UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICATION
`NUMBER
`62/334,418
`
`FILING or
`37l(c)DATE
`05/10/2016
`
`GRPART
`UNIT
`
`FIL FEE REC'D
`260
`
`67487
`Andrew S. Park
`1875 Century Park East
`Suite #600
`Los Angeles, CA 90067
`
`Ul\TfED STATES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adiliess. COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
`
`ATTY.DOCKET.NO
`UT16-0648-US
`
`TOT CLAIMS IND CLAIMS
`
`CONFIRMATION NO.1033
`FILING RECEIPT
`
`1111111111111111111111 m~mmmmH,~HHll lllll 111111111111111111
`
`Date Mailed: 05/25/2016
`
`Receipt is acknowledged of this provisional patent application. It will not be examined for patentability and will
`become abandoned not later than twelve months after its filing date. Any correspondence concerning the application
`must include the following identification information: the U.S. APPLICATION NUMBER, FILING DATE, NAME OF
`APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection. Please verify
`the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please submit
`a written request for a Filing Receipt Correction. Please provide a copy of this Filing Receipt with the
`changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processes the reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`lnventor(s)
`
`Applicant( s)
`
`Youngdae LEE, Seoul, KOREA, REPUBLIC OF;
`Jaewook LEE, Seoul, KOREA, REPUBLIC OF;
`Sangwon KIM, Seoul, KOREA, REPUBLIC OF;
`
`Youngdae LEE, Seoul, KOREA, REPUBLIC OF;
`Jaewook LEE, Seoul, KOREA, REPUBLIC OF;
`Sangwon KIM, Seoul, KOREA, REPUBLIC OF;
`Power of Attorney:
`Andrew Park--47841
`
`Permission to Access Application via Priority Document Exchange: Yes
`
`Permission to Access Search Results: Yes
`
`Applicant may provide or rescind an authorization for access using Form PTO/SB/39 or Form PTO/SB/69 as
`appropriate.
`
`If Required, Foreign Filing License Granted: 05/24/2016
`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
`is US 62/334,418
`Projected Publication Date: None, application is not eligible for pre-grant publication
`Non-Publication Request: No
`Early Publication Request: No
`
`page 1 of 3
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`Title
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`ON-DEMAND DELIVERY OF SYSTEM INFORMATION WITH RAN BASED POLLING
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition Applications: No
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the US PTO must
`issue a license before applicants can apply for a patent in a foreign country. The filing of a U.S. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance as to the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlines for filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the U.S. Government website, http://www.stopfakes.gov. Part of a Department of Commerce initiative,
`this website includes self-help "toolkits" giving innovators guidance on how to protect intellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the U.S. Government hotline at 1-866-999-HAL T (1-866-999-4258).
`
`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`The applicant has been granted a license under 35 U.S.C. 184, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" followed by a date appears on this form. Such licenses are issued in all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope and limitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`
`page 2 of 3
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`

