`FOR THE EASTERN DISTRICT OF MICHIGAN
`SOUTHERN DIVISION
`
`IN RE NEO WIRELESS, LLC
`PATENT LITIG.
`
`2:22-MD-03034-TGB
`
`HON. TERRENCE G. BERG
`
`§
`§
`§
`§
`§
`§
`§
`
`PLAINTIFF NEO WIRELESS LLC’S DISCLOSURE OF PROPOSED
`INTERPRETATIONS AND EVIDENCE OF DISPUTED CLAIM TERMS
`Plaintiff Neo Wireless LLC (“Plaintiff” or “Neo Wireless” ) hereby makes
`
`the following Proposed Constructions and discloses the following Expert Witness,
`
`Intrinsic, and Extrinsic Evidence to support the same for the terms identified by
`
`Neo Wireless and Defendants Volkswagen Group of America Inc., Volkswagen
`
`Group of America Chattanooga Operations, LLC (“VW”), Nissan North America
`
`Inc., Nissan Motor Acceptance Corporation, American Honda Motor Co., Inc.
`
`(“Nissan”), Honda Development & Manufacturing of America, LLC (“Honda”),
`
`Ford Motor Company (“Ford”), Toyota Motor North America, Inc., Toyota Motor
`
`Sales USA, Inc., Toyota Motor Engineering & Manufacturing North America,
`
`Inc. (“Toyota”), Tesla, Inc. (“Tesla”), Mercedes-Benz USA, LLC (“Mercedes”),
`
`and General Motors (“GM”) (collectively “Defendants”) in their respective
`
`December 7, 2022 disclosures for U.S. Patent No. 8,467,366 (the “’366 Patent”),
`
`1
`
`VWGoA EX1028
`U.S. Patent No. 8,467,366
`
`
`
`U.S. Patent No. 10,833,908 (the “’908 Patent”), U.S. Patent No. 10,075,941 (the
`
`“’941 Patent”), U.S. Patent No. 10,447,450 (the “’450 Patent”), U.S. Patent No.
`
`10,965,512 (the “’512 Patent”), and U.S. Patent 10,771,302 (the “’302 Patent”)
`
`(collectively, the “Asserted Patents”).
`
`Neo Wireless reserves the right to supplement or amend this evidence in
`
`response to the evidence that Defendants may disclose to support their
`
`construction, the parties’ meeting and conferring, Defendants’ proposed claim
`
`constructions, or as otherwise permitted by the Court’s orders. Neo Wireless’s
`
`disclosed Extrinsic Evidence should not be interpreted as implying that any term
`
`or claim element is appropriate for or requires construction, and is not presented
`
`in any particular order of importance.
`
`I.
`
`Expert Witness
`
`In support of its claim construction briefing, Neo Wireless intends to
`
`submit and rely upon the expert declaration of William P. Alberth. Mr. Alberth
`
`has a Masters of Engineering, and with over 35 years of experience in technology
`
`development, Mr. Alberth is qualified to opine on the understanding those skilled
`
`in the art would have in the field of technology of the Asserted Patents. As such,
`
`he will offer expert declaration testimony regarding the topics described below.
`
`Mr. Alberth may provide details regarding his training, background, and
`
`experience, and will explain what he believes should be the applicable level of
`
`
`
`2
`
`
`
`educational and professional training and experience of one skilled in the art. Mr.
`
`Alberth may also offer information and opinion describing and placing in context
`
`the inventions claimed in the Asserted Patents, as well as a helpful background
`
`and overview of the technology at the time of invention.
`
`Additionally, Mr. Alberth expects to provide opinions relating to his
`
`understanding, as one skilled in the relevant art, of the claims of the Asserted
`
`Patents, of the disclosures and teachings of the specification of the Asserted
`
`Patents, and of the procedural and substantive aspects of the Asserted Patents’
`
`respective file histories before the Patent and Trademark Office that may be
`
`relevant to and helpful for analyzing and understanding the proper constructions
`
`of the disputed claim terms. Mr. Alberth also expects to provide opinions directed
`
`to each of the disputed claim terms that should be given any particularized
`
`construction in support of Neo Wireless’s proposed constructions, as noted in
`
`Exhibits A and B hereto. In doing so, he intends to rely upon the claims
`
`themselves, the intrinsic evidence, the extrinsic evidence available to him as
`
`disclosed below, and his knowledge and expertise. Mr. Alberth may also explain
`
`why, in his opinion, no particularized construction need be given for certain of the
`
`proposed constructions offered by Defendants, because the plain language of such
`
`terms would be readily understood by one skilled in the art at the time of
`
`invention. As a result, Mr. Alberth may opine that no particularized construction
`
`
`
`3
`
`
`
`for these terms is necessary or appropriate and that the plain and ordinary
`
`meaning should apply. Further, Mr. Alberth may explain why, in his opinion,
`
`Defendants’ proposed constructions for such terms and ordering diverge from the
`
`plain and ordinary meaning without justification, are artificially narrow, or do not
`
`adequately capture the proper scope of the patent terms as claimed.
