Case 6:21-cv-01101-ADA Document 4 Filed 10/22/21 Page 1 of 1
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`Western District of Texas
`filed in the U.S. District Court
`on the following
`E Trademarks or y Patents.
`( E the patent action involves 35 U.S.C. § 292.):
`
`DOCKET D.
`N
`LV-01101
`
`PLAINTIFF
`
`AIRE TECHNOLOGYLIMITED
`
`DATE FILED
`10/22/2021
`
`U.S. DISTRICT COURT
`Western District of Texas
`
`DEFENDANT
`
`APPLE INC.
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 8,581,706
`
`2 8,205,249
`
`3 8,174,360
`
`4
`
`5
`
`11/12/2013
`
`Aire Technology Limited
`
`6/19/2012
`
`Aire Technology Limited
`
`5/8/2012
`
`Aire Technology Limited
`
`In the above—entitled case, the folio ng patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`PATENT OR
`TRADEMARK NO.
`
`INCLUDED BY
`
`E Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`E Answer
`
`E Cross Bill
`
`E Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1 —Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`ILN.XMZZA
`
`'‘Z
`
`Ex.1002
` Page 1 of 407
`
`GARMIN /
`
`

`

`Case 6:21-cv-01104-ADA Document 2 Filed 10/25/21 Page 1 of 1
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`Western District of Texas
`filed in the U.S. District Court
`on the following
`E Trademarks or y Patents.
`( E the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`6:21-cv-01104
`PLAINTIFF
`
`AIRE TECHNOLOGYLIMITED
`
`DATE FILED
`10/25/2021
`
`U.S. DISTRICT COURT
`Western District of Texas
`
`DEFENDANT
`
`GOGGLE LLC
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 8,581,706
`
`2 8,816,827
`
`3 8,205,249
`
`4 8,174,360
`
`5
`
`11/12/2013
`
`Aire Technology Limited
`
`8/26/2014
`
`6/19/2012
`
`5/8/2012
`
`Aire Technology Limited
`
`Aire Technology Limited
`
`Aire Technology Limited
`
`In the above—entitled case, the folio ng patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`PATENT OR
`TRADEMARK NO.
`
`INCLUDED BY
`
`E Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`E Answer
`
`E Cross Bill
`
`E Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1 —Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`ILN.XMZZA
`
`'‘Z
`
`Ex.1002
` Page 2 of 407
`
`GARMIN /
`
`

`

`Case 6:21-cv-00955-ADA Document 2 Filed 09/15/21 Page 1 of 1
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`Western District of Texas
`filed in the U.S. District Court
`on the following
`E Trademarks or y Patents.
`( E the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`6:21-cv-00955
`PLAINTIFF
`
`DATE FILED
`9/15/2021
`
`U.S. DISTRICT COURT
`Western District of Texas
`
`DEFENDANT
`
`AIRE TECHNOLOGYLIMITED
`
`SAMSUNG ELECTRONICS CO., LTD.; and SAMSUNG
`ELECTRONICS AMERICA, INC.
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 8,581,706
`
`2 8,816,827
`
`3 8,205,249
`
`4 8,174,360
`
`5
`
`11/12/2013
`
`Aire Technology Limited
`
`8/26/2014
`
`6/19/2012
`
`5/8/2012
`
`Aire Technology Limited
`
`Aire Technology Limited
`
`Aire Technology Limited
`
`In the above—entitled case, the folio ng patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`PATENT OR
`TRADEMARK NO.
`
`INCLUDED BY
`
`E Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`E Answer
`
`E Cross Bill
`
`E Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1 —Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`ILN.XMZZA
`
`'‘Z
`
`Ex.1002
` Page 3 of 407
`
`GARMIN /
`
`

