`(12) Published Unexamined Patent Application (A)
`
`(11) Publication No. of Unexamined Application:
`
`Kokai No. 2000-10927
`(P2000-10927A)
`January 14, 2000
`(43) Date of Publication of Unexamined Application:
`Theme Code (Reference)
`(51) Int. Cl.7
` ID
`FI
`5B085
`G06F 15/00 330
`G06F 15/00 330 B
`5J104
`H04Q 7/38
`H04M 1/66
`B
`5K027
`H04L 9/32
` 11/00 303
`5K033
` 12/28
`H04B 7/26 109 S
`5K067
`H04M 1/66
`H04L 9/00
`673 A
`Request for Examination:
`Number of Claims:
`Method of Filing:
`Total Number of Pages:
`
`Requested
`6
`OL (Online)
`7
`Continued on last page
`
`(21) Patent Application No.:
`(22) Filing Date:
`(71) Applicant:
`
`(72)
`
`Inventor:
`
`(74) Agent:
`
`H10-178410
`June 25, 1998
`000240617
`NEC Yonezawa Ltd.
`6-80, Shimohanazawa 2-chome, Yonezawa-shi, Yamagata Prefecture
`Masaru KATOU
`c/o NEC Yonezawa Ltd.
`6-80, Shimohanazawa 2-chome, Yonezawa-shi, Yamagata Prefecture
`100085235
`Patent Attorney Kaneyuki MATSUURA
`
`Continued on last page
`
`(54) Title of Invention
`AUTHENTICATION SYSTEM AND
`AUTHENTICATION DEVICE
`(57) Abstract
`Problem
`
`Conventional authentication systems have not reached
`large-scale usage because devices (one-time-password generating
`cards and authentication devices) that generate and manage
`changing passwords are very expensive.
`Solution
`An authentication device 3 performs: management of a
`"user-password request/notification function" of the user; issuance
`of a "temporary password" in response to a connection request from
`the user; and notification of the "temporary password" to a PHS
`terminal 1 and to a remote-connection device 4. Based on the
`"temporary password," the remote-connection device 4 accepts the
`connection request from a user PC 2 and remotely connects a proper
`user or an inquiring user to the authentication device 3. Based on
`the "temporary password," the user PC 2 connects to the remote-
`connection device 4. A network service 5 is a network resource
`wherein each user receives service.
`
`BANK OF AMERICA ET AL. EXHIBIT 1006
`
`Page 1 of 8
`
`
`
`
`
`(2)
`
`1
`
`CLAIMS
`1. An authentication system, which, after verifying the validity
`of a user, permits usage of a resource of a network service
`from the user personal computer, comprising:
`the user simplified, mobile-telephone terminal;
`an authentication device that: preregisters a telephone
`number, a password, and a remote-connection ID of the
`simplified, mobile-telephone terminal; notifies the user of
`the password and the remote-connection ID; receives the
`telephone number and the password from the user
`simplified, mobile-telephone terminal; compares such with
`the preregistered telephone number and password; and,
`when they match, issues a temporary password to the user
`simplified, mobile-telephone terminal; and
`a remote-connection device that: receives a connection
`request, which, owing to the simplified, mobile-telephone
`terminal being notified of the temporary password, is
`performed by the user using the personal computer;
`inquires with the authentication device as to whether the
`password and the remote-connection ID are correct; and
`connects the personal computer and the network service
`only when being notified by the authentication device that
`they are correct.
`2. The authentication system according to claim 1, wherein the
`user uses the personal computer to make a connection request
`to the remote-connection device using the remote-connection
`ID and the temporary password for which notification was
`given by the authentication device.
`3. The authentication system according to claim 1, wherein, in
`response to the inquiry from the remote-connection device, the
`authentication device determines whether the information
`issued to the user and the information from the remote-
`connection device match and notifies the remote-connection
`device of the determination result thereof.
`4. The authentication system according to claim 1, wherein the
`power of the mobile-telephone terminal is turned off prior to
`the notification of the temporary password from the
`authentication device.
`5. An authentication device used in an authentication system,
`which, after verifying the validity of a user, permits usage of a
`resource of a network service from the user personal
`computer, wherein:
`a telephone number, a password, and a remote-connection
`ID of the user simplified, mobile-telephone terminal are
`preregistered; the user is notified of the password and the
`remote-connection ID; the telephone number and the
`password are received from the user simplified, mobile-
`telephone terminal; such is compared with the
`preregistered telephone number and password; and, when
`they match, a temporary password is issued to the user
`simplified, mobile-telephone terminal; and when it has
`been determined that it is proper with respect to the
`inquiry from a remote-connection device, the personal
`computer and the network service are connected using the
`remote-connection device.
