throbber
UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________________________
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`AMAZON.COM, INC.,
`Petitioner,
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`v.
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`JAWBONE INNOVATIONS, LLC,
`Patent Owner.
`
`Case No. IPR2023-00216
`U.S. Patent No. 8,280,072
`
`DECLARATION OF RICHARD M. STERN, Ph.D.
`IN SUPPORT OF PETITION FOR INTER PARTES REVIEW
`OF CLAIMS 1-9 OF U.S. PATENT NO. 8,280,072
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`Amazon v. Jawbone
`U.S. Patent 8,280,072
`Amazon Ex. 1002
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`Amazon.com, Inc. v. Jawbone Innovations, LLC
`Declaration of Dr. Richard M. Stern – U.S. Patent No. 8,280,072
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`TABLE OF CONTENTS
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`BACKGROUND -------------------------------------------------------------------- 1
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`Experience and Qualifications---------------------------------------------- 1
` Materials Considered -------------------------------------------------------- 2
`APPLICABLE LEGAL STANDARDS ------------------------------------------ 4
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`Claim Construction ---------------------------------------------------------- 4
`Anticipation ------------------------------------------------------------------- 6
`Obviousness ------------------------------------------------------------------ 6
`PERSON OF ORDINARY SKILL IN THE ART ----------------------------- 10
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` TECHNOLOGY BACKGROUND ---------------------------------------------- 12
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`THE ’072 PATENT ---------------------------------------------------------------- 16
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`Summary of the ’072 Patent ----------------------------------------------- 16
`The Priority Date of the ’072 Patent -------------------------------------- 19
` CLAIMS 1-9 OF THE ’072 PATENT WOULD HAVE BEEN
`OBVIOUS --------------------------------------------------------------------------- 19
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`Claims 1-9 Are Anticipated by and/or Would Have Been
`Obvious in View of Powers ----------------------------------------------- 20
`Overview of Powers ------------------------------------------------ 20
`Claim 1 --------------------------------------------------------------- 21
`1: Preamble --------------------------------------------------- 21
`1[a]: Physical Microphone Array -------------------------- 21
`1[b][1]: Virtual Microphone Array ------------------------ 23
`1[b][2]: More Physical Microphones than
`Virtual Microphones ---------------------------------------- 25
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`Amazon.com, Inc. v. Jawbone Innovations, LLC
`Declaration of Dr. Richard M. Stern – U.S. Patent No. 8,280,072
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`1[c][1]: Generating Output Signals ------------------------ 26
`1[c][2]: Less Acoustic Noise ------------------------------- 27
`Claim 2 --------------------------------------------------------------- 28
`2: Preamble --------------------------------------------------- 28
`2[a]: First Physical Microphone --------------------------- 28
`2[b]: Second Physical Microphone ------------------------ 29
`2[c]: Third Physical Microphone -------------------------- 31
`2[d]: Virtual Microphones ---------------------------------- 32
`2[e][1]: Generating Output Signals ------------------------ 34
`2[e][2]: Less Acoustic Noise ------------------------------- 34
`Claim 3 --------------------------------------------------------------- 35
`Claim 4 --------------------------------------------------------------- 36
`Claim 5 --------------------------------------------------------------- 37
`Claim 6 --------------------------------------------------------------- 38
`Claim 7 --------------------------------------------------------------- 40
`Claim 8 --------------------------------------------------------------- 41
` Claim 9 --------------------------------------------------------------- 42
`9: Preamble --------------------------------------------------- 42
`9[a]-[c]: First, Second, and Third Physical
`Microphones -------------------------------------------------- 42
`9[d]-[e]: First and Second Virtual Microphones --------- 43
`9[f]: Generating Output Signals --------------------------- 44
`Claims 1-9 Would Have Been Obvious in View of Elko -------------- 44
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`Amazon.com, Inc. v. Jawbone Innovations, LLC
`Declaration of Dr. Richard M. Stern – U.S. Patent No. 8,280,072
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`Overview of Elko ---------------------------------------------------- 44
`Claim 1 --------------------------------------------------------------- 45
`1: Preamble --------------------------------------------------- 45
`1[a]: Physical Microphone Array -------------------------- 45
`1[b][1]: Virtual Microphone Array ------------------------ 47
`1[b][2]: More Physical Microphones than
`Virtual Microphones ---------------------------------------- 49
`1[c][1]: Generating Output Signals ------------------------ 49
`1[c][2]: Less Acoustic Noise ------------------------------- 50
`Claim 2 --------------------------------------------------------------- 52
`2: Preamble --------------------------------------------------- 52
`2[a]: First Physical Microphone --------------------------- 52
`2[b]: Second Physical Microphone ------------------------ 52
`2[c]: Third Physical Microphone -------------------------- 53
`2[d]: Virtual Microphones ---------------------------------- 53
`2[e][1]: Generating Output Signals ------------------------ 54
`2[e][2]: Less Acoustic Noise ------------------------------- 55
`Claim 3 --------------------------------------------------------------- 55
`Claim 4 --------------------------------------------------------------- 56
`Claim 5 --------------------------------------------------------------- 58
`Claim 6 --------------------------------------------------------------- 59
`Claim 7 --------------------------------------------------------------- 60
`Claim 8 --------------------------------------------------------------- 61
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`Amazon.com, Inc. v. Jawbone Innovations, LLC
`Declaration of Dr. Richard M. Stern – U.S. Patent No. 8,280,072
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` Claim 9 --------------------------------------------------------------- 62
`Claims 1-9 Would Have Been Obvious in View of Elko and
`G&B -------------------------------------------------------------------------- 66
`Claims 1-3, 6, and 9 Would Have Been Obvious in View of
`Christoph (Figure 7) -------------------------------------------------------- 67
`Overview of Christoph --------------------------------------------- 67
`Claim 1 --------------------------------------------------------------- 69
`1: Preamble --------------------------------------------------- 69
`1[a]: Physical Microphone Array -------------------------- 69
`1[b][1]: Virtual Microphone Array ------------------------ 70
`1[b][2]: More Physical Microphones than
`Virtual Microphones ---------------------------------------- 71
`1[c][1]: Generating Output Signals ------------------------ 72
`1[c][2]: Less Acoustic Noise ------------------------------- 73
`Claim 2 --------------------------------------------------------------- 74
`2: Preamble --------------------------------------------------- 74
`2[a]: First Physical Microphone --------------------------- 74
`2[b]: Second Physical Microphone ------------------------ 74
`2[c]: Third Physical Microphone -------------------------- 75
`2[d]: Virtual Microphones ---------------------------------- 75
`2[e][1]: Generating Output Signals ------------------------ 77
`2[e][2]: Less Acoustic Noise ------------------------------- 78
`Claim 3 --------------------------------------------------------------- 78
`Claim 6 --------------------------------------------------------------- 79
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`Amazon.com, Inc. v. Jawbone Innovations, LLC
`Declaration of Dr. Richard M. Stern – U.S. Patent No. 8,280,072
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`Claim 9 --------------------------------------------------------------- 80
`Claims 2-9 Would Have Been Obvious in View of Christoph
`(Figure 11) ------------------------------------------------------------------- 82
`Claim 2 --------------------------------------------------------------- 82
`2: Preamble --------------------------------------------------- 82
`2[a]-[b]: First and Second Physical
`Microphones -------------------------------------------------- 82
`2[c]: Third Physical Microphone -------------------------- 83
`2[d]: Virtual Microphones ---------------------------------- 83
`2[e][1]: Generating Output Signals ------------------------ 85
`2[e][2]: Less Acoustic Noise ------------------------------- 87
`Claim 3 --------------------------------------------------------------- 87
`Claim 4 --------------------------------------------------------------- 89
`Claim 5 --------------------------------------------------------------- 90
`Claim 6 --------------------------------------------------------------- 91
`Claim 7 --------------------------------------------------------------- 92
`Claim 8 --------------------------------------------------------------- 93
`Claim 9 --------------------------------------------------------------- 94
` SECONDARY CONSIDERATIONS ------------------------------------------- 96
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` CONCLUSION --------------------------------------------------------------------- 96
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`-v-
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`Amazon.com, Inc. v. Jawbone Innovations, LLC
`Declaration of Dr. Richard M. Stern – U.S. Patent No. 8,280,072
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`I, Richard M. Stern, Ph.D., do hereby declare:
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`1.
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`I am making this declaration at the request of Petitioner Amazon.com,
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`Inc. (“Amazon”). I have been retained by Amazon as a technical expert in this
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`matter.
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`2.
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`I am being compensated for my work on this case. My compensation
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`does not depend on the content of this Declaration or the outcome of these
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`proceedings. I do not own any stock in Amazon and, to my knowledge, I have no
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`financial interest in Amazon.
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`
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`BACKGROUND
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` Experience and Qualifications
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`3.
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`I am a Professor at Carnegie Mellon University in the Department of
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`Electrical and Computer Engineering, the Department of Computer Science, and the
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`Language Technologies Institute. I have been on the faculty of Carnegie Mellon
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`since 1977.
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`4.
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`I received the S.B. degree from the Massachusetts Institute of
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`Technology (MIT) in 1970, the M.S. from the University of California, Berkeley, in
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`1972, and the Ph.D. from MIT in 1977, all in electrical engineering.
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`5.
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`I am a fellow of the Institute of Electrical and Electronics Engineers
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`(IEEE), the Acoustical Society of America, and the International Speech
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`Communication Association (ISCA). I was the ISCA 2008-2009 Distinguished
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`-1-
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`Amazon.com, Inc. v. Jawbone Innovations, LLC
`Declaration of Dr. Richard M. Stern – U.S. Patent No. 8,280,072
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`Lecturer, a recipient of the Allen Newell Award for Research Excellence in 1992,
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`and I served as the General Chair of Interspeech 2006. Interspeech is the world’s
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`largest technical conference focused on speech processing and application.
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`6. Much of my current research is in spoken language systems, where I
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`am particularly concerned with the development of techniques with which automatic
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`speech recognition can be made more robust with respect to changes in environment
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`and acoustical ambience.
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`7.
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`I have actively worked on the theory and application of systems using
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`microphone arrays over a period of decades (e.g., Stern et al., 2008; Stern and
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`Menon, 2020), and my research group has developed several array-based algorithms