`

`UNTTED STATES PATENT AND TRADEMARK OFFICE
`
`PF co
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto goy
`
`APPLICATION NO.
`
`12/304,653
`
`ISSUE DATE
`
`11/12/2013
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`8581706
`
`FINK3009/TJM/TL
`
`7360
`
`10/23/2013
`
`23364
`7590
`BACON & THOMAS, PLLC
`625 SLATERS LANE
`FOURTH FLOOR
`AI ,EXANDRTA, VA 22314-1176
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 1210 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Klaus Finkenzeller, Unterfi,hring, GERMANY;
`Karl Eglof Hartel, ne,nchen, GERMANY;
`Denny Brandl, Eching, GERMANY;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`Ex.1002
` Page 4 of 407
`
`GARMIN /
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`
`INSTRUCHONS: 'this form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (NOLO: Use Block I. fur any change oI addruis)
`
`07/12/2013
`7590
`23364
`BACON & THOMAS, PLLC
`625 SLA 'IRS LANE
`FOURTI I FLOOR
`ALEXANDRIA, VA 22314-1176
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(Depositor's name)
`
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRS'I NAMED IN
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`12/304.653
`
`03/04/2009
`
`Klaus Finkenzeller
`
`FINK3009/TJM/TL
`
`7360
`
`TITLE OF INVENTION: DATA STORAGE MEDIUM AND METHOD FOR CONTACTLESS COMMUNICATION BETWEEN THE DATA STORAGE
`MEDIUM AND A READER
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREY. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$1780
`
`$300
`
`$0
`
`$2080
`
`10/15/2013
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`BEE, ANDREW W.
`
`2689
`
`340-010410
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`q Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`q "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list
`(1) the names of up to 3 registered patent attorneys
`or agents OR, alternatively.
`(2) the name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`1 Bacon & Thomas, PLLC
`
`2
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`GIESECKE & DEVRIENT GMBH
`
`MUNCHEN, GERMANY
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`q Individual
`
`Corporation or other p ate group entity q Government
`
`4a. The following fee(s) are submitted:
`Issue Fee
`all Publication Fee (No small entity discount permitted)
`al Advance Order - # of Copies 3
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`q A check is enclosed.
`q Payment by credit card. Form PTO-2038 is attached.
`al The Director is hereby authorized to charge the required fee(s), any deficiency, or credit any
`overpayment, to Deposit Account Number 02-0200
` (enclose an extra copy of this form).
`
`PTOL-85 (Rev. 02/11)
`
`Page 2 of 4
`
`Ex.1002
` Page 5 of 407
`
`GARMIN /
`
`

`

`5. Change in Entity Status (from status indicated above)
`q Applicant certifying micro entity status. See 37 CFR 1.29
`
`q Applicant asserting small entity status. See 37 CFR 1.27
`
`q Applicant changing to regular undiscounted fee status.
`
`NOTE: Absent a valid certification of Micro Entity Status (see form PTO/SB/15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: The Issue Fec and Publication Fec (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown by the records of the United States Patent and Trademark Office.
`
`Authorized Signature
`
`/Thomas J. Moore/
`
`Date October 11, 2013
`
`Typed or printed name THOMAS J. MOORE
`
`
`
`Registration No. 28974
`
`This collection of information is required by 37 CFR 1.311. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. 'Time will vary depending upon the individual case. Any comments on the amount of time you require to complete
`this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce. P.O.
`Box 1450, Alexandria, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
`Alexandria, Virginia 22313-1450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`PTOL-85 (Rev. 02/11) Approved for use through 08/31/2013.
`
`OMB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Page 3 of 4
`
`Ex.1002
` Page 6 of 407
`
`GARMIN /
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`12304653
`
`04-Mar-2009
`
`Title of Invention:
`
`DATA STORAGE MEDIUM AND METHOD FOR CONTACTLESS
`COMMUNICATION BETWEEN THE DATA STORAGE MEDIUM AND A READER
`
`First Named Inventor/Applicant Name:
`
`Klaus Finkenzeller
`
`Filer:
`
`Thomas J. Moore/Kaitlyn Miller
`
`Attorney Docket Number:
`
`FINK3009/TJM/TL
`
`Filed as Large Entity
`
`U.S. National Stage under 35 USC 371 Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD(S)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Utility Appl Issue Fee
`
`Publ. Fee- Early, Voluntary, or Normal
`
`1501
`
`1504
`
`1
`
`1
`
`1780
`
`300
`
`1780
`
`300
`
`Ex.1002
` Page 7 of 407
`
`GARMIN /
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Printed Copy of Patent - No Color
`
`8001
`
`3
`
`3
`
`9
`
`Total in USD ($)
`
`2089
`
`Ex.1002
` Page 8 of 407
`
`GARMIN /
`
`

`

`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`Application Number:
`
`17108716
`
`12304653
`
`International Application Number:
`
`Confirmation Number:
`
`7360
`
`Title of Invention:
`
`DATA STORAGE MEDIUM AND METHOD FOR CONTACTLESS
`COMMUNICATION BETWEEN THE DATA STORAGE MEDIUM AND A READER
`
`First Named Inventor/Applicant Name:
`
`Klaus Finkenzeller
`
`Customer Number:
`
`23364
`
`Filer:
`
`Thomas J. Moore/Kaitlyn Miller
`
`Filer Authorized By:
`
`Thomas J. Moore
`
`Attorney Docket Number:
`
`FINK3009/TJM/TL
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`11-OCT-2013
`
`04-MAR-2009
`
`16:11:35
`
`Application Type:
`
`U.S. National Stage under 35 USC 371
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`RAM confirmation Number
`
`Deposit Account
`
`Authorized User
`
`yes
`
`Deposit Account
`
`$2089
`
`3257
`
`020200
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Charge any Additional Fees required under 37 C.F.R. 1.492 (National application filing, search, and examination fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)
`
`Ex.1002
` Page 9 of 407
`
`GARMIN /
`
`

