`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`___________________________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`___________________________________________
`
`LG ELECTRONICS INC.,
`LG ELECTRONICS U.S.A., INC., and GOOGLE LLC
`Petitioners
`
`v .
`
`SPACETIME3D, INC.
`Patent Owner
`
`
`
`
`
`Case No. IPR2023-00578
`U.S. Patent No. 9,696,868
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`MOTION FOR JOINDER TO INTER PARTES REVIEW
`(35 U.S.C. § 315(c) AND 37 C.F.R. § 42.122(b))
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`I.
`
`STATEMENT OF THE PRECISE RELIEF REQUESTED
`Pursuant to 35 U.S.C. § 315(c) and 37 C.F.R. § 42.122(b), LG Electronics,
`
`Inc., LG Electronics U.S.A., Inc., (collectively, “LG”) and Google LLC (together
`
`collectively, “Petitioner”) move for joinder with the Inter Partes Review of U.S.
`
`Patent No. 9,696,868 (“the ’868 patent”), Apple Inc. vs. SpaceTime3D Inc.,
`
`IPR2023-00344 (“the Apple IPR”), for which the petition for Inter Partes Review
`
`was filed on December 13, 2022, and is currently pending. IPR2023-00344, paper
`
`1. Petitioner requests that action on this motion be held in abeyance until, and only
`
`if, the Apple IPR is instituted.1 This motion is timely because it is filed before
`
`institution of the Apple IPR, i.e., “no later than one month after the institution date”
`
`of the Apple IPR. 37 C.F.R. § 42.122(b); Central Security Group – Nationwide, Inc.
`
`v. Ubiquitous Connectivity, LP, IPR2019-01609, Paper 11, at 8-9 (P.T.A.B. Feb. 26,
`
`2020) (stating that § 42.122(b) is “[t]he only timing requirement for a motion for
`
`joinder”). Petitioner understands that the petitioner in the Apple IPR (“Apple”) does
`
`not oppose Petitioner’s request for joinder.
`
`
`1 Should the Board deny institution of the Apple IPR, this Motion should be
`
`considered moot and Petitioner respectfully requests that the Board consider this
`
`petition independently of the Apple IPR.
`
`
`
`
`-1-
`
`
`
`
`
`Petitioner requests institution of this Petition for Inter Partes Review. This
`
`Petition is substantively identical to the original Apple IPR petition in all material
`
`respects. The only substantive changes are in the Introduction to identify the correct
`
`Petitioner, in the discussion of the Fintiv factors to accurately describe the
`
`procedural history of the underlying litigation between LG and Patent Owner, and
`
`in mandatory notices under 37 C.F.R. § 42.8(b). The Petition here and the Apple
`
`IPR petition challenge the same claims of the ’868 patent on the same grounds
`
`relying on the same prior art and evidence, including the same declaration identical
`
`in substance from the same expert.
`
`Thus, the Petition warrants institution under 35 U.S.C. § 314, and 35 U.S.C.
`
`§ 315(c) permits Petitioner’s joinder to the Apple IPR.
`
`Further, if joined, Petitioner agrees to adhere to all applicable deadlines in the
`
`Apple IPR and coordinate all filings with Apple in the Apple IPR. Apple will
`
`maintain the lead role in the proceedings so long as it is a party to the proceedings
`
`and is not estopped under § 315(e)(1), and Petitioner here will assume an understudy
`
`role. Petitioner will only assume the lead role in the proceedings if Apple is no
`
`longer a party to the proceedings or unable to advance arguments for one or more
`
`claims, or grounds, for example, because of § 315(e)(1). Petitioner agrees to
`
`consolidated filings for all substantive papers in the proceeding. Apple and
`
`Petitioner will be jointly responsible for the consolidated filings. Absent a Board
`-2-
`
`
`
`
`
`
`
`
`order precluding Apple from making arguments that would otherwise be available
`
`to Petitioner, Petitioner will not advance any arguments separate from those
`
`advanced by Apple in the consolidated filings. These limitations will avoid lengthy
`
`and duplicative briefing. Also, Petitioner will not seek additional depositions or
`
`deposition
`
`time, and will coordinate deposition questioning and hearing
`
`presentations with Apple. Petitioner agrees to the foregoing conditions even in the
`
`event that other IPRs filed by other, third-party petitioners are joined with the Apple
`
`IPR.
`
`Joinder will help efficiently resolve the disputes among the parties. By
`
`joinder, a single Board decision may dispose of the issues raised in the Apple IPR
`
`for all interested parties. Further, the Patent Owner has asserted the ’868 patent in
`
`district court against LG. Joinder will estop LG from asserting in district court those
`
`issues resolved in a final decision from the Apple IPR, thus narrowing the issues in
`
`the district court. See 35 U.S.C. § 315(e)(2). Finally, joinder would not complicate
`
`or delay the Apple IPR and would not adversely affect any schedule set in that
`
`proceeding. In sum, joinder would promote efficient adjudication in multiple
`
`forums. On the other hand, if instituted, maintaining the Petitioner’s IPR proceeding
`
`separate from that of the Apple IPR would entail needless duplication of effort.
`
`Joinder will not unduly prejudice any party. Because joinder will not add any
`
`new substantive issues, delay the schedule, burden deponents, or increase needless
`-3-
`
`
`
`
`
`
`
`
`filings, any additional costs on the Patent Owner would be minimal. On the other
`
`hand, denial of joinder would prejudice Petitioner. Their interests may not be
`
`adequately protected in the Apple IPR proceedings, particularly if Apple settles with
`
`the Patent Owner. Petitioner should be allowed to join in a proceeding affecting a
`
`patent asserted against them.
`
`II. BACKGROUND AND RELATED PROCEEDINGS
`SpaceTime3D, Inc. (the “Patent Owner”) is the owner of the ’868 patent.
`
`SpaceTime3D, Inc. has asserted the ’868 patent against LG Electronics Inc. and LG
`
`Electronics U.S.A., Inc. in SpaceTime3D, Inc. v. LG Electronics, Inc. et al., No.
`
`2:22-cv-00049 (E.D. Tex.). On December 13, 2022, Apple filed its IPR petition,
`
`IPR2023-00344, against the ’868 patent. Petitioner here timely moves for joinder
`
`with the Apple IPR.
`
`III. STATEMENT OF REASONS FOR THE REQUESTED RELIEF
`A. Legal Standards and Applicable Rules
`The Board has discretion to join a properly filed IPR petition to an IPR
`
`proceeding. 35 U.S.C. § 315(c); 37 C.F.R. § 42.122(b); see also Dell Inc. v.
`
`Network-1 Sec. Solutions, Inc., IPR2013-00385, Paper 19, at 4-6; Sony Corp. v.
`
`Yissum Res. & Dev. Co. of the Hebrew Univ. of Jerusalem, IPR2013-00326, Paper
`
`15, at 3-4; Motorola Mobility LLC v. Proxyconn, Inc., IPR2013-00109, Paper 15, at
`
`
`
`
`-4-
`
`
`
`
`
`3-4. “The Board will determine whether to grant joinder on a case-by-case basis,
`
`taking into account the particular facts of each case, substantive and procedural
`
`issues, and other considerations.” Dell, IPR2013-00385, Paper 19, at 3. The
`
`movants bear the burden of proof in establishing entitlement to the requested relief.
`
`37 C.F.R. §§ 42.20(c), 42.122(b). A motion for joinder should:
`
`(1) set forth the reasons why joinder is appropriate; (2) identify any new
`grounds of unpatentability asserted in the petition; (3) explain what
`impact (if any) joinder would have on the trial schedule for the existing
`review; and (4) address specifically how briefing and discovery may be
`simplified.
`
`Dell, IPR2013-00385, Paper 19, at 4.
`
`B.
`
`Joinder will not add any new grounds of unpatentability or have
`an impact on the trial schedule.
`The Petition is based on the same grounds and combinations of prior art that
`
`are at issue in the Apple IPR. For simplicity and efficiency, Petitioner has
`
`substantially copied the substance of Apple’s petition and accompanying
`
`declaration. Petitioner does not seek to introduce grounds or claims not in the Apple
`
`IPR and seeks only to join the proceeding as instituted. Petitioner is relying on the
`
`expert declaration submitted in the Apple IPR. The Patent Owner should not require
`
`any discovery beyond that which it may need in the Apple IPR—nor should the
`
`
`
`
`-5-
`
`
`
`Board permit any. The Petition presents no new substantive issues relative to the
`
`Apple IPR and does not seek to broaden the scope of the Apple IPR.