`
`To the extent that Defendants contend that any one or more claim terms are
`
`allegedly indefinite, Mr. Alberth may also opine as to why, in his opinion,
`
`Defendants’ indefinite contentions do not pass muster, and why the identified
`
`claim terms are not indefinite. As Defendants have not yet articulated any such
`
`contentions, let alone any identify any basis or support for such contentions, Neo
`
`Wireless reserves the right to supplement or amend this evidence in connection
`
`with its claim construction briefing.
`
`Should Defendants offer their own expert declaration(s) in support of their
`
`claim construction briefing, Mr. Alberth reserves the right to review, analyze, and
`
`respond to such opinions, to the extent necessary, in connection with Neo
`
`Wireless’s responsive and/or reply claim construction briefs. Mr. Alberth also
`
`reserves the right to assess, and opine on, any extrinsic evidence Defendants
`
`choose to identify, produce, disclose, or rely upon in support of any of their claim
`
`construction briefs, and to identify, produce, disclose, or rely upon additional
`
`extrinsic evidence in support of such further analysis and opinion.
`
`
`
`4
`
`
`
`Finally, Mr. Alberth, and/or other expert(s) retained by Plaintiff, may also
`
`offer testimony in rebuttal to any expert testimony offered by Defendants
`
`including without limitations with respect to the level of ordinary skill in the art,
`
`the technology described in the asserted patents, technical background concerning
`
`any claim term and what one of ordinary skill in the art would understand the
`
`claim term to mean in view of the specifications, the prosecution histories, the
`
`claim language, and/or the extrinsic evidence.
`
`By identifying Mr. Alberth, Plaintiff does not waive any right and is not
`
`precluded from relying on other experts with similar qualifications who may
`
`provide a declaration or testimony addressing these or similar issues. For
`
`example, in support of its claim construction briefing, Neo Wireless may submit
`
`and rely upon the expert declaration of Dr. Rich Gitlin whose credentials were
`
`contained in the disclosure Plaintiff provided to Defendants on December 29,
`
`2022.
`
`II.
`
`Intrinsic and Extrinsic Evidence
`
`In further support of its claim construction positions, Neo Wireless may
`
`also rely on at least the following intrinsic and extrinsic evidence identified in
`
`Exhibits A and B.
`
`
`
`
`
`
`
`5
`
`
`
`DATED: December 30, 2022
`
`
`
`
`
`Respectfully submitted,
`
`
`
`
`
`/s/ Jason D. Cassady
`Jason D. Cassady
`Texas State Bar No. 24045625
`Email: jcassady@caldwellcc.com
`Christopher S. Stewart
`Texas State Bar No. 24079399
`Email: cstewart@caldwellcc.com
`CALDWELL CASSADY CURRY
`P.C.
`2121 N. Pearl St., Suite 1200
`Dallas, Texas 75201
`Telephone: (214) 888-4848
`Facsimile: (214) 888-4849
`
`Jaye Quadrozzi (P71646)
`Email: quadrozzi@youngpc.com
`YOUNG, GARCIA &
`QUADROZZI, PC
`2775 Stansbury Blvd., Suite 125
`Farmington Hills, Michigan 48334
`Telephone: (248) 353-8620
`
`ATTORNEYS FOR PLAINTIFF
`NEO WIRELESS LLC
`
`
`CERTIFICATE OF SERVICE
`The undersigned certifies that the foregoing document was served upon all
`
`
`
`counsel of record via electronic mail on December 30, 2022.
`
`/s/ Jason D. Cassady
`Jason D. Cassady
`
`
`
`
`
`
`
`
`
`6
`
`
`
`No.
`
`P1
`
`Claim Term
`
`“In a multi-cell orthogonal
`frequency division multiple
`access (OFDMA) wireless
`communication system
`comprising a plurality of
`base stations and mobile
`stations, a mobile station
`configured to communicate
`with a serving base station
`in a cell via a
`communication channel, the
`mobile
`station comprising:”
`
`(’366 Patent, Claim 1)
`
`
`Exhibit A – Neo Wireless’s Identified Terms
`
`Intrinsic Evidence
`
`Proposed Construction
`The ’366 Patent
`The preamble is limiting.