`

`Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`125029
`
`1
`
`Issue Fee Payment (PTO-85B)
`
`FINK3009 IF.pdf
`
`no
`
`2
`
`Warnings:
`
`Information:
`
`b2f05c9282dele436b6d36f5b6b23060ee6
`.239
`
`34220
`
`2
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`no
`
`2
`
`ef9111 1 5c82e1363fla4003A65a3d5c50
`5476
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes):
`
`159249
`
`of the indicated documents,
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO
`It serves as evidence of receipt similar to a
`
`characterized by the applicant, and including page counts, where applicable.
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`includes the necessary components If a new application is being filed and the application for a filing date (see 37 CFR
`
`
`
`1.54) will be issued in due 1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR course and the date shown on this
`
`
`date of the application. Acknowledgement Receipt will establish the filing
`
`35 U.S.C. 371 National Stage of an International Application under
`
`If a timely submission to enter the national stage of an international application
`is compliant with the conditions of 35
`
`acceptance of the application as a U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating
`
`Filing Receipt, in due course. national stage submission under 35 U.S.C. 371 will be issued in addition to the
`
`New International Application Filed with the USPTO as a Receiving Office
`includes the necessary components for If a new international application is being filed and the international application
`
`
`of the International Application Number an international filing date (see PCT Article 11 and MPEP 1810), a Notification
`subject to prescriptions concerning and of the International Filing Date (Form PCT/RO/105) will be issued in due course,
`
`
`establish the international filing date of national security, and the date shown on this Acknowledgement Receipt will
`the application.
`
`Ex.1002
` Page 10 of 407
`
`GARMIN /
`
`

`

`Notice of Allowability
`
`Application No.
`12/304,653
`Examiner
`ANDREW BEE
`
`Applicant(s)
`FINKENZELLER ET AL.
`Art Unit
`AIA (First Inventor to
`File) Status
`2689
`No
`
`-- The MAILING DATE of this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application. If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1. [S] This communication is responsive to reply filed 7/5/2013.
`q A declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/were filed on
`2. El An election was made by the applicant in response to a restriction requirement set forth during the interview on
`requirement and election have been incorporated into this action.
`3. Z The allowed claim(s) is/are 13, 15-23, and 37-48; renumbered 1-22 by the examiner. As a result of the allowed claim(s), you may be
`eligible to benefit from the Patent Prosecution Highway program at a participating intellectual property office for the corresponding
`application. For more information, please see http://wwwus0to.ciovipatentstinit eventsipphlindex.jsp or send an inquiry to
`PPHfeedbackruspro.qcv
`4. CI Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
`Certified copies:
`"c) 111 None of the:
`a) 111 All
`b) 111 Some
`1. I=1 Certified copies of the priority documents have been received.
`2. El Certified copies of the priority documents have been received in Application No.
`3. 111 Copies of the certified copies of the priority documents have been received in this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`* Certified copies not received:
`
`• the restriction
`
`Applicant has THREE MONTHS FROM THE "MAILING DATE" of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT of this application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`5. El CORRECTED DRAWINGS ( as "replacement sheets") must be submitted.
`El including changes required by the attached Examiner's Amendment / Comment or in the Office action of
`Paper No./Mail Date
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawings in the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`6. 111 DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`Attachment(s)
`1. I=1 Notice of References Cited (PTO-892)
`2. 111 Information Disclosure Statements (PTO/SB/08),
`Paper No./Mail Date
`3. I=1 Examiner's Comment Regarding Requirement for Deposit
`of Biological Material
`4. El Interview Summary (PTO-413),
`Paper No./Mail Date
`
`Examiner's Amendment/Comment
`5.
`6. El Examiner's Statement of Reasons for Allowance
`
`7. 0 Other
`
`U.S. Patent and Trademark Office
`PTOL-37 (Rev. 05-13)
`
`Notice of Allowability
`
`Part of Paper No./Mail Date 20130710
`
`Ex.1002
` Page 11 of 407
`
`GARMIN /
`
`

