby authorized to charge indicated fees and credit any overpaymentas follows:
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 (National application filing, search, and examination fees)
`
`

`

`Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)
`
`gs
`
`File Size(Bytes)/
`
`Multi
`
`Pages
`
`Issue Fee Payment (PTO-85B)
`
`38285-705-301-IssueFee.pdf
`
`182fcefe8afdel 291 7263bdb6ff8a82063a2.
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
`
`File Listing:
`
`Document
`
`Information:
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`e6d79d5a7d7b1 e670cff0c07c682ab52599a
`f181
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTOofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`AcknowledgementReceiptwill establish thefiling date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`

`

`PTO/SB/08a (07-09)
`Approved for use through 07/3 1/2012. OMB 0651-0031
`USS. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons required to respond to a collection of information unless it contains a valid OMB control number.
`Complete ifKnown
`Substitute for form 1449/PTO
`Application Number
`13/865,987
`
`INFORMATION DISCLOSURE_|Filing Date April 18, 2013
`STATEMENT BY APPLICANT
`First Named Inventor
`Pierre Carion
`(Use as many sheets as necessary)
`2646
`
`
`
`Sheet Attorney Docket Number|38285-705.301
`
`U.S. PATENT DOCUMENTS
`Pages, Columns, Lines, Where
`Publication Date
`Nameof Patentee or
`Examiner
`
`
`Initials* MM-DD-YYYY|Applicant of Cited Document. Document Number Relevant Passages or Relevant
`
`Number-Kind Code” (ifknown)
`Figures Appear
`
`
`
`
`
`
`
`_|US 6,401,085 06/04/2002
`
`Cl|ALamyPR]w]rmlpre
`
`
`
`
`
`
`
`
`
`
`
`_|US 7,801,891 09/21/2010
`
`UNPUBLISHED PATENT APPLICATIONS
`Pages, Columns, Lines, Where
`Publication Date
`Nameof Patentee or
`Examiner
`
`
`Initials* MM-DD-YYYY|Applicant of Cited Document. Document Number Relevant Passages or Relevant
`
`Number-Kind Code’ (ifknown)
`Figures Appear
`N/A
`
`
`
`
`
`Examiner
`Initials*
`
`.
`
`Foreign Patent Document
`
`Country Code* — Number" — Kind Code? (ifknown)
`
`FOREIGN PATENT DOCUMENTS
`Publication Date
`Name ofPatentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns,Lines,
`Where Relevant Passages
`OrRelevant Figures Appear
`
`T°
`
`Date
`Examiner
`
`
`Considered
`Signature
`*EXAMINER:Initial ifreference considered, whetheror notcitation is in conformance with MPEP 609. Draw line throughcitation if not in conformanceand not considered. Include copy
`ofthis form with next communicationto applicant.
`lApplicant’s unique citation designation number(optional). See Kinds Codes ofUSPTO Patent Documentsat wownw.uspto.gov or MPEP
`901.04. *Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). *For Japanese patent documents, the indication ofthe year ofthe reign ofthe Emperor must
`precede the serial number ofthe patent document. *Kind of documentby the appropriate symbols as indicated on the document under WIPO Standard ST.16 ifpossible. “Applicantis to place a
`check mark here if English language Translationis attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTO to process) an
`application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the
`completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount oftime you require to complete this form and/or suggestions for
`reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMSTO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`Ifyou need assistance in completing theform, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`Attorney Docket No. 38285-705.301
`
`-1-
`
`6874053_1.docx
`
`

`

`PTO/SB/08b (07-09)
`Approved for use through 07/3 1/2012. OMB 0651-0031
`USS. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`
`
`
`
`
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY