Under the Paperwork Reduction Act of 1995 no persons are required to respo
`
`PTO/AIA/15 (03-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`iind to_a collection of information unless it displays a valid OMB control numberi i itdi i
`
`
`
`
`
`
`UTILITY
`PATENT APPLICATION
`
`TRANSMI I
`
`I AL
`
`Marc Kriiger
`
`PORTION CAPSULE HAVING AN IDENTIFIER
`
`(Only for new nonprovisional applications under 37 CFR 1.53(b))
`
`Via EFS at USPTO.GOVon July 26, 2021
`
`APPLICATION ELEMENTS
`See MPEP chapter 600 concerningutility patent application contents.
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`ACCOMPANYING APPLICATION PAPERS
`[_] Fee Transmittal Form
`(PTO/SB/17 or equivalent)
`
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`See 37 CFR 1.27
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`Name of Assignee 3. [| Applicant certifies micro entity status. See 37 CFR 1.29.
`
`Applicant must attach form PTO/SB/15Aor B or equivalent.
`11. [| 37 CFR 3.73(c) Statement
`4. [v] Specification
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`Both the claims and abstract must start on a new page.
`2. [| English Translation Document
`(See MPEP § 608.01(a}for information on the preferred arrangement}
`(if applicable)
`Drawing(s) (35 U.S.C. 113)
`[Total Sheets 12
`]
`5.
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`6. Inventor’s Oath or Declaration
`[Total Pages 1
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`(PTO/SB/08 or PTO-1449)
`(including substitute statements under 37 CFR 1.64 and assignments
`serving as an oath or declaration under 37 CFR 1.63(e)}}[] Copiesofcitations attached
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`(MPEP § 503) (Should be specifically itemized)
`See 37 CER 1.76 (PTO/AIA/14 orequivalent)
`16. [| Certified Copy of Priority Document(s)
`CD-ROM or CD-R
`(ifforeign priority is claimed)
`7 C]
`in duplicate, large table, or Computer Program (Appendix)
`Nonpublication Request
`
`[] Landscape Table on CD Under35 U.S.C. 122(b)(2)(B)(i). Applicant must attach form PTO/SB/35
`or equivalent.
`9. Nucleotide and/or Amino Acid Sequence Submission
`
`Other, USPTOis hereby authorized to charge any additional fees
`(if applicable, items a. —c. are required)
`
`required under 37 C.F.R. Sec. 1.16; 1.17 and 1.21
`a. [| Computer Readable Form (CRF)
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`to Deposit Acct. No. 50-1097
`b.[ | Specification Sequence Listing on:
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`ii.[ | Paper
`Cc. [| Statements verifying identity of above copies
`*Note:
`(1) Benefit claims under 37 CFR 1.78 and foreign priority claims under 1.55 must be included in an Application Data Sheet (ADS).
`(2) For applications filed under 35 U.S.C. 111, the application must contain an ADS specifying the applicantif the applicant is an
`assignee, person to whom the inventor is under an obligation to assign, or person who otherwise showssufficient proprietary
`interest in the matter. See 37 CFR 1.46(b).
`19. CORRESPONDENCE ADDRESS
`
`
`
`]
`
`Powerof Attorney
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`18.
`
`The address associated with Customer Number: 29215
`Name
`
`OR [| Correspondence address below
`
`Address
`ay |state| Zin coe
`country|i elephione|email|
`signature
`|/Paul J. Palinski/
`July 26, 2021
`Name
`.
`.
`Registration No.
`
`Mareype)|Paul J. Palinski 71080
`This collection of information is required by 37 CFR 1.53(b). The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14.This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO.Timewill vary depending uponthe individual case. Any comments on
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`_
`ffyou needassistance in completing theform, call 1-800-PTO-9199 andselect option 2.
`| PR2023 00485
`Nespresso USA,Inc. Ex. 1002 Part 1
`Page 1 of 524
`
`IPR2023-00485
`Nespresso USA, Inc. Ex. 1002 Part 1
`Page 1 of 524
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`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is
`35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which
`the information is used by the U.S. Patent and Trademark Office is to process and/or examine your submission
`related to a patent application or patent.
`If you do not furnish the requested information, the U.S. Patent and
`Trademark Office may not be able to process and/or examine your submission, which mayresult in termination
`of proceedings or abandonmentof the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of
`records may be disclosed to the Department of Justice to determine whether disclosure of these
`records is required by the Freedom ofInformation Act.
`2. Arecord from this system of records may be disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in
`the course of settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need for the information in order to perform a contract. Recipients of information shall be
`required to comply with the requirements of the Privacy Act of 1974, as amended, pursuantto 5 U.S.C.
`552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in this
`system of records may be disclosed, as a routine use,
`to the International Bureau of the World
`Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal agencyfor
`purposes of National Security review (85 U.S.C. 181) and for review pursuant to the Atomic Energy Act
`(42 U.S.C. 218(c)).
`7. A-record from this system of records maybedisclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSA as part of that
`agency’s responsibility to recommend improvements in records managementpractices and programs,
`under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the
`GSA regulations governing inspection of records for this purpose, and any other relevant (i.e., GSA or
`Commerce) directive. Such disclosure shall not be used to make determinations aboutindividuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35
`U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine
`use, to the public if the record wasfiled in an application which became abandonedor in which the
`proceedings were terminated and which application is referenced by either a published application, an
`application open to public inspection or an issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local
`law enforcement agency,
`if the USPTO becomes aware of a violation or potential violation of law or
`regulation.
`
`IPR2023-00485
`Nespresso USA,Inc. Ex. 1002 Part 1
`Page 2 of 524
`
`IPR2023-00485
`Nespresso USA, Inc. Ex. 1002 Part 1
`Page 2 of 524
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`

`

`Doc Code: TRACK1.REQ
`DocumentDescription: TrackOne Request
`
`PTO/AIA/424 (04-14)
`
`CERTIFICATION AND REQUESTFOR PRIORITIZED EXAMINATION
`UNDER 37 CFR 1.102(e) (Page 1 of 1)
`
`
`
`finenor[MarcKrliger[ttmmarrtctentumver
`
`PORTION CAPSULE HAVING AN IDENTIFIER
`
`APPLICANT HEREBYCERTIFIES THE FOLLOWING AND REQUESTSPRIORITIZED EXAMINATION FOR
`THE ABOVE-IDENTIFIED APPLICATION.
`
`1. The processing fee set forth in 37 CFR 1.17(i)(1) and the prioritized examination fee setforth in
`37 CFR 1.17(c) have been filed with the request. The publication fee requirementis met
`becausethat fee, set forth in 37 CFR 1.18(d), is currently $0. The basic filing fee, search fee,
`and examination fee arefiled with the request or have been already been paid.
`| understand
`that any required excess claims fees or application size fee must be paid for the application.
`
`| understand that the application may not contain, or be amendedto contain, more than four
`independentclaims, more than thirty total claims, or any multiple dependent claims, and that
`any request for an extension of time will cause an outstanding Track | request to be dismissed.
`
`3. The applicable box is checked below:
`
`Original Application (Track One)
`
`- Prioritized Examination under § 1.102(e)(1
`
`i.
`
`(a) The application is an original nonprovisional utility application filed under 35 U.S.C. 111(a).
`This certification and requestis being filed with the utility application via EFS-Web.
`---OR---
`(b) The application is an original nonprovisional plant application filed under 35 U.S.C. 111(a).
`This certification and requestis being filed with the plant application in paper.
`
`An executed inventor’s oath or declaration under 37 CFR 1.63 or 37 CFR 1.64 for each
`inventor, or the application data sheet meeting the conditions specified in 37 CFR 1.53(f)(3)(i) is
`filed with the application.
`
`Request for Continued Examination - Prioritized Examination under § 1.102(e)(2)
`
`forms are submitted.
`
`A request for continued examination has beenfiled with, or prior to, this form.
`If the application is a utility application, this certification and requestis being filed via EFS-Web.
`iii. The application is an original nonprovisionalutility application filed under 35 U.S.C. 111(a), or is
`a national stage entry under 35 U.S.C. 3771.
`iv. This certification and requestis being filed prior to the mailing of a first Office action responsive
`to the request for continued examination.
`No prior requestfor continued examination has been granted prioritized examination status
`under 37 CFR 1.102(e)(2).
`
`
`
`signature/PAU! J. Palinski/
`Name
`aul J. Palinski
`(Print/Typed)
`
`pate JUly 26, 2021
`Practitioner
`71,080
`Registration Number
`
`This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4(d) for signature requirements and certifications.
`Note:
`Submit multiple forms if more than one signature is required.”
`
`*Total of 1
`
`IPR2023-00485
`Nespresso USA, Inc. Ex. 1002 Part 1
`Page 3 of 524
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the requirements of
`the Act, please be advised that: (1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2)
`furnishing of the information solicited is voluntary; and (3) the principal purpose for which the information is used by the
`U.S. Patent and Trademark Office is to process and/or examine your submission related to a patent application or
`patent.
`If you do not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or abandonmentof the
`application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records may
`be disclosed to the Departmentof Justice to determine whether disclosure of these records is required by the
`Freedom ofInformation Act.
`A record from this system of records maybe disclosed, as a routine use, in the course of presenting evidence
`to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of
`settlement negotiations.
`A record in this system of records maybe disclosed, as a routine use, to a Member of Congress submitting a
`request involving an individual, to whom the record pertains, when the individual has requested assistance from
`the Member with respect to the subject matter of the record.
`A record in this system of records maybe disclosed, as a routine use, to a contractor of the Agency having
`needfor the information in order to perform a contract. Recipients of information shall be required to comply
`with the requirements of the Privacy Act of 1974, as amended, pursuantto 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of
`records maybe disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records maybe disclosed, as a routine use, to another federal agency for purposes
`of National Security review (35 U.S.C. 181) and for review pursuantto the Atomic Energy Act (42 U.S.C.