`

`ss,k1.1:4-
`
`3
`I
`
`UNITED STA1ES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Almaudria, Virginia. 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`23364
`7590
`07/12/2013
`BACON & THOMAS, PLLC
`625 SLA 'IRS LANE
`FOI JRTH FLOOR
`ALEXANDRIA, VA 22314-1176
`
`EXAMINER
`
`BEE, ANDREW W.
`
`ART UNIT
`
`PAPER NUMBER
`
`2689
`
`DATE MAILED: 07/12/2013
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`12/304.653
`
`03/04/2009
`
`Klaus Finkenzeller
`
`FINK3009/TJM/TL
`
`7360
`
`TITLE OF INVENTION: DATA STORAGE MEDIUM AND METHOD FOR CONTACTLESS COMMUNICATION BETWEEN THE DATA STORAGE
`MEDIUM AND A READER
`
`APPLN TYPE
`
`ENTITY STATUS
`
`ISSI TE FEE DIE
`
`PT MT IC ATION FEE DIE PREY. PAID 1-551:E FEE
`
`TOTAL FENS) DIE
`
`DATE DIE
`
`nonprovisional
`
`UND1SCOUNTED
`
`$1780
`
`$300
`
`$0
`
`$2080
`
`10/15/2013
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGIITS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS
`STATUTORY PERIOD CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies.
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`If the ENTITY STATUS is changed from that shown above, on PART B - FF,E(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`For purposes of this notice, small entity fees arc 1/2 the amount of undiscounted fees, and micro entity fees arc 1/2 the amount of small entity
`fees.
`
`II. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should he completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 02/11)
`
`Page 1 of 4
`
`Ex.1002
` Page 12 of 407
`
`GARMIN /
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`
`INSTRUCHONS: 'this form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (NOLO: Use Block I. fur any change oI addruis)
`
`07/12/2013
`7590
`23364
`BACON & THOMAS, PLLC
`625 SLA 'IRS LANE
`FOURTI I FLOOR
`ALEXANDRIA, VA 22314-1176
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(Depositor's name)
`
`(Signature)
`
`(Date)
`
`APPLICATION I\ O.
`
`FILING DATE
`
`FIRS'I NAMED IN
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`12/304.653
`
`03/04/2009
`
`Klaus Finkenzeller
`
`FINK3009/TJM/TL
`
`7360
`
`TITLE OF INVENTION: DATA STORAGE MEDIUM AND METHOD FOR CONTACTLESS COMMUNICATION BETWEEN THE DATA STORAGE
`MEDIUM AND A READER
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREY. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$1780
`
`$300
`
`$0
`
`$2080
`
`10/15/2013
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`BEE, ANDREW W.
`
`2689
`
`340-010410
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`q Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`q "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list
`(1) the names of up to 3 registered patent attorneys
`or agents OR, alternatively.
`(2) the name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`1
`
`2
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`q Individual
`
`q Corporation or other p ate group entity
`
`q Government
`
`4a. The following fee(s) are submitted:
`q Issue Fee
`q Publication Fee (No small entity discount permitted)
`q Advance Order - # of Copies
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`q A check is enclosed.
`q Payment by credit card. Form PTO-2038 is attached.
`q The Director is hereby authorized to charge the required fee(s), any deficiency, or credit any
`overpayment, to Deposit Account Number
`(enclose an extra copy of this form).
`
`PTOL-85 (Rev. 02/11)
`
`Page 2 of 4
`
`Ex.1002
` Page 13 of 407
`
`GARMIN /
`
`

`

`5. Change in Entity Status (from status indicated above)
`q Applicant certifying micro entity status. See 37 CFR 1.29
`
`q Applicant asserting small entity status. See 37 CFR 1.27
`
`q Applicant changing to regular undiscounted fee status.
`
`NOTE: Absent a valid certification of Micro Entity Status (see form PTO/SB/15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: The Issue Fec and Publication Fec (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown by the records of the United States Patent and Trademark Office.
`
`Authorized Signature
`
`Typed or printed name
`
`
`
`
`
`Date
`
`Registration No.
`
`This collection of information is required by 37 CFR 1.311. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR L14. This collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. 'Time will vary depending upon the individual case. Any comments on the amount of time you require to complete
`this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce. P.O.
`Box 1450, Alexandria, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
`Alexandria, Virginia 22313-1450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`PTOL-85 (Rev. 02/11) Approved for use through 08/31/2013.
`
`OMB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Page 3 of 4
`
`Ex.1002
` Page 14 of 407
`
`GARMIN /
`
`

`

`3
`I
`
`UNITED STA IES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`12/304,653
`
`03/04/2009
`
`Klaus Finkenzeller
`
`FINK3009/TJM/TL
`
`7360
`
`23364
`7590
`07/12/2013
`BACON & THOMAS, PLLC
`625 SLA MRS LANE
`FOI JRTH FLOOR
`ALEXANDRIA, VA 22314-1176
`
`EXAMINER
`
`BEE, ANDREW W.
`
`ART UNIT
`
`PAPER NUMBER
`
`2689
`
`DATE MAILED: 07/12/2013
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment to date is 777 day(s). If the issue fee is paid on the date that is three months after the
`mailing date of