`
`
`
`For efficiency’s sake, Petitioner will:
`
`1. Adhere to all applicable deadlines in the Apple IPR;
`
`2. Submit “consolidated” filings with the Apple, as set forth above in the
`
`statement of precise relief requested;
`
`3. Refrain from requesting or reserving any additional depositions or
`
`deposition time;
`
`4. Refrain from requesting or reserving additional oral hearing time; and
`
`5. Assume a second-chair role as long as Apple remains in the
`
`proceeding.2
`
`In view of these provisions, joinder should not affect the trial schedule.
`
`
`2 These limitations are consistent with previously granted joinder motions. See, e.g.,
`
`Enzymotech Ltd. v. Neptune Techs., IPR2014-00556, Paper 19 (July 9, 2014)
`
`(agreeing to procedural concessions, such as “consolidated” responses); Gillette Co.
`
`v. Zond, IPR2014-01016, Paper 13 (Nov. 10, 2014) (same); SAP Am. Inc. v.
`
`Clouding IP, LLC, IPR2014-00306, Paper 13 (May 19, 2014) (same).
`
`
`
`
`-6-
`
`
`
`
`
`C.
`
`Joinder will promote efficiency by consolidating issues, avoiding
`wasteful duplication, and preventing inconsistency.
`Petitioner presents substantially identical arguments and supporting evidence
`
`as the Apple IPR. Joinder will simplify briefing and discovery. Given that the Apple
`
`IPR and the Petition address the same prior art and grounds for rejection of the same
`
`claims, joining these proceedings allows for joint submissions and discovery, further
`
`streamlining the proceedings. This should promote efficiency and conserve the
`
`Board’s and the parties’ resources. Further, joinder will estop Petitioner from
`
`asserting in district court those issues resolved in a final written decision in the Apple
`
`IPR, thus narrowing the issues in the district court actions. See 35 U.S.C.
`
`§ 315(e)(2).
`
`D.
`Joinder is Appropriate
`The Board has previously stated that it is “mindful of a policy preference for
`
`joining a party that does not present new issues.” Enzymotec Ltd. v. Neptune Techs
`
`& Bioresources, Inc. IPR2014-00556, Paper No. 19 at 6 (July 9, 2014) (citing 157
`
`CONG. REC. S1376 (daily ed. Mar. 8, 2011) (statement of Sen. Kyl) (“The Office
`
`anticipates that joinder will be allowed as of right – if an inter partes review is
`
`instituted on the basis of a petition, for example, a party that files an identical petition
`
`will be joined to that proceeding, and thus allowed to file its own briefs and make
`
`its own arguments.”)).
`
`
`
`
`-7-
`
`
`
`
`
`Here, because Petitioner seeks institution on the grounds, evidence, and
`
`arguments advanced, or that will be advanced, in the Apple IPR, institution is
`
`warranted under 35 U.S.C. § 314 and Petitioner’s joinder to the Apple IPR is
`
`appropriate under 35 U.S.C. § 315(c). No new grounds of unpatentability are
`
`asserted. As explained above, joinder would not adversely impact the trial schedule,
`
`briefing, or discovery in the Apple IPR, and the remaining equities compel joinder.
`
`Petitioner is filing this Petition and joinder motion to ensure that the trial is
`
`completed in the event that Apple reaches settlement with Patent Owner.
`
`1. Without joinder, Petitioner will be prejudiced
`A denial of joinder would prejudice Petitioner. The substantial interests of
`
`LG, as parties against whom the ’654 patent has been asserted in federal district
`
`court actions, may not be adequately protected by Apple in the Apple IPR
`
`proceedings. For example, Petitioner has an interest that the Apple IPR reaches a
`
`final determination to facilitate a timely and cost-effective end to the controversy
`
`between LG and the Patent Owner. Petitioner should be allowed to join in a
`
`proceeding affecting a patent asserted against at least one of Petitioner.
`
`2.
`Joinder will not unduly prejudice any party
`The Petition raises issues already before the Board and long known to the
`
`Patent Owner. Addressing patent validity in this proceeding serves the parties’ and
`
`Board’s interests.
`
`
`
`
`-8-
`
`
`
`
`
`IV. CONCLUSION
`Joinder will not affect the substance, procedure, or scheduling of the Apple
`
`IPR. Petitioner files this motion under the statutory joinder provisions as
`
`contemplated by the AIA. Joinder will simplify the issues and promote efficiency,
`
`justice, and speed.
