`IPR of U.S. Patent No. 19688-0196IP2
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`DECLARATION OF JUNE ANN MUNFORD
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`LGE 1028
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`Attorney Docket No. 10,693,700
`IPR of U.S. Patent No. 19688-0196IP2
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`1. My name is June Ann Munford. I am over the age of 18, have personal
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`knowledge of the facts set forth herein, and am competent to testify to the
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`same.
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`2. I earned a Master of Library and Information Science (MLIS) from the
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`University of Wisconsin-Milwaukee in 2009. I have over ten years of
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`experience in the library/information science field. Beginning in 2004, I
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`have served in various positions in the public library sector including
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`Assistant Librarian, Youth Services Librarian and Library Director. I have
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`attached my Curriculum Vitae as Appendix CV.
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`3. During my career in the library profession, I have been responsible for
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`materials acquisition for multiple libraries. In that position, I have cataloged,
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`purchased and processed incoming library works. That includes purchasing
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`materials directly from vendors, recording publishing data from the material
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`in question, creating detailed material records for library catalogs and
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`physically preparing that material for circulation. In addition to my
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`experience in acquisitions, I was also responsible for analyzing large
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`collections of library materials, tailoring library records for optimal catalog
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`Attorney Docket No. 10,693,700
`IPR of U.S. Patent No. 19688-0196IP2
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`search performance and creating lending agreements between libraries
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`during my time as a Library Director.
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`4. I am fully familiar with the catalog record creation process in the library
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`sector. In preparing a material for public availability, a library catalog record
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`describing that material would be created. These records are typically
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`written in Machine Readable Catalog (herein referred to as “MARC”) code
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`and contain information such as a physical description of the material,
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`metadata from the material’s publisher, and date of library acquisition. In
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`particular, the 008 field of the MARC record is reserved for denoting the
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`date of creation of the library record itself. As this typically occurs during
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`the process of preparing materials for public access, it is my experience that
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`an item’s MARC record indicates the date of an item’s public availability.
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`5. Typically, in creating a MARC record, a librarian would gather various bits
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`of metadata such as book title, publisher and subject headings among others
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`and assign each value to a relevant numerical field. For example, a book’s
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`physical description is tracked in field 300 while title/attribution is tracked in
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`field 245. The 008 field of the MARC record is reserved for denoting the
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`creation of the library record itself. As this is the only date reflecting the
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`inclusion of said materials within the library’s collection, it is my experience
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`Attorney Docket No. 10,693,700
`IPR of U.S. Patent No. 19688-0196IP2
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`that an item’s 008 field accurately indicates the date of an item’s public
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`availability.
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`6. I have reviewed Exhibit LGER1024, “Non-Uniform Constellations for
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`ATSC 3.0” by Nabil Sven Loghin, et al. as published in IEEE Transactions
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`on Broadcasting, March 2016.
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`7. Attached hereto as Appendix LOGHIN01 is a true and correct copy of the
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`MARC record for IEEE Transactions on Broadcasting as held by the Penn
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`State University library. I secured this record myself from the library’s
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`public catalog. The MARC record contained within Appendix LOGHIN01
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`accurately describes the title, author, publisher, and ISSN number of IEEE
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`Transactions on Broadcasting. The ‘362’ field of this record visible on page
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`# indicates this collection includes the March 2016 edition of IEEE
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`Transactions on Broadcasting containing “Non-Uniform Constellations for
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`ATSC 3.0”.
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`8. Attached hereto as Appendix LOGHIN02 is a true and correct copy of
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`“Non-Uniform Constellations for ATSC 3.0” as published in IEEE
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`Transactions on Broadcasting. I secured this PDF copy myself from the
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`Penn State University library’s digital holdings. In comparing Exhibit
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`Attorney Docket No. 10,693,700
`IPR of U.S. Patent No. 19688-0196IP2
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`LGER1024 to Appendix LOGHIN02, it is my determination that Exhibit
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`LGER1024 is a true and correct copy of “Non-Uniform Constellations for
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`ATSC 3.0” by Nabil Sven Loghin, et al. as published in IEEE Transactions
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`on Broadcasting March 2016.
