throbber
AO 120 (Rev 08/10)
`
`Case 6:21-cv-01372-ADA Document 2 Filed 12/29/21 Page 1 of 2
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF
`AN ACTION REGARDING A PATENT
`OR TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Western District of Texas - Waco Division
`on the following
`D Trademarks or
`Ix] Patents. ( D the patent action involves 35 U.S.C. § 292.):
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`Western District of Texas - Waco Division
`6:21-cv-01372
`December 29, 2021
`PLAINTIFF
`DEFENDANT
`
`Topia Technology, Inc.
`
`Box, Inc., Sailpoint Technologies Holdings, Inc., and
`Vistra Corp.
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 9,143,561
`
`Sep. 22,2015
`
`Topia Technology, Inc.
`
`2 10,067,942
`
`Sep. 4,2018
`
`Topia Technology, Inc.
`
`3 10,289,607
`
`May 14, 2019
`
`Topia Technology, Inc.
`
`4 10,642,787
`
`May 5, 2020
`
`Topia Technology, Inc.
`
`5 10,754,823
`
`Aug. 25, 2020
`
`Topia Technology, Inc.
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENTOR
`TRADEMARK NO.
`
`□ Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`D Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`IDECISION/JUDGEMENT
`
`I (BY} DEPUTY CLERK
`
`Copy 1-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`Box & Dropbox Exhibit 1007
`Page 1
`
`

`

`AO 120 (Rev 08/10)
`
`Case 6:21-cv-01372-ADA Document 2 Filed 12/29/21 Page 2 of 2
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF
`AN ACTION REGARDING A PATENT
`OR TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Western District of Texas - Waco Division
`on the following
`D Trademarks or
`Ix] Patents. ( D the patent action involves 35 U.S.C. § 292.):
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`Western District of Texas - Waco Division
`6:21-cv-01372
`December 29, 2021
`PLAINTIFF
`DEFENDANT
`
`Topia Technology, Inc.
`
`Box, Inc., Sailpoint Technologies Holdings, Inc., and Vistra
`
`Corp.
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 11,003,622
`
`May 11, 2021
`
`Topia Technology, Inc.
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENTOR
`TRADEMARK NO.
`
`□ Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`D Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`IDECISION/JUDGEMENT
`
`I (BY} DEPUTY CLERK
`
`Copy 1-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`Box & Dropbox Exhibit 1007
`Page 2
`
`

`

`AO 120 (Rev 08/10)
`
`Case 6:21-cv-01373-ADA Document 2 Filed 12/29/21 Page 1 of 2
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF
`AN ACTION REGARDING A PATENT
`OR TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Western District of Texas - Waco Division
`on the following
`D Trademarks or
`Ix] Patents. ( D the patent action involves 35 U.S.C. § 292.):
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`Western District of Texas - Waco Division
`6:21-cv-01373
`December 29, 2021
`PLAINTIFF
`DEFENDANT
`
`Topia Technology, Inc.
`
`Dropbox, Inc., Sailpoint Technologies Holdings, Inc., and Clear
`Channel Outdoor Holdings, Inc.
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 9,143,561
`
`Sep. 22,2015
`
`Topia Technology, Inc.
`
`2 10,067,942
`
`Sep. 4,2018
`
`Topia Technology, Inc.
`
`3 10,289,607
`
`May 14, 2019
`
`Topia Technology, Inc.
`
`4 10,642,787
`
`Aug. 25, 2020
`
`Topia Technology, Inc.
`
`5 10,754,823
`
`Aug. 25, 2020
`
`Topia Technology, Inc.
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENTOR
`TRADEMARK NO.
`
`□ Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`D Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`IDECISION/JUDGEMENT
`
`I (BY} DEPUTY CLERK
`
`Copy 1-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`Box & Dropbox Exhibit 1007
`Page 3
`
`

`

`AO 120 (Rev 08/10)
`
`Case 6:21-cv-01373-ADA Document 2 Filed 12/29/21 Page 2 of 2
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF
`AN ACTION REGARDING A PATENT
`OR TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Western District of Texas - Waco Division
`on the following
`D Trademarks or
`Ix] Patents. ( D the patent action involves 35 U.S.C. § 292.):
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`Western District of Texas - Waco Division
`6:21-cv-01373
`December 29, 2021
`PLAINTIFF
`DEFENDANT
`
`Topia Technology, Inc.
`
`Dropbox, Inc., Sailpoint Technologies Holdings, Inc., and Clear
`Channel Outdoor Holdings, Inc.
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 11,003,622
`
`May 11, 2021
`
`Topia Technology, Inc.
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENTOR
`TRADEMARK NO.
`
`□ Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`D Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`IDECISION/JUDGEMENT
`
`I (BY} DEPUTY CLERK
`
`Copy 1-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`Box & Dropbox Exhibit 1007
`Page 4
`
`

`

`Case 1:21-cv-01821-MN Document 3 Filed 12/27/21 Page 1 of 2 PagelD #: 154
`
`AO 120 (Rev. 08/10}
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P,O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETER.MINA TION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`[n Compliance with 35 1-LS.C. § 290 and/or 15 U.S.C. § l l 16 you are hereby advised that a court action has been
`District of Delaware
`filed in the U.S. District Court
`on the following
`( D the patent ac110n invoives 35 U.S.C:. § 292.):
`D Trademarks or
`
`[] Patents.
`
`DOCKET NO.
`
`PLAfNTIFF
`
`TOPIA TECHNOLOGY, INC.
`
`DATEF[LED
`12/27/2021
`
`U.S. rnSTRlCT COURT
`
`District of Delaware
`
`DEFENDANT
`
`EGNYTE, INC.
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`l 9,143,56'1
`
`2 10,067,942
`
`3 10,289,607
`
`4 10,642,787
`
`5 10,754,823
`
`9/22/2015
`
`Topia Technology, Inc.
`
`9/4/2018
`
`Topia Technology, Inc.
`
`5/14/2019
`
`Topia Tecl1nology, Inc.
`
`5/5/2020
`
`Topia Technology, Inc.
`
`8/25/2020
`
`Topia Tecl1nology, Inc.
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`DA TE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`INCLUDED BY
`
`n Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`□ Other Pleadrng
`□ Cross Bill
`□ Answer
`HOLDER OF PATENT OR TRADEMARK
`
`l
`
`2
`
`3
`
`4
`
`5
`
`[n. the above----·entitied case, the following decision has been rendered or judgement issued:
`
`DECJSIONiJUDGEMENT
`
`I (llYJ DEPUTY (WRK
`
`Co1iy 1-----Upon initiatioll of action, mail this copy to Director Copy 3-----lJiion termination of adion, mail this copy to Director
`Copy 2----·IJJJOll filing documellt adding patellt(s), mail this copy to Director Copy 4-----Case file copy
`
`Box & Dropbox Exhibit 1007
`Page 5
`
`

`

`Case 1:21-cv-01821-MN Document 3 Filed 12/27/21 Page 2 of 2 PagelD #: 155
`
`ADDENDUM TO AO 120 (ADDITIONAL PA TENTS)
`
`I U.S. District Court for the District of Delaware
`
`DEFENDANT
`
`EGNYTE, INC.
`
`DATE OF
`PATENTOR
`TRADEMARK
`05/11/2021
`
`HOLDER OF PATENT OR
`TRADEMARK
`
`Topia Technology, Inc.
`
`Docket No.
`
`PLAINTIFF
`
`I Date Filed
`12/27/2021
`
`TOPIA TECHNOLOGY, INC.
`
`PATENT OR TRADEMARK NO.
`
`11,003,622
`
`6
`
`7
`
`8
`
`9
`
`10
`
`RLF117591360v.1
`
`Box & Dropbox Exhibit 1007
`Page 6
`
`