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`to improve speech recognition accuracy in difficult acoustical environments (e.g.,
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`Seltzer et al., 2004; Stern et al., 2007; Kim et al., 2009; Moghimi and Stern, 2019).
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`My relevant publications, including those cited above, are available on Carnegie
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`Mellon’s web site at http://www.cs.cmu.edu/afs/cs/user/robust/www/papers.html.
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`8.
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`I understand a copy of my current curriculum vitae, which lists my
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`publications for the last ten years, is being submitted as Exhibit 1014.
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` Materials Considered
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`9.
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`In preparing this Declaration, I have considered the following
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`materials:
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`-2-
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`Amazon.com, Inc. v. Jawbone Innovations, LLC
`Declaration of Dr. Richard M. Stern – U.S. Patent No. 8,280,072
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`Exhibit No.
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`Description
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`1001
`
`U.S. Patent No. 8,280,072 (“the ’072 patent”)
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`1003
`
`1004
`
`1005
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`1006
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`1007
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`1008
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`1009
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`1010
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`1011
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`1012
`
`1013
`
`Thomas A. Powers et al., Three-Microphone Instrument Is De-
`signed to Extend Benefits of Directionality, 55 The Hearing Jour-
`nal, no. 10, Oct. 2002, at 38-45 (“Powers”)
`
`European Patent Application Publication No. EP1278395A2
`(“Elko”)
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`Excerpts from Acoustic Signal Processing for Telecommunication
`(Steven L. Gay & Jacob Benesty eds., 2000) (“G&B”)
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`European Patent Application Publication No. EP1538867A1
`(“Christoph”)
`
`Excerpts from the ’072 patent’s file history
`
`U.S. Patent No. 5,473,701 (“Cezanne”)
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`U.S. Patent Application No. 12/139,333
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`U.S. Patent Application No. 11/805,987
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`U.S. Patent Application No. 10/667,207
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`U.S. Patent Application No. 10/400,282
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`U.S. Provisional Application No. 60/937,603
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`
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`10.
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`I have also relied on my education, training, and experience, and my
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`knowledge of pertinent literature in the field of the ’072 patent.
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`-3-
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`Amazon.com, Inc. v. Jawbone Innovations, LLC
`Declaration of Dr. Richard M. Stern – U.S. Patent No. 8,280,072
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` APPLICABLE LEGAL STANDARDS
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`11.
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`I have been asked to provide my opinion as to whether the claims of the
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`’072 patent are anticipated and/or would have been obvious to a person of ordinary
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`skill in the art at the time of the alleged invention, in view of the prior art.
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`12.
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`I am an electrical engineer by training and profession. The opinions I
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`am expressing in this report involve the application of my training and technical
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`knowledge and experience to the evaluation of certain prior art with respect to the
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`’072 patent.
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`13. Although I have been involved as a technical expert in patent matters
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`before, I am not an expert in patent law. Therefore, the attorneys from Knobbe,
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`Martens, Olson & Bear, LLP have provided me with guidance as to the applicable
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`patent law in this matter. The paragraphs below express my understanding of how I
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`must apply current principles related to patent validity to my analysis.
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` Claim Construction
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`14.
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`It is my understanding that in determining whether a patent claim is
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`anticipated by or obvious in view of the prior art, the Patent Office construes the
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`claim by giving the claim terms their plain and ordinary meaning, as they would
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`have been understood by a person of ordinary skill in the art at the time of the
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`invention in view of the intrinsic record (patent specification and file history). For
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`the purposes of this review, and to the extent necessary, I have interpreted each claim
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`Amazon.com, Inc. v. Jawbone Innovations, LLC
`Declaration of Dr. Richard M. Stern – U.S. Patent No. 8,280,072
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`term in accordance with its plain and ordinary meaning as it would have been
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`understood by a person of ordinary skill in the art at the time of the invention, in
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`view of the intrinsic record. I have been instructed that the time of the invention is
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`June 27, 2007, which I understand to be the date of the provisional application to
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`which the ’072 patent claims priority was filed.