`218(c)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSAaspart of that agency’s
`responsibility to recommend improvements in records managementpractices and programs, under authority of
`44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA regulations governing
`inspection of records for this purpose, and any other relevant (/.e., GSA or Commerce) directive. Such
`disclosure shall not be used to make determinations about individuals.
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of
`the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a
`record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record
`wasfiled in an application which became abandonedor in which the proceedings were terminated and which
`application is referenced by either a published application, an application open to public inspection or an issued
`patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes awareof a violation or potential violation of law or regulation.
`
`IPR2023-00485
`Nespresso USA,Inc. Ex. 1002 Part 1
`Page 4 of 524
`
`IPR2023-00485
`Nespresso USA, Inc. Ex. 1002 Part 1
`Page 4 of 524
`
`

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`IPR2023-00485
`Nespresso USA,Inc. Ex. 1002 Part 1
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`Page 6 of 524
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`IPR2023-00485
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`Page 6 of 524
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`IPR2023-00485
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`IPR2023-00485
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`IPR2023-00485
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`IPR2023-00485
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`Nespresso USA,Inc. Ex. 1002 Part 1
`Page 11 of 524
`
`IPR2023-00485
`Nespresso USA, Inc. Ex. 1002 Part 1
`Page 11 of 524
`
`

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`IPR2023-00485
`Nespresso USA,Inc. Ex. 1002 Part 1
`Page 12 of 524
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`IPR2023-00485
`Nespresso USA, Inc. Ex. 1002 Part 1
`Page 12 of 524
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`IPR2023-00485
`Nespresso USA,Inc. Ex. 1002 Part 1
`Page 13 of 524
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`IPR2023-00485
`Nespresso USA, Inc. Ex. 1002 Part 1
`Page 13 of 524
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`IPR2023-00485
`Nespresso USA,Inc. Ex. 1002 Part 1
`Page 14 of 524
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`IPR2023-00485
`Nespresso USA, Inc. Ex. 1002 Part 1
`Page 14 of 524
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`Nespresso USA,Inc. Ex. 1002 Part 1
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`IPR2023-00485
`Nespresso USA, Inc. Ex. 1002 Part 1
`Page 15 of 524
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`IPR2023-00485
`Nespresso USA,Inc. Ex. 1002 Part 1
`Page 16 of 524
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`IPR2023-00485
`Nespresso USA, Inc. Ex. 1002 Part 1
`Page 16 of 524
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`_.IPR2023-00485
`
`Nespresso USA, Inc. Ex. 1002 Part 1
`Page 17 of 524
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`IPR2023-00485
`Nespresso USA, Inc. Ex. 1002 Part 1
`Page 17 of 524
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`IPR2023-00485
`Nespresso USA,Inc. Ex. 1002 Part 1
`Page 18 of 524
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`IPR2023-00485
`Nespresso USA, Inc. Ex. 1002 Part 1
`Page 18 of 524
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`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`L Charles Edward STTCH BA,
`
`Manasing Director of RWS Group Lid UK Translation Division, of Europa House, Chiltern
`
`Park, Chiltem Hill, Chalfont St Peter, Buckinghamshire, United Kingdom, declare:
`
`L.
`
`2.
`
`That Fama citizen of the United Kingdom of Great Britain and Northern Ireland.
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`That the transiator responsible for the attached translahon is well acquainted with the
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`German and English languages.
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`3,
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`That the attached is, to the best of RWS Group Lid knowledge and belief, a true
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`translation uso the English language of the accompanying copyof the specification fied with
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`the application for a patent in Germanyon July 22, 2010 underthe number
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`DE 10 2010 G3) 998.0andthe official certificate attached thereto.
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`4.
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`That T believe that all staternents made herein of my own knowledge are true and that
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`all staiaments made on information and belief are true: and further that these statements were
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`made with the knowledge that willful false statements and the ike so made are punishable by
`
`fine or imprisonment, or both, under Section 1001 of Title 18 of the United States Code and
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`that such wilful false statements may jeopardize the validity of the patent application in the
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`UnitedStates of America or any patent issuing thereon.
`
`Date. August 14, 2019
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`CLE. SITCH
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`Managing Director - UK Translation Division
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`For and on behalf ofRWS Group Lid
`
`IPR2023-00485
`Nespresso USA,Inc. Ex. 1002 Part 1
`Page 19 of 524
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`IPR2023-00485
`Nespresso USA, Inc. Ex. 1002 Part 1
`Page 19 of 524
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`1PR2023-00485
`Nespresso USA,Inc. Ex. 1002 Part 1
`Page 20 of 524
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`IPR2023-00485
`Nespresso USA, Inc. Ex. 1002 Part 1
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`IPR2023-00485
`Nespresso USA,Inc. Ex. 1002 Part 1
`Page 21 of 524
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`IPR2023-00485
`Nespresso USA, Inc. Ex. 1002 Part 1
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`IPR2023-00485
`Nespresso USA,Inc. Ex. 1002 Part 1
`Page 22 of 524
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`IPR2023-00485
`Nespresso USA, Inc. Ex. 1002 Part 1
`Page 22 of 524
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