`

`PTO/SB/123 (04-15)
`Approved for use throuq_h 03/31/2021. 0MB 0651-0035
`U.S. Patent and Traaemark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid 0MB control number.
`Patent Number
`
`r
`
`CHANGE OF
`CORRESPONDENCE ADDRESS
`Patent
`
`Issue Date
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`Attorney Docket
`Number
`
`9,143,561
`September 22, 2015
`12/267,852
`November 10, 2008
`Michael R. Manzano
`030721
`
`Address to:
`Mail Stop Post Issue
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Please change the Correspondence Address for the above-identified patent to:
`
`~ The address associated with Customer Number:
`OR
`
`I
`
`23373
`
`I
`
`□ Firm or
`
`Individual Name
`
`Address
`
`City
`
`Country
`
`Telephone
`
`I State
`
`I Email
`
`I ZIP
`
`This form cannot be used to change the data associated with a Customer Number. To change the data associated with an
`existing Customer Number use "Request for Customer Number Data Change" (PTO/SB/124 ).
`
`This form will not affect any "fee address" provided for the above-identified patent. To change a "fee address" use the "Fee
`Address Indication Form" (PTO/SB/47).
`
`I am the:
`
`Statement under 37 CFR 3.73(b) is enclosed. (Form PTO/SB/96).
`54,666
`
`□ Patentee.
`□ Assignee of record of the entire interest. See 37 CFR 3.71.
`~ Attorney or agent of record. Registration Number
`/ Andrew J. Taska /
`Andrew J. Taska
`I Telephone 202-293-7060
`December 22, 2021
`Date
`NOTE: Signatures of all the inventors or assignees of record of the entire interest or their representative(s) are required. Submit multiple forms
`if more than one signature is required, see below*.
`forms are submitted.
`
`Signature
`Typed or
`Printed Name
`
`D *Total of
`
`This collection of information is required by 37 CFR 1.33. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Mail Stop Post Issue, Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, ca/11-800-PTO-9199 and select option 2.
`
`Box & Dropbox Exhibit 1007
`Page 7
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 197 4, as
`amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency's responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U .S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`Box & Dropbox Exhibit 1007
`Page 8
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`44588894
`
`12267852
`
`International Application Number:
`
`Confirmation Number:
`
`7024
`
`Title of Invention:
`
`ARCHITECTURE FOR MANAGEMENT OF DIGITAL FILES ACROSS DISTRIBUTED
`NETWORK
`
`First Named Inventor/Applicant Name:
`
`Michael R. Manzano
`
`Customer Number:
`
`909
`
`Filer:
`
`Andrew Joseph Taska/Mildred Cabrera
`
`Filer Authorized By:
`
`Andrew Joseph Taska
`
`Attorney Docket Number:
`
`023027-0424342
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`22-DEC-2021
`
`1 0-NOV-2008
`
`13:54:20
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`I no
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`1
`
`Change of Address
`
`030721 ChangeofAddress91435
`61 PreAIA.pdf
`
`Warnings:
`
`File Size(Bytes}/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`85747
`
`db5f002b46e67a2694bb9e37229e5f4620e
`d887d
`
`no
`
`2
`
`Box & Dropbox Exhibit 1007
`Page 9
`
`

`

`Information:
`
`Total Files Size (in bytes)~
`
`85747
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Box & Dropbox Exhibit 1007
`Page 10
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICATION NUMBER
`12/267,852
`
`FILING OR 3 71 (C) DATE
`11/10/2008
`
`909
`Pillsbury Winthrop Shaw Pittman, LLP
`PO Box 10500
`McLean, VA 22102
`
`Ul\TfED STATES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adiliess. COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
`
`FIRST NAMED APPLICANT
`Michael R. Manzano
`
`ATTY. DOCKET NO./TITLE
`023027-0424342
`CONFIRMATION NO. 7024
`POWER OF ATTORNEY NOTICE
`
`111111111111111111111111]~!1]!~1!~1! ~ijlill! ~Hll lllll 111111111111111111
`
`Date Mailed: 12/21/2021
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 12/17/2021.
`
`• The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/hteffera/
`
`page 1 of 1
`
`Box & Dropbox Exhibit 1007
`Page 11
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICATION NUMBER
`12/267,852
`
`FILING OR 3 71 (C) DATE
`11/10/2008
`
`909
`Pillsbury Winthrop Shaw Pittman, LLP
`PO Box 10500
`McLean, VA 22102
`
`Ul\TfED STATES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adiliess. COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
`
`FIRST NAMED APPLICANT
`Michael R. Manzano
`
`ATTY. DOCKET NO./TITLE
`023027-0424342
`CONFIRMATION NO. 7024
`POA ACCEPTANCE LETTER
`
`111111111111111111111111]~!1]!~1!~1! ~ijlill! ~Hll lllll 111111111111111111
`
`Date Mailed: 12/21/2021
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 12/17/2021.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/hteffera/
`
`page 1 of 1
`
`Box & Dropbox Exhibit 1007
`Page 12
`
`