`The claim language.
`Plain and ordinary meaning.
`
`The Abstract, Background
`of the Invention, and
`Summary of the Invention
`Section.
`
`The specification,
`including, information
`depicted, for example, in
`FIGs. 3, 5, 6 and
`accompanying text. And,
`information, for example,
`in the following passages:
`1:24-64, 2:40-56, 3:5-26,
`3:43-51, 3:57-4:5, 4:31-48,
`5:10-23.
`
`The prosecution history of
`U.S. Application No.
`13/205,579 including any
`relevant post-grant
`proceedings, and any
`relevant file histories.
`
`
`Extrinsic Evidence
`
`In addition to the
`disclosure described
`above, Neo Wireless
`intends to rely on expert
`testimony in the form of a
`declaration from Mr.
`Alberth that may
`describe:
`
`1. why the preamble is
`limiting; and
`2. how a person having
`ordinary skill in the art
`would have understood
`the term in light of the
`intrinsic and extrinsic
`evidence; and
`3. why Defendants’
`construction is
`unnecessary and
`incorrect.
`
`Mr. Alberth’s declaration
`may also include
`discussion and analysis of
`
`
`
`1
`
`
`
`Exhibit A – Neo Wireless’s Identified Terms
`
`the intrinsic record,
`including but not limited
`to, the identified portions
`in the adjacent column:
`
`the claim language;
`
`the Specification of the
`’366 Patent; and
`
`the prosecution history of
`U.S. Application No.
`13/205,579 including any
`relevant post-grant
`proceedings, and any
`relevant file histories.
`
`In addition to the
`disclosure described
`above, Neo Wireless
`intends to rely on expert
`testimony in the form of a
`declaration from Mr.
`Alberth that describes:
`
`1. why the preamble is
`limiting; and
`
`“In an orthogonal frequency
`division multiple access
`(OFDMA) wireless
`communication system, a
`method for signal
`transmission by a mobile
`station to a serving base
`station via a communication
`channel, the method
`comprising:”
`
`
`P2
`
`
`
`The preamble is limiting.
`Plain and ordinary meaning.
`
`The claim language.
`
`The Abstract, Background
`of the Invention, and
`Summary of the Invention
`Section.
`
`The specification,
`including, information
`depicted, for example, in
`
`2
`
`
`
`(’366 Patent, Claim 17)
`
`
`Exhibit A – Neo Wireless’s Identified Terms
`
`FIGs. 3, 4, 5, 6 and
`accompanying text. And,
`information, for example,
`in the following passages:
`1:24-64, 2:40-56, 3:5-51,
`3:57-4:5, 4:31-48, 5:10-23.
`
`The prosecution history of
`U.S. Application No.
`13/205,579 including any
`relevant post-grant
`proceedings, and any
`relevant file histories.
`
`
`2. how a person having
`ordinary skill in the art
`would have understood
`the term in light of the
`intrinsic and extrinsic
`evidence; and
`3. why Defendants’
`construction is
`unnecessary and
`incorrect.
`
`Mr. Alberth’s declaration
`may also include
`discussion and analysis of
`the intrinsic record,
`including but not limited
`to:
`
`the claim language;
`
`the Specification of the
`’366 Patent; and
`
`the prosecution history of
`U.S. Application No.
`13/205,579 including any
`relevant post-grant
`
`
`
`3
`
`
`
`P3
`
`“A mobile station
`comprising:”
`(’908 Patent, Claim 1)
`
`
`Exhibit A – Neo Wireless’s Identified Terms
`
`The ’908 Patent
`The preamble is limiting.
`The claim language.
`Plain and ordinary meaning.
`
`The Abstract, Background
`of the Invention, and
`Summary of the Invention
`Section.
`
`The specification,
`including, information
`depicted, for example, in
`FIGs. 10, 11, 17 and
`accompanying text. And.
`information, for example,
`in the following passages:
`5:35-39, 5:42-67, 6:26-31,
`6:35-57, 6:65-7:3, 8:34-
`9:18, 9:29-40, 9:50-10:9,
`10:14-27.
`
`The prosecution history of
`U.S. Application No.
`16/902,740 including any
`relevant post-grant
`
`proceedings, and any
`relevant file histories.
`
`
`In addition to the
`disclosure described
`above, Neo Wireless
`intends to rely on expert
`testimony in the form of a
`declaration from Mr.