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`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.
`
`NOT GRANTED
`
`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOES NOT appear on this form. Applicant may still petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from the filing date of the application. If 6 months has lapsed
`from the filing date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFR 5.15(b).
`
`Select USA
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location for
`business investment, innovation, and commercialization of new technologies. The U.S. offers tremendous resources
`and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation works to
`promote and facilitate business investment. SelectUSA provides information assistance to the international investor
`community; serves as an ombudsman for existing and potential investors; advocates on behalf of U.S. cities, states,
`and regions competing for global investment; and counsels U.S. economic development organizations on investment
`attraction best practices. To learn more about why the United States is the best country in the world to develop
`technology, manufacture products, deliver services, and grow your business, visit http://www.SelectUSA.gov or call
`+ 1-202-482-6800.
`
`page 3 of 3
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`PTO/AIN14 (11-15)
`Approved for use through 04/30/2017. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`UT16-0648-US
`
`Application Number
`
`Title of Invention
`
`ON-DEMAND DELIVERY OF SYSTEM INFORMATION WITH RAN BASED POLLING
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
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`
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`
`Inventor Information:
`
`Inventor
`11
`Legal Name
`
`Prefix Given Name
`
`El fr'oungdae
`
`I
`Residence Information (Select One)
`
`City
`
`Eeoul
`
`I Remove
`
`I
`
`Middle Name
`
`Family Name
`
`I
`US Residency
`
`• Non US Residency
`l1country of Residence i
`
`~EE
`
`Active US Military Service
`
`l~R
`
`Mailing Address of Inventor:
`
`Address 1
`
`19, Yangjae-daero 11gil, Seocho-gu
`
`Address 2
`City
`I t,eoul
`Postal Code
`Inventor ~
`Legal Name
`
`I p6112
`
`I State/Province
`I Countryi
`I IKR
`
`11
`
`I Remove
`
`I
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`Prefix Given Name
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`El ~aewook
`
`I
`Residence Information (Select One)
`
`Middle Name
`
`Family Name
`
`I-EE
`I
`US Residency @ Non US Residency
`
`Active US Military Service
`
`City
`
`Eeoul
`
`IICountry of Residence i
`
`l~R
`
`Mailing Address of Inventor:
`
`Address 1
`
`19, Yangjae-daero 11gil, Seocho-gu
`
`I ~6112
`
`I State/Province
`I Countryi
`I IKR
`
`11
`
`I Remove
`
`I
`
`Address 2
`City
`I t,eoul
`Postal Code
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`Inventor b
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`Legal Name
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`EFSWeb2.2.12
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`Suffix
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`I
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`El
`
`I
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`Suffix
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`I
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`El
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`I
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`

`

`PTO/AIN14 (11-15)
`Approved for use through 04/30/2017. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`UT16-0648-US
`
`Application Number
`
`Title of Invention
`
`ON-DEMAND DELIVERY OF SYSTEM INFORMATION WITH RAN BASED POLLING
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`I El Jsangwon
`
`Residence Information (Select One)
`
`l<IM
`I
`US Residency @ Non US Residency
`
`City
`
`Eeoul
`
`IICountry of Residence i
`
`Active US Military Service
`lrR
`
`Suffix
`
`I El
`
`I
`
`Mailing Address of Inventor:
`
`Address 1
`
`19, Yangjae-daero 11gil, Seocho-gu
`
`Address 2
`City
`I Jseoul
`Postal Code
`
`I State/Province
`I Countryi
`I IKR
`All Inventors Must Be Listed - Additional Inventor Information blocks may be
`generated within this form by selecting the Add button.
`
`I p6112
`
`11
`
`I Add
`
`I
`
`Correspondence Information:
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`D An Address is being provided for the correspondence Information of this application.
`Customer Number
`37487
`
`Email Address
`
`Email Address
`
`nfo@kpatenl.com
`
`uspto@kpatenl.com
`
`Application Information:
`
`I Add Email
`I Add Email
`
`I
`
`I
`
`I Remove Email I
`
`I Remove Email I
`
`Title of the Invention
`
`Attorney Docket Number UT16-0648-US
`
`::>N-DEMAND DELIVERY OF SYSTEM INFORMATION WITH RAN BASED POLLING
`I Small Entity Status Claimed □
`
`Application Type
`
`Subject Matter
`
`Provisional
`
`Utility
`
`Total Number of Drawing Sheets (if any)
`Filing By Reference:
`Only complete this section when filing an application by reference under 35 U.S.C. 111 (c) and 37 CFR 1.57(a). Do not complete this section if
`application papers including a specification and any drawings are being filed. Any domestic benefit or foreign priority information must be
`provided in the appropriate section(s) below (i.e., "Domestic Benefit/National Stage Information" and "Foreign Priority Information").
`
`I Suggested Figure for Publication (if any) 11
`
`11
`
`For the purposes of a filing date under 37 CFR 1.53(b), the description and any drawings of the present application are replaced by this
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`
`Application number of the previously
`filed application
`
`Filing date (YYYY-MM-DD)
`
`Intellectual Property Authority or Country
`
`I
`
`EFS Web 2.2.12
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`T
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`T
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`,_
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`