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`9. The 008 field of the MARC record in Appendix LOGHIN01 indicates the
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`date of record creation. The 008 field of Appendix LOGHIN indicates the
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`Penn State University library first acquired this journal as of June 22, 2000
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`and still holds this journal in perpetuity. Considering this information, it is
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`my determination that IEEE Transactions on Broadcasting March 2016 and
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`therefore “Non-Uniform Constellations for ATSC 3.0” was made available
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`to the public shortly after its initial release in March 2016.
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`10. I have been retained on behalf of the Petitioner to provide assistance in the
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`above-illustrated matter in establishing the authenticity and public
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`availability of the documents discussed in this declaration. I am being
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`compensated for my services in this matter at the rate of $100.00 per hour
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`plus reasonable expenses. My statements are objective, and my
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`compensation does not depend on the outcome of this matter.
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`Attorney Docket No. 10,693,700
`IPR of U.S. Patent No. 19688-0196IP2
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`11. I declare under penalty of perjury that the foregoing is true and correct. I
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`hereby declare that all statements made herein of my own knowledge are
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`true and that all statements made on information and belief are believed to
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`be true; and further that these statements were made the knowledge that
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`willful false statements and the like so made are punishable by fine or
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`imprisonment, or both, under Section 1001 of Title 18 of the United States
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`Code.
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`Dated: 12/9/2022
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`
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`June Ann Munford
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`APPENDIX CV
`APPENDIX CV
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`7
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`
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`J. Munford
`Curriculum Vitae
`
`Education
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`University of Wisconsin-Milwaukee - MS, Library & Information Science, 2009
`Milwaukee, WI
`
`
`● Coursework included cataloging, metadata, data analysis, library systems,
`management strategies and collection development.
`● Specialized in library advocacy, cataloging and public administration.
`
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`Grand Valley State University - BA, English Language & Literature, 2008
`Allendale, MI
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` ●
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` Coursework included linguistics, documentation and literary analysis.
`● Minor in political science with a focus in local-level economics and
`government.
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`
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`Professional Experience
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`Researcher / Expert Witness, October 2017 – present
`Freelance ● Pittsburgh, Pennsylvania & Grand Rapids, Michigan
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`● Material authentication and public accessibility determination.
`Declarations of authenticity and/or public accessibility provided upon
`research completion. Experienced with appeals and deposition process.
`
` ●
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` Research provided on topics of public library operations, material
`publication history, digital database services and legacy web resources.
`
` ●
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` Past clients include Alston & Bird, Arnold & Porter, Baker Botts, Fish &
`Richardson, Erise IP, Irell & Manella, O'Melveny & Myers, Perkins-Coie,
`Pillsbury Winthrop Shaw Pittman and Slayden Grubert Beard.
`
`Library Director, February 2013 - March 2015
`Dowagiac District Library ● Dowagiac, Michigan
`
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`● Executive administrator of the Dowagiac District Library. Located in
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`8
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`
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`Southwest Michigan, this library has a service area of 13,000, an annual
`operating budget of over $400,000 and total assets of approximately
`$1,300,000.
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`● Developed careful budgeting guidelines to produce a 15% surplus during
`the 2013-2014 & 2014-2015 fiscal years while being audited.
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`
`
` ●
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` Using this budget surplus, oversaw significant library investments
`including the purchase of property for a future building site, demolition of
`existing buildings and building renovation projects on the current facility.
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` Led the organization and digitization of the library's archival records.
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` ●
`
` ●
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` Served as the public representative for the library, developing business
`relationships with local school, museum and tribal government entities.
`
` ●
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` Developed an objective-based analysis system for measuring library
`services - including a full collection analysis of the library's 50,000+
`circulating items and their records.
`
`November 2010 - January 2013
`Librarian & Branch Manager, Anchorage Public Library ● Anchorage, Alaska
`
`
`● Headed the 2013 Anchorage Reads community reading campaign
`including event planning, staging public performances and creating
`marketing materials for mass distribution.
`
` ●
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` Co-led the social media department of the library's marketing team,
`drafting social media guidelines, creating original content and instituting
`long-term planning via content calendars.