`Alberth that may
`describe:
`
`1. why the preamble is
`limiting; and
`2. how a person having
`ordinary skill in the art
`would have understood
`the term in light of the
`intrinsic and extrinsic
`evidence; and
`3. why Defendants’
`construction is
`unnecessary and
`incorrect.
`
`
`
`
`4
`
`
`
`Exhibit A – Neo Wireless’s Identified Terms
`
`proceedings, and any
`relevant file histories.
`
`
`P4
`
`“wherein the portion of the
`frequency band used for
`transmission of the random
`access signal does not
`include control channels”
`
`(’908 Patent, Claim 4)
`
`“wherein the portion of the
`frequency band used for
`transmission of the random
`access signal does not
`overlap with the portions of
`the frequency band used for
`control channels”
`
`
`The claim language.
`
`The Abstract, Background
`of the Invention, and
`Summary of the Invention
`Section.
`
`
`
`
`5
`
`Mr. Alberth’s declaration
`may also include
`discussion and analysis of
`the intrinsic record,
`including but not limited
`to, the identified portions
`in the adjacent column:
`
`the claim language;
`
`the Specification of the
`’908 Patent; and
`
`the prosecution history of
`U.S. Application No.
`16/902,740 including any
`relevant post-grant
`proceedings, and any
`relevant file histories.
`
`In addition to the
`disclosure described
`above, Neo
`Wireless intends to rely
`on expert testimony in the
`form of a declaration
`from Mr. Alberth that
`describes:
`
`
`
`Exhibit A – Neo Wireless’s Identified Terms
`
`The specification,
`including, information
`depicted, for example, in
`FIGs. 1, 2, 6, 9, 14, 18 and
`accompanying text. And,
`information, for example,
`in the following passages:
`1:43-58, 2:41-3:3, 3:41-50,
`3:59-4:2, 4:51-62, 5:22-39,
`7:17-24, 7:26-44, 7:54-65,
`7:66-8:11, 9:23-28, 9:41-
`49, 10:13-28.
`
`The prosecution history of
`U.S. Application No.
`16/902,740 including any
`relevant post-grant
`proceedings, and any
`relevant file histories.
`
`
`
`1. why Neo Wireless’s
`construction is correct;
`and
`2. how a person having
`ordinary skill in the art
`would have understood
`the term in light of the
`intrinsic and extrinsic
`evidence; and
`3. why Defendants’
`construction is incorrect.
`
`Mr. Alberth’s declaration
`may also include
`discussion and analysis of
`the intrinsic record,
`including but not limited
`to:
`
`the claim language;
`
`the Specification of the
`’908 Patent; and
`
`the prosecution history of
`U.S. Application No.
`
`
`
`6
`
`
`
`Exhibit A – Neo Wireless’s Identified Terms
`
`“A mobile device in a
`wireless packet system
`using a frame structure of
`multiple frames for
`transmission, each frame
`comprising a plurality of
`time
`intervals, each time interval
`comprising a plurality of
`orthogonal frequency
`division multiplexing
`(OFDM) symbols, and each
`OFDM symbol containing a
`plurality of frequency
`subcarriers, the
`mobile device configured
`to:”
`
`(’450 Patent, Claim 7)
`
`
`The ’450 Patent
`The preamble is limiting.
`The claim language.
`Plain and ordinary meaning.
`
`The Abstract, Background
`of the Invention, and
`Summary of the Invention
`Section.
`
`The specification,
`including, information
`depicted, for example, in
`FIGs. 1, 2, 4, 5, 6, 7 and
`accompanying text. And,
`information, for example,
`in the following passages:
`1:51-2:16, 3:6-18, 3:36-
`4:4, 4:5-16, 4:27-37, 4:49-
`5:18, 5:32-53, 5:61-64,
`7:55-8:5, 8:6-26, 8:37-54,
`9:4-29, 9:40-50, 9:56-67,
`10:27-34, 10:56-11:6,
`11:19-33.
`
`
`7
`
`P5
`
`
`
`16/902,740 including any
`relevant post-grant
`proceedings, and any
`relevant file histories.
`
`
`In addition to the
`disclosure described
`above, Neo Wireless
`intends to rely on expert
`testimony in the form of a
`declaration from Mr.
`Alberth that may
`describe:
`
`1. why the preamble is
`limiting; and
`2. how a person having
`ordinary skill in the art
`would have understood
`the term in light of the
`intrinsic and extrinsic
`evidence; and
`3. why Defendants’
`construction is
`unnecessary and
`incorrect.
`
`
`
`
`Exhibit A – Neo Wireless’s Identified Terms
`
`The prosecution history of
`U.S. Application No.