`
`For the foregoing reasons, Petitioner respectfully requests inter partes review
`
`of U.S. Patent No. 9,696,868 and joinder with Apple Inc. vs. SpaceTime3D Inc.,
`
`IPR2023-00344.
`
`
`
`
`-9-
`
`
`
`
`
`
`Dated: February 10, 2023
`
`
`
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`By:/ Matthew D. Satchwell /
`Reg. No. 58,870
`DLA Piper LLP (US)
`444 W Lake St. #900
`Chicago, IL 60606
`matthew.satchwell@dlapiper.com
`Phone: 312-368-2111
`Fax: 312-731-4403
`
`Brent Yamashita
`Reg. No. 53,808
`DLA Piper LLP (US)
`2000 University Ave
`East Palo Alto, CA 94303
`brent.yamashita@dlapiper.com
`Phone: 650-833-2348
`Fax: 650-687-1206
`
`Christopher Duerden
`Reg. No. 77,464
`DLA Piper LLP (US)
`33 Arch St #26
`Boston, MA 02110
`chris.duerden@dlapiper.com
`Phone: 617-406-6077
`
`Attorneys for Petitioners
`LG Electronics Inc. and LG Electronics
`U.S.A., Inc.
`
`Erika H. Arner
`Reg. No. 57,540
`Finnegan, Henderson, Farabow, Garrett,
`& Dunner LLP
`1875 Explorer Street, Suite 800
`Reston, VA 20190-6023
`-10-
`
`
`
`
`
`erika.arner@finnegan.com
`Phone: 571-203-2700
`
`Cory C. Bell
`Reg. No. 75,096
`Finnegan, Henderson, Farabow,
`Garrett & Dunner, LLP
`2 Seaport Lane, 6th Floor
`Boston, MA 02210-2001
`cory.bell@finnegan.com
`Phone: 617-646-1600
`
`Yanyi Liu
`Reg. No. 71,046
`Finnegan, Henderson, Farabow,
`Garrett & Dunner, LLP
`Stanford Research Park
`3300 Hillview Avenue
`Palo Alto, CA 94304-1203
`yanyi.liu@finnegan.com
`Phone: 650-849-6600
`
`Yinan Liu
`Reg. No. 72,482
`Finnegan, Henderson, Farabow,
`Garrett & Dunner, LLP
`2 Seaport Lane, 6th Floor
`Boston, MA 02210-2001
`yinan.liu@finnegan.com
`Phone: 617-646-1600
`
`Attorneys for Petitioner
`Google LLC
`
`
`
`
`-11-
`
`
`
`
`
`CERTIFICATE OF SERVICE
`
`Pursuant to 37 C.F.R. §§ 42.6(e) and 42.105(b), the undersigned hereby
`
`certifies that a copy of the foregoing Motion for Joinder was provided to Patent
`
`Owner electronically, by agreement (see LGE1029), by emailing a copy of the same
`
`to the following attorneys for Patent Owner:
`
`Meng Xi (mxi@susmangodfrey.com)
`
`Max L. Tribble (mtribble@susmangodfrey.com)
`
`Matthew R. Berry (mberry@susmangodfrey.com)
`
`Gloria Park (gpark@susmangodfrey.com)
`
`Floyd G. Short (fshort@susmangodfrey.com)
`
`Adam Tisdall (atisdall@susmangodfrey.com)
`
`In addition, a copy of this Motion for Joinder and supporting material is being
`
`electronically served in its entirety on counsel for Petitioner in related Case No.
`
`IPR2023-00344.
`
`W. Karl Renner (renner@fr.com)
`
`Andrew B. Patrick (patrick@fr.com)
`
`Kenneth Wayne Darby, Jr. (kdarby@fr.com)
`
`
`
`
`
`
`
`
`
`
`
`
`Usman A. Khan (khan@fr.com)
`
`
`
`
`Dated: February 10, 2023
`
`
`Respectfully submitted,
`
`
`
`By:/ Matthew D. Satchwell /
`Matthew D. Satchwell (Reg. No. 58,870)
`Email: matthew.satchwell@dlapiper.com
`DLA Piper LLP (US)
`444 West Lake Street, Suite 900
`Chicago, Illinois 60606
`Telephone: (312) 368-2111
`Fax: (312) 236-7516
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`