`

`POWER OF ATTORNEY BY APPLICANT
`
`l hereby revoke all previous powers of attorney given in the application identified in the attached
`transmittal letter.
`
`I hereby appoint:
`
`Andrew J. Taska. Registration No, 54,666, and
`
`John M. Bird, Registration No. 46,027
`
`as my/our attorney(s) or agent(s), and to transact all business in lhe United States Patent and Trademark
`Office connected therewith for the application referenced in the attached transmittal letter (Form
`PTO/A!Af82A).
`
`Please recognize or change the correspondence address for the application identified in the
`attached transmittal letter to:
`
`The address associated with !he above.mentioned Customer Number,
`
`I am the Applicant (if the Applicant is a juristic entity, list the Applican! name in the box):
`I TOPIA TECHNOLOGY, INC,
`0
`Inventor or Joint Inventor (title not required below)
`D
`Legal Representative of a Deceased or Legally Incapacitated Inventor (title not required below)
`0 Assignee or Person to Whom the Inventor is Under an Obligation lo Assign (provide signer's title if
`applicant is a juristic entity)
`D Person Who Otherwise Shows Sufficient Proprietary Interest (e.g., a Petition under 37 CFR 1.46(b)(2)
`was granted in the application or is concurrently being filed with this document)(provide signer's title if
`applicant is a juristic entity)
`
`I
`
`SIGNATURE of Applicant for Patent
`I The undersigned (whose title is supplied below) is authorized to act on behalf of the applicant (e.g., where
`the applicant is a juristic~nttty).
`Date (Optional) I ;.zfat:~/v
`
`< .<~ , ! . : ;~ ~/14,$'$;
`/
`Janine Terrano
`
`i
`
`I Signature
`'
`I Name
`I
`!
`I Tille
`
`c-~,~-
`
`,. "''""-"''"·~
`
`m~m
`
`' !
`i CEO ofTOPIA TECHNOLOGY, INC.
`i
`NOTE: Signature - This form must be signed by the applicant in accordance with 37 CFR 1.33. See 37
`CFR 1.4 for signature requirements and ceiiifications. If more than one applicant, use multiple forms.
`
`Ii]
`
`Total of_j_forms are submilted.
`
`Box & Dropbox Exhibit 1007
`Page 13
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`12267852
`
`1 0-Nov-2008
`
`Title of Invention:
`
`ARCHITECTURE FOR MANAGEMENT OF DIGITAL FILES ACROSS DISTRIBUTED
`NETWORK
`
`First Named Inventor/Applicant Name:
`
`Michael R. Manzano
`
`Filer:
`
`Andrew Joseph Taska/Mildred Cabrera
`
`Attorney Docket Number:
`
`023027-0424342
`
`Filed as Large Entity
`
`Filing Fees for Utility under 35 USC 111 (a)
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`PROCESSING FEE CORRECTING INVENTORSHIP
`
`1816
`
`1
`
`160
`
`160
`
`Box & Dropbox Exhibit 1007
`Page 14
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USO($)
`
`160
`
`Box & Dropbox Exhibit 1007
`Page 15
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`44550723
`
`12267852
`
`International Application Number:
`
`Confirmation Number:
`
`7024
`
`Title of Invention:
`
`ARCHITECTURE FOR MANAGEMENT OF DIGITAL FILES ACROSS DISTRIBUTED
`NETWORK
`
`First Named Inventor/Applicant Name:
`
`Michael R. Manzano
`
`Customer Number:
`
`909
`
`Filer:
`
`Andrew Joseph Taska/Mildred Cabrera
`
`Filer Authorized By:
`
`Andrew Joseph Taska
`
`Attorney Docket Number:
`
`023027-0424342
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`17-DEC-2021
`
`1 0-NOV-2008
`
`15:51 :43
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`yes
`
`CARD
`
`$160
`
`RAM confirmation Number
`
`E2021BGF52004680
`
`Deposit Account
`
`Authorized User
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Box & Dropbox Exhibit 1007
`Page 16
`
`