`15/676,421 including any
`relevant post-grant
`proceedings, and any
`relevant file histories
`including Applicant
`Response Dated 2/16/2016
`Applicant Response Dated
`2/16/2016 Applicant
`Response Dated
`11/21/2016 Applicant
`Response Dated 7/5/2017
`Applicant Response Dated
`2/5/2018 Notice of
`Allowance and Notice of
`Allowability Dated
`4/5/2018.
`
`
`Mr. Alberth’s declaration
`may also include
`discussion and analysis of
`the intrinsic record,
`including but not limited
`to, the identified portions
`in the adjacent column:
`
`the claim language;
`
`the Specification of the
`’450 Patent; and
`
`the prosecution history of
`U.S. Application No.
`15/676,421 and all other
`relevant post-grant
`proceedings and file
`histories including
`Applicant Response
`Dated 2/16/2016
`Applicant Response
`Dated 2/16/2016
`Applicant Response
`Dated 11/21/2016
`Applicant Response
`Dated 7/5/2017 Applicant
`
`
`
`8
`
`
`
`Exhibit A – Neo Wireless’s Identified Terms
`
`Response Dated 2/5/2018
`Notice of Allowance and
`Notice of Allowability
`Dated 4/5/2018.
`
`In addition to the
`disclosure described
`above, Neo Wireless
`intends to rely on expert
`testimony in the form of a
`declaration from Mr.
`Alberth that may
`describe:
`
`1. why Neo Wireless’s
`construction is correct;
`and
`2. how a person having
`ordinary skill in the art
`would have understood
`the term in light of the
`intrinsic and extrinsic
`evidence; and
`3. why Defendants’
`construction is incorrect.
`
`
`The claim language.
`
`The Abstract, Background
`of the Invention, and
`Summary of the Invention
`Section.
`
`The specification,
`including, information
`depicted, for example, in
`FIG 6 and accompanying
`text. And, information, for
`example, in the following
`passages: 1:62-66, 5:57-
`64, 6:14-19, 6:22-29, 7:12-
`18.
`
`The prosecution history of
`U.S. Application No.
`15/676,421 including any
`relevant post-grant
`proceedings, and any
`
`P6
`
`“the segment having a
`starting time-frequency
`coordinate”
`
`(’450 Patent, Claim 7)
`
`
`“the segment having a
`singular, one-dimensional
`parameter reflecting a
`starting location in both time
`and frequency”
`
`
`
`
`9
`
`
`
`Exhibit A – Neo Wireless’s Identified Terms
`
`relevant file histories
`including IPR2021-10486,
`paper No. 10, pp. 23-28.
`
`
`P7
`
`“wherein modular coding is
`applied to the time-
`frequency resource units in
`the segment of time-
`frequency resource”
`
`(’450 Patent, Claim 11)
`
`“wherein a modular coding
`scheme is applied to the
`time-frequency resource
`units in the segment of time-
`frequency resource.”
`
`The claim language.
`
`The Abstract, Background
`of the Invention, and
`Summary of the Invention
`Section.
`
`
`
`
`10
`
`Mr. Alberth’s declaration
`may also include
`discussion and analysis of
`the intrinsic record,
`including but not limited
`to, the identified portions
`in the adjacent column:
`
`the claim language;
`
`the Specification of the
`’450 Patent; and
`
`the prosecution history of
`U.S. Application No.
`15/676,421 including any
`relevant post-grant
`proceedings, and any
`relevant file histories.
`
`In addition to the
`disclosure described
`above, Neo Wireless
`intends to rely on expert
`testimony in the form of a
`declaration from Mr.
`
`
`
`
`
`Exhibit A – Neo Wireless’s Identified Terms
`
`The specification,
`including, information
`depicted, for example, in
`FIG 6 and accompanying
`text. And, information, for
`example, in the following
`passages: 1:52-55, 1:62-
`66, 2:45-59, 4:12-13, 5:57-
`64, 6:14-19, 6:22-29, 6:45-
`62, 7:7-27, 8:15-19, 8:23-
`26, 8:37-39.
`
`The prosecution history of
`U.S. Application No.
`15/676,421 including any
`relevant post-grant
`proceedings, and any
`relevant file histories.
`
`
`
`Alberth that may
`describe:
`
`1. why Neo Wireless’s
`construction is correct;
`and
`2. how a person having
`ordinary skill in the art
`would have understood
`the term in light of the
`intrinsic and extrinsic
`evidence; and
`3. why Defendants’
`construction is incorrect.
