`571-272-7822
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` Paper No. 33
`Entered: April 10, 2024
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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`APPLE INC.,
`Petitioner
`v.
`ZENTIAN LIMITED,
`Patent Owner.
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`
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`IPR2023-00033
`Patent 7,587,319 B2
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`
`
`Record of Oral Hearing
`Held: March 11, 2024
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`__________
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`Before KEVIN F. TURNER, JEFFREY S. SMITH, and
`CHRISTOPHER L. OGDEN, Administrative Patent Judges.
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`IPR2023-00033
`Patent 7,587,319 B2
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`APPEARANCES:
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`ON BEHALF OF THE PETITIONER:
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`JENNIFER BAILEY, ESQ.
`Erise IP, P.A.
`7015 College Boulevard
`Suite 700
`Overland Park, KS 66211
`(913) 777-5600
`Jennifer.bailey@eriseip.com
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`CHRISTINA CANINO, ESQ.
`Erise IP, P.A.
`5299 DTC Boulevard
`Suite 1340
`Greenwood Village, CO 80111
`(720) 307-8382
`Christina.Canino@eriseip.com
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`JENNY LIU, ESQ.
`Apple Inc.
`1 Apple Park Way
`Cupertino, CA 95014
`(408) 996-1010
`jianing_liu@apple.com
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`IPR2023-00033
`Patent 7,587,319 B2
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`ON BEHALF OF THE PATENT OWNER:
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`KAYVAN NOROOZI, ESQ.
`PETER KNOPS, ESQ.
`Noroozi PC
`11601 Wilshire Boulevard
`Suite 2170
`Los Angeles, CA 90025
`(310) 975-7074 ex. 1
`kayvan@noroozipc.com
`peter@noroozipc.com
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`JESSICA R. BERNHARDT, ESQ.
`Bartlit Beck LLP
`Courthouse Place
`54 West Hubbard Street
`Chicago, IL 60654
`(312) 494-4460
`Jessica.bernhardt@bartlitbeck.com
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`DARGAYE CHURNET, ESQ.
`Fenwick & West LLP
`555 California St. #12
`San Francisco, CA 94104
`(415) 875-2460
`dchurnet@fenwick.com
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`The above-entitled matter came on for hearing Monday,
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`March 11, 2023, commencing at 1:03 p.m. EDT, via Video-conference.
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`IPR 2023-00033
`Patent 7,587,319 B2
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`P-R-O-C-E-E-D-I-N-G-S
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`1:03 p.m.
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`JUDGE OGDEN: Good afternoon. Welcome to the Patent
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`Trial and Appeal Board. This is the final hearing in IPR2023-0033 between
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`Petitioners Apple Inc., Amazon Web Services Inc., Amazon.com Services,
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`LLC, and Patent Owner, Zentian Limited.
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`And I am Judge Ogden, and today with me on the panel are
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`Judges Turner and Smith. And Judge Smith is appearing remotely, joining
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`us remotely.
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`So let's start with counsel introductions. Who will present
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`arguments for Petitioner, and who's at the Petitioner's counsel table today?
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`MR. TOROSSIAN: This is Charle Torossian. I'm sorry for the
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`interruption. We don't hear the audio. I don't know if the mic is on on their
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`MS. BAILEY: Can you hear me now, Charle? Sorry.
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`MR. TOROSSIAN: Yes.
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`MS. BAILEY: I'll repeat. I'll start over.
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`Good morning. My name is Jennifer Bailey. I am from the law
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`firm of Erise IP. I have with me today my co-counsel, Christina Canino, and
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`I also have in-house counsel from Petitioner Apple Inc., Jenny Liu. Thank
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`you.
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`JUDGE OGDEN: Okay. Go ahead.
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`MR. NOROOZI: Your Honor, Kayvan Noroozi on behalf of
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`Patent Owner from Noroozi PC. I have with me Mr. Peter Knops, as well as
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`Ms. Jessica Bernhardt.
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`IPR 2023-00033
`Patent 7,587,319 B2
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`JUDGE OGDEN: Thank you. Do we have an appearance
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`today for Amazon?
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`MR. CHURNET: Hello. Dargaye Churnet from Fenwick &
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`West representing Amazon.