`

`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes}/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`86065
`
`1
`
`Request under Rule 48 correcting
`inventorship
`
`030721 PetitiontoCorrectlnvent
`orshipofPatentunderl 3249143
`561.pdf
`
`54256d36dce893f53eda32f287b0dbfd9f6f
`d921
`
`no
`
`2
`
`Warnings:
`
`Information:
`
`2
`
`Power of Attorney
`
`Executed_Power_of_Attorney.
`pdf
`
`47433
`
`9a26b5d2299d76add03aa24b46754c9ee9
`999d55
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`3
`
`Request under Rule 48 correcting
`inventorship
`
`STATEMENT _FROM_ADDED _IN
`VENTOR.pdf
`
`50479
`
`08d 2b96f1 64ea5 052003 a8c2eba3 3eaac0e
`Sfcb
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`4
`
`Request under Rule 48 correcting
`inventorship
`
`STATEMENT _FROM_CU RR ENT_
`INVENTOR.pdf
`
`443059
`
`f466af5ed9ef551279cfbe89b942c3f2aecca
`012
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`5
`
`Request under Rule 48 correcting
`inventorship
`
`STATEMENT_OF _ASSIGNEE.pdf
`
`no
`
`2
`
`40bb5d971 e7835c8d4a9cfb2dcff491 f4e5a
`e66
`
`149483
`
`Warnings:
`
`Information:
`
`6
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`no
`
`2
`
`6df0a05e8220e00288bc731841419a30525
`904ac
`
`38451
`
`Warnings:
`
`Information:
`
`Box & Dropbox Exhibit 1007
`Page 17
`
`

`

`Total Files Size (in bytes)
`
`814970
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Box & Dropbox Exhibit 1007
`Page 18
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`PATENT APPLICATION
`
`In re application of
`
`Michael R. Manzano
`
`Appln. No.: 12/267,852
`
`Docket No: 030721
`
`Group Art Unit: 2157
`
`Examiner: CHANNA V AJJALA,
`SRIRAMA T.
`
`Confirmation No.: 7024
`
`PatentNo.: 9,143,561
`
`Filed: November 10, 2008
`
`Issue Date: September 22, 2015
`
`For: ARCHITECTURE FOR MANAGEMENT OF DIGITAL FILES ACROSS
`DISTRIBUTED NETWORK
`
`PETITION UNDER 37 C.F.R. § 1.324 TO CORRECT INVENTORSHIP IN PATENT TO
`ADD INVENTOR(S), PURSUANT TO 35 U.S.C. § 256
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Sir:
`
`The undersigned, on behalf of the Inventors and the Assignee, petitions the Director in
`
`accordance with 37 C.F.R. § l.324(a) to correct inventorship of the above-identified patent by
`
`adding the names of John C. Haager as co-inventor.
`
`REMARKS
`
`In accordance with 37 C.F.R. § l.324(b), submitted herewith are the following:
`
`(1) A statement from each person who is being added as an inventor and each person who
`
`is currently named as an inventor either agreeing to the change of inventorship or stating that he
`
`or she has no disagreement in regard to the requested change;
`
`(2) A statement from all assignees of the parties submitting a statement under paragraph
`
`(b)(l) of this section agreeing to the change of inventorship in the patent, which statement must
`
`comply with the requirements of§ 3.73(c) of this chapter; and
`
`Box & Dropbox Exhibit 1007
`Page 19
`
`