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`15.
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`I understand that a patent and its prosecution history are considered
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`“intrinsic evidence” and are the most important sources for interpreting claim
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`language in a patent. I also understand that in reading the claim, I must not import
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`limitations from the specification into the claim terms; in other words, I must not
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`narrow the scope of the claim terms by implicitly adding disclosed limitations that
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`have no express basis in the claims. The prosecution history of related patents and
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`applications can also be relevant.
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`16.
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`I understand that sources extrinsic to a patent and its prosecution history
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`(such as dictionary definitions and technical publications) may also be used to help
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`interpret the claim language, but that such extrinsic sources cannot be used to
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`contradict the unambiguous meaning of the claim language that is evident from the
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`intrinsic evidence.
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`17. Unless expressly stated herein, I have applied the plain and ordinary
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`meaning of the claim terms, which I understand is the meaning that a person of
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`Amazon.com, Inc. v. Jawbone Innovations, LLC
`Declaration of Dr. Richard M. Stern – U.S. Patent No. 8,280,072
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`ordinary skill in the art would have given to terms in June 2007 based on a review
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`of the intrinsic evidence.
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` Anticipation
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`18.
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`It is my understanding that a claim is “anticipated” if a prior art
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`reference describes, either expressly or inherently, each limitation of the claim, ar-
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`ranged as in the claim. I understand that this description must be recognizable to a
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`person of ordinary skill in the art at the time of the alleged invention.
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`19.
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`It is my understanding that something is “inherent in,” and therefore
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`taught by, the prior art, if it necessarily flows from the explicit disclosure of the prior
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`art. I understand that the fact that a certain result or characteristic may be present in
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`the prior art is not sufficient to establish inherency. However, if the result or
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`characteristic is necessarily present based upon the explicit disclosure in the prior
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`art, it is inherent in the prior art and is therefore disclosed.
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` Obviousness
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`20.
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`It is my understanding that a claim is “obvious” if the claimed subject
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`matter as a whole would have been obvious to a person of ordinary skill in the art at
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`the time of the alleged invention. I understand that an obviousness analysis involves
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`a number of considerations. I understand that the following factors must be
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`evaluated to determine whether a claim would have been obvious: (i) the scope and
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`content of the prior art; (ii) the differences, if any, between each claim of the ’072
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`-6-
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`Amazon.com, Inc. v. Jawbone Innovations, LLC
`Declaration of Dr. Richard M. Stern – U.S. Patent No. 8,280,072
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`patent and the prior art; (iii) the level of ordinary skill in the art in June 2007; and
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`(iv) additional considerations, if any, that indicate that the invention was obvious or
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`not obvious. I understand that these “additional considerations” are often referred
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`to as “secondary considerations” of non-obviousness or obviousness.
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`21.
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`I also understand that the frame of reference when evaluating
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`obviousness is what a hypothetical person of ordinary skill in the pertinent art would
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`have known in June 2007. I understand that the hypothetical person of ordinary skill
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`is presumed to have knowledge of all pertinent prior art references.
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`22.
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`I understand that a prior art reference may be a pertinent prior art
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`reference (or “analogous art”) if it is in the same field of endeavor as the patent or if
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`it is pertinent to the problem that the inventors were trying to solve. A reference is
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`reasonably pertinent if it logically would have commended itself to an inventor’s
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`attention in considering the problem at hand. If a reference relates to the same prob-
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`lem as the claimed invention, that supports use of the reference as prior art in an
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`obviousness analysis. Here, all of the references relied on in my obviousness anal-