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` ●
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` Developed business relationships with The Boys & Girls Club, Anchorage
`School District and the US Army to establish summer reading programs for
`children.
`
`
`June 2004 - September 2005, September 2006 - October 2013
`Library Assistant, Hart Area Public Library
`Hart, MI
`
`
`● Responsible for verifying imported MARC records and original MARC
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`9
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`
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`
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`cataloging for the local-level collection as well as the Michigan Electronic
`Library.
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`● Handled OCLC Worldcat interlibrary loan requests & fulfillment via
`ongoing communication with lending libraries.
`
`
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`Professional Involvement
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`Alaska Library Association - Anchorage Chapter
`● Treasurer, 2012
`
`
`Library Of Michigan
`● Level VII Certification, 2008
`● Level II Certification, 2013
`
`
`Michigan Library Association Annual Conference 2014
`● New Directors Conference Panel Member
`
`
`Southwest Michigan Library Cooperative
`● Represented the Dowagiac District Library, 2013-2015
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`
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`Professional Development
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`Library Of Michigan Beginning Workshop, May 2008
`Petoskey, MI
`● Received training in cataloging, local history, collection management,
`children’s literacy and reference service.
`
`
`Public Library Association Intensive Library Management Training, October 2011
`Nashville, TN
`● Attended a five-day workshop focused on strategic planning, staff
`management, statistical analysis, collections and cataloging theory.
`
`
`Alaska Library Association Annual Conference 2012 - Fairbanks, February 2012
`Fairbanks, AK
`● Attended seminars on EBSCO advanced search methods, budgeting,
`cataloging, database usage and marketing.
`
`10
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`
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`Depositions
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`2019 ● Fish & Richardson
`
`IPR Petitions of 865 Patent, Apple v. Qualcomm (IPR2018-001281 /
`
`39521-00421IP & IPR2018-01282 / 39521-00421IP2)
`
`2019 ● Erise IP
`
`Implicit, LLC v. Netscout Systems, Inc (Civil Action No. 2:18-cv-53-JRG)
`
`2019 ● Perkins-Coie
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`Adobe Inc. v. RAH Color Technologies LLC (Cases IPR2019-00627,
`
`IPR2019-00628, IPR2019-00629 and IPR2019-00646)
`
`2020 ● O’Melveny & Myers
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`Maxell, Ltd. v. Apple Inc. (Case 5:19-cv-00036-RWS)
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`2021 ● Pillsbury Winthrop Shaw Pittman LLP
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`Intel v. SRC (Case IPR2020-1449)
`
`
`Limited Case History & Potential Conflicts
`
`Alston & Bird
`
`● Nokia (v. Neptune Subsea, Xtera)
`
`Arnold & Porter
`
`● Ivantis (v. Glaukos)
`
`Erise I.P.
`
`● Apple
`
`
`v. Future Link Systems (IPRs 6317804, 6622108, 6807505, and
`
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`7917680)
`
`
`v. INVT
`
`
`v. Navblazer LLC (Case No. IPR2020-01253)
`
`11
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`
`
`
`
`
`
`
`
`v. Qualcomm (IPR2018-001281, 39521-00421IP, IPR2018-01282,
`39521-00421IP2)
`v. Quest Nettech Corp, Wynn Technologies (Case No. IPR2019-