`
`Mr. Alberth’s declaration
`may also include
`discussion and analysis of
`the intrinsic record,
`including but not limited
`to, the identified portions
`in the adjacent column:
`
`the claim language;
`
`the Specification of the
`’450 Patent; and
`
`
`
`11
`
`
`
`Exhibit A – Neo Wireless’s Identified Terms
`
`
`the prosecution history of
`U.S. Application No.
`15/676,421 including any
`relevant post-grant
`proceedings, and any
`relevant file histories.
`
`
`
`
`
`In addition to the
`disclosure described
`above, Neo Wireless
`intends to rely on expert
`testimony in the form of a
`declaration from Mr.
`Alberth that may
`describe:
`
`1. why the preamble is
`limiting; and
`2. how a person having
`ordinary skill in the art
`would have understood
`the term in light of the
`
`“A link adaption method by
`a mobile station served by a
`serving base station in an
`Orthogonal Frequency
`Division Multiplexing
`(OFDM) communication
`system, the communication
`system
`utilizing a transmission
`structure with time slots in
`the time domain and
`frequency subchannels in
`the frequency domain, the
`method comprising:”
`
`
`The ’941 Patent
`The preamble is limiting.
`The claim language.
`Plain and ordinary meaning.
`
`The Abstract, Background
`of the Invention, and
`Summary of the Invention
`Section.
`
`The specification,
`including, information
`depicted, for example, in
`FIGs. 3, 4, 5, 6, 8 and
`accompanying text. And,
`information, for example,
`in the following passages:
`1:6-63, 2:33-41, 2:50-55,
`
`12
`
`P8
`
`
`
`
`
`(’941 Patent, Claim 8)
`
`Exhibit A – Neo Wireless’s Identified Terms
`
`3:54-61, 3:62-4:13, 4:13-
`38, 4:39-60, 5:27-50, 6:50-
`67, 7:10-16, 7:25-8:3,
`8:11-23.
`
`The prosecution history of
`U.S. Application No.
`15/082,878 including any
`relevant post-grant
`proceedings, and any
`relevant file histories.
`
`
`intrinsic and extrinsic
`evidence; and
`3. why Defendants’
`construction is
`unnecessary and
`incorrect.
`
`Mr. Alberth’s declaration
`may also include
`discussion and analysis of
`the intrinsic record,
`including but not limited
`to, the identified portions
`in the adjacent column:
`
`the claim language;
`
`the Specification of the
`’941 Patent; and
`
`the prosecution history of
`U.S. Application No.
`15/082,878 including any
`relevant post-grant
`proceedings, and any
`relevant file histories.
`
`
`
`
`13
`
`
`
`Exhibit A – Neo Wireless’s Identified Terms
`
`The preamble is limiting.
`Plain and ordinary meaning.
`
`P9
`
`“A mobile station served by
`a serving base station in an
`Orthogonal Frequency
`Division Multiplexing
`(OFDM)
`communication system, the
`communication system
`utilizing a
`transmission structure with
`time slots in the time
`domain and frequency
`subchannels in the
`frequency domain, the
`mobile station comprising a
`receiver
`configured to:”
`
`(’941 Patent, Claim 13)
`
`The claim language.
`
`The Abstract, Background
`of the Invention, and
`Summary of the Invention
`Section.
`
`The specification,
`including, information
`depicted, for example, in
`FIGs. 3, 4, 5, 6, 8 and
`accompanying text. And,
`information, for example,
`in the following passages:
`1:6-63, 2:33-41, 2:50-55,
`3:12-22, 3:33-43, 3:54-61,
`3:62-4:13, 4:13-38, 4:39-
`60, 5:27-50, 6:50-67, 7:1-
`8:3, 8:11-23.
`
`The prosecution history of
`U.S. Application No.
`15/082,878 including any
`relevant post-grant
`proceedings, and any
`relevant file histories.
`
`
`In addition to the
`disclosure described
`above, Neo Wireless
`intends to rely on expert
`testimony in the form of a
`declaration from Mr.
`Alberth that may
`describe:
`
`1. why the preamble is
`limiting; and
`2. how a person having
`ordinary skill in the art
`would have understood
`the term in light of the
`intrinsic and extrinsic
`evidence; and
`3. why Defendants’
`construction is
`unnecessary and
`incorrect.
`
`Mr. Alberth’s declaration
`may also include
`discussion and analysis of
`the intrinsic record,
`including but not limited
`
`
`
`14
`
`
`
`Exhibit A – Neo Wireless’s Identified Terms
`
`to, the identified portions
`in the adjacent column:
`
`the claim language;
`
`the Specification of the
`’941 Patent; and
`
`the prosecution history of
`U.S. Application No.