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`ysis below are in the same field of endeavor as the ’072 patent, e.g., microphone
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`array signal processing and noise reduction. The references are also pertinent to a
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`particular problem the inventor was focused on, e.g., noise suppression.
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`Amazon.com, Inc. v. Jawbone Innovations, LLC
`Declaration of Dr. Richard M. Stern – U.S. Patent No. 8,280,072
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`23.
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`It is my understanding that the law recognizes several rationales for
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`combining references or modifying a reference to show obviousness of claimed
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`subject matter. Some of these rationales include:
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`• combining prior art elements according to known methods to yield
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`predictable results;
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`• simple substitution of one known element for another to obtain
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`predictable results;
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`• a predictable use of prior art elements according to their established
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`functions;
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`• using known techniques to improve similar devices (methods, or
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`products) in the same way;
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`• applying a known technique to a known device (method, or product)
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`ready for improvement to yield predictable results;
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`• choosing from a finite number of identified, predictable solutions, with
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`a reasonable expectation of success (in which case a claim would have
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`been obvious to try);
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`• known work in one field of endeavor may prompt variations of it for
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`use in either the same field or a different one based on design incentives
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`or other market forces if the variations would have been predictable to
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`one of ordinary skill in the art; and
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`Amazon.com, Inc. v. Jawbone Innovations, LLC
`Declaration of Dr. Richard M. Stern – U.S. Patent No. 8,280,072
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`• some teaching, suggestion, or motivation in the prior art that would
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`have led one of ordinary skill to modify the prior art reference or to
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`combine prior art reference teachings to arrive at the claimed invention.
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`24.
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`I understand that “secondary considerations” must be considered as part
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`of the obviousness analysis when present. I further understand that the secondary
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`considerations may include: (1) a long-felt but unmet need in the prior art that was
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`satisfied by the claimed invention; (2) the failure of others; (3) skepticism by experts;
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`(4) commercial success of a product covered by the patent; (5) unexpected results
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`achieved by the claimed invention; (6) industry praise of the claimed invention; (7)
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`deliberate copying of the invention; and (8) teaching away by others. I also
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`understand that evidence of the independent and nearly simultaneous “invention” of
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`the claimed subject matter by others is a secondary consideration supporting an
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`obviousness determination and may support a conclusion that a claimed invention
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`was within the knowledge of a person of ordinary skill as of June 2007. I am not
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`aware of any evidence of secondary considerations that would suggest that the
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`claims of the ’072 patent would have been nonobvious in June 2007.
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`25.
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`I understand that when assessing obviousness, using hindsight is
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`impermissible; that is, what is known today or what was learned from the teachings
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`of the patent should not be considered. The patent should not be used as a road map
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`for selecting and combining items of prior art. Rather, obviousness must be
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`-9-
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`Amazon.com, Inc. v. Jawbone Innovations, LLC
`Declaration of Dr. Richard M. Stern – U.S. Patent No. 8,280,072
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`considered from the perspective of a person of ordinary skill at the time the alleged
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`invention was made – June 2007 in this case.
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`26.
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`I also understand that an obviousness analysis must consider the
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`invention as a whole, as opposed to just a part or element of the invention. I under-
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`stand this “as a whole” assessment to require showing that one of ordinary skill in
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`the art at the time of invention, confronted by the same problems as the inventor and
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`with no knowledge of the claimed invention, would have selected the elements from
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`the prior art and combined them in the claimed manner.
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` PERSON OF ORDINARY SKILL IN THE ART
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`27.