`00XXX, RE. Patent Re38137)
`
`● Fanduel (v CGT)
`
`● Garmin (v. Phillips North America LLC, Case No. 2:19-cv-6301-AB-KS
`Central District of California)
`
`● Netscout
`
`v. Longhorn HD LLC)
`
`v. Implicit, LLC (Civil Action No. 2:18-cv-53-JRG)
` ● Sony Interactive Entertainment LLC
`v. Bot M8 LLC
`v. Infernal Technology LLC
`● Unified Patents (v GE Video Compression, Civil Action No. 2:19-cv-248)
`
`
`Fish & Richardson
`
`● Apple
`
`
`v. LBS Innovations
`
`
`v. Masimo (IPR 50095-0012IP1, 50095-0012IP2, 50095-0013IP1,
`
`
`50095-0013IP2, 50095-0006IP1)
`
`
`v. Neonode
`
`
`v. Qualcomm (IPR2018-001281, 39521-00421IP, IPR2018-01282,
`
`
`39521-00421IP2)
`
`
`
`
`● Dish Network
`
`v. Realtime Adaptive Streaming, Case No 1:17-CV-02097-RBJ)
`
`12
`
`
`
`v. TQ Delta LLC
`
` Huawei (IPR 76933211)
`
` Kianxis
`
`
`
` ●
`
` ●
`
` ●
`
` LG Electronics (v. Bell Northern Research LLC, Case No. 3:18-cv-2864-
`CAB-BLM)
`
` ●
`
` ●
`
` Samsung (v. Bell Northern Research, Civil Action No. 2:19-cv-00286-
`JRG)
`
` Texas Instruments
`
` ●
`
`
`Irell & Manella
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`● Curium
`
`O’Melveny & Myers
`
`● Apple (v. Maxell, Case 5:19-cv-00036-RWS)
`
`Perkins-Coie
`
`● TCL Industries (v. Koninklijke Philips NV, PTAB Case Nos. IPR2021-
`
`00495, IPR2021-00496, and IPR2021-00497)
`
`Pillsbury Winthrop Shaw Pittman
`
`● Intel (v. FG SRC LLC, Case No. 6:20-cv-00315 W.D. Tex)
`
` Metaswitch
`
` MLC Intellectual Property (v. MicronTech, Case No. 3:14-cv-03657-SI)
`
` Realtek Semiconductor
`
` Quectel
`
` ●
`
` ●
`
` ●
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`[Front cover]
`Publication Year: 2016 , Page(s): C1 - C1
`bo
`[Front cover]
`IEEE Transactions on Broadcasting
`Year: 2016 | Volume: 62 | Issue:
`1
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`IEEETransactions on Broadcasting publication information
`Publication Year: 2016 , Page(s): C2 - C2
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`b ©
`IEEE Transactions on Broadcasting publication information
`IEEE Transactions on Broadcasting
`Year: 2016 | Volume: 62 | Issue:
`1
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`(J Table of contents
`Publication Year: 2016 , Page(s): 153 - 153
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`(<j ATSC 3.0 Next Generation Digital TV Standard—An Overview and Preview of the Issue
`Rich Chernock; David Gémez-Barquero;Jerry Whitaker; Sung-Ik Park; Yiyan Wu
`Publication Year: 2016 , Page(s): 154 - 158
`Cited by: Papers (35)
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`ATSC 3.0 Next Generation Digital TV Standard—An Overview and Preview of
`the Issue
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`Rich Chemock; David Gémez-Barquero; Jerry Whitaker; Sung-Ik Park; Yiyan Wu
`IEEE Transactions on Broadcasting
`Year: 2016 | Volume: 62 | Issue:
`1
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`(An Overview of the ATSC 3.0 Physical Layer Specification
`Luke Fay; Lachlan Michael; David G6mez-Barquero; Nejib Ammar; M. Winston Caldwell
`Publication Year: 2016 , Page(s): 159 - 171
`Cited by: Papers (199) | Patents (8)
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`An Overview of the ATSC 3.0 Physical Layer Specification
`Luke Fay; Lachlan Michael; David Gomez-Barquero; Nejib Ammar; M. Winston Caldwell
`IEEE Transactions on Broadcasting
`Year: 2016 | Volume: 62 | Issue:
`1
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`(System Discovery and Signaling Transmission Using Bootstrap in ATSC 3.0
`Dazhi He; Kevin Shelby; Mark Earnshaw; Yihang Huang; Honglian Xu; Sung-Ik Park
`Publication Year: 2016 , Page(s): 172 - 180
`Cited by: Papers (34) | Patents (4)
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`O