`15/082,878 including any
`relevant post-grant
`proceedings, and any
`relevant file histories.
`
`In addition to the
`disclosure described
`above, Neo Wireless
`intends to rely on expert
`testimony in the form of a
`declaration from Mr.
`Alberth that may
`describe:
`
`1. why Neo Wireless’s
`construction is correct;
`and
`
`P10 “the antenna transmission
`scheme comprising a
`transmission diversity
`scheme or a multiple-input
`multiple-output (MIMO)
`scheme”
`
`(’941 Patent, Claims 8 and
`13)
`
`“the antenna transmission
`scheme is capable of
`comprising either a MIMO
`scheme or a transmission
`diversity scheme other than
`MIMO. To avoid any doubt,
`this requires supporting both
`MIMO and non-MIMO
`transmission diversity
`systems.”
`
`
`
`The claim language.
`
`The Abstract, Background
`of the Invention, and
`Summary of the Invention
`Section.
`
`The specification,
`including, information
`depicted, for example, in
`FIGs. 4, 5, 6, 7 and
`accompanying text. And.
`
`
`
`15
`
`
`
`Exhibit A – Neo Wireless’s Identified Terms
`
`information, for example,
`in the following passages:
`2:17-27, 2:33-38, 3:66-
`4:12, 4:17-19, 4:32-36,
`4:39-43, 4:61-62, 5:1-5,
`5:20-22, 6:50-53, 6:60-67,
`7:1-9, 7:10-16, 7:33-36.
`
`The prosecution history of
`U.S. Application No.
`15/082,878 including any
`relevant post-grant
`proceedings, and any
`relevant file histories
`including Preliminary
`Amendment Dated
`11/11/2016 Applicant
`Response Dated
`4/12/2018.
`
`
`2. how a person having
`ordinary skill in the art
`would have understood
`the term in light of the
`intrinsic and extrinsic
`evidence; and
`3. why Defendants’
`construction is incorrect.
`
`Mr. Alberth’s declaration
`may also include
`discussion and analysis of
`the intrinsic record,
`including but not limited
`to, the identified portions
`in the adjacent column:
`
`the claim language;
`
`the Specification of the
`’941 Patent; and
`
`the prosecution history of
`U.S. Application No.
`15/082,878 and all other
`relevant post-grant
`proceedings and file
`
`
`
`16
`
`
`
`Exhibit A – Neo Wireless’s Identified Terms
`
`histories including
`Preliminary Amendment
`Dated 11/11/2016
`Applicant Response
`Dated 4/12/2018.
`
`In addition to the
`disclosure described
`above, Neo Wireless
`intends to rely on expert
`testimony in the form of a
`declaration from Mr.
`Alberth that may
`describe:
`
`1. why Neo Wireless’s
`construction is correct;
`and
`2. how a person having
`ordinary skill in the art
`would have understood
`the term in light of the
`intrinsic and extrinsic
`evidence; and
`3. why Defendants’
`construction is incorrect.
`
`
`The claim language.
`
`The Abstract, Background
`of the Invention, and
`Summary of the Invention
`Section.
`
`The specification,
`including, information
`depicted, for example, in
`FIGs. 2, 3, 6 and
`accompanying text. And,
`information, for example,
`in the following passages:
`1:62-66, 3:28-61, 4:25-31,
`4:46-60, 5:28-39, 5:57-64,
`6:14-19, 6:22-29, 7:1-9,
`7:10-18, 7:59-8:3.
`
`The prosecution history of
`U.S. Application No.
`
`P11 “the corresponding
`subchannel configuration
`characterized by distributed
`subcarriers or localized
`subcarriers in the frequency
`domain”
`
`(’941 Patent, Claims 8 and
`13)
`
`“The corresponding
`subchannel configuration
`characterized by distributed
`subcarriers or localized
`subcarriers in the frequency
`domain, wherein the
`subchannel configuration is
`capable of comprising either
`localized or distributed
`subcarriers. To avoid any
`doubt, this requires
`supporting both localized
`and distributed subchannel
`configurations.”
`
`
`
`17
`
`
`
`Exhibit A – Neo Wireless’s Identified Terms
`
`15/082,878 including any
`relevant post-grant
`proceedings, and any
`relevant file histories.
`
`
`P12 “A mobile device in an
`Orthogonal Frequency
`Division Multiplexing
`(OFDM) communication
`system, the mobile device
`comprising”
`
`The ’302 Patent
`The preamble is limiting.
`The claim language.