`6. The authentication device according to claim 5, wherein, in
`response to the inquiry from the remote-connection device,
`determines whether the information issued to the user and the
`
`
`Japanese Kokai 2000-10927
`2
`information from the remote-connection device match and
`notifies the remote-connection device of the determination
`result thereof.
`DETAILED DESCRIPTION OF THE INVENTION
`[0001]
`FIELD OF THE INVENTION
`
`The present invention relates to an authentication
`system and an authentication device, and particularly relates to
`an authentication system and an authentication device that
`permits the provision of a local area network (LAN) service
`only to proper users.
`[0002]
`RELATED ART
`
`As an example of a network-service function that
`uses services among computers in a LAN, there is an
`authentication function that checks the usage rights of a
`remote resource, generally, using a transmitted user identifier
`(ID, password) of a logged-in computer. In a network-
`connected computer system, when usage of each computer is
`started, a user identifier is provided by system software, which
`runs on each computer, using a user-registration list of all
`computers that constitutes the network-computer system. In
`addition, in an international telephone utilization system in
`which Personal Handy-phone System (PHS) terminals are
`used, a system is also known (Japanese Laid-open Patent
`Publication H9-135295) in which the system is called using an
`ID number and a password, and a callback function is used
`from the system side after validity verification.
`[0003] However, with this method, there is a risk that, if a
`user ID or a password is stolen by a third party, the
`unauthorized third party can penetrate the network service.
`Accordingly, in recent years, authentication systems in which
`passwords that change at fixed time intervals are used have
`been proposed and are already in practical use. In these
`conventional authentication systems, misappropriation of a
`password by a third party can be made difficult because the
`password changes at fixed time intervals.
`[0004]
`PROBLEMS SOLVED BY THE INVENTION
`
`Nevertheless, the above-mentioned conventional
`authentication systems have a problem in that they have not
`reached large-scale diffusion because devices (one-time-
`password generating cards and authentication devices) that
`generate and manage changing passwords are very expensive.
`[0005] The present invention was conceived considering
`the above problem, and an object of the present invention is to
`provide a high-speed, high-reliability authentication system
`and a low-cost authentication device.
`[0006]
`In addition, another object of the present invention is
`to provide an authentication system and an authentication
`device that excels in manufacturability, maintainability, and
`resource reusability.
`[0007] Furthermore, another object of the present invention
`is to provide an authentication device that is compact and
`lightweight.
`[0008]
`MEANS FOR SOLVING THE PROBLEMS
`To achieve the above-mentioned objects, an authentication
`system of the present invention, which, after verifying the
`validity of a user, permits usage of a resource of a network
`service from the user personal computer, comprises: the user
`simplified, mobile-telephone terminal; an authentication
`device that: preregisters a telephone
`
`Page 2 of 8
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`(3)
`
`3
`number, a password, and a remote-connection ID of the
`simplified, mobile-telephone terminal; notifies the user of the
`password and the remote-connection ID; receives the
`telephone number and the password from the user simplified,
`mobile-telephone terminal; compares such with the
`preregistered telephone number and password; and, when they
`match, issues a temporary password to the user simplified,
`mobile-telephone terminal; and a remote-connection device
`that: receives a connection request, which, owing to the
`simplified, mobile-telephone terminal being notified of the
`temporary password, is performed by the user using the
`personal computer; inquires with the authentication device as
`to whether the password and the remote-connection ID are
`correct; and connects the personal computer and the network
`service only when being notified by the authentication device
`that they are correct.
`[0009]
`In addition, regarding the authentication system of
`the present invention, to achieve the above-mentioned objects,
`in an authentication device used in an authentication system,
`which, after verifying the validity of a user, permits usage of a
`resource of a network service from the user personal
`computer: a telephone number, a password, and a remote-
`connection ID of the user simplified, mobile-telephone
`terminal are preregistered; the user is notified of the password
`and the remote-connection ID; the telephone number and the
`password are received from the user simplified, mobile-
`telephone terminal; such is compared with the preregistered
`telephone number and password; and, when they match, a
`temporary password is issued to the user simplified, mobile-
`telephone terminal; and when it has been determined that it is
`proper with respect to the inquiry from a remote-connection
`device, the personal computer and the network service are
`connected using the remote-connection device.