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`System Discovery and Signaling Transmission Using Bootstrap in ATSC 3.0
`Dazhi He; Kevin Shelby; Mark Earnshaw; Yihang Huang; Honglian Xu; Sung-Ik Park
`IEEE Transactions on Broadcasting
`Year: 2016 | Volume: 62 | Issue:
`1
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`() Bit-Interleaved Coded Modulation (BICM) for ATSC 3.0
`Lachlan Michael; David G6mez-Barquero
`Publication Year: 2016 , Page(s): 181 - 188
`Cited by: Papers (93) | Patents (6)
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`Bit-Interleaved Coded Modulation (BICM) for ATSC 3.0
`Lachlan Michael; David G6mez-Barquero
`IEEE Transactions on Broadcasting
`Year: 2016 | Volume: 62 | Issue:
`1
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`(<j Low-Density Parity-Check Codes for ATSC 3.0
`Kyung-Joong Kim; Seho Myung; Sung-Ik Park; Jae-Young Lee; Makiko Kan; Yuji Shinohara;
`Jong-WoongShin; Jinwoo Kim
`Publication Year: 2016 , Page(s): 189 - 196
`Cited by: Papers (107) | Patents (21)
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`Low-Density Parity-Check Codes for ATSC 3.0
`Kyung-Joong Kim; Seho Myung; Sung-Ik Park; Jae-Young Lee; Makiko Kan; Yuji Shinohara;
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`IEEE Transactions on Broadcasting
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`Non-Uniform Constellations for ATSC 3.0
`Nabil Svenh Loghin; Jan Zéllner; Belkacem Mouhouche; Daniel Ansorregui; Jinwoo Kim; Sung-Ik Park
`Publication Year: 2016 , Page(s): 197 - 203
`Cited by: Papers (108) | Patents (23)
`
`[fy ©
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`Non-Uniform Constellations for ATSC 3.0
`Nabil Svenh Loghin; Jan Z6llner; Belkacem Mouhouche;Daniel Ansorregui; Jinwoo Kim;
`Sung-Ik Park
`IEEE Transactions on Broadcasting
`Year: 2016 | Volume: 62 | Issue:
`1
`
`Flexible and Robust Transmission for Physical Layer Signaling of ATSC 3.0
`Hongsil Jeong; Kyung-Joong Kim; Seho Myung; Jong-Woong Shin; Jinwoo Kim; Sung-Ik Park;
`Sunhyoung Kwon; Yijun Shi; Sang-Hyo Kim
`Publication Year: 2016 , Page(s): 204 - 215
`Cited by: Papers (34) | Patents (1)
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`Flexible and Robust Transmission for Physical Layer Signaling ofATSC 3.0
`Hongsil Jeong; Kyung-Joong Kim; Seho Myung; Jong-WoongShin; Jinwoo Kim; Sung-Ik Park;
`Sunhyoung Kwon; Yijun Shi; Sang-Hyo Kim
`IEEE Transactions on Broadcasting
`Year: 2016 | Volume: 62 | Issue:
`1
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`Layered-Division-Multiplexing: Theory and Practice
`Liang Zhang; WeiLi; Yiyan Wu; Xianbin Wang; Sung-Ik Park; Heung Mook Kim; Jae-Young Lee;
`Pablo Angueira; Jon Montalban
`Publication Year: 2016 , Page(s): 216 - 232
`Cited by: Papers (199) | Patents (3)
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`Layered-Division-Multiplexing: Theory and Practice
`Liang Zhang; WeiLi; Yiyan Wu; Xianbin Wang; Sung-Ik Park; Heung Mook Kim; Jae-Young Lee;
`Pablo Angueira; Jon Montalban
`IEEE Transactions on Broadcasting
`Year: 2016 | Volume: 62 | Issue:
`1
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`Low Complexity Layered Division Multiplexing for ATSC 3.0
`SungIk Park; Jae-Young Lee; Seho Myoung; Liang Zhang; Yiyan Wu; Jon Montalban; Sunhyoung Kwon;
`Bo-Mi Lim; Pablo Angueira; Heung Mook Kim; Namho Hur; Jeongchang Kim
`Publication Year: 2016 , Page(s): 233 - 243
`Cited by: Papers (118) | Patents (7)
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`Low Complexity Layered Division Multiplexing for ATSC 3.0
`Sung Ik Park; Jae-Young Lee; Seho Myoung; Liang Zhang; Yiyan Wu; Jon Montalban;
`Sunhyoung Kwon; Bo-Mi Lim; Pablo Angueira; Heung Mook Kim; Namho Hur; Jeongchang Kim
`IEEE Transactions on Broadcasting
