UNITED STATES PATENT AND TRADEMARK OFFICE
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`Ul\TfED STATES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
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`Adiliess. COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
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`FILING or
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`GRPART
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`37l(c)DATE
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`FIL FEE REC'D
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`ATTY.DOCKET.NO
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`TOT CLAIMS IND CLAIMS
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`251367-8237
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`FILING RECEIPT
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`CONFIRMATION NO. 7862
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`62/544,118
`08/11/2017
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`260
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`109673
`McClure, Qualey & Rodack, LLP
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`3100 Interstate North Circle
`Suite 150
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`Atlanta, GA 30339
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`Date Mai led: 09/01/2017
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`Receipt is acknowledged of this provisional patent application. It will not be examined for patentability and will
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`become abandoned not later than twelve months after its filing date. Any correspondence concerning the application
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`must include the following identification information: the U.S. APPLICATION NUMBER, FILING DATE, NAME OF
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`APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection. Please verify
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`the accuracy of the data presented on this receipt.
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`a written request for a Filing Receipt Correction. Please provide a copy of this Filing Receipt with the
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`changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
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`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processes the reply
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`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
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`lnventor(s)
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`Applicant( s)
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`MEDIATEK INC., Hsin-Chu, TAIWAN;
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`Pei-Kai LIAO, Hsin-Chu, TAIWAN;
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`Power of Attorney:
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`Daniel McClure--38962
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`Yes
`Permission to Access Application via Priority Document Exchange:
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`Yes
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`Permission to Access Search Results:
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`Applicant may provide or rescind an authorization for access using Form PTO/SB/39 or Form PTO/SB/69 as
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`appropriate.
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`08/31/2017
`If Required, Foreign Filing License Granted:
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`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
`is US 62/544, 118
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`No
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`Non-Publication Request:
`No
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`Early Publication Request:
`Title
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`publication is not eligible for pre-grant Projected Publication Date: None, application
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`Methods of Power-efficient Operation in Wideband Carrier
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`page 1 of 3
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`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
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`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
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`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
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`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
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`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
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`effect as a regular national patent application in each PCT-member country. The PCT process the filing
`simplifies
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`of patent applications on the same invention in member countries, but in a grant of "an international
`does not result
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`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
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`protection is desired.
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`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
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`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
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`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
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`foreign countries to ensure that patent rights are not lost prematurely.
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`Applicants also are advised that in the case of inventions made in the United States, the Director of the US PTO must
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`issue a license before applicants can apply for a patent in a foreign country. The filing of a U.S. patent application
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`serves as a request for a foreign filing license. The application's filing receipt contains further information and
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`guidance as to the status of applicant's license for foreign filing.
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`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents" (specifically, the
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`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlines for filing foreign
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`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
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`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
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`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
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`to consult the U.S. Government website, http://www.stopfakes.gov. Part of a Department of Commerce initiative,
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`this website includes self-help "toolkits" giving innovators guidance on how to protect intellectual property in specific
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`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
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`call the U.S. Government hotline at 1-866-999-HAL T (1-866-999-4258).
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`LICENSE FOR FOREIGN FILING UNDER
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`Title 35, United States Code, Section 184
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`Title 37, Code of Federal Regulations, 5.11 & 5.15
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`GRANTED
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`The applicant has been granted a license under 35 U.S.C. 184, if the phrase "IF REQUIRED, FOREIGN FILING
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`LICENSE GRANTED" followed by a date appears on this form. Such licenses are issued in all applications where
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`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
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`set forth in 37 CFR 5.15. The scope and limitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
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`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
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`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
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`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
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`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
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`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
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`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
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`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
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`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
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`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
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`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControl, Department of
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`Treasury (31 CFR Parts 500+) and the Department of Energy.
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`NOT GRANTED
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`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "IF REQUIRED, FOREIGN FILING
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`LICENSE GRANTED" DOES NOT appear on this form. Applicant may still petition for a license under 37 CFR 5.12,
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`if a license is desired before the expiration of 6 months from the filing date of the application. If 6 months has lapsed
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`from the filing date of this application and the licensee has not received any indication of a secrecy order under 35
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`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFR 5.15(b).
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`Select USA
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`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location for
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`business investment, innovation, and commercialization of new technologies. The U.S. offers tremendous resources
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`and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation works to
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`promote and facilitate business investment. SelectUSA provides information assistance to the international investor
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`community; serves as an ombudsman for existing and potential investors; advocates on behalf of U.S. cities, states,
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`and regions competing for global investment; and counsels U.S. economic development organizations on investment
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`attraction best practices. To learn more about why the United States is the best country in the world to develop
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`technology, manufacture products, deliver services, and grow your business, visit http://www.SelectUSA.gov or call
`+ 1-202-482-6800.
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`page 3 of 3
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`PTO/AIN14 (11-15)
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`Approved for use through 04/30/2017. 0MB 0651-0032
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`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
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`Attorney Docket Number 251367-8237
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`Sheet 37 CFR 1.76 Application Application Data Number
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`Methods of Power-efficient Operation in Wideband Carrier
`Title of Invention
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`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
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`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
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`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
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`document may be printed and included in a paper filed application.
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`Secrecy Order 37 CFR 5.2:
`Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
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`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
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`Inventor Information:
`Inventor 11
`Legal Name
`Prefix Given Name
`I El !='ei-Kai
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`City Esin-Chu
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`IRemove I
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`Residence Information (Select One) US Residency • Non US ResidencyActive
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`US Military Service
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`l1country of Residence
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`Mailing Address of Inventor:
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`Address 1
`No. 1, Dusing Rd. 1st
`Address 2
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`�cience-Based Industrial Park
`City I �sin-Chu
`I State/Province
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`Postal Code I roo
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`All Inventors Must Be Listed Additional Inventor Information blocks may be
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`the Add button.