`[0010] According to the present invention, it is possible to
`provide security that combines: security whereby the
`authentication device has only registered mobile-telephone
`terminals; security wherein the user manages their password to
`their mobile-telephone terminal; and security wherein the
`authentication device sends a temporary password to a
`determined mobile-telephone terminal of a user.
`[0011]
`In addition, according to the present invention,
`authentication permission is obtained using a commercially
`available simplified, mobile-telephone terminal, such as a PHS
`terminal.
`[0012]
`EMBODIMENTS OF THE INVENTION
`Next, embodiments of the present invention will be explained,
`together with the drawings. FIG. 1 is a block diagram of one
`embodiment of an authentication system that constitutes the
`present invention. In the same drawing are configured: a user
`Personal Handy-phone System (PHS) terminal 1; a user
`personal computer (PC) 2; an authentication device 3, which is
`connected to the PHS terminal 1 via a PHS public line; a
`remote-connection device 4, which is connected to the user PC
`2 and the authentication device 3; and a network service 5,
`which is provided by the remote-connection device 4. The
`configuration on the remote-LAN connection side comprises
`the authentication device 3, the remote-connection device 4,
`and the network 5.
`
`.
`
`Japanese Kokai 2000-10927
`4
`[0013] The authentication device 3 is a device that verifies
`the validity of a user and performs: management of a "user-
`password request/notification function" of the user; issuance
`of a "temporary password" in response to a connection request
`from the user; and notification of the "temporary password" to
`the user PHS terminal 1, which has the user-password
`request/notification function, and to the remote-connection
`device 4, which has a remote-connection function.
`[0014] Based on the "temporary password" issued by the
`authentication device 3, the remote-connection device 4
`accepts the connection request from the user PC 2, which is a
`computer system for user connection, and remotely connects a
`proper user or an inquiring user to the authentication device 3.
`The user PHS terminal 1 is a commercially available
`simplified mobile telephone having a user-password
`request/notification function; if a user makes a request to the
`authentication device 3 for a "temporary password" and the
`user is properly authenticated, then the authentication device
`gives notification of a "temporary password." A "temporary
`password" is not a predetermined specific password but rather
`is a password that is set as appropriate for each request.
`[0015] Based on a "temporary password" for which the
`authentication device has given notification to the user PHS
`terminal 1, the user PC 2, which is the computer system for
`user connection, connects to the remote-connection device 4.
`The network service 5 is a network resource wherein each user
`receives service.
`[0016] Next, the operation of this embodiment will be
`explained, with reference to the flowchart in FIG. 2. First, the
`PHS number, the authentication-device password, and the
`remote-connection ID of the user PHS terminal 1 are
`registered in the authentication device 3 (step 11). Continuing,
`the user is notified in advance of the authentication-device
`password and the remote-connection ID (step 12). Continuing,
`the user places a call (TEL) from the user PHS terminal 1 to
`the authentication device 3 (step 13). The method of placing a
`call is, for example, the numeric string: "authentication-device
`telephone number#authentication-device password." For
`example, 0238211234#ABCD.
`[0017] Next, the authentication device 3 receives the call
`from the user PHS terminal 1 and verifies the user PHS
`number and the authentication-device password (step 14),
`determines whether those values match the registration
`information in step 11, and, if they do match, replies to the
`user PHS terminal 1 with a voice message such as "A
`password will now be issued. Please disconnect power and
`wait." (step 15). It is noted that, other than a voice message, a
`character message and other methods are also possible.
`[0018] Next, in accordance with the above-mentioned voice
`message, the user turns off the power to the user PHS terminal
`1 (step 16). Continuing, the authentication device 3 issues a
`"temporary password" to the user PHS terminal 1 and notifies
`the user PHS terminal 1 of the character message (step 17). In
`this situation, a service, such as Chara-Mail, is used. It is
`assumed that the temporary password is, for example,
`VWXYZ.
`
`
`Page 3 of 8
`
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`(4)
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`5
`[0019] The user PHS terminal 1 is notified of the above-
`mentioned temporary password VWXYZ (step 18), and the
`user issues a network-connection request to the remote-
`connection device 4 (step 19). That is, the user PC 2 is used to
`dial up the remote-connection device 4. In this situation, the
`ID obtained in step 11 is used as the ID, and the "temporary
`password" obtained in step 18 is used as the password. For
`example, the ID is "SUZUKI," and the temporary password is
`"VWXYZ."
