`UNITED STATES PATENT AND TRADEMARK OFFICE
`_________________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_________________
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`APPLE INC.,
`Petitioner
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`v.
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`ZENTIAN LIMITED,
`Patent Owner
`_________________
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`
`Inter Partes Review Case No. IPR2023-00037
`U.S. Patent No. 10,971,140
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`PETITIONER’S UPDATED EXHIBIT LIST
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`EXHIBIT LIST
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`Exhibit 1001 U.S. Patent No. 10,971,140 (“’140 Patent”)
`Exhibit 1002 Prosecution History for the 10,971,140 Patent (“’140 File
`History”)
`Exhibit 1003 Declaration of Christopher Schmandt (“Dec.”)
`Exhibit 1004 U.S. Patent No. 6,374,219 to Jiang (“Jiang”)
`Exhibit 1005 U.S. Patent No. 5,428,803 to Chen et al. (“Chen”)
`Exhibit 1006 Hsiao-Wuen Hon, A survey of hardware architectures designed
`for speech recognition, Carnegie Mellon University, 1991 (“Hon”)
`Exhibit 1007 Ph.D. Thesis of Mosur Ravishankar (“Ravishankar”)
`Exhibit 1008 U.S. Patent Application Publication No. 2001/0053974 to Lucke
`et al. (“Lucke”)
`Exhibit 1009 U.S. Patent No. 5,983,180 to Robinson (“Robinson”)
`Exhibit 1010 U.S. Patent No. 5,036,539 to Wrench Jr., et al. (“Wrench”)
`Exhibit 1011 Frederick Jelinek, Statistical Methods for Speech Recognition, The
`MIT Press, 1997 (“Jelinek”)
`Exhibit 1012 Christopher Schmandt, Voice Communication with Computers,
`Van Nostrand Reinhold, 1994 (“Schmandt”)
`Exhibit 1013 Lawrence Rabiner and Biing-Hwang Juang, Fundamentals of
`Speech Recognition, Prentice Hall PTR, 1993 (“Rabiner”)
`Exhibit 1014 Richard Klevans and Robert Rodman, Voice Recognition, Artech
`House, 1997 (“Klevans”)
`Exhibit 1015 U.S. Patent No. 7,120,582 to Young et al. (“Young”)
`Exhibit 1016
`John Holmes and Wendy Holmes, Speech Synthesis and
`Recognition, 2nd Edition, Taylor & Francis, 2001 (“Holmes”)
`Exhibit 1017 U.S. Patent No. 4,926,488 to Nadas et al. (“Nadas”)
`Exhibit 1018 U.S. Patent No. 6,182,037 to Maes (“Maes”)
`Exhibit 1019 U.S. Patent Application Publication No. 2003/0220796 to Aoyama
`et al. (“Aoyama”)
`Exhibit 1020 U.S. Patent No. 6,092,045 to Stubley et al. (“Stubley”)
`Exhibit 1021 U.S. Patent No. 6,151,574 to Lee et al. (“Lee”)
`Exhibit 1022 U.S. Patent No. 6,580,814 to Ittycheriah et al. (“Ittycheriah”)
`Exhibit 1023 U.S. Patent No. 6,452,348 to Toyoda (“Toyoda”)
`Exhibit 1024 William A. Wulf and C.G. Bell, C.mmp–A multi-mini-processor,
`Carnegie-Mellon University, 1972 (“Wulf”)
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`Exhibit 1025 Lee D. Erman, Richard D. Fennell, Victor R. Lesser, and D. Raj
`Reddy, System Organizations
`for Speech Understanding:
`Implications of Network and Multiprocessor Computer
`Architectures for AI, IEEE Transactions on Computers, Vol. C-25,
`No. 4, April 1976 (“Erman”)
`Exhibit 1026 U.S. Patent No. 6,393,481 to Deo et al. (“Deo”)
`Exhibit 1027 U.S. Patent No. 6,615,338 to Tremblay et al. (“Tremblay”)
`Exhibit 1028 U.S. Patent No. 5,922,076 to Garde (“Garde”)
`Exhibit 1029 Lawrence R. Rabiner, A Tutorial on Hidden Markov Models and
`Selected Applications in Speech Recognition, Proceedings of the
`IEEE, Vol. 77, No. 2, February 1989 (“Rabiner 89”)
`Intentionally Left Blank
`Exhibit 1030
`Intentionally Left Blank
`Exhibit 1031
`Exhibit 1032 Zentian, Ltd. v Apple Inc. WDTX Waco (6:22-cv-122) Scheduling
`Order “Scheduling Order”
`Exhibit 1033 Declaration of June Ann Munford (“Munford”)
`Exhibit 1034 Declaration of Christina Canino
`Exhibit 1035 Deposition Transcript of David V. Anderson, Ph.D. of November
`17, 2023
`Petitioner’s Demonstratives
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`Exhibit 1036
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`Respectfully submitted,
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`ERISE IP, P.A.
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`BY: /s/ Jennifer C. Bailey
`Jennifer C. Bailey Reg. No. 52,583
`Adam P. Seitz, Reg. No. 52,206
`7015 College Blvd., Suite 700
`Overland Park, KS 66211
`P: (913) 777-5600
`F: (913) 777-5601
`jennifer.bailey@eriseip.com
`adam.seitz@eriseip.com
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`ATTORNEYS FOR PETITIONER
`APPLE INC.
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`CERTIFICATE OF SERVICE ON ZENTIAN
`UNDER 37 C.F.R. § 42.6
`Pursuant to 37 C.F.R. § 42.6(e), the undersigned certifies that on March 4,
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`2024, the foregoing Petitioner’s Updated Exhibit List and EX1036 was served via
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`electronic filing with the Board and via Electronic Mail on the following
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`practitioners of record for Zentian:
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`Peter C. Knops (peter@noroozipc.com)
`Kayvan B. Noroozi (kayvan@noroozipc.com)
`Katherine Rhoades (katherine.rhoades@bartlitbeck.com)
`Nevin Gewertz (nevin.gewertz@bartlitbeck.com)
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`/s/ Jennifer C. Bailey
`Jennifer C. Bailey, Reg. No. 52,583
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`ATTORNEY FOR PETITIONER
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