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`It is my understanding that when interpreting the claims of the ’072
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`patent and evaluating whether a claim would have been anticipated and/or obvious,
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`I must do so based on the perspective of a person of ordinary skill in the art at the
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`relevant priority date. I understand that the earliest claimed priority date of the ’072
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`patent is March 27, 2003. I have been instructed to assume for the purposes of my
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`opinions that the relevant priority date of the ’072 patent is June 27, 2007. However,
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`my opinions would not change even if the ’072 patent were entitled to a priority date
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`in 2003.
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`28.
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`I understand that in determining the level of ordinary skill in the art,
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`several factors are considered. Those factors may include: (i) the type of problems
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`encountered in the art; (ii) prior art solutions to those problems; (iii) the rapidity with
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`Amazon.com, Inc. v. Jawbone Innovations, LLC
`Declaration of Dr. Richard M. Stern – U.S. Patent No. 8,280,072
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`which innovations are made; (iv) the sophistication of the technology; and (v) the
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`educational level of active workers in the field. A person of ordinary skill in the art
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`must have the capability of understanding the scientific and engineering principles
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`applicable to the pertinent art.
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`29. Based on my review of the specification and claims of the ’072 patent,
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`it is my opinion that a person of ordinary skill in the art would have had a minimum
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`of a bachelor’s degree in computer engineering, computer science, electrical
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`engineering, mechanical engineering, or a similar field, and approximately three
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`years of industry or academic experience in a field related to acoustics, speech
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`recognition, speech detection, or signal processing. Work experience could
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`substitute for formal education and additional formal education could substitute for
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`work experience.
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`30. My conclusions below that the claims of the ’072 patent would have
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`been anticipated and obvious would remain the same even if the priority date, field
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`of endeavor, or level of ordinary skill were slightly different.
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`31.
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`I meet the above definition of a person of ordinary skill in the art, and
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`did so as of June 2007 (and as of 2003). Also, I have worked with persons of
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`ordinary skill in the art through my professional and academic experiences, and I
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`have an understanding of their skill level around June 2007.
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`-11-
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`Amazon.com, Inc. v. Jawbone Innovations, LLC
`Declaration of Dr. Richard M. Stern – U.S. Patent No. 8,280,072
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` TECHNOLOGY BACKGROUND
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`32. Various methods for reducing acoustic noise in microphone signals
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`have been known for decades. One popular method included combining the signals
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`of multiple physical microphones to create a new, combined signal with desired
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`properties. (See, e.g., Ex. 1005 (G&B), 181 (explaining that “differential
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`microphones” can be effective in combatting noise and reverberation), 182 (differ-
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`ential microphones “combine the outputs of” closely-spaced microphones in an ar-
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`ray).) For example, it was known to use a microphone array comprising a first
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`physical microphone placed close to the desired sound source (e.g., a person’s
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`mouth) and a second physical microphone placed farther away. The signal from the
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`second microphone (which may comprise mostly ambient noise) can then be
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`subtracted from the signal from the first microphone (which may comprise mostly
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`the desired signal) to create a new, virtual signal with reduced noise. This
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`combination of signals from a physical microphone array to create a new, combined
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`signal is sometimes referred to as a “virtual microphone,” “beamformer,” or “first-
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`order differential microphone.”
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`33. An exemplary diagram of this process is shown in G&B (2000):
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`Amazon.com, Inc. v. Jawbone Innovations, LLC
`Declaration of Dr. Richard M. Stern – U.S. Patent No. 8,280,072
`
`
`
`(Id., Fig. 10.21.) Because the incoming sound signal reaches each microphone at a
`
`slightly different time, the signal from the second microphone is sometimes delayed
`
`before being subtracted from the first microphone. The amount of delay is typically
`
`based on the distance between the two microphones and the desired directional
`
`sensitivity of the resulting differential microphone. (Ex. 1003 (Powers), 40, Fig.
`
`1(a); Ex. 1004 (Elko) ¶[0007], Fig. 1) This delay is often denoted as “T” or “τ”:
`
`
`1 Figures in this Declaration have been colored and annotated.
`
`-13-
`
`

`

`Amazon.com, Inc. v. Jawbone Innovations, LLC
`Declaration of Dr. Richard M. Stern – U.S. Patent No. 8,280,072
`
`
`
`(Ex. 1004 (Elko), Fig. 1.)
`
`34. The ’072 patent acknowledges that creating “virtual microphones”
`
`from physical microphone signals was “known,” conventional, and “common.” (Ex.
`
`1001 (the ’072 patent), 12:11-13.) I agree, and the prior art confirms this. G&B,
`
`which published in 2000, recognized that “[f]irst-order differential microphones,”
`
`which are virtual microphones in the context of the ’072 patent, had been “in
`
`existence now for more than 50 years.” (Ex. 1005 (G&B), 181, 184, Figs. 10.2,
`
`10.5.)
`
`35. Combining the output of first-order differential microphones to create
`
`an output signal was also widely known, and such methods were commonly referred
`
`to as using a “second-order” differential microphone. For example, G&B disclosed
`
`creating and combining virtual microphone signals. (Id., 181, 184, Figs. 10.2, 10.5.)
`
`That textbook explained that combining “the outputs of two first-order differential
`
`-14-
`
`

`

`Amazon.com, Inc. v. Jawbone Innovations, LLC
`Declaration of Dr. Richard M. Stern – U.S. Patent No. 8,280,072
`
`microphones” was a “typical approach to the design of second-order differential
`
`microphones[.]” (Id., 213.)
`
`36. G&B’s Figure 10.5 provides an example of combining signals in this
`
`manner. As shown below, that figure discloses a microphone array comprising four
`
`physical microphones, which
`
`the
`
`textbook refers
`
`to as “zero-order” or
`
`“omnidirectional” microphones. (Id., 186.) The signals from the four physical
`
`microphones are combined to form three virtual microphones, which the textbook
`
`refers to as “first-order differential microphones.” The outputs of those virtual
`
`microphones are then combined again to form “second-order differential
`
`microphones.” And then the signal from the second-order differential microphones
`
`are combined to form a third-order differential microphone:
`
`(Id., Fig. 10.5.) As discussed below, Powers, Elko, and Christoph describe similar
`
`
`
`systems.
`
`-15-
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`

`

`Amazon.com, Inc. v. Jawbone Innovations, LLC
`Declaration of Dr. Richard M. Stern – U.S. Patent No. 8,280,072
`
` THE ’072 PATENT
`Summary of the ’072 Patent
`
`
`37. The ’072 patent describes systems and methods for using microphone
`
`arrays to produce an output signal with reduced noise. (Ex. 1001 (the ’072 patent),
`
`Abstract, 1:15-18.) Much of the ’072 patent’s specification focuses on reducing
`
`noise through positioning microphones within the array and using a common vent.
`
`(See generally Ex. 1001 (the ’072 patent).) The claims, however, contain no such
`
`limitations. The ’072 patent’s claims are directed to the formation of virtual
`
`microphones by combining the output signals of two physical microphones. The
`
`patent defines “virtual microphone” to mean a microphone that is “constructed using
`
`two or more omnidirectional microphones and associated signal processing.” (Id.,
`
`3:46-49.) I have applied that definition.
`
`38. Figure 6 illustrates the claimed methods. As shown, the output signals
`
`from physical microphones (O1, O2, and O3) (highlighted in blue) are combined to
`
`create virtual microphones (M1 and M2) (highlighted in green):
`
`-16-
`
`

`

`Amazon.com, Inc. v. Jawbone Innovations, LLC
`Declaration of Dr. Richard M. Stern – U.S. Patent No. 8,280,072
`
`
`
`
`
`(Ex. 1001 (the ’072 patent), Fig. 6.) More specifically, virtual microphone M1 is
`
`formed by combining the output of physical microphone O1 (after applying a delay
`
`z11 and a gain A11) and the output of physical microphone O3 (after applying a delay
`
`z21 and gain A21). (Id., 11:34-48, Fig. 6.) Virtual microphone M2 is formed by
`
`combining the output of physical microphone O2 (after applying a delay z12 and a
`
`gain A12) and the output of physical microphone O3 (after applying a delay z22 and
`
`a gain A22). (Id.) The specification explains that this method of creating virtual
`
`microphones “is a common one” and “[t]here are other methods known to those
`
`skilled in the art for constructing [virtual microphones.]” (Id., 12:11-13.)
`
`-17-
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`

`

`Amazon.com, Inc. v. Jawbone Innovations, LLC
`Declaration of Dr. Richard M. Stern – U.S. Patent No. 8,280,072
`
`39. Figure 15 shows the steps of the claimed method, including the final
`
`step of combining the virtual microphone signals to generate “denoised output
`
`signals:”
`
`
`
`(Ex. 1001 (the ’072 patent), Fig. 15, 14:1-23.) Dependent claims recite specific
`
`combinations of physical microphone signals or the use of delays and/or subtraction
`
`when combining physical microphone signals. Each of these limitations was also
`
`well known.
`
`-18-
`
`

`

`Amazon.com, Inc. v. Jawbone Innovations, LLC
`Declaration of Dr. Richard M. Stern – U.S. Patent

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