`[0020] Continuing, when the remote-connection device 4
`receives the connection request from the user PC 2 (step 20),
`an inquiry is made to the authentication device 3 regarding
`whether the user ID and the password are correct (step 21).
`Thereupon, in response to the inquiry from the remote-
`connection device 4, the authentication device 3 determines
`whether they match the information issued to the user (step
`22). In the situation in which the authentication device 3 has
`determined in step 22 that they do match, the remote-
`connection device 4 is notified of the determination result
`thereof, and thereby the remote-connection device 4 gives
`permission to the user for usage of the network service 5 and
`connects the user PC 2 and the network service 5 (step 23).
`[0021] Thereby, the resource of the network service 5
`becomes available from the user PC 2 (step 24). It is noted
`that, in the situation in which the authentication device 3 has
`obtained a mismatched determination result in step 22, the
`remote-connection device 4 receives that determination result
`and denies the provision of the network service 5 to the user.
`[0022] Thus, in this embodiment, by authenticating only the
`PHS terminal 1, which the user has registered in the
`authentication device 3 utilizing the fact that the PHS terminal
`1 has a function that gives notification of its own PHS
`number, it is possible to make it extremely difficult for a third
`party to improperly use the network service 5 because it has
`extremely strong security through the combination of: security
`in that it is difficult for another PHS terminal to masquerade as
`the PHS terminal 1; security in that, even in an unfortunate
`situation such as, for example, the theft of the user PHS
`terminal 1, the PHS terminal 1 cannot connect to the
`authentication device 3 without knowing the password, and
`consequently the user can manage their password on the PHS
`terminal 1; and security in that the authentication device 3
`issues a temporary password to the proper PHS terminal 1.
`[0023]
`In addition, the user PHS terminal 1 is a
`
`Japanese Kokai 2000-10927
`6
`commercially available PHS terminal; a terminal that is
`compact, lightweight, and has low power consumption can be
`used for the user PHS terminal 1; operation is easy; in
`addition, in this embodiment, because the infrastructure of the
`PHS public line is used, it is high speed, the transmission
`efficiency is increased, and data transfer can be performed
`with high reliability; and, furthermore, the cost of the overall
`system can also be reduced. In addition, a service in which a
`PHS high-speed communication function (PIAFS) is used also
`becomes possible. Furthermore, in this embodiment, by
`utilizing a commercially available PHS terminal, it also
`becomes possible to set the price low because of the mass-
`production effect; manufacturability and maintainability are
`also excellent; and it also becomes possible to reuse resources
`by utilizing unused PHS terminals.
`[0024]
`EFFECTS OF THE INVENTION
`
`As explained above, according to the present
`invention, it is possible to improve security such that it is
`extremely strong compared with conventional security
`because it has been provided with security that combines:
`security whereby the authentication device has only registered
`mobile-telephone terminals; security wherein the user
`manages their password to their mobile-telephone terminal;
`and security wherein the authentication device sends a
`temporary password to a determined mobile-telephone
`terminal of a user.
`[0025]
`In addition, according to the present invention,
`because authentication permission is obtained using a
`commercially available simplified, mobile-telephone terminal,
`such as a PHS terminal, the infrastructure of a PHS public line
`can be used, and thereby it is high speed, transmission
`efficiency is improved, and data can be transferred with high
`reliability. Furthermore, according to the present invention,
`because commercially available simplified, mobile-telephone
`terminals, such as PHS terminals, are used: terminals that are
`compact, lightweight, and have low power consumption,
`terminals having excellent manufacturability and
`maintainability and that are also easy to use, or the like can be
`used as the terminals; resources are also reusable owing to the
`use of unused PHS terminals; and, in turn, the cost of the
`overall system can be reduced and services that utilize high-
`speed communication functions can be accepted.
`BRIEF DESCRIPTION OF THE DRAWINGS
`FIG. 1 is a block diagram of one embodiment of the
`
`present invention.
`
`FIG. 2 is a flowchart of one embodiment of the
`present invention.