`Plain and ordinary meaning.
`
`The Abstract, Background
`of the Invention, and
`Summary of the Invention
`Section.
`
`
`
`18
`
`Mr. Alberth’s declaration
`may also include
`discussion and analysis of
`the intrinsic record,
`including but not limited
`to, the identified portions
`in the adjacent column:
`
`the claim language;
`
`the Specification of the
`’941 Patent; and
`
`the prosecution history of
`U.S. Application No.
`15/082,878 including any
`relevant post-grant
`proceedings, and any
`relevant file histories.
`
`
`In addition to the
`disclosure described
`above, Neo Wireless
`intends to rely on expert
`testimony in the form of a
`declaration from Mr.
`
`
`
`
`(’302 Patent, Claim 23)
`
`Exhibit A – Neo Wireless’s Identified Terms
`
`
`The specification,
`including, information
`depicted, for example, in
`FIGs. 10, 11, 17 and
`accompanying text.
`And, information, for
`example, in the following
`passages: 1:42–44, 3:6–8,
`3:63–4:5, & 4:6–14.
`
`The prosecution history of
`U.S. Application No.
`15/953,950 including any
`relevant post-grant
`proceedings, and any
`relevant file histories.
`
`
`Alberth that may
`describe:
`
`1. why the preamble is
`limiting; and
`2. how a person having
`ordinary skill in the art
`would have understood
`the term in light of the
`intrinsic and extrinsic
`evidence; and
`3. why Defendants’
`construction is
`unnecessary and
`incorrect.
`
`Mr. Alberth’s declaration
`may also include
`discussion and analysis of
`the intrinsic record,
`including but not limited
`to, the identified portions
`in the adjacent column:
`
`the claim language;
`
`
`
`
`19
`
`
`
`Exhibit A – Neo Wireless’s Identified Terms
`
`the Specification of the
`’302 Patent; and
`
`the prosecution history of
`U.S. Application No.
`15/953,950 including any
`relevant post-grant
`proceedings, and any
`relevant file histories.
`
`In addition to the
`disclosure described
`above, Neo Wireless
`intends to rely on expert
`testimony in the form of a
`declaration from Mr.
`Alberth that may
`describe:
`
`1. why Neo Wireless’s
`construction is correct;
`and
`2. how a person having
`ordinary skill in the art
`would have understood
`the term in light of the
`
`The claim language.
`
`The Abstract, Background
`of the Invention, and
`Summary of the Invention
`Section.
`
`The specification,
`including, information
`depicted, for example, in
`FIGs. 6, 7, 15, and
`accompanying text. And,
`information, for example,
`in the following passages:
`4:38–44, 6:52–57, & 7:64–
`8:11.
`
`
`P13 “the probing signal is
`configured to occupy a
`portion of spectrum in the
`uplink frequency band not
`designated for transmission
`of uplink control signals in
`the system”
`
`(’302 Patent, Claim 23)
`
`
`“the probing signal is
`configured to reside within a
`portion of spectrum in the
`uplink frequency band not
`designated for transmission
`of uplink control signals in
`the system.”
`
`
`
`
`20
`
`
`
`Exhibit A – Neo Wireless’s Identified Terms
`
`The prosecution history of
`U.S. Application No.
`15/953,950 including any
`relevant post-grant
`proceedings, and any
`relevant file histories.
`
`
`intrinsic and extrinsic
`evidence; and
`3. why Defendants’
`construction is incorrect.
`
`Mr. Alberth’s declaration
`may also include
`discussion and analysis of
`the intrinsic record,
`including but not limited
`to, the identified portions
`in the adjacent column:
`
`the claim language;
`
`the Specification of the
`’302 Patent; and
`
`the prosecution history of
`U.S. Application No.
`15/953,950 including any
`relevant post-grant
`proceedings, and any
`relevant file histories.
`
`
`
`
`
`
`21
`
`
`
`P14 “An orthogonal frequency
`division multiple access
`(OFDMA)-compatible
`mobile station that uses
`subcarriers in a frequency
`domain and time slots in a
`time domain, the OFDMA-
`compatible mobile station
`comprising:”
`
`(’512 Patent, Claim 15)
`
`
`Exhibit A – Neo Wireless’s Identified Terms
`
`The ’512 Patent
`The preamble is limiting.
`The claim language.
`Plain and ordinary meaning.
`
`The Abstract, Background
`of the Invention, and
`Summary of the Invention
`Section.
`
`The specification,
`including, information
`depicted, for example, in
`FIGs. 1–4, 10–12, and
`accompanying text. And,
`information, f