`
`———————
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`———————
`
`Apple Inc.,
`
`Petitioner,
`
`- vs. -
`
`Togail Technologies Ltd.,
`
`Patent Owner.
`
`U.S. Patent No. 10,791,502
`
`———————
`
`DECLARATION OF CRAIG BISHOP
`
`Ex.1005
`APPLE INC. / Page 1 of 41
`
`
`
`
`
`Declaration of Craig Bishop
`Inter Partes Review of 10,791,502
`
`
`
`I.
`
`TABLE OF CONTENTS
`
`INTRODUCTION ............................................................................................... 3
`
`II. QUALIFICATIONS ........................................................................................... 4
`
`III. PUBLIC AVAILABILITY OF 3GPP STANDARDS PROPOSALS AND
`TDOCS ....................................................................................................................... 9
`
`a.
`
`b.
`
`c.
`
`d.
`
`e.
`
`f.
`
`Prominence and Purpose of 3GPP ........................................................ 9
`
`3GPP’s Policy of Making Documents Public .....................................11
`
`3GPP Structure and Standards Development Process ........................11
`
`3GPP Documents – TDocs ..................................................................13
`
`Distribution over the 3GPP Listserv ...................................................15
`
`The 3GPP Website’s Public File Repository ......................................18
`
`IV. Ex.1007, R2-1801795 (“OPPO”) ......................................................................26
`
`V. Ex.1108, R2-1802094 (“Vivo”) ........................................................................29
`
`VI. Ex.1012, R2-1800041 (“Asustek”) ...................................................................33
`
`VII. Ex.1013, R2-1708072 (“Huawei”) ...................................................................37
`
`VIII.
`
`DECLARATION.................................................................................41
`
`
`
`
`
`
`
`
`
`2
`
`Ex.1005
`APPLE INC. / Page 2 of 41
`
`
`
`
`
`Declaration of Craig Bishop
`Inter Partes Review of 10,791,502
`
`I.
`
`INTRODUCTION
`
`I, Craig Bishop, declare as follows:
`
`
`
`I have been retained as an independent expert witness on behalf of
`
`Apple Inc. related to Inter Partes Review (“IPR”) of U.S. Patent No. 10,791,502
`
`(“the ’502 patent”).
`
`
`
`I am being compensated for my work in this matter at my accustomed
`
`hourly rate. I am also being reimbursed for reasonable and customary expenses
`
`associated with my work and testimony in this investigation. My compensation is
`
`not contingent on the results of my study, the substance of my opinions, or the
`
`outcome of this matter.
`
`
`
`In the preparation of this declaration I have reviewed Exhibits
`
`Ex.1007, Ex.1008, Ex.1012, and Ex.1013, each of which is a type of material that
`
`experts in my field would reasonably rely upon when forming their opinions.
`
`
`
`In forming the opinions expressed within this declaration, I have
`
`considered:
`
`1) The exhibits listed above; and
`
`2) My own academic background, knowledge, and professional
`
`experiences in the field of wireless communications and 3GPP
`
`standards-development, as described below.
`
`
`
`Although I have attempted to organize the information presented in
`
`
`
`3
`
`Ex.1005
`APPLE INC. / Page 3 of 41
`
`
`
`
`
`Declaration of Craig Bishop
`Inter Partes Review of 10,791,502
`
`this declaration into helpful sections and/or divisions, my opinions are supported
`
`by the information in the declaration in its entirety.
`
`II. QUALIFICATIONS
`
` My complete qualifications and professional experience are described
`
`in my curriculum vitae, a copy of which has been submitted as Ex.1006. The
`
`following is a summary of my relevant qualifications and professional experience.
`
`
`
`I earned my Bachelor of Electronic Engineering degree with Honors
`
`from Polytechnic of Central London in 1989. In 2005, I earned my MSC in
`
`Computer Science with Distinction from the University of Kent.