`Year: 2016 | Volume: 62 | Issue:
`1
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`LDM Core Services Performance in ATSC 3.0
`Cristina Regueiro; Jon Montalban; Jon Barrueco; Manuel Velez; Pablo Angueira; Yiyan Wu; Liang Zhang;
`Sung-Ik Park; Jae-Young Lee; Heung Mook Kim
`Publication Year: 2016 , Page(s): 244 - 252
`Cited by: Papers (44)
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`LDM Core Services Performance in ATSC 3.0
`Cristina Regueiro; Jon Montalban; Jon Barrueco; Manuel Velez; Pablo Angueira; Yiyan Wu;
`Liang Zhang; Sung-Ik Park; Jae-Young Lee; Heung Mook Kim
`IEEE Transactions on Broadcasting
`Year: 2016 | Volume: 62 | Issue:
`1
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`Physical Layer TimeInterleaving for the ATSC 3.0 System
`Peter Klenner; Jong-Seob Baek; Nabil Sven Loghin; David G6mez-Barquero; Woo-Suk Ko
`Publication Year: 2016 , Page(s): 253 - 262
`Cited by: Papers (31) | Patents (5)
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`Physical Layer Time Interleaving for the ATSC 3.0 System
`Peter Klenner; Jong-Seob Baek; Nabil Sven Loghin; David G6mez-Barquero; Woo-Suk Ko
`IEEE Transactions on Broadcasting
`Year: 2016 | Volume: 62 | Issue:
`1
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`Physical Layer Framing for ATSC 3.0
`Mark Earnshaw;Kevin Shelby; Hakju Lee; Youngho Oh; Michael Simon
`Publication Year: 2016 , Page(s): 263 - 270
`Cited by: Papers (37) | Patents (12)
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`Physical Layer Framing for ATSC 3.0
`Mark Earnshaw; Kevin Shelby; Hakju Lee; Youngho Oh; Michael Simon
`IEEE Transactions on Broadcasting
`Year: 2016 | Volume: 62 | Issue:
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`Transmit Diversity Code Filter Sets (TDCFSs), an MISO Antenna Frequency Predistortion Schemefor a
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`Scott LoPresto; Richard Citta; David Vargas; David G6mez-Barquero
`Publication Year: 2016 , Page(s): 271 - 280
`Cited by: Papers (36)
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`IEEE Transactions on Broadcasting
`Year: 2016 | Volume: 62 | Issue:
`1
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`Predicting ATSC 3.0 Broadcast Coverage
`JamesA. Kutzner; Doug Lung
`Publication Year: 2016 , Page(s): 281 - 288
`Cited by: Papers (9)
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`Predicting ATSC 3.0 Broadcast Coverage
`James A. Kutzner; Doug Lung
`IEEE Transactions on Broadcasting
`Year: 2016 | Volume: 62 | Issue:
`1
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`Channel Bonding for ATSC3.0
`Lothar Stadelmeier; Daniel Schneider; Jan Zéllner; Jordi Joan Gimenez
`Publication Year: 2016 , Page(s): 289 - 297
`Cited by: Papers (37) | Patents (1)
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`Channel Bonding for ATSC3.0
`Lothar Stadelmeier; Daniel Schneider; Jan Zdllner; Jordi Joan Gimenez
`IEEE Transactions on Broadcasting
`Year: 2016 | Volume: 62 | Issue:
`1
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`MIMOfor ATSC 3.0
`
`David Gémez-Barquero; David Vargas; Manuel Fuentes; Peter Klenner; Sangchul Moon; Jin-Yong Choi;
`Daniel Schneider; Kenichi Murayama
`Publication Year: 2016 , Page(s): 298 - 305
`Cited by: Papers (66)
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`MIMOfor ATSC 3.0
`David Gémez-Barquero; David Vargas; Manuel Fuentes; Peter Klenner; Sangchul Moon;
`Jin-Yong Choi; Daniel Schneider; Kenichi Murayama
`IEEE Transactions on Broadcasting
`Year: 2016 | Volume: 62 | Issue:
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`8K Terrestrial Transmission Field Tests Using Dual-Polarized MIMO and Higher-Order Modulation
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`Susumu Saito; Takuya Shitomi; Shingo Asakura; Akihiko Satou; Masahiro Okano; Kenichi Murayama;
