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`15112968
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`2016-07-20
`I Hamdy AHMED
`
`1618
`I Micah Paul Young
`
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`055112-5004-US
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`31
`
`Byrd et al., "Acalabrutinib {ACP-196) in Relapsed Chronic Lymphocytic Leukemia", N Engl J Med, Vol. 374, No. 5, pp.
`323-332 (2016)
`
`32
`
`ntemational Search Report for PCT/IB2015/000645, dated August 31, 2015
`
`33
`
`v\/ritten Opinion for PCT/IB2015/000645
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`34
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`ntemational Search Report for PCT/IB2015/002140, dated February 28, 2016
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`v\/ritten Opinion for PCT/IB2015/002140
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`20120095026
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`SANDOZ INC.
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`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`15112968
`
`Filing Date
`
`First Named Inventor
`
`Art Unit
`
`Examiner Name
`
`2016-07-20
`I Hamdy AHMED
`
`1618
`I Micah Paul Young
`
`Attorney Docket Number
`
`055112-5004-US
`
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`I
`IRemovel
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`Initial*
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`Country
`Code2i
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`Kind Publication
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`Name of Patentee or
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`Document
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`Pages,Columns,Lines
`where Relevant
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`T5
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`IPR2023-00478
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`Ex. 1004, p. 937 of 1432
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`15112968
`
`Filing Date
`
`First Named Inventor
`
`Art Unit
`
`Examiner Name
`
`2016-07-20
`I Hamdy AHMED
`
`1618
`I Micah Paul Young
`
`Attorney Docket Number
`
`055112-5004-US
`
`8
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`9
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`SANDOZ INC.
`
`IPR2023-00478
`
`Ex. 1004, p. 938 of 1432
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`15112968
`
`Filing Date
`
`First Named Inventor
`
`Art Unit
`
`Examiner Name
`
`2016-07-20
`I Hamdy AHMED
`
`1618
`I Micah Paul Young
`
`Attorney Docket Number
`
`055112-5004-US
`
`19
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`
`20
`
`)013010380
`
`21
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`
`22
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`23
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`
`SANDOZ INC.
`
`IPR2023-00478
`
`Ex. 1004, p. 939 of 1432
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`15112968
`
`Filing Date
`
`First Named Inventor
`
`Art Unit
`
`Examiner Name
`
`2016-07-20
`I Hamdy AHMED
`
`1618
`I Micah Paul Young
`
`Attorney Docket Number
`
`055112-5004-US
`
`30
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`
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`
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`
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`
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`IRemovel
`NON-PATENT LITERATURE DOCUMENTS
`
`I
`
`Examiner Cite
`Initials* No
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
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`he Antifungal Fluconazole," 93(3) J_ Pharma. Sci. 601-11 (2004)
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`
`Dhar et al., "Synthesis and SAR of p38a MAP kinase inhibitors based on heterobicyclic scaffolds," 17 Bioorg. & Med.
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`
`Gaudet et al., "A Homogeneous Fluorescence Polarization Assay Adaptable for a Range of Protein Serine/Threonine
`~nd Tyrosine Kinases," 8(2) J_ Biomol. Screening 164-75 (2003)
`
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`
`Gilfillan et al., "The tyrosine kinase network regulating mast cell activation," 288 lmmun. Rev. 149-69 (2009)
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`
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`
`EFSWeb2.1.17
`
`SANDOZ INC.
`
`IPR2023-00478
`
`Ex. 1004, p. 940 of 1432
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`15112968
`
`Filing Date
`
`First Named Inventor
`
`Art Unit
`
`Examiner Name
`
`2016-07-20
`I Hamdy AHMED
`
`1618
`I Micah Paul Young
`
`Attorney Docket Number
`
`055112-5004-US
`
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`12
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`
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`Hemalopoiesis," 87(5) Blood 1780-92 (1996)
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`EFSWeb2.1.17
`
`SANDOZ INC.
`
`IPR2023-00478
`
`Ex. 1004, p. 941 of 1432
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`15112968
`
`Filing Date
`
`First Named Inventor
`
`Art Unit
`
`Examiner Name
`
`2016-07-20
`I Hamdy AHMED
`
`1618
`I Micah Paul Young
`
`Attorney Docket Number
`
`055112-5004-US
`
`Mukalyama et al., "Synthesis and c--Src inhibitory activity of imidazo[1,5-a]pyrazine derivatives as an agent for
`reatment of acute ischemic stroke," 15 Bloom. & Med. Chem. 868-85 (2007).
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`Bioorg. & Med. Chem. Lett. 1091-97 (2007)
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`Mulvihill et al., "Novel 2-phenylquinolin-7-yl-derived imidazo[1,5-a]pyrazines as potent insulin-growth factor-I receptor
`IGF-IR) inhibitors", 16 Bioorg. & Med. Chem. 1359-75 (2008)
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`:>dam et al., "Negative Regulation of immunoglobulin E-dependent Allergic Responses by Lyn Kinase," 199(11) J_ Exp
`Med. 1491-1502 (2004)
`
`Dan et al., "Discovery of Selective Irreversible Inhibitors for Bruton's Tyrosine Kinase," 2 ChemMedChem 58-61 (2007)
`
`Roby et al., "Alterations in Reproductive Function In Src Tyrosine Kinase Knockout Mice", 26 Endocrine 169-76 (2005)
`
`Roche (ed.), Bioreversible Carriers in Drug Design, Pergamon Press (1987)
`
`Shinohara et al., "Tyrosine Kinases Btk and Tee Regulate Osteoclast Differentiation by Linking RANK and ITAM
`Signals" 132 Cell 794-806 (2008)
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`27
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`
`ntemational Search Report mailed 2016-08-10 relating to PCT/182016/053988
`
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`
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`
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`
`SANDOZ INC.
`
`IPR2023-00478
`
`Ex. 1004, p. 942 of 1432
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`15112968
`
`Filing Date
`
`First Named Inventor
`
`Art Unit
`
`Examiner Name
`
`2016-07-20
`I Hamdy AHMED
`
`1618
`I Micah Paul Young
`
`Attorney Docket Number
`
`055112-5004-US
`
`31
`
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`323-332 (2016)
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`33
`
`v\/ritten Opinion for PCT/IB2015/000645
`
`34
`
`ntemational Search Report for PCT/IB2015/002140, dated February 28, 2016
`
`35
`
`v\/ritten Opinion for PCT/IB2015/002140
`
`If you wish to add additional non-patent literature document citation information please click the Add button I Add
`EXAMINER SIGNATURE
`
`I
`
`Examiner Signature 11
`
`11
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`I Date Considered
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. 2 Enter office that issued the document, by the two-letter code (WIPO
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5 Applicant is to place a check mark here i
`English language translation is attached.
`
`EFSWeb2.1.17
`
`SANDOZ INC.
`
`IPR2023-00478
`
`Ex. 1004, p. 943 of 1432
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`15112968
`
`Filing Date
`
`First Named Inventor
`
`Art Unit
`
`Examiner Name
`
`2016-07-20
`I Hamdy AHMED
`1618
`I Micah Paul Young
`
`Attorney Docket Number
`
`055112-5004-US
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
`
`CERTIFICATION STATEMENT
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`That each item of information contained in the information disclosure statement was first cited in any communication
`from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e)(1 ).
`
`OR
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`D any individual designated in 37 CFR 1.56(c) more than three months prior to the filing of the information disclosure
`statement. See 37 CFR 1.97(e)(2).
`
`See attached certification statement.
`
`The fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`X A certification statement is not submitted herewith.
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`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the
`form of the signature.
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`Signature
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`Name/Print
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`/Deping Chai/
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`Deping Chai
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`2017-08-02
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`Registration Number
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`~3187
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`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
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`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
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`EFSWeb2.1.17
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`SANDOZ INC.
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`IPR2023-00478
`
`Ex. 1004, p. 944 of 1432
`
`

`

`Privacy Act Statement
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