`
`
`
`After graduating with my first degree, I worked as an operations
`
`engineer at the British Broadcasting Corporation (BBC) for 4 years, then as a civil
`
`servant at the UK Radiocommunications Agency until 1996, during which time I
`
`became involved in telecommunications standardization in the European
`
`Telecommunication Standards Institute (“ETSI”), working in particular in
`
`Technical Committee Radio Equipment and Systems (TC RES2) concerned with
`
`the standardization of Private Mobile Radio (PMR). From 1994 through 1996, I
`
`acted as Rapporteur for voice and data related PMR standards ETS 300 113, ETS
`
`300 219 and ETS 300 390. I participated as the only TC RES2 delegate on behalf
`
`of the UK Radiocommunications Agency, generating proposals in support of UK
`
`administration and business requirements, downloading and reviewing other
`
`
`
`4
`
`Ex.1005
`APPLE INC. / Page 4 of 41
`
`
`
`
`
`Declaration of Craig Bishop
`Inter Partes Review of 10,791,502
`
`meeting input documents when available, and proposing changes as necessary to
`
`ensure input documents and the resulting specifications were in line with said
`
`requirements.
`
`
`
`In 1996, I joined Samsung Electronic Research Institute as a Senior
`
`Standards Engineer where I worked for 16 years, eventually becoming Director of
`
`Standards and Industry Affairs in 2011. My work at Samsung mainly focused on
`
`the standardization of GSM/GPRS, UMTS, and LTE/EPS systems. Initially, I
`
`participated in ETSI Special Mobile Group (SMG) committees SMG1, SMG2,
`
`SMG4, SMG5, SMG9 and relevant UMTS related sub-committees until 1999,
`
`working on the air interface radio access network protocols, service, and terminal
`
`aspects of UMTS and GSM/GPRS. I was specifically involved in the ETSI SMG2
`
`meetings leading up to selection of WCDMA as the radio access technology for the
`
`Frequency Division Duplex mode of UMTS.
`
` Beginning in 1998, I worked as a Principal Standards Engineer on the
`
`3rd Generation Partnership Project (3GPP) on UMTS. I have been involved with
`
`3GPP since its inception. I attended the inaugural 3GPP TSG meetings held in
`
`December 1998, and I began attending Working Group (WG) meetings in 1999. I
`
`mainly attended Radio Access Network (RAN) WG1, RAN WG2, Services &
`
`System Aspects (SA) WG1, Terminals (T) WG2, and other Working Groups and
`
`Technical Specification Group (TSG) plenary meetings covering similar technical
`
`
`
`5
`
`Ex.1005
`APPLE INC. / Page 5 of 41
`
`
`
`
`
`Declaration of Craig Bishop
`Inter Partes Review of 10,791,502
`
`aspects as in my previous work in ETSI. As examples, RAN WG1 was, and is, a
`
`Working Group responsible for the specification of the physical layer of the latest
`
`wireless cellular standards, and RAN WG2 was, and is, a Working Group
`
`responsible for signaling protocol layers 2 and 3 residing just above the physical
`
`layer. As part of this work, I would prepare meeting contributions in support of
`
`Samsung’s research and development activities. Also, by way of preparation for
`
`each meeting, I would download contributions, typically all of the meeting’s
`
`contributions, and review those of interest to Samsung, and where necessary,
`
`prepare additional input to the meeting based on said review.
`
` Beginning in 2000, I acted as project manager and then as system
`
`engineer at Samsung, providing technical requirements for the team working on
`
`Samsung’s UMTS modem development. This involved scrutiny of ongoing
`
`standardization work, particularly in RAN WG1, RAN WG2, and TSG Core
`
`Network (CN) WG1, from which I would download, and assess the impact of,
`
`contributions on Samsung’s development project, ensuring that Samsung’s
`
`development team was kept informed about the latest developments as layers 2 and
`
`3 of the UMTS standard were stabilized.
`
` During this period, in addition to authoring and presenting technical
`
`contributions for the 3GPP standard, and producing technical requirements for the
`
`radio modem, I acted as Rapporteur for 3GPP Technical Reports covering User
`
`
`
`6
`
`Ex.1005
`APPLE INC. / Page 6 of 41
`
`
`
`
`
`Declaration of Craig Bishop
`Inter Partes Review of 10,791,502
`
`Equipment (“UE”) capability requirements (3GPP TR 21.904) from 1999–2000,
`
`and the Evolution of the 3GPP System (3GPP TR 21.902) in 2003 (the first Study
`
`Item to consider the 3GPP system beyond UMTS towards LTE/EPS).
`
`
`
`In 2005, I became Head of Advanced Technologies, Standards and
`
`Regulation (ATSR) at Samsung. In addition to my managerial duties which
`
`included responsibility for standards, research, and regulatory engineers including
`
`three standards engineers who were regularly attending RAN WG2 and Core
`
`Network and Terminals (CT) WG1 Working Groups, I personally continued to
`
`work on 3GPP standardization issues. From 2005 until 2008, I regularly attended
`
`and participated in SA WG2 meetings, and from 2008 until 2011 I regularly
`
`attended and participated in SA WG1 meetings. I also attended SA plenary
`
`meetings from 2008 until I left Samsung in 2013. As well as generating
`
`contributions in support of Samsung’s research and development as preparation for
`
`each meeting, I would download and review documents from other 3GPP
`
`members, identifying those of interest to Samsung and, where necessary, preparing
`
`additional contributions on behalf of Samsung. The work required a sound working
`
`knowledge of the broader 3GPP system to ensure effective management of the
`
`ATSR team, effective participation in meeting discussions, expert assessment of
`
`third-party standards contributions, and provision of implementation guidance to
`
`Samsung developers.
`
`
`
`7
`
`Ex.1005
`APPLE INC. / Page 7 of 41
`
`
`
`
`
`Declaration of Craig Bishop
`Inter Partes Review of 10,791,502
`
` From 2006 until I stopped attending SA WG1 meetings in 2011, I
`
`authored and presented over 100 contributions to SA WG2 and SA WG1 meetings
`
`at 3GPP and appeared as an author/co-author on 18 patent applications related to
`
`User Equipment operation in the IMS and the 3GPP Core Network.
`
`
`
`In 2011, I became Director of Standards and Industry Affairs at
`
`Samsung, and in November of that year I was elected to the Board of ETSI on
`
`which I served for a term of 3 years until November 2014.
`
` My company Bishop Communications Ltd is a member of ETSI, and
`
`as part of various projects undertaken, I have continued to regularly access the
`
`3GPP and ETSI document servers, and to keep abreast of 3GPP and ETSI
`
`document handling practices.
`
` Through my extensive work on 3GPP standardization issues, I have
`
`become very familiar with 3GPP’s practices relating to making final specifications,
`
`draft standards, and standards-related contributions publicly available.
`
` For the purposes of my analysis in this declaration, I have been
`
`informed by counsel that a person of ordinary skill in the art (“POSITA”) in the
`
`field of the ’502 Patent in the 2017 timeframe, would include someone who had a
`
`Bachelor’s degree in electrical engineering, computer engineering, computer
`
`science, or equivalent training, and at least 2 - 3 years of technical experience
`
`working in the field of cellular telecommunication, including experience designing
`
`
`
`8
`
`Ex.1005
`APPLE INC. / Page 8 of 41
`
`
`
`
`
`Declaration of Craig Bishop
`Inter Partes Review of 10,791,502
`
`or implementing 4G / 5G networks. Moreover, I recognize that additional
`
`education may substitute for some of the experience, and experience may
`
`substitute for educational background.
`
`III. PUBLIC AVAILABILITY OF 3GPP STANDARDS PROPOSALS
`AND TDOCS
`
` Based on my years of experience working in various capacities on
`
`3GPP standards issues, I am familiar with the regular business practices of the 3rd
`
`Generation Partnership Project (“3GPP”) relating to technical documents including
`
`how 3GPP makes these documents public.
`
`a. Prominence and Purpose of 3GPP
`
`
`
`3GPP was inaugurated in December 1998 to produce Technical
`
`Specifications and Technical Reports for the Universal Mobile
`
`Telecommunications System (UMTS), a 3G Mobile System based on evolved
`
`GSM core networks and a new radio access network known as UTRA (UMTS
`
`Terrestrial Radio Access). Ex.1101 at 238. At that time, various standards
`
`organizations agreed to cooperate to produce a complete set of globally applicable
`
`Technical Specifications for the next 3G standard that would then be transposed
`
`into standards by regional standardizations bodies.
`
`
`
`3GPP is a partnership between organizational partners, market
`
`representation partners, and individual members such as companies. Ex.1106 at 4-8
`
`
`
`9
`
`Ex.1005
`APPLE INC. / Page 9 of 41
`
`
`
`
`
`Declaration of Craig Bishop
`Inter Partes Review of 10,791,502
`
`(3GPP Working Procedures, 2000). By January 2000, there were 284 companies
`
`participating as members of 3GPP. Ex.1101, 241. And by 2017, there were 583
`
`members. Ex.1112, 10.
`
`
`
`3GPP produces technical standards covering cellular
`
`telecommunications networks, including User Equipment or Mobile Device (UE)
`
`technologies, Radio Access Network (RAN) technologies, Core Network (CN)
`
`technologies, and service and system capabilities. Beginning in 1998 and
`
`continuing through today, POSITAs were tracking the developments of the latest
`
`3GPP specifications and reports to ensure that the standards being developed were
`
`in line with the technologies being developed by their employers, and vice-versa. It
`
`is my opinion that a POSITA in cellular communications would have to be familiar
`
`with 3GPP and the specification-related documents in order to properly perform
`
`their job. Indeed, even from the early days of 3GPP, textbooks and articles about
`
`cellular communications commonly directed readers to the 3GPP website for
`
`information regarding standards development. Ex.1101, 246; Ex.1107, 37. As a
`
`POSITA in cellular communications myself by 1999, I would regularly visit and
`
`refer others to the 3GPP website for the latest developments in 3G and have
`
`continued to do so since that time for the evolution and subsequent generations of
`
`mobile communications systems.
`
` My personal experience at Samsung confirms 3GPP’s prominence as
`
`
`
`10
`
`Ex.1005
`APPLE INC. / Page 10 of 41
`
`
`
`
`
`Declaration of Craig Bishop
`Inter Partes Review of 10,791,502
`
`the preeminent mobile communications specifications setting body even from
`
`shortly after its inauguration when engineers and managers at Samsung responsible
`
`for developing 3G modem software (but not attending 3GPP meetings) would
`
`regularly ask me about which release(s) or version(s) of given 3GPP specifications
`
`they should be developing their products. By June 2017, its preeminence had long
`
`since been secured and there were 5 billion subscribers to systems employing the
`
`GSM family of technologies specified by 3GPP. E.g., Ex.1111, Ex.1110.
`
`b. 3GPP’s Policy of Making Documents Public
`
`
`
`3GPP’s policy has always been to make 3GPP documents available to
`
`the public. Because the purpose of 3GPP was worldwide adoption of a common
`
`standard, no restrictions on distribution or discussion were placed on 3GPP
`
`documents, but rather the dissemination and sharing of 3GPP documents was
`
`specifically encouraged and necessary for creating an industry-wide standard.
`
`Ex.1108, 8 (“No password is needed to access any information on the 3GPP Web
`
`site, all information is openly published.”).
`
`c. 3GPP Structure and Standards Development Process
`
` Within 3GPP, responsibility for producing specifications has always
`
`been delegated to Technical Specification Groups (TSGs). Ex.1106, 11. At its
`
`inception, 3GPP was divided into four Technical Specification Groups (TSGs),
`
`each covering a particular category of technology, one such TSG being the Radio
`
`
`
`11
`
`Ex.1005
`APPLE INC. / Page 11 of 41
`
`
`
`
`
`Declaration of Craig Bishop
`Inter Partes Review of 10,791,502
`
`Access Network (RAN). POSITAs will be aware of the division of work by subject
`
`matter among the TSGs and among the Working Groups (WGs) within each TSG.
`
`Ex.1102, 175–76; Ex.1103, 46 (Figure 4.3 showing division of work by subject
`
`matter among RAN WGs in 2001). In the 2017-2018 timeframe, there remained
`
`three Technical Specifications Groups each comprising a number of Working
`
`Groups (WGs). Ex.1109. Each WG also focusses on particular subject matter, and
`
`the majority of the standards-development work is conducted at the WG level in
`
`regular (approximately bi-monthly) meetings. Ex.1101, 243. In addition,
`
`particularly at times when major new technologies are being defined, ad hoc
`
`meetings are sometimes held that focus only on those technologies, e.g., LTE, 5G
`
`New Radio (“5GNR” or just “NR”). A description of each Working Group’s
`
`technology area can be found on the Working Group home pages on the 3GPP
`
`website. See, e.g., Ex.1116 (RAN WG2 Homepage). For example, RAN WG2
`
`(also called “RAN2” or “R2”) was and remains “in charge of the Radio Interface
`
`architecture and protocols (MAC, RLC, PDCP)” including “the specification of the
`
`Radio Resource Control (RRC) protocol.” Ex.1116, 1.
`
` The Working Groups meet regularly. The attendees (also called
`
`“delegates”) at these meetings are engineers representing telecommunications
`
`companies from around the world, including Nokia, Samsung, AT&T, Ericsson,
`
`Qualcomm, and Huawei among others. Ex.1115. RAN Working Group 2 meetings
`
`
`
`12
`
`Ex.1005
`APPLE INC. / Page 12 of 41
`
`
`
`
`
`Declaration of Craig Bishop
`Inter Partes Review of 10,791,502
`
`often had around 300 delegates in attendance in 2017 - 2018. Ex.1115, (listing 295
`
`delegate participants at RAN WG2 Meeting #101). The vast majority of these
`
`delegates were and would have represented POSITAs.
`
` Although attendance at 3GPP meetings was generally limited to 3GPP
`
`members, the public, including POSITAs, would have been made aware of
`
`Working Group meeting dates and times as well as the technical documents it
`
`produced on 3GPP’s website. Ex.1116 (archived RAN WG2 page having links to
`
`meeting information, email exploder lists, and technical documents); Ex.1114
`
`(3GPP Calendar page). Interested POSITAs would have been well aware of the
`
`meeting information pages for each TSG Working Group in 2017 - 2018.
`
`d. 3GPP Documents – TDocs
`
` The technical specifications and reports developed by 3GPP were and
`
`are driven by the technical contributions of 3GPP member companies. As part of
`
`that development process, various types of documents are produced. As relevant to
`
`this case, the 3GPP process involves the consideration of temporary documents or
`
`“TDocs,” which are also referred to as proposals, contributions, or change requests.
`
`TDocs result in the production of technical specifications.
`
` Prior to each Working Group meeting, members of the Working
`
`Group prepare TDocs to e.g., identify, discuss, and/or propose a new feature or
`
`change(s) to an existing feature or to identify a technical issue for discussion.
`
`
`
`13
`
`Ex.1005
`APPLE INC. / Page 13 of 41
`
`
`
`
`
`Declaration of Craig Bishop
`Inter Partes Review of 10,791,502
`
`POSITAs will know that TDocs can be a helpful source of technical information
`
`regarding the 3GPP specifications. Ex.1102, 175 (textbook explaining that “[o]ne
`
`way to find a more detailed description of the specific methodology or parameter
`
`in the specification is to go through the contribution papers (called technical
`
`documents, or tdocs) that 3GPP uploads on their meeting website”).
`
` Each TDoc is assigned a TDoc number, according to a standard
`
`format set by 3GPP.1 As described in the 3GPP Working Procedures from 2016,
`
`the numbering system followed the format xminnzzzz. Ex.1113,19-20. This is the
`
`same format that has been in use since 1999. Within the format, “x” referred to the
`
`relevant TSG. For example, “R” was used for TSG RAN. Likewise, “m” referred
`
`to the relevant Working Group. Ex.1113, 20. A document for RAN WG2 would
`
`therefore begin with “R2.” Ex.1113, 20. The two digits “nn” represented the year
`
`(e.g., 17), and the digits “zzzz” represented the unique document number2.
`
`Ex.1113, 20.
`
` Each TDoc would include in its header the meeting at which the
`
`contributor intended the TDoc to be discussed. Most TDocs were uploaded to the
`
`
`
`1 Some documents other than technical contributions (such as meeting reports)
`were also assigned TDoc numbers, for ease of reference.
`
`2 In 1999 there were three ‘z’ digits, increasing to four in 2000. A fifth ‘z’ digit
`was added by RAN Working Group 2 from 2017 to cater for the increasing number
`of TDocs being submitted each year.
`
`
`
`14
`
`Ex.1005
`APPLE INC. / Page 14 of 41
`
`
`
`
`
`Declaration of Craig Bishop
`Inter Partes Review of 10,791,502
`
`3GPP website for public viewing prior to the relevant Working Group meeting
`
`listed on the TDoc, although some TDocs, including those created during
`
`meetings, were uploaded during or after the meeting. Ex.1108, 9. Specifically,
`
`“TDoc numbers start to be allocated some weeks before a 3GPP meeting, and the
`
`authors then create [the TDocs] and they or the group’s secretary uploads them to
`
`the public file server as soon as possible.” Ex.1108, 9 (emphasis added). The
`
`documents were uploaded to the public file repository in an area allocated to the
`
`particular Working Group. Ex.1116 (RAN WG2 Homepage with link to WG2’s
`
`“Meeting documents”). Immediately upon upload, any member of the public could
`
`download and access the TDocs and other documents offered for discussion. This
`
`is the process that POSITAs have known to be in place for decades which has been
`
`in place since I began attending Working Group meetings in 1999.
`
`e. Distribution over the 3GPP Listserv
`
` An important means of distributing draft specifications and other
`
`information to 3GPP members, interested POSITAs, and interested members of the
`
`public was through the 3GPP email listservs (also referred to as the “email
`
`exploder” or “email reflector”). All TSGs and Working Groups, including TSG
`
`RAN, RAN WG1, and RAN WG2, have listservs corresponding to their groups.
`
`Each listserv acts as an email alias that distributes emails and email attachments
`
`sent to that alias to every person subscribed to that listserv.
`
`
`
`15
`
`Ex.1005
`APPLE INC. / Page 15 of 41
`
`
`
`
`
`Declaration of Craig Bishop
`Inter Partes Review of 10,791,502
`
` Subscribing to a listserv was simple and was open to any member of
`
`the public—not just 3GPP members. Ex.1146. The email listservs were featured
`
`prominently on 3GPP’s Specification Groups page and could be accessed via the
`
`“Email Lists” link. Ex.1145. That link would take a user to a page providing
`
`instructions to subscribe to and access the list of ETSI email listservs including
`
`those for 3GPP. Ex.1146. It is my opinion that the 3GPP email listservs were well
`
`known among persons interested in following or participating in the development
`
`of wireless cellular standards. Ex.1101, 240 (textbook noting that “[g]iven that
`
`3GPP has participants from all over the world, the use of the Internet, email
`
`exploders [i.e., listservs] and other such facilities have proved invaluable for
`
`distributing and sharing information, working drafts and so on”); Ex.1105, Section
`
`5 (“The vast majority of the technical discussions and decision making in both
`
`IETF and 3GPP is done over mailing lists. … It is recommended that interested
`
`individuals subscribe to and participate in these lists.”).
`
` There were hundreds of subscribers (and often over a thousand) to the
`
`RAN WG1 and RAN WG2 listservs. Ex.1144. The people that subscribed were
`
`typically engineers, such as me, but also technology strategists and technical
`
`managers. The subscriber list typically included at least all those persons who
`
`planned to attend an upcoming meeting where a TDoc may be discussed. The
`
`typical practice among people who were to attend an upcoming meeting was to use
`
`
`
`16
`
`Ex.1005
`APPLE INC. / Page 16 of 41
`
`
`
`
`
`Declaration of Craig Bishop
`Inter Partes Review of 10,791,502
`
`the WG’s listserv to review and discuss opinions about the ideas conveyed in
`
`TDocs. The email listserv for RAN WG2 provided an efficient way for
`
`contributors to quickly and efficiently disseminate their views. The number of
`
`subscribers for a particular WG listserv usually far exceeded the number of people
`
`attending those WG meetings. For example, 295 delegates attended RAN WG2
`
`Meeting #101, whereas the RAN WG2 email list had around 1000 subscribers
`
`between 2012 and 2021. See, e.g., Ex.1144, Ex.1143.
`
` No confidentiality limitations or restrictions on further dissemination
`
`were placed on documents distributed via the listservs. Ex.1108, 9 (“This
`
`distribution on the group’s email exploder is important, because once that happens,
`
`the document is effectively in the public domain, since membership of the exploder
`
`is open to all and is (almost) unpoliced.”) (emphasis added). This has been the
`
`practice and understanding since I became involved with 3GPP in 1998-1999. The
`
`listservs were also used to distribute information about upcoming TSG or WG
`
`meetings, such as invitations, draft agenda and draft reports for each meeting. E.g.,
`
`Ex.1142 (listserv emailed invitation to RAN2 meeting #101); Ex.1141 (listserv
`
`emailed draft agenda for RAN2 meeting #101); Ex.1140 (listserv email attaching
`
`draft report from RAN2 meeting #101).
`
` The listserv emails were (and remain) archived in a public online
`
`archive (available at http://list.etsi.org/scripts/wa.exe?INDEX). In my experience,
`
`
`
`17
`
`Ex.1005
`APPLE INC. / Page 17 of 41
`
`
`
`
`
`Declaration of Craig Bishop
`Inter Partes Review of 10,791,502
`
`this archive has existed and been accessible to POSITAs since the email lists were
`
`created in 1998. Ex.1104 (archived copy of 1998 email). Each archived email
`
`contains a computer-generated date stamp indicating when the email was sent and
`
`thereby when any attached document became publicly disclosed through
`
`distribution to listserv subscribers. The listserv archives are text searchable, and
`
`include advanced searching features. For example, and without limitation, the
`
`archives can be searched using keywords, quoted phrases, and terms and
`
`connectors (e.g., “and,” “or,” and “and not”). The archives have been text
`
`searchable since at least 2002.
`
`f. The 3GPP Website’s Public File Repository
`
` All TDocs, technical reports, and technical specifications have also
`
`always been freely available to interested POSITAs (and to any interested member
`
`of the public) through the public file repository accessible via the 3GPP website.
`
`POSITAs would have been well aware of 3GPP and of the 3GPP website. 3GPP
`
`documents were accessible to any member of the public through the 3GPP website
`
`without providing any login credentials or other exclusive access criteria.
`
`
`
`It is my opinion that, during the relevant 2017 - 2018 timeframe,
`
`POSITAs could and did locate relevant documents of interest on the 3GPP website
`
`using reasonable diligence based on the website’s indexing scheme or the TDoc’s
`
`naming convention. The documents on the 3GPP website were (and remain)
`
`
`
`18
`
`Ex.1005
`APPLE INC. / Page 18 of 41
`
`
`
`
`
`Declaration of Craig Bishop
`Inter Partes Review of 10,791,502
`
`organized according to the relevant Working Groups within 3GPP (each of which
`
`focused on particular subject matter) and then further organized based on the
`
`meetings of those groups. POSITAs would have known which Working Groups
`
`focused on particular subject matter.
`
` An interested POSITA (or any member of the public) could locate
`
`documents of interest by first navigating a web browser to the 3GPP website
`
`(www.3gpp.org/home.htm). For example, in the 2017 - 2018 timeframe, to locate
`
`documents from the 3GPP home page, a user could have clicked “Specification
`
`Group” and then the link to the Working Group of their choice, e.g., RAN WG2.
`
`Ex.1109; Ex.1116. The accessed page contained links to the 3GPP’s public file
`
`repository. Ex.1139. By way of an alternative to navigating to the 3GPP file
`
`repository from the 3GPP website, a user could have accessed the file repository
`
`directly through the web address www.3gpp.org/ftp. Ex.1138, or using dedicated
`
`FTP client software connecting to ftp.3gpp.org.
`
` The top two levels of indexing within the file repository are based
`
`wholly on subject matter, as reflected by the division of subject matter among the
`
`various TSGs and Working Groups. Specifically, an individual would select the
`
`relevant TSG covering the subject matter of interest:
`
`
`
`19
`
`Ex.1005
`APPLE INC. / Page 19 of 41
`
`
`
`
`
`Declaration of Craig Bishop
`Inter Partes Review of 10,791,502
`
`Ex.1138. If the individual were interested in the radio access aspects of 3GPP, they
`
`would click “tsg_ran.” From there, the individual would click on the particular
`
`RAN Working Group covering the subject matter of interest:
`
`
`
`
`
`20
`
`Ex.1005
`APPLE INC. / Page 20 of 41
`
`
`
`
`
`Declaration of Craig Bishop
`Inter Partes Review of 10,791,502
`
`
`
`Ex.1137. For example, if the individual were interested in the Radio Interface
`
`architecture and protocols (MAC, RLC, PDCP), the specification of the Radio
`
`Resource Control protocol, the strategies of Radio Resource Management and the
`
`services provided by the physical layer to the upper layers, the individual would
`
`know to choose the folder for WG2. Ex.1139.
`
` Once a user is in the relevant Working Group folder (RAN WG2 in
`
`this example), an individual would see a list of all meetings held by RAN WG2:
`
`
`
`21
`
`Ex.1005
`APPLE INC. / Page 21 of 41
`
`
`
`
`
`Declaration of Craig Bishop
`Inter Partes Review of 10,791,502
`
`Ex.1139. As shown, a folder existed for each meeting. For example,
`
`“TSGR2_101” corresponds to TSG RAN WG2 Meeting #101, and the timestamp
`
`associated with the meeting #101 directory indicates that as of January 27, 2018
`
`(the date of the archive in Ex.1139), it had last been updated on September 14,
`
`
`
`
`
`22
`
`Ex.1005
`APPLE INC. / Page 22 of 41
`
`
`
`
`
`Declaration of Craig Bishop
`Inter Partes Review of 10,791,502
`
`2017. Ex.1139.
`
` A POSITA would know which meeting(s) would have covered
`
`particular subject matter based on the publicly available meeting agendas. E.g.,
`
`Ex.1136 (proposed agenda for RAN WG2 Meeting #101). Many POSITAs would
`
`have received the meeting agendas directly via the WG listservs Ex.1141. The
`
`meeting agendas were usually stored on the 3GPP website server within the agenda
`
`folder for each meeting. Ex.1135 (RAN WG2 Meeting #101 Folder). Further, A
`
`POSITA could ascertain what subject matter was addressed at each meeting by
`
`reviewing the draft or approved report issued after each meeting. E.g., Ex.1130
`
`(draft report of RAN WG2 Meeting #101). Such reports were also included within
`
`each meeting folder:
`
`
`
`23
`
`
`
`Ex.1005
`APPLE INC. / Page 23 of 41
`
`
`
`
`
`Declaration of Craig Bishop
`Inter Partes Review of 10,791,502
`
`Ex.1135.
`
`In my experience, whilst the servers used for 3GPP file repository and many of its
`
`directories have been updated since 1999, the original upload date for files
`
`including specifications has always been preserved, providing a true and accurate
`
`indication of their earliest availability for download.
`
` Once an individual navigated to the desired meeting folder, for
`
`example “TSGR2_101,” the individual could then select the “docs” folder to view
`
`the documents associated with that meeting. The documents within this folder were
`
`listed by TDoc number, and POSITAs would have known to review the summary
`
`meeting report for each meeting, as well as the email listserv, to determine what
`
`topics were discussed at that meeting. Ex.1134; Ex.1140; Ex.1133 (list of TDocs
`
`submitted to RAN WG2 #101); Ex.1133 (ftp directory listing for RAN WG2 #101
`
`TDocs list). It was common knowledge that a list of TDocs existed and that it
`
`could be used to identify relevant TDocs. In the TDocs list, each TDoc was listed
`
`by TDoc number, title (reflecting subject matter), source (i.e., the party who
`
`contributed the TDoc), as well as the agenda item that TDoc related to and other
`
`parameters. Ex.1132. For example, the end of meeting (“eom”) TDocs list for from
`
`RAN WG2 Meeting #101 indicates that some 2405 documents were submitted for
`
`that meeting. Thus, a POSITA could narrow the set of relevant TDocs to those of
`
`interest based on the categorization of the TDoc by agenda item. It was also well
`
`
`
`24
`
`Ex.1005
`APPLE INC. / Page 24 of 41
`
`
`
`
`
`Declaration of Craig Bishop
`Inter Partes Review of 10,791,502
`
`known to POSITAs that a list of TDocs for a particular Working Group meeting
`
`was accessible via on the 3GPP website.
`
`