`Kenichi Tsuchida
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`Publication Year: 2016 , Page(s): 306 - 315
`Cited by: Papers (55)
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`Susumu Saito; Takuya Shitomi; Shingo Asakura; Akihiko Satou; Masahiro Okano;
`Kenichi Murayama; Kenichi Tsuchida
`IEEE Transactions on Broadcasting
`Year: 2016 | Volume: 62 | Issue:
`1
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`The ATSCLink-layer Protocol (ALP): Design and Efficiency Evaluation
`Woosuk Kwon; Jaeho Hwang; Hyun-Koo Yang; Sunghee Hwang; Kazuyuki Takahashi; Lachlan Michael
`Publication Year: 2016 , Page(s): 316 - 327
`Cited by: Papers (12)
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`The ATSCLink-layer Protocol (ALP): Design and Efficiency Evaluation
`Woosuk Kwon; Jaeho Hwang; Hyun-Koo Yang; Sunghee Hwang; Kazuyuki Takahashi;
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`IEEE Transactions on Broadcasting
`Year: 2016 | Volume: 62 | Issue:
`1
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`ROUTE/DASHIP Streaming-Based System for Delivery of Broadcast, Broadband, and Hybrid Services a
`Gordon Kent Walker; Thomas Stockhammer; Giridhar Mandyam; Ye-Kui Wang; Charles Lo
`Publication Year: 2016 , Page(s): 328 - 337
`Cited by: Papers (27) | Patents (5)
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`ROUTE/DASHIP Streaming-Based System for Delivery of Broadcast,
`Broadband, and Hybrid Services
`Gordon Kent Walker; Thomas Stockhammer; Giridhar Mandyam; Ye-Kui Wang; Charles Lo
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`Year: 2016 | Volume: 62 | Issue:
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`()_ Delivery of ATSC 3.0 Services With MPEG Media Transport Standard Considering Redistribution in a
`MPEG-2 TS Format
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`KyungmoPark; Youngkwon Lim; Doug Young Suh
`Publication Year: 2016 , Page(s): 338 - 351
`Cited by: Papers (21)
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`Delivery ofATSC 3.0 Services With MPEG Media Transport Standard
`Considering Redistribution in MPEG-2 TS Format
`KyungmoPark; Youngkwon Lim; Doug Young Suh
`IEEE Transactions on Broadcasting
`Year: 2016 | Volume: 62 | Issue:
`1
`
`(<Q Dedicated Return Channelfor ATSC 3.0
`Dazhi He; Lianghui Ding; Yunfeng Guan; Feng Yang; Wenjun Zhang; Yiyan Wu
`Publication Year: 2016 , Page(s): 352 - 360
`Cited by: Papers (10)
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`Dedicated Return Channel for ATSC 3.0
`Dazhi He; Lianghui Ding; Yunfeng Guan; Feng Yang; Wenjun Zhang; Yiyan Wu
`IEEE Transactions on Broadcasting
`Year: 2016 | Volume: 62 | Issue:
`1
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`IEEE TRANSACTIONS ON BROADCASTING, VOL. 62, NO. 1, MARCH 2016
`
`197
`
`Non-Uniform Constellations for ATSC 3.0
`
`Nabil Sven Loghin, Jan Zöllner, Belkacem Mouhouche, Daniel Ansorregui, Jinwoo Kim,
`and Sung-Ik Park, Senior Member, IEEE
`
`the concept of a non-
`Abstract—This paper introduces
`uniform constellation (NUC) in contrast to conventional uniform
`quadrature-amplitude modulation (QAM) constellations. Such
`constellations provide additional shaping gain, which allows
`reception at lower signal-to-noise ratios. ATSC3.0 will be the first
`major broadcasting standard, which completely uses NUCs due
`to their outstanding properties. We will consider different kinds
`of NUCs and describe their performance: 2-D NUCs provide
`more shaping gain at the cost of higher demapping complex-
`ity, while 1-D NUCs allow low-complexity demapping at slightly
`lower shaping gains. These NUCs are well suited for very large
`constellations sizes, such as 1k and 4k QAM.