`EXPLANATION OF SYMBOLS
`1
`User PHS terminal
`2
`User personal computer (PC)
`3
`Authentication device
`4
`Remote-connection device
`5
`Network service
`
`Page 4 of 8
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`(5)
`
`FIG. 1
`
`Japanese Kokai 2000-10927
`
`USER-SIDE CONFIGURATION
`
`REMOTE-LAN-CONNECTION-
`SIDE CONFIGURATION
`
`USER PHS
`TERMINAL
`
`USER PC
`
`PHS PUBLIC LINE
`
`AUTHENTICATION
`DEVICE
`
`REMOTE-CONNECTION
`DEVICE
`
`NETWORK SERVICE
`
`
`
`Page 5 of 8
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`
`
`
`USER SIDE
`USER PHS TERMINAL
`USER PC
`
`(6)
`FIG. 2
`REMOTE-CONNECTION SIDE
`AUTHENTICATION DEVICE
`REMOTE-CONNECTION DEVICE
`
`Japanese Kokai 2000-10927
`
`Register the "user PHS number," the
`"authentication-device password,"
`and the "remote-connection ID" of the
`user in the authentication device.
`
`The user places a call from the
`user PHS to the authentication
`device. The method of placing
`the call is the "authentication
`device telephone
`number#authentication device
`password."
`For example: 0238211234#ABCD
`
`The user turns off power
`to the "user PHS
`terminal."
`
`Notification of a
`temporary password is
`made to the user PHS
`terminal.
`
`Notify the user in advance of the
`"authentication-device
`password" and the "remote-
`connection ID."
`
`Accept the call from the user and
`verify the "user PHS number" and the
`"authentication-device password."
`
`If they match the registration information in
`step 11, respond to the user PHS terminal
`with a voice message such as "A password
`will now be issued. Please turn off power
`and wait."
`* Notification methods other than by voice
`are also possible.
`
`The authentication device issues a
`temporary password to the user and
`notifies the user PHS terminal via a
`character message (e.g., using a
`service such as Chara-Mail).
`Example: VWXYZ
`
`A connection request
`arrives at the remote-
`connection device from
`the user PC.
`
`Inquire with the
`authentication device
`whether the user ID and the
`password are correct.
`
`The user makes a network-connection
`request to the remote-connection device
`(dials up the remote-connection device).
`The ID obtained in step 11 is used as the ID,
`and the temporary password obtained in
`step 18 is used as the password.
`Example:
`ID
`SUZUKI
`
`PASSWORD VWXYZ
`
`In response to an inquiry from the
`remote connection device,
`determine whether they match the
`information issued to the user.
`
`The resource of the
`network service becomes
`available from the user
`PC.
`
`In the situation in which the
`authentication device
`determines them to be
`correct, permit usage of the
`network service and connect
`the user PC and the network
`service.
`
`
`
`Page 6 of 8
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`Continuation of front page
`
` ID
`(51) Int. Cl.7
`H04M 11/00 303
`
`(7)
`
`Japanese Kokai 2000-10927
`
`FI
`H04L 11/00 310 Z
`
`Theme Code (Reference)
`5K101
`
`5B085 AA01 AC01 AE01 AE15 AE21
` AE23 BG07 CE08
`5J104 AA03 AA07 EA01 EA03 EA20
` KA01 NA21 PA07
`5K027 AA11 BB09 BB14 CC08
`5K033 AA08 BA04 CB01 DB12 DB14
` DB20 EC03
`5K067 AA35 BB32 FF00 KK13
`5K101 LL12
`
` F
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` Terms (Reference)
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`Page 7 of 8
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`I, Harold Abilock, declare as follows:
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`I am over 21 years of age and am competent to make this declaration.
`
`I am a native speaker of English.
`
`I am fluent in Japanese.
`
`I have over 35 years of experience translating Japanese to English.
`
`I translated the attached patent document "JPA 2000010927" from
`
`Japanese to English.
`
`6.
`
`I certify that the translation of the document "JPA 2000010927" is, to
`
`the best of my knowledge, a true and accurate translation from Japanese to English.
`
`7.
`
`In signing this declaration, I understand that the translation and this
`
`declaration may be filed as evidence in a contested case. I acknowledge that I may
`
`be subject to cross-examination within the United States.
`
`8.
`
`I declare under penalty of perjury that all statements made herein are
`
`true and accurate to the best of my knowledge and belief, and that these statements
`
`were made with the knowledge that willful false statements and the like so made
`
`are punishable by fine or imprisonment, or both, under Section 1001 of Title 18 of
`
`the United States Code.
`
`Executed: December 20, 2022 B y : ~ ~
`
`Harold Abilock
`
`Page 8 of 8
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