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`generated within this form by selecting
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`Correspondence Information:
`Enter either Customer Number or complete the Correspondence Information section below.
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`For further information see 37 CFR 1.33(a).
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`D An Address is being provided for the correspondence Information of this application.
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`Customer Number 09673
`Email Address dan.mcclure@mqrlaw.com I I Add Email I I Remove Email I
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`Application Information:
`Title of the Invention Methods
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`of Power-efficient Operation in Wideband Carrier
`I Small Entity Status Claimed
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`Attorney Docket Number 1251367-8237
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`Application Type
`Provisional
`Subject Matter
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`Total Number of Drawing Sheets (if any) 11
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`I Suggested Figure for Publication (if any) 11
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`EFSWeb2.2.12
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`PTO/AIN14 (11-15)
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`Approved for use through 04/30/2017. 0MB 0651-0032
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`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
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`Attorney Docket Number 251367-8237
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`Sheet 37 CFR 1.76 Application Application Data Number
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`Carrier Operation in Wideband Title of Invention Methods of Power-efficient
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`Filing By Reference:
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`Only complete this section when filing an application by reference under 35 U.S.C. 111 (c) and 37 CFR 1.57(a). Do not complete this section if
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`application papers including a specification and any drawings are being filed. Any domestic benefit or foreign priority information must be
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`provided in the appropriate section(s) below (i.e., "Domestic Benefit/National Stage Information" and "Foreign Priority Information").
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`For the purposes of a filing date under 37 CFR 1.53(b), the description and any drawings of the present application are replaced by this
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`reference to the previously filed application, subject to conditions and requirements of 37 CFR 1.57(a).
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`Request Early Publication (Fee required at time of Request 37 CFR 1.219)
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`Request Not to Publish.
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`35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
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`subject of an application filed in another country, or under a multilateral international agreement, that requires
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`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
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`Please Select One:
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`Recognition IO Limited ustomer Number I US Patent Practitioner
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`(37 CFR 11.9)
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`Domestic Benefit/National Stage Information:
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`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, 365(c), or 386(c) or indicate
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`National Stage entry from a PCT application. Providing benefit claim information in the Application Data Sheet constitutes
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`the specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
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`EFS Web 2.2.12
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`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
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`251367-8237
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`Sheet 37 CFR 1.76 Application Number Application Data
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`Carrier Operation in Wideband Title of Invention Methods of Power-efficient
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`Foreign Priority Information:
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`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55. When priority is claimed to a foreign application
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`that is eligible for retrieval under the priority document exchange program (PDXi the information will be used by the Office to
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`automatically attempt retrieval pursuant to 37 CFR 1.55(i)(1) and (2). Under the POX program, applicant bears the ultimate
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`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
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`property office, or a certified copy of the foreign priority application is filed, within the lime period specified in 37 CFR 1.55(g)(1 ).
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`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
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`Applications
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`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
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`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
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`16, 2013, will be examined under the first inventor to file provisions of the AIA.
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`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
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`EFS Web 2.2.12
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`PTO/AIN14 (11-15)
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`Approved for use through 04/30/2017. 0MB 0651-0032
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`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
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`Application Data Sheet 37 CFR 1.76
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`Application Number
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`251367-8237
`Attorney Docket Number
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`Title of Invention
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`Methods of Power-efficient Operation in Wideband Carrier
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`Authorization or Opt-Out of Authorization to Permit Access:
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`When this Application Data Sheet is properly signed and filed with the application, applicant has provided written
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`authority to permit a participating foreign intellectual property (IP) office access to the instant application-as-filed (see
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`paragraph A in subsection 1 below) and the European Patent Office (EPO) access to any search results from the instant
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`application (see paragraph Bin subsection 1 below).
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`Should applicant choose not to provide an authorization identified in subsection 1 below, applicant must opt-out of the
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`authorization by checking the corresponding box A or B or both in subsection 2 below.
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`NOTE: This section of the Application Data Sheet is ONLY reviewed and processed with the INITIAL filing of an
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`application. After the initial filing of an application, an Application Data Sheet cannot be used to provide or rescind
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`1.Authorization to Permit Access by a Foreign Intellectual Property Office(s)
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`A.Priority Document Exchange (PDXl -Unless box A in subsection 2 (opt-out of authorization) is checked, the
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`undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO), the Japan Patent Office
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`China (SIPO), the World Intellectual Property Organization (WIPO), and any other foreign intellectual property office
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`participating with the USPTO in a bilateral or multilateral priority document exchange agreement in which a foreign
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`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`Number 251367-8237
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`Data Sheet 37 CFR 1.76 Application Number
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`Methods of Power-efficient Operation in Wideband Carrier
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`Organization Name I t,iEDIATEK INC.
`No. 1, Dusing Rd. 1st
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`$cience-Based Industrial Park
`Hsin-Chu
`Postal Code 300
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`37 of CFR to have an assignment recorded by the Office.
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`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`Attorney Docket Number 251367-8237
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`Sheet 37 CFR 1.76 Application Number
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`Methods of Power-efficient Operation in Wideband Carrier
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`publication as an applicant. For an assignee-applicant, complete this section only if identification as an assignee is also desired on the
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`See 37 CFR 1.4(d) for the manner of making signatures and certifications.
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`Signature
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`Date (YYYY-MM-DD) 12017-08-11
`liDaniel R. McClure/
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`Registration Number P8,962
`First Name paniel I Last Name I �cClure
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`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
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`Application Data Sheet 37 CFR 1.76
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`Application Number
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`Attorney Docket Number 251367-8237
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`Title of Invention
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`Methods of Power-efficient Operation in Wideband Carrier
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