`

`PETITION UNDER 37 C.F.R. § 1.324 TO CORRECT INVENTORSHIP IN PATENT TO ADD
`INVENTOR(S), PURSUANT TO 35 U.S.C. § 256
`Attorney Docket No.: 030721
`Appln. No.: 12/267,852
`
`(3) The fee set forth in § l.20(b ).
`
`The processing fee of $160. 00 set forth in 3 7 C.F .R. § l.20(b) is being remitted.
`
`The USPTO is directed and authorized to charge the processing fee of $160.00 and all
`
`required fees, except for the Issue Fee and the Publication Fee, to Deposit Account No. 19-4880.
`
`Please also credit any overpayments to said Deposit Account.
`
`Respectfully submitted,
`
`/ Andrew J. Taska/
`
`Andrew J. Taska
`Registration No. 54,666
`
`SUGHRUE MION, PLLC
`Telephone: 202.293.7060
`Facsimile: 202.293. 7860
`
`WASHINGTON OFFICE
`
`23373
`
`CUSTOMER NUMBER
`
`Date: December 17, 2021
`
`2
`
`Box & Dropbox Exhibit 1007
`Page 20
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`PATENT APPLICATION
`
`In re application of
`
`Michael R. Manzano
`
`Appln. No.: l 2/267,852
`
`Docket No: 03072 l
`
`Group Art Unit: 2 l 57
`
`Examiner: CHANNA V A.JJALA
`SRIRAJV1A T.
`
`Confirmation No.: 7024
`
`Patent No.: 9.143,561
`
`Filed: November I 0, 2008
`
`Issue Date: September 22.2015
`
`For: ARCHITECTURE FOR !'v1ANAGEMENT OF DIGITAL FILES ACROSS
`DISTRIBUTED NETWORK
`
`STATEMENT OF ASSIGNEE OF RIGHTS FROM ALL ASSIGNEES OF PARTIES
`SUBMITTlNG A STATEMENT UNDER (1) & {2) IN SUPPORT OF PETITION UNDER
`37 C.F.R. § 1.324 TO CORRECT INVENTORSHJP OF PATENT
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria. VA 22313-145 0
`
`Sir:
`
`The undersigned. a representative of TOPIA TECHNOLOGY, INC., represents that
`
`TOPIA TECHNOLOGY, INC.. is the owner of the entire right, title and interest of Application
`
`No. 12/267,852, (nmv United States Patent 9,143.561), filed on November I 0, 2008 for
`
`ARCHITECTURE FOR MANAGEMENT OF DIGITAL FILES ACROSS DlSTR!BUTED
`
`NETWORK by virtue of an Assignment from all of the currently named inventors thereof
`
`recorded on February 2, 2009 at Reel 022188 and Frame 0579 and by vi1iue of an Assignment
`
`from the inventor to be added, which is submitted herewith.
`
`The undersigned hereby certifies that the above-mentioned Assignments have been
`
`reviewed and to the best of the undersigned's knowledge and belief, title is in ,vho is seeking to
`
`take this action.
`
`The undersigned (whose title is supplied below) is empowered to sign this consent
`
`statement on behalf of the assignee.
`
`Box & Dropbox Exhibit 1007
`Page 21
`
`

`

`STATEMENT OF ASSIGNEE OF RIGHTS FROM ALL ASSIGNEES OF PARTIES
`SUBMITTING A STATEMENT UNDER (1) & (2} IN SUPPORT OF PETITION
`UNDER 37 CFR, § L324 TO CORRECT INVENTORSHIP OF PA'T'ENT
`Attorney Docket No.: 03072]
`Appln.No.: 12/267,852
`Patent No.: 9,143,56!
`
`Janine Terrano, CEO of TOPIA TECHNOLOGY, INC., on behalf of TOPIA
`
`TECHNOLOGY. INC., hereby agrees to the correction of inventorship in connection with the
`
`above-identified patent whereby the name of John C. Haager is added as a coinventor.
`
`Name
`
`Janine Terrano
`
`Title
`
`CEO
`
`Signature
`

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