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`JUDGE OGDEN: Thank you. Just a reminder, when you're
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`speaking today, please come closer to the microphone so that people
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`So before we begin today, just a couple of things. I just remind
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`everybody to speak clearly into the microphone. We have a court reporter
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`that's working remotely, so please be sure that what you're saying in the
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`microphone is clear, so the reporter can hear.
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`And just a reminder, there's no objections during opposing
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`arguments. You can save any concerns or objections until your time to
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`speak. And this is a public hearing, so keep that in mind. I don't believe that
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`there is any confidential information to be discussed today, but just keep that
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`in mind.
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`So according to our hearing order, each side has a total of 45
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`minutes, but Petitioner has a LEAP practitioner, so that will include an
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`additional 15 minutes for that. And each side will have the opportunity to
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`reserve time for rebuttal or surrebuttal at the end, and so if you could tell us
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`at the beginning how much time you'd like to reserve for that. We have a
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`timer and we'll set the timer so that for principal arguments you'll have a
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`five-minute warning. The light will go yellow, and the amount of time left
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`for your arguments will appear up on the timer.
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`Sure. Do I need to repeat anything? Okay. Okay. Thank you.
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`IPR 2023-00033
`Patent 7,587,319 B2
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`JUDGE TURNER: I'm sorry. This is Judge Turner. Is there a
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`MR. NOROOZI: Yes, Your Honor.
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`JUDGE TURNER: You certainly may. Yes.
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`MR. NOROOZI: With respect to the LEAP additional time
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`issue, it's my understanding that Petitioner is only having the LEAP
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`practitioner argue one of the five proceedings, and that will not be in this
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`Does the additional 15 minutes apply, even if a LEAP
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`practitioner is not arguing in the proceeding?
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`JUDGE OGDEN: No. No. Okay, let me confirm that. Is that
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`the case, Petitioner?
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`MS. BAILEY: Yes, Your Honor.
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`JUDGE OGDEN: Okay.
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`MS. BAILEY: The LEAP practitioner is only participating in
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`one of the proceedings tomorrow, so we do not need the 15 extra minutes for
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`today's proceedings.
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`JUDGE OGDEN: Okay. Which proceeding will that be
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`tomorrow?
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`MS. BAILEY: It will be on the 377 patent, and I don't have the
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`JUDGE OGDEN: 35. Okay. Okay. Thank you for clarifying
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`MS. BAILEY: Yes.
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`JUDGE TURNER: Just for clarification of the record, the
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`IPR 2023-00033
`Patent 7,587,319 B2
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`why we got confused. So it was acknowledged in all of the IPR
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`MS. BAILEY: Correct.
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`JUDGE TURNER: Okay.
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`MS. BAILEY: Our request was only for one specific case.
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`JUDGE TURNER: Okay.
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`MS. BAILEY: Yes.
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`JUDGE TURNER: So every party will have 45 minutes per
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`MS. BAILEY: Thank you, Your Honor.
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`JUDGE TURNER: Thank you.
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`JUDGE OGDEN: Thank you. Okay. We'll start with
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`Petitioner then. So yeah, Petitioner will have a total of 45 minutes then.
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`If you could approach the podium, and how much time would
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`MS. BAILEY: I'd like to reserve 15 minutes for rebuttal,
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`please.
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`JUDGE OGDEN: Okay. We've put 30 minutes on the clock,
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`and you'll get a five-minute warning when the light goes yellow. You can
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`begin when you're ready.
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`MS. BAILEY: Thank you. May it please the board. Thank
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`you, Your Honors.
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`We don't have our slides on screen here today, but I'll be sure to
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`refer to the slides by their number. So let's start with Petitioner's
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`Demonstratives DX-3, please.
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`IPR 2023-00033
`Patent 7,587,319 B2
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`I want to quickly go through what the math combination is.
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`The combination is the Thelen, Bailey, and Chen, where Thelen's hierarchal
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`division of acoustic models, according to context, are put on the Chen
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`So, for example, with Thelen and its hierarchal divisions,
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`there's going to be one context of the lexicon specific to sports, one specific
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`to health, perhaps one specific to cooking. Bailey teaches us that multiple
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`speech recognition processors are connected to a single shared memory.
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`And then Chen, of course, teaches the clustered processor architecture.
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`So the combination is that Thelen's hierarchal arrangement of
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`architecture would be devoted to a sports context. Cluster 2 would be
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`Turning to DX-4, this slide is just here to illustrate the
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`similarity between Chen's clustered processor architecture and the clustered
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`processor architecture described and claimed in the '319 patent. And as you
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`can see, both Chen and the '319 patent illustrate multiple processors
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`connected to a single shared memory. Each one of that arrangement is a
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`equally applicable to any type of parallel processing computer system. And
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`I'm quoting from Column 11, Lines 33 through 49 of Chen. So
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`understanding that Chen teaches the same clustered processing architecture
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`is the '319 patent, let's look at the petition's motivations to combine, turning
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`Patent 7,587,319 B2
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`So Zentian does not dispute that the claim limitations are
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`taught. Zentian's sole argument in this IPR is a lack of motivation to
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`combine for two related reasons. First, that the combination would create
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`tasks for which there would not be a reasonable expectation of success. And
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`then related to that, that the skilled person would not know how to address
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`these tasks when putting together the combination.
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`Neither of these arguments address the petition's actual
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`proffered motivations to combine, and Zentian actually has a fairly limited
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`response to the petition's motivations. Notably, Zentian has only a single
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`sentence at the end of its sur-reply responsive to what is arguably the
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`petition's primary motivation of reducing the duplication of lexical data
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`amongst the multiple memories. And I refer the board to Patent Owner's
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`sur-reply at Page 26. It's at the very bottom spanning to Page 27 for that
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`single sentence.
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`I want to quickly kind of go through the combination and why
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`we receive or have the benefit of the reduced duplication of lexical data. In
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`the combination, each cluster stores a portion of the acoustic model that is
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`for that context.
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`We've already discussed the Cluster 1, which stores the sports
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`context, Cluster 2 may store the health. Because similar contexts, for
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`example, all the sports-related terms are clustered together, an acoustic
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`model specific to sports-related words does not have to be saved in all of the
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`clusters' memories. This ends up reducing the duplication of lexical data
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`amongst all of the clusters' memories.
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`So let me give you an actual example. Let's take the word,
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`offsides. Offsides is a word that is specific to football and hockey and
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`Patent 7,587,319 B2
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`soccer, but it's also a word that doesn't really show up in our lexicon outside
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`of sports. So the word offsides now does not have to be duplicated in all of
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`the memories of all of the clusters, because now we are clustering the sports
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`contexts together in a single shared memory. And because the word offsides
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`is common to multiple sports, we would also be obtaining increased
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`efficiency in the speech recognition by grouping all the sports contexts
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`And I just want to hit home that all of that motivation that I just
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`described, that is described at length in the petition and the declaration, is
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`addressed by Zentian in that single sentence in their sur-reply at Page 26.
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`And Zentian understood this motivation. They asked Mr. Schmandt about it
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`during his deposition. I refer the board to Exhibit 2017, which is Mr.
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`Schmandt's depo transcript. Page 122, Line 13 through Page 125, 7.
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`So Zentian understood what this motivation was. It just chose
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`not to respond to it. That's not the only motivation that was provided in the
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`petition. There's also reduced financial costs because with the reduced
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`duplication of data, there is now less memory to operate. So therefore,
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`there's reduced financial costs there.
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`The combination also takes advantage of Chen's commercially
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`available processors. Cluster processing architecture was known to have
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`flexibility and scalability because you could continually add more
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`processors. Hon teaches that. And these motivations are provided in
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`Exhibit 1003, Paragraph 84.
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`We also have increased processing power for a given cost
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`because now we're using Chen's commercially available processors that are
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`inexpensive. We're using less memory. There are less memory transfers
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`Patent 7,587,319 B2
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`from the huge data store. And so the overall result is the increased
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`processing power while not extending the raising of the financial costs.
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`I also want to note that the motivation to combine is not
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`contingent on adding additional processors to the combination. That's been
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`something that's discussed by Zentian. And I do want to make clear, we also
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`said this in our Petitioner reply, I believe at Pages 24 through 25, that it's not
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`contingent on that. Certainly more processors could be added, but it's not
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`contingent on that.
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`Turning now to DX-5, I want to address the task that Zentian
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`raises. So instead of substantively responding to the petition's mapping and
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`motivations, Zentian raises --
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`JUDGE SMITH: Yeah, Counsel, before we move on to that,
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`can I ask you about these advantages that you're talking about? I just have
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`some questions. It's not clear to me what advantages are provided by Chen
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`that aren't already in the primary reference Thelen.
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`MS. BAILEY: Yeah.
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`JUDGE SMITH: For example, if you have the first cluster-
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`MS. BAILEY: That's a good question, Your Honor. It's
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`actually one that I asked Mr. Schmandt when we were putting together the
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`combination. Let me address that.
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`So in Thelen, it talks about generic context and specific context.
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`So a generic context would be sports. The specific context would be
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`football or baseball. And in Thelen, it would be understood that each
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`recognizer would be associated with a specific context. So you would have
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`one for baseball, one for football.
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`Let's go back to the example that I gave earlier of offsides and
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`that it's used in multiple different sports. So now you would have the
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`duplication of the word offsides in multiple recognizers because these sports
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`recognizers were not grouped together. Mr. Schmandt said with respect to
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`Thelen that it is not a, quote, optimally efficient recognizer. And I refer the
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`board to Exhibit 2017, Page 122, Line 22 through Page 123, Line 19.
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`Does that answer your question, Your Honor?
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`JUDGE SMITH: Let me make sure I understand. So you're
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`saying the word offsides would be in the shared memory, and it would be
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`kind of to the memory model for soccer and hockey and what other sport
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`uses offsides. Whereas Thelen duplicates it for each of those sports? Is that
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`what you're saying?
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`MS. BAILEY: Yes, that's correct. And we could also come up
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`with terms that are common to sports, say, score or point. And I appreciate
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`that those words would show up in other contexts, but within the sports
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`context, those are very common words. And so these common vocabulary
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`within a particular generic or genus context would have to be duplicated
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`each time within Thelen's specific recognizers because Thelen has no
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`grouping of the clusters or of the context as we propose in the combination.
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`JUDGE SMITH: Okay. And then I have another question
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`about in Chen, these four different clusters, as far as I understand Chen, are
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`all operating at the same time, which in terms of dividing a task and
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`separating it among these multiple processes would provide an advantage in
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`terms of processing power.
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`But from what I understand, if you have these clusters for
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`sports in the first cluster, these other three clusters in Chen, those processors
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`would be idle; is that correct?
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`MS. BAILEY: No, that's not correct, Your Honor. Let me kind
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`of go further in what the combination would explain or would propose.
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`In Thelen, it teaches that it is going to determine what context is
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`being spoken by recognizing a few words. So a few words are spoken. It
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`recognizes, oh, they're talking about sports here.
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`And so what Thelen teaches and what we would propose in the
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`combination is that we have a large data store where it was holding the
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`entire acoustic model for the entire lexicon. And from that large data store,
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`you would pull the sports context. And at that point, you would pull sports
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`into all of the four clustered processors to gain the efficiency because we
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`know that the speech is specific to sports.
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`That is also, recall that I just mentioned, transferring the
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`acoustic models from the large data store, but also has increased efficiency
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`because you're now minimizing how much of the acoustic model has to be
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`transferred from the large data store for any particular recognition instance.
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`JUDGE SMITH: So in your combination, all of the clusters
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`would be accessing the shared memory that's colored red for the sports; is
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`that correct?
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`MS. BAILEY: Let me pull up the Chen. So let me change that
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`understanding just a little bit, Your Honor. I don't think it's quite what we're
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`proposing.
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`So there would be a large data store that will hold the entire
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`acoustic model. That's not one of the memories of the clustered processors
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`that we're looking at.
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`If, per Thelen, it recognizes that sports is being discussed, then
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`it will pull the sports context into each of the shared cluster memories of the
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`four clusters so that all four clusters can run the sports context. But then
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`once it moves to the next recognition task, the next instance, it recognizes,
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`for example, that health is being discussed, at which point it would transfer
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`out the acoustic models from the shared cluster memory and transