throbber
Case: be2-cv-O2176 Document # 4 Filed: G4/27/22 Page 1 of ig3 PagelD #155
`
`AO 120 (Rev. 08/10}
`
`TRADEMARK
`
`TO:
`
`Mail Stop 8
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`P.O. Box 1456
`Alexandria, VA 22313-1450
`
`|
`
`REPORTON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT GR
`
`in Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 youare hereby advised that a court action has been
`Stedin the U.S, District Court
`
`Northem District of inois on the folowing
`
`
`C] frademarks or=A Patents. ( (7) the patent action invofves 35 USAC. § 292.3:
`
`
`DOCKET NO,
`122-Gv-021 76
`PLAINTIFF
`
` (DATERILED
`4/26/2022
`
`[US DISTRICT COURT
`i
`Northern District of |iinois
`
`[DEPENDANT
`
`Togail Technologies Lid.
`
`Motorola Mobilty LLC
`
`PATENT OR
`TRADEMARK NO.
`
`|
`
`DATE OF PATENT
`OR TRADEMARK
`
`FOVARK
`OF PATEN
`HOLDER
`HOLDER OF PATENT ORTRADEMARK
`
`OR TRADEMARK
`
`_| Amendment
`DATE OF PATENT
`
`[a Answer
`
`(7) Cress Bill
`
`[|] Other Pleading
`
`{nthe above---eutitied case, the following decision has been rendered or judgement issued:
`DECISIONJUDGEMENT _
`
`| Jennifer Kuldanek
`
`CLERK
`Thomas G. Bruton
`
`(BY ) DEPUTY CLERK.
`
`Copy i-—Upon initiation of action, mail this copy te Director Copy 3-—-Upos termination of action, maxi this copy te Director
`Copy 2-—-Upon filing document adding patent(s}, mail this copy te Director Copy 4-—-Case fie copy
`
`Ex.1002
`APPLEINC./ Page 1 of 349
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`Chane 122nd)Boonen FeAcsREGSS) GitaPaynead
`
`U.S. Patent
`
`Aug.11, 2020
`
`Sheet 7 of 10
`
`US 10,743,238 B2
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`APPLE INC. / Page 2 of 349
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`Cramer Dee Dourmennt 46 4 BiiSie CAGEPARAabeEOPILRS Pagetac Pa
`
`US 11,115,165 B2
`
`
`
`
`
`5
`
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`12
`11
`instructions, data structures, program modules or other data
`the BS may
`In some of the present implementations,
`
`in a modulated data signal such as a carrier wave or other
`indicate at least one sTRP resource set to the UE through at
`transport mechanism and includes any information delivery
`least one of the configuration ofthe sTRP, the predetermined
`media. ‘lhe term “modulated data signal” meansa signal that
`resource(s) associated with the sTRP ID, and the best
`has one or more ofits characteristics sct or changed in such
`compatible channel quality in terms of the pTRP determined
`a manner as to encode informationin the signal. By way of
`by the BS or UE.
`
`example, and not limitation, communication media includes
`the UE may
`In some of the present implementations,
`
`
`wired media such as a wired network or direct-wired con-
`
`identify different resource(s)/resource set(s) from different
`nection, and wireless media such as acoustic, RF, infrared
`TRPs via at
`least one of the information of QCT,
`and other wireless media. Combinations of anyof the above
`assumption(s), the target RS port group(s), and reference RS
`correlation indication.
`should also be included within the scope of computer-
`readable media.
`For example, the network/BS may indicate target RSs to
`the UE in terms of two reference RS resource sets. Accord-
`‘The memory 634 may include computer-storage media in
`the form of volatile and/or non-volatile memory. The
`ing to the TC] state configuration, the target DMRS maybe
`memory 634 may be removable, non-removable, or a com-
`spatially quasi co-located with the reference RS from a TRP.
`bination thereof. Example memory includes solid-state
`The DMRSports may be in different target DMRS port
`memory, hard drives, optical-dise drives, and etc. As illus-
`groups. In some other implementations, the UE may be
`trated in FIG. 6, The memory 634 may store computer-
`configured with an information element of correlation infor-
`readable, computer-executable instructions 632 (e.g., soft-
`mation, and the UE mayuseit to determine whether two or
`more resources are from the same TRP. In this case, a low
`ware codes) that are configured to, when executed, cause the
`processor 628 to performvarious functions described herein,
`correlation means that the reference RS resources may have
`for example, with reference to FIGS. 1 through 5. Alterna-
`a rich spatial multiplexing/diversity and come fromdifferent
`tively, the instructions 632 maynotbe directly executable by
`TRPs, and a high correlation may meanthat the reference
`the processor 628 but be configured to cause the node 600
`RSresources may come from the same TRP.
`(e.g., when compiled and executed) to perform various
`FIG.6 is a block diagram illustrating a node for wireless
`functions described herein.
`communication, in accordance with various aspects ofthe
`The processor 628 (e.g., having processing circuitry) may
`present disclosure. As shown in FIG. 6, a node 600 may
`include an intelligent hardware device, e.g., a Central Pro-
`include a transceiver 620, a processor 628, a memory634,
`cessing Unit (CPU), a microcontroller, an ASIC, and etc.
`one or more presentation components 638, and at least one
`The processor 628 may include memory. The processor 628
`antenna 636. The node 600 mayalso include an RF spectrum
`band module, a BS communications module, a network
`may process the data 630 and the instructions 632 received
`from the memory 634, and information through the trans-
`communications module, and a system communications
`ceiver 620, the base band communications module, and/or
`management module, Input/Output (1/O) ports, I/O compo-
`the network communications module. The processor 628
`nents, and power supply (not explicitly shown in FIG. 6).
`may also process information to be sent to the transceiver
`Eachof these components may be in communication with
`620 for transmission through the antenna 636,to the network
`each other, directly or indirectly. over one or more buses
`
`communications module for transmission to a core network.
`640. In one implementation, the node 600 may be a UEor
`One or more presentation components 638 presents data
`a BSthat performs various functions described herein, for
`indications to a person or other device. Examples of pre-
`example, with reference to FIGS. 1 through 5.
`sentation components 638 may include a display device,
`‘The transceiver 620 having a transmitter 622 (e.g., trans-
`speaker, printing component, vibrating component, etc.
`mitting/transmission circuitry) and a receiver 624 (e.g.,
`Fromthe above description, it is manifested that various
`receiving/reception circuitry) maybe configured to transmit
`techniques may be used for implementing the concepts
`and/or receive time and/or frequency resource partitioning
`described in the present application without departing from
`information. In some implementations, the transceiver 620
`the scope of those concepts. Moreover, while the concepts
`may be configured to transmit in different types of subframes
`have been described with specific reference to certain imple-
`and slots including, but not limited to, usable, non-usable
`mentations, a person of ordinary skill in the art may recog-
`and flexibly usable subframes and slot formats. The trans-
`nize that changes may be made in form and detail without
`ceiver 620 may be configured to receive dala and control
`channels.
`departing from the scope of those concepts. As such, the
`i2
`described implementations are to be considered in all
`The node 600 mayinclude a variety of computer-readable 5
`respects as illustrative and not restrictive. It should also be
`media. Computer-readable media may be any available
`understood that the present application is not limited to the
`media that may be accessed by the node 600 and include
`both volatile and non-volatile media, removable and non-
`particular implementations described above, but manyrear-
`rangements, modifications, and substitutions are possible
`removable media. By way of example, and not limitation,
`without departing from the scope of the present disclosure.
`computer-readable media may comprise computer storage
`Whatis claimed is:
`media and communication media. Computer storage media
`
`includes both volatile and non-volatile, removable and non-
`1. A user equipment (UE) comprising:
`one or more non-transitory computer-readable media hav-
`removable media implemented in any method or technology
`ing
`computer-executable
`instructions
`embodied
`for storage of information such as computer-readable
`thereon; and
`instructions, data structures, program modulesor data.
`at least one processor coupled to the one or more non-
`Computer
`storage media
`includes RAM, ROM,
`transitory computer-readable media, and configured to
`EEPROM,flash memory or other memory technology, CD-
`execute the computer-executable instructions to:
`ROM,Digital Versatile Disks (DVD)or other optical disk
`reecive,
`in a Physical Download Control Channel
`storage, magnetic casscttes, magnetic tape, magnetic disk
`(PDCCRH), Transmission Configuration Indicator (TCI)
`storage or other magnetic storage devices. Computerstorage
`
`media does nol comprise a propagated data signal. Commu- state data for determiningaplurality of Physical Down-
`nication media
`typically embodies
`computer-readable
`link Shared Channels (PDSCHs), the TCI state data
`
`
`
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`Cramer DSO Dioumennt d6 4 Bile CAGEPAARabaEOSOnTLRS Paget ah PS
`
`US 11,115,165 B2
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`0
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`a 5
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`IcS
`
`
`
`14
`13
`7. Amethod of wireless communications by a user equip-
`being associated with a plurality of Demodulation
`Reference Signal (DMRS) port groups: and
`ment (UE), the method comprising:
`obtain a plurality of Quasi Co-Location (QCL) assump-
`receiving.
`in a Physical Download Control Channel
`tions for recerving the plurality of PDSCHs based on
`(PDCCH) Transmission Configuration Indicator (TCI)
`the plurality of DMRSport groups associated with the
`state data for determiningaplurality of Physical Down-
`TCI state data, wherein:
`link Shared Channels (PDSCHs), the TCI state data
`each ofthe plurality of QCL assumptions correspondsto
`being associated with a plurality of Demodulation
`one ofthe plurality of DMRSport groups,
`Reference Signal (DMRS) port groups; and
`the TCIstate data corresponds to a TCI state configuration
`obtaining a plurality of Quasi Co-Location (QCL)
`that includes a plurality of QCL Reference Signal (RS)
`assumptions for receiving the plurality of PDSCHs
`sets, and
`based on the plurality of DMRSport groups associaled
`each of the plurality of QCL RSsets corresponds to one
`with the TCI state data, wherein:
`of the plurality of DMRSport groups.
`
`each ofthe plurality of QCL assumptions corresponds to
`2. The UE of claim 1, wherein the at least one processor
`one of the plurality of DMRSport groups,
`is further configured to execute the computer-executable
`instructions to:
`the TCTstate data corresponds to a TCI state configuration
`that includes a plurality of QCL Reference Signal (RS)
`identify a plurality of Transmit/Receive Poimts (TRPs)
`sets, and
`based. on the plurality of QCL assumptions.
`
`each of the plurality of QCL RSsets corresponds to one
`3. The UE of claim 1, wherein the at least one processor
`of the plurality of DMRSport groups.
`is further configured to execute the computer-executable
`instructions to:
`8. The method of claim 7, further comprising:
`identifying a plurality of Transmit/Receive Points (TRPs)
`indicating a relationship
`receive an instruction for
`based on the plurality of QCL assumptions.
`between the plurality of QCL assumptions and the
`9. The method of claim 7, further comprising:
`plurality of DMRS port groups via Medium Access
`receiving an instruction for indicating a relationship
`Control (MAC) Control Element (CE) signaling.
`between the plurality of QCL assumptions and the
`4. The UEofclaim 1, wherein the at least one processor
`plurality of DMRS port groups via Medium Access
`is further configured to execute the computer-executable
`Control (MAC) Control Element (CE) signaling.
`instructions to:
`10. The method of claim 7, further comprising:
`indicate a relationship between the plurality of QCL
`indicating a relationship between the plurality of QCL
`assumptions and the plurality of DMRS port groups
`assumptions and the plurality of DMRS port groups
`whena timer configured for the UE expires.
`when a timer configured for the UE expires.
`5. The UE of claim 1, wherein the at least one processor
`11. The method ofclaim 7, further comprising:
`is further configured to execute the computer-executable
`receiving the plurality of DMRSport groups via Radio
`instructions to:
`Resource Control (RRC) signaling, wherein the plural-
`receive the plurality of DMRS port groups via Radio
`ity of DMRSport groups is associated with the plural-
`Resource Control (RRC) signaling, wherein the plural-
`ity of PDSCHs.
`ity of DMRSport groups is associated with the plural-
`12. The method of claim 7, wherein each ofthe plurality
`ity of PDSCHs.
`of QCL assumptions includes at least onc of a time-domain
`6. The UE of claim 1, wherein each of the plurality of
`QCL parameter, a frequency-domain QCL parameter, and a
`QCL assumptions includes at least one of a time-domain
`spalial-domain QCL parameter.
`QCT, parameter, a frequency-domain QCT,. parameter, and a
`spatial-domain QCL parameter.
`
`
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`40
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`Clpenge “ULeer7SaamitecPaeeeyPAs atAteARS
`
`EXHIBIT 5
`
`Ex.1002
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`(ane(PzOIAReLacanmnttisiPSesAaaPAGS? af ERRgaDAST
`
`U.S, Patent No, 10,743,238 (238 Patent”)
`
`Defendant’s Accused Products, including those which comply with 3GPP Standard TS 38.311 V15.15.0, 3GPP Standard TS 38.331
`V16.6.0, 3GPP Standard TS 38.212 V.16.7, 3GPP Standard TS 38.213 V.16.7, and 3GPP Standard TS 38.214 V.16.7, infringe at least
`claim of the ’238 patent as set forth below, which Plaintiff provides without the benefit of information about the Accused Products
`obtainedthroughdiscovery.
`
`
`
`
`
`Element a
`A method for a user equipment (UE) of a
`connected state, the method comprising:
`Elementb
`TS38.331 V15.15.0 (2021-09)
`Section 5.22.22SIchange indication and PWSnotification
`vasetl, Le, updated SI (otherthan ‘orETWS and CMAS)|18
`
`ntsinthemodificationperiodfollowingtheonewweSfchangeindication
`iswansme, Themodificationperiodboundariesareifiedby SENvaluesfor
`whichSENmod m= 0, wherem isthnumberofradio frames comprisingthe
`moitfication period, The modification period 1s configured by system information.
`
`The UE receives indications about $! modifivateions and/or PWSnotifications using
`
`Short Messagetr:
`everCT (gee clause 6.5). Repetttions of SI
`weatigel ait UEAET YE
`MH Yea
`ae
`REGS MAE SSADUE
`
`changeaitmyoccuwithinrecemodificationpe
`
`aioethe3]TI
`Ifthe UE
`1 Short Messag
`
`1> if the UE is ETWScapable or CMAScapable, the etwsAndCmasIndication bit
`of Short Message1s set, and the UE is provided with
`searchSpaceOtherSystem{nformationon the active BWP or the initial BWP:
`2> immediately re-acquire the S7BJ:
`2> if the UE is ETWScapable and si-Schedulinglnfo includes scheduling
`information for S/B6:
`3> acquire S/6, as specified in sub-clause 5.2.2.3.2,
`
`
`
`Page |
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`(ane(12OATReLEbacanmenttisAPSehOeIOPABa RgMDH
`
` immediately;
`
`2>if the UE 1s ETWScapable and si-Schedulinglnfo includes scheduling information
`for SIB7:
`
`
`
`
`NOTE:
`
`Element ¢
`
`3> acquire SYB7, as specified in sub-clause 5.2.2.3.2,
`immediately;
`2> if the UE is CMAScapable and si-Scheduling!nfo includes scheduling
`information for S7BS:
`3> acquire SYS, as specified in sub-clause $.2.2.3.2,
`immediately;
`In case S1B6, S/B7, or SYB8 overlap with a measurement gap it 1s left to
`UE implementation how to immediately acquire S/B6, SIB7, or SIBS.
`> ifthe system?afaModificarian bitof Short Messageis set
`2>apply the SI acquisition procedure as defined in sub-clause 5.2.2.3 from the start of
`the next modification period.
`TS38.331 (V15.15.0)
`in response to receiving the SIchange|Section 5.2.2.3
`indication, switching from the currently
`5.2.2.3. Acquisition ofMIB and SIB/
`active BWPto an initial active BWP for|The UE shall:
`
`
`1> applythe specified BCCH configuration defined in 9.1.1.1;
`poate,
`}> ifthe UE is in RRC_IDLE or in RRC_INACTIVE;or
`1> if the UE is in RRC_CONNECTED while 1311 1s running:
`2> acquire the MIB, which is scheduledas specified in TS 38.213
`[13]; 2> ifthe UE 1s unable to acquire the MIB:
`3> perform the actionsas specified in clause 5.2.2.5;
`2> else:
`3> perform the actionsspecified in clause 5.2.2.4.1.
`[> if the UE is in RRC_CONNECTEDwith an active BWP with common search space
`configured by searchSpaceS/B! andpagingSearchSpace and has received an indication
`about changeof system information; or
`I> ifthe UE is in RRCIDLE or in RRCINACTIVE; or
`I> tf the UE 1s in RRC_CONNECTEDwhile 1311 is running:
`2> ifssh-SubcarrierOffset indicates SYB/ 1s transmuted tnthe cell (TS 38.213
`
`Page 2
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`
`
`(ne(PzOATReLacanmntisieesO20PABaf ERSRgeEbHas
`
`
`
`
`
`
`
`[13]) and ifSYB/ acquisition is requiredforthe UE:
`3> acquire the S/B/, which ts scheduled as specified in TS 38,213
`[13]; 3> if the UE 1s unable to acquire the S/B/:
`4> perform the actions as specified in clause 5.2.2.5:
`> else:
`4> ypon acquiring SYB/, perform the actions specified in clause 5.2.2.4.2.
`2>else ifSYB/ acquisition 1s required for the UE and ssb-SubcarrierOffset
`indicates that SYB/ 1s not scheduled in the cell:
`3> perform the actions as specified in clause 5.2.2.5.
`NOTE: The UEin RRCCONNECTED is only required to acquire broadcasted
`SIB] ifthe UE can acquire it without disrupting unicast data reception,
`i.e. the broadcast and unicast beams are quasi co-located.
`
`Section 5,2.2.4,2 Actions upon reception of the SIBJ
`Upon recetving the S/B/ the UE shall:
`
`4> if the UE has not stored a valid version of a SIB, in accordance with
`sub- clause 5.2.2.2.1, of one or several required SIB(s), in accordance
`with sub- clause $,2.2.1:
`5> for the ST message(s) that, according to the si-Schedulinglnfo,
`contain at least one required SIB and for which si-BroadcastStatus
`1s set to broadcasting:
`6> acquire the SI message(s) as defined in sub-clause 5.2.2.3.2;
`-
`PDCCH-ConfigCommon
`The IE PDCCH-ConfigCommon1s used to configure cell specific PDCCH parameters
`provided in SIB as well as in dedicated signalling
`PDCCH-ConfigCommon information element
`
` PDCCH-Con
`;
`E
`controlResourceSetZero
`ControlResourceSetZero
`
`yey
`
`
`Page 3
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`Ex.1002
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`(ane(PoORLRoCcnmnttisetONDPARAS of ERaneInNtIa
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`INSMy SSAADN
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`irstPDCCH-MonttoringOccasionOfPO CHOICE{
`sCS1SKHZoneT
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`(0.
`(SIZE(LmaxPO-perPF)) 88 INTEGER
`sCS30KHZoneT-SCSIISKHZhal
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`(MAE(L.maxPO-perPF)) OF INTEGE
`AC
`SCSOOKHZone.SCS30KHZhalfT-eeare
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`CE (SEE (LmaxPO-perPF)) OF INTEGER(0..559),
`sC$120KHZoneT-SCS60KHZhalfT-$CS3OKHZeuare:
`Sennen
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`CE(ME(LmaxPO-perPF)) GF INTEGER (0.1119),
`8\20KHZhalfT-SCSSKHZqatSCSHOKHZoneEah:
`
`
`
`SCSISKHZoneSixteenthT SEQUENCE (StAE(LmaxPO-perPF)) OF {
`(0..2239),
`SGI2OKHZquarterT-“SCSOOKHZoneEighihSCSS0KHZoneSistenthT
`
`Ex.1002
`APPLEINC./ Page 9 of 349
`
`
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`
`Ex.1002
`APPLE INC. / Page 9 of 349
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`

`(CleeLeRSTnALRERS8 ot ESS2
`
`
`
`
`
`sC$120KHZoneEighthT-SCS60KHZoneSixteenthT
`A
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`
`SEQUENCE(SIZE(LmaxPO-perPF)) OY IN
`}
`OPTENA
`ll
`
`
`y
`
`SAI
`
`BWP. (see TS 38.213 [13], clause 10)
` TS 38.331 (V15.15.0)
`
`
`
`
`searchSpaceSTBI
`ID of the search space for SYB/ message. In the imtial DL BWPof the UE's PCell, the
`networksets this field to 0. If the field is absent, the UE does notreceive S/B/ in this
`
`
`
`Ele
`
`COE SI RMS))
`via the initial active BWP during a next
`modification period that immediately
`
`follows the SNARES wherein
`
`the RMSIincludes information
`associated with changed system
`ANY
`PARAS:
`
`Section 5,2.2.2.2 SI change indication and PWSnotification
`
`.
`
`1s transmitted. The modification period boundanesare defined by SEN valuesfor
`which SEN mod m = 0, where m 1s th number of radio frames comprising the
`modification period. The modification period 1s configured by system information.
`The UE receives indications about SI modifications and/or PWSnotificationsusing
`Short Message transmitted with P-RNTI over DCT (see clause 6.5). Repetitionsof SI
`change indication may occur within preceding modification period.
`
`Section 5.2.2.3.1 Acquisition ofMIB and SIBI
`The UE shall:
`1> apply the specified BCCH configuration defined tn 9.1.1.1;
`}> ifthe UE is in RRCIDLE or in RRCINACTIVE;or
`1> ifthe UE 1s in RRC CONNECTEDwhile 1311 is running:
`
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`(Coser{1222050227STcenatieRONEAAGaf ESTRansbeHNY
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`
`
`2> acquire the MIB, which 1s scheduled as specified in TS 38,213
`[13]; 2> ifthe UE 1s unable to acquire the MIB;
`3> perform theactionsas specified in clause 5.2.2.5;
`
`2else:
`
`3> perform the actions specified in clause $.2.2.41.
`I> ifthe UE is in RRCCONNECTEDwith an active BWP with common search
`space configured by searchSpaceSIB! andpagingSearchSpace and has received
`an indication about changeof system information;or
`}> ifthe UE is in RRC_IDLE or in RRC_INACTIVE; or
`1> ifthe UE is in RRCCONNECTED while T311 1s running:
`2> if ssh-SubcarrierO#fset indicates S1B/ 1stransmitted 1n the cell (TS 38.213
`[13]) and ifSBI_iquiston 1s requiredforthe UE:
`3>AI] which is scheduled as specifiedin TS 38.213
`
`(1i}3> ifthe UE 1s unable to acquire the SYBI:
`A> perform the actions as specified in clause 5.2.2.5:
`> else:
`4> upon acquiring SYB/, perform the actions specified in clause 5.2.2.4.2.
`2>else ifSYB/ acquisition 1s required for the UE and ssh-SubcarrierOffset
`indicates that SIB/ 1s not scheduled in the cell:
`3> perform the actions as specified in clause 5.2.2.5,
`NOTE; The UE in RRCCONNECTEDis only required to acquire broadcasted
`SIB/ if the UE can acquire it without disrupting unicast data reception,
`i.e. the broadcast and untcast beams are quasi co-located.
`
`Section 5,2.2.4.2 Actions upon reception of the SYBI
`Uponreceiving the S7B/ the UE shall:
`
`4> if the UE has not stored a valid version of a SIB, in accordance with sub- clause
`5.2.2.2.1, ofone or several required SIB(s), in accordancewith sub-cause§522.1:
`5>for the SI message(s) that, accordingto the\WYNQR\
`contain at least one required SIB and for which si-BroadcastStatus
`
`Page 6
`
`Ex.1002
`APPLEINC./ Page 11 of 349
`
`Ex.1002
`APPLE INC. / Page 11 of 349
`
`

`

`(ane(PzOLRLcanmntisieOIPABaf ERKRgRMDEaS
`
`
`
`
`
`1s set to broadcasting:
`6> acquire the SI message(s) as defined in sub-clause 5.2.2.3.2;
`
`SIBI
`SIB1 contains information relevant when evaluating if a UE ts allowedto access a
`cell and defines the scheduling of other system information. It also contains radio
`resource configuration information that 1s commonforall UEs and barring
`information appliedto the unified access control.
`Signalling radio bearer: N/A
`RLC-SAP: TM
`Logical channels: BCCH
`Direction: Network to UE
`
`
`
`
`
`
`
`
`
`
`SIBI:==AEC
`cellSelectionInfo
`q-RxLevMin
`
`weBleilnOe
`
`iytyMe‘ONAL
`
`» calAccesReltedlnty
`
`conEstFailureControl
`
`3
`
`CellAccessRelatedInfo,
`
`ConnEstFailureControl
`
`Page 7
`
`Ex.1002
`APPLEINC./ Page 12 of 349
`
`Ex.1002
`APPLE INC. / Page 12 of 349
`
`

`

`Case: Tesi Diecusmeant ge4 AsdedAneyepabiesal ABSOMAmeyeaes
`
`U.S. Patent
`
`Aug.11, 2020
`
`Sheet 8 of 10
`
`US 10,743,238 B2
`
`CO
`
`LY)
`keH
`Le
`
`Ex.1002
`APPLEINC./ Page 13 of 349
`
`Cc
`2~
`
`0 2=
`
`N
`
`™
`
`
`
`O+Ooae
`>
`OD
`o
`Lo
`5
`Ove
`Q
`Oo
`cs
`Mo
`Fee A _L20
`
`oa
`
`3.
`5
`-— O
`Oo
`xo
`‘p
`85
`8
`e- 2a
`8 +
`so
`c
`r6
`oO
`O°’
`ie
`Oo
`oOo Cs
`
`20
`o%
`is
`ox
`2°
`So
`
`5
`‘bp
`5
`2

`22
`538
`Oo
`
`=/|/
`=
`oO
`£\|
`2||
`e
`—_
`
`oO
`oO
`oO
`
`S
`CO
`
`Ex.1002
`APPLE INC. / Page 13 of 349
`
`

`

`
`
` "alsSgt
`ints UE-TimersAndConstants
`
`x
`YPTIONAL,
` y
`ue-4
`
`
`
`
`uac-Barringlnfo
`
`
`\
`
`
`pn,
`
`
`
`UAC:Brig
`otdameoceame
`uaeBarngPePLAN-List
`acDaigheLAN-List
`UACBaringlfaSetList uac-
`uacacBangle
`AccessCategory1-SelectionAssistancelnfo CHOICE{
`plmaCommon
`UAC-AccessCategory1-
`SelectionAssistancelnfo,
`
`individualPLMNList
`SEQUENCE(MIZE(2..maxPLMN))
`CF UAC-AccessCategory | -SelectionAssistancelnfo
`
`
`
`(Coser{122209022PRTarenestiAIRORISAOof ESARamaiMIR
`
`
`
`
`
`
` lateNonCriticalExtension
`
`Page 8
`
`Ex.1002
`APPLEINC./ Page 14 of 349
`
`Ex.1002
`APPLE INC. / Page 14 of 349
`
`

`

`Case: LEMAMIeT76 Dagumentit 4GiReGARapieBULLS Pagel ac203
`
`
`
`
`
`
`
`
`
`
`
`N
`
`
`
`com6nein
`AWNACooAAR
`ZZ
`Si-Schedulinglnfo information element
`
` | ..maxSI-Message)) OF
`
` EL} {s5, $10, $20, 540, s80, s160,
`
`SI-SchedulingInfo ::=
`schedulinglnfoList
`Schedulinglnfo,
`si-WindowLength
`5320, s640, $1280},
`
`ae SI-RequestContfig
` SI-RequestConfig
`»pTONAL wf eeGULMAG.
`
`
`ATTA AT
`Phaady
`
`we
`NOAA Mt
`
`5
`
` °D(broadcasting,
`
` ERATED(118, 116,132, 64,1128,
`
`Page 9
`
`Ex.1002
`APPLEINC./ Page 15 of 349
`
`SchedulingInfo :'=
`si-BroadcastStatus
`notBroadcasting},
`si-Periodicity
`rf256, rf512},
`SIB-Mapping
`sib-Mappinglnfo
`es
`
`Ex.1002
`APPLE INC. / Page 15 of 349
`
`

`

`Case: LEMAMeT76 Dagumentit (GiGiierBLPod85 Pagel) ac28s
`
`
`
`
`
`:(L..maxSIB)) (¥ SIB-Typelnfo
`
`
`SIB-Mapping::
`SIB-Typelnfo =
`
`-{}
`~~
`type
`sibType5, sibType6, sibType7, sbTypesibType,
`spare8, spare7, spare6, spares,
`
`
`
`
`
`
`
`{sibType2,stbType3, sibTyped,
`
`spared, spare3, spare2, sparel.,... }
`
`vo
`
`iN
`
`¢LRequestConfig=
`
`
`rach-Occasions$1
`rach-ConfigSI
`ssb-perRACH-Occaston
`oneHalf, one, two, four, eight, sixteen}
`
`} S
`
`I-RequestResources :=
`ta-PreambleStartIndex
`
`ter-AssocttonPeriodindx
`
`
`
`
`Page 10
`
`Ex.1002
`APPLEINC./ Page 16 of 349
`
`
`SI-RequsPeriod
`ENUMERATED{one, two, four, six, eight,
`
`
`ten, twelve, sixteen}=QE TIQNAL A
`
`si-RequestResources
`©(L..maxS]-Message)) OFSI-
`RequestResources
`
`Ex.1002
`APPLE INC. / Page 16 of 349
`
`

`

`Case: LEMME76 Dagumentit 4GiieGARaieaierBnd85 Pagel) acing
`
`
`
`
`
`
`
`Element e TS 38,331 (V15.15,0)
`i changed SIBsis|Section 5,2.2.4.2 Actions upon reception of the SYBI
`
`
`required to be updatedforthe UE
`Upon receiving the S7B/the UE shall:
`NY
`x
`
`
`
`
`
`
`5
`OCIAEVR
`
`
`
`| ARN
`
`VAAN
`
`
`
`ORAS
`
`
`
`
`
`
`SUNS
`
`&
`
`
`
`\
`:
`5>
`for the SI message(s) that, according to the si-Schedulinglnfo,
`contain at least one required SIB and for which si-BroadcastStatus
`1s set to broadcasting:
`6> acquire the SI message(s) as defined in sub-clause 5.2.2.3.2;
`
`Yt
`
`A
`
`The UE shall apply the SI acquisition procedureas defined in clause 5.2.2.3 upon cell
`selection(e.g. upon poweron), cell-reselection, return from out of coverage, after
`reconfiguration with sync completion, after entering the network from another RAT,
`
`
`
`
`PWS notification; an
`The UE shall:
`I>delete any stored version of a SIB after 3 hours from the momentit was
`successfully confirmed as valid:
`I> for each stored version of a SIB:
`BANis associated and its value forthe stored version ofthe SIB is
`YVR for that SIB from the
`serving cell:
`3>if the first PEMN-Identity includedin the PLMN-IdentitylnfoList, the
`systemliformationdrealD and the RAN that are included in the si-
`Schedulinglnjo for the SIB received from the serving cell are identical to
`
`Page II
`
`Ex.1002
`APPLEINC./ Page 17 of 349
`
`Ex.1002
`APPLE INC. / Page 17 of 349
`
`

`

`Case: LEMAMieT76 Dagumentit 4GiieGAeaieaieBOSS Pagel ac288
`
`
`
`
`
`a P
`
`age 12
`
`Ex.1002
`APPLEINC./ Page 18 of 349
`
`
`
`the PEMN-Identity, the systemlnformationArealD and the valueTag
`associated
`with the stored version of that SIB:
`
`4>a.thestoredSIBasvalidforthecell:
`
`cell:
`
`and
` RANGEthat are included in the si-Scheduling/nfo for the SIB receivedfrom
`the serving cell are identical to the PLMN-Identity, the cellldentity and the
`valueTag associated with the stored version ofthat STB:
`4> consider the stored SIB as valid forthe cell;
`
`ST-SchedulingInfo
`The IE S/-Schedulinglnfo contains information needed for acquisition of SI messages.
`Si-SchedulingInfo information element
`
`
` AC AEST!
`oScheduling=
`
`
`schedulinglnfoList
`MAE(1..maxSI-Message}) OF
`Schedulinglnfo,
`si-WindowLength
`$320, 9640, 31280},
`
` ERATED{85, 10, 520, 40, 980, 8160,
`
`SI-ae SI-RequestConfig
` SI-RequestConfig
`iced YY STRING(ME(24)
`
`OPTONAL, « Nesd 8
`
`co
`
`ce
`
`
`
`
`
`Ex.1002
`APPLE INC. / Page 18 of 349
`
`

`

`Case: LEMME76 Dagumentit 4GiRieGeaieaacblab35 Pagel ac288
`
`
`
`
`
`
`
`
`Schedulinglnfo ::
`si-BroadcastStatus
`"0{broadcasting,
`notBroadcasting},
`si-Periodicity
`1256, rf512},
`sib-MappingInfo
`
`
`3 (rf8, rf16, 1f32, rf64, rf128
`
`SIB-Mapping:=
`SIB-Typelnfo :=
`
`type
`MED(sibType2, sibType3, sibTyped,
`sibType5, sibType6, sibType7, sbType,sbTyped
`
`iE(L.maxSIB)) OFSIB-Typelnfo
`
`spare8, spare7, spared, spares,
`
`spared, spare, spare2, sparel,..Jy
` SI-RequestConfig :'=
`
`SEQUENCE{
`RACH-ContigGenenc,
`RATED{oneEighth, oneFourth,
`
`
`
`
`
`
`rach-OccasionsSI
`rach-ContigS!
`ssb-perRACH-Occasion
`oneHalf, one, two, four, eight, sixteen}
`
`
`si-ReqestPeiod
`
`
`ten, twelve, sixteen}
`si-RequestResources
`RequestResources
`
`TED {onte, two, four, six, eight,
`
`#5,(L.maxSl-Message)) OFSI-
`
`S]-RequestResources ::=
`
`Page 13
`
`Ex.1002
`APPLEINC./ Page 19 of 349
`
`Ex.1002
`APPLE INC. / Page 19 of 349
`
`

`

`Case: LEMaAMIei76 Dacumentit 4GieGAeaeRackSnbi38 Pagel e230
`
`
`
` ra-PreambleStartIndex
`
`.
`ra-AssociationPeriodIndex.=INTEGER(0..15)
`SURRY ENA ESS
`OPT Ay
`Nigayt YD
`UY RAIN AL ASO
`
`ra-ssb-OccasionMaskIndex=NTE:
`yy
`yyy
`oN
`he
`;
`Naat ¥
`3
`x
`AL owe NEE A,
`
`
` wa hy
`
`TS 38.331 (V15.15.0)
`
`Element f
`
`Upon recetving the S/B/ the UE shall:
`
`
`
`
`
`Section 5.2.2.4.2 Actions upon reception of the SYBY
`
`4> if the UE has not stored a valid version of a SIB, in accordance with
`sub- clause 5.2.2.2.1, of one or several required SIB(s), in accordance
`with sub- clause 5.2.2.1:
`
`5> for the ST message(s) that, according to the si-Schedulinglnjo,
`contain at least one required SIB and for which si-BroadcastStatus
`15
`set
`to broadcasting:
`
`as defined in sub-clause 5.2.2.3.2:
`
`Page 14
`
`Ex.1002
`APPLEINC./ Page 20 of 349
`
`Ex.1002
`APPLE INC. / Page 20 of 349
`
`

`

`Ceesri](P22?ie inomi eG GeyAeBaeRoeBP PRENSAFT
`
`EXHIBIT 6
`
`Ex.1002
`APPLEINC./ Page 21 of 349
`
`Ex.1002
`APPLE INC. / Page 21 of 349
`
`

`

`ConselD2AOURCOommen PaCaDAZEReeahesobSPRY2
`
`U.S, Patent No, 10,791,502 (502 Patent”)
`
`Defendant's Accused Products, including those which comply with 3GPP Standard TS 38.311 V15.15.0, 3GPP Standard TS 38.331
`V16.6.0, 3GPP Standard TS 38.212 V.16.7, 3GPP Standard TS 38.213 V.16.7, and 3GPP Standard TS 38.214 V.16.7, infringe at least
`claim of the S02 patent as set forth below, which Plaintiff provides without the benefit of information about the Accused Products
`obtainedthroughdiscovery.
`
`Claim 1
`
`
`
`
`2>for the SI message(s) that, according to the si-Schedulinglnfo orposST-
`Scheduling!nfo in the stored SIB1, contain at least one required SIB or
`requested posSIB:
`3> if onDemandS/B-Request is configured and timer T350 1s not
`mg
`4> initiatetransmissionof the DedicaiedSIBRequestmessagein
`accordancewith 5.2.2.36
`
`4> start timer T350 with the timer valueset to the onDemandSIB-
`RequestProhibitTimer,
`> else tf the UE is in RRCCONNECTED with an active BWP configured with
`common search space with the field searchSpaceOtherSystemlnformation and
`the UE has not stored a valid version of a SIB, in accordance with sub-clause
`5,2.2.2.1, of oneofseveral required SIB(s), in accordance with sub-clause
`
`Page |
`
`Ex.1002
`APPLEINC./ Page 22 of 349
`
`Elementa
`
`TS 38,331 (v16.6.0)
`
`
`
`AmethodofARC ve YSN
`Section5,2.2.3,5 Request
`for
`on dewand aystemy
`isferwation in
`farnalk
`‘ procedure
`RRCCONNECTED
`retmedbyauser
`equipment (UE), the method
`The UE shall:
`
`comprising.
`Difs
`with an active BWP not configured with
`Elementb
`commonsearchspacewiththefieldsearchSpaceCther$ysentand
`transmutting 2 Lust S! request message
`the UE has not stored a valid version ofa SIB, in accordance with sub-clause
`toa base station (BS)
`§.2.2.2.1, ofone or several required SIB(s), in accordance with sub-clause
`5.2.2.1 or if requested by upper layers:
`
`
`
`Ex.1002
`APPLE INC. / Page 22 of 349
`
`

`

`
`
`
`
`tin the onDemandSIB-Requestlist to indicate
`2>include
`
`
`ConselD2AOUPCOommen ERCaDAZEReeahoySPRL3
`
`
`
`
`
`
`
`5.2.2.1 or if requested by upper layers:
`2>for the SI message(s) that, according to the si-Scheduling!nfo in the stored
`SIB1, contain at least one required SIB and for which si-BroadcastStatus 1s
`set to broadcasting:
`3> acquire the SI message(s) as defined in sub-clause 5.2.2.3.2;
`
`> for the ST message(s) that, according to the si-Schedulinginfoin the stored
`SIB1, contain at least one required SIB and for which si-BroadcastStatus 1s
`set

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