`Terms—Non-uniform constellations,
`Index
`shaping, QAM, ATSC3.0, terrestrial broadcast.
`
`constellation
`
`spectral efficiencies, the constellations had to be changed.
`While conventional quadrature-amplitude modulation (QAM)
`employed signal points on a regular orthogonal grid, so-
`called non-uniform constellations
`(NUCs)
`loosened this
`restriction.
`Constellation shaping techniques have a long history:
`already in 1974, Foschini (now well known for his ground-
`breaking work on multi-antenna systems) and his colleagues
`proposed constellations, which minimize symbol error rates
`over an additive white Gaussian noise (AWGN) channel [4].
`Ten years later, Forney et al. provided a mathematical proof
`of the ultimate shaping gain limit [5]. This limit however
`only applies to the so-called signal set capacity. A more
`realistic capacity limit is given by the bit interleaved coded
`modulation (BICM) capacity [7]. In [8], several known con-
`stellations (e.g., square or rectangular grids) were compared
`with respect to this BICM capacity. Other methods to obtain
`shaping gain tried to heuristically force the constellation to
`look Gaussian-like [9], however lacking a mathematical proof.
`The optimization of constellations in the 1-dimensional space
`with respect to BICM capacity was first described in [10].
`In [11], constellations up to 32-QAM have been optimized in
`the 2-dimensional space to maximize BICM capacity for the
`AWGN channel and a range of SNR values. A summary of
`both optimized NUCs in both 1- and 2-dimensional space is
`given in [12], where constellations up to 1048576 points are
`examined.
`In general, signal shaping can be classified into two groups:
`probabilistic shaping, which tackles the symbol probabilities
`by using a shaping encoder, and geometrical shaping by mod-
`ifying the location of the constellation points. The former
`approach requires a shaping decoder at receiver side, which
`increases the overall complexity. The latter only requires to
`Manuscript received August 4, 2015; revised October 20, 2015; accepted
`store a new set of constellation points and may require finer
`October 22, 2015. Date of publication February 25, 2016; date of current
`quantization in hardware implementations. This paper focuses
`version March 2, 2016. This work was supported by the ICT Research
`only on geometrically shaped NUCs.
`and Development Program of MSIP/IITP under Grant R0101-15-294 through
`the Development of Service and Transmission Technology for Convergent
`In March 2013,
`the Advanced Television Systems
`Realistic Broadcast.
`Committee announced a ‘call for proposals’ for the ATSC 3.0
`N. S. Loghin is with Sony Deutschland GmbH, European Technology
`physical layer, with one of the goals being to maximize spec-
`Center, Stuttgart 70327, Germany (e-mail: nabil@sony.de).
`J. Zöllner
`is with
`the Technische Universitaet Braunschweig,
`tral efficiencies [13]. It was thus not completely unexpected
`Braunschweig 38106, Germany (e-mail: zoellner@ifn.ing.tu-bs.de).
`that the proposed technologies included both LDPC codes
`B. Mouhouche and D. Ansorregui are with Samsung, Staines TW18 4QE,
`for FEC, and NUCs for constellations. ATSC3.0 may most
`U.K. (e-mail: b.mouhouche@samsung.com; d.ansorregui@samsung.com).
`J. Kim is with LG Electronics, Seoul 137-130, Korea
`(e-mail:
`likely become the first major broadcast system deploying such
`jinwoo03.kim@lge.com).
`constellations.
`S.-I. Park is with Broadcasting System Research Group, Electronics and
`This paper is structured as follows: Section II provides an
`Telecommunication Research Institute, Daejeon 305-700, Korea (e-mail:
`psi76@etri.re.kr).
`introduction to the limits imposed by information theory, with
`Color versions of one or more of the figures in this paper are available
`focus on BICM capacity, which will be used as optimization
`online at http://ieeexplore.ieee.org.
`criterion for NUCs, as discussed in Section III. Here, we will
`Digital Object Identifier 10.1109/TBC.2016.2518620
`0018-9316 c(cid:2) 2016 IEEE. Personal use is permitted, but republication/redistribution requires IE