`

`PTO/AIN14 (11-15)
`Approved for use through 04/30/2017. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`UT16-0648-US
`
`Application Number
`
`Title of Invention
`
`ON-DEMAND DELIVERY OF SYSTEM INFORMATION WITH RAN BASED POLLING
`
`Publication Information:
`□ Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`Request Not to Publish. I hereby request that the attached application not be published under
`□ 35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing.
`
`Representative Information:
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`Please Select One:
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`I
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`US Patent Practitioner IO Limited Recognition (37 CFR 11.9)
`
`Customer Number
`
`~7487
`
`Domestic Benefit/National Stage Information:
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`Foreign Priority Information:
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`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55. When priority is claimed to a foreign application
`that is eligible for retrieval under the priority document exchange program (Poxi the information will be used by the Office to
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`property office, or a certified copy of the foreign priority application is filed, within the lime period specified in 37 CFR 1.55(g)(1 ).
`
`EFS Web 2.2.12
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`

`

`PTO/AIN14 (11-15)
`Approved for use through 04/30/2017. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
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`Attorney Docket Number
`
`UT16-0648-US
`
`Application Number
`
`Title of Invention ON-DEMAND DELIVERY OF SYSTEM INFORMATION WITH RAN BASED POLLING
`
`Application Number
`
`Filing Date (YYYY-MM-DD)
`I
`I
`I
`Additional Foreign Priority Data may be generated within this form by selecting the
`Add button.
`
`Countryi
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`Access Codei (if applicable)
`
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`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
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`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`16, 2013, will be examined under the first inventor to file provisions of the AIA.
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`EFS Web 2.2.12
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`

`PTO/AIN14 (11-15)
`Approved for use through 04/30/2017. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
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`Attorney Docket Number
`
`UT16-0648-US
`
`Application Number
`
`Title of Invention ON-DEMAND DELIVERY OF SYSTEM INFORMATION WITH RAN BASED POLLING
`
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`1. Authorization to Permit Access by a Foreign Intellectual Property Office(s)
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`A. Priority Document Exchange (PDXl - Unless box A in subsection 2 (opt-out of authorization) is checked, the
`undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO), the Japan Patent Office
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`instant application and its related bibliographic data, and (3) the date of filing of this Authorization. See 37 CFR 1.14(h)
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`B. Search Results from U.S. Application to EPO - Unless box Bin subsection 2 (opt-out of authorization) is checked,
`the undersigned hereby grants the USPTO authority to provide the EPO access to the bibliographic data and search
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`NOTE: Once the application has published or is otherwise publicly available, the USPTO may provide access to the
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`EFS Web 2.2.12
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`

`

`PTO/AIN14 (11-15)
`Approved for use through 04/30/2017. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
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`Attorney Docket Number
`
`UT16-0648-US
`
`Application Number
`
`Title of Invention
`
`ON-DEMAND DELIVERY OF SYSTEM INFORMATION WITH RAN BASED POLLING
`
`Applicant Information:
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`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Tille 37 of CFR
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`1.43; or the name and address of the assignee, person to whom the inventor is under an obligation to assign the invention, or person
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`applicant under 37 CFR 1.46 (assignee, person to whom the inventor is obligated to assign, or person who otherwise shows sufficient
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
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`I
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`EFS Web 2.2.12
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`Prefix
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`PTO/AIN14 (11-15)
`Approved for use through 04/30/2017. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
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`Application Data Sheet 37 CFR 1.76
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`Attorney Docket Number
`
`UT16-0648-US
`
`Application Number
`
`Title of Invention ON-DEMAND DELIVERY OF SYSTEM INFORMATION WITH RAN BASED POLLING
`
`Assignee
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`Ii Andrew S. Park/
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`Date (YYYY-MM-DD) 12016-05-10
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`First Name
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`~ndrew
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`I Last Name I rark
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`Registration Number
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`147841
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`PTO/AIN14 (11-15)
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`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`Application Data Sheet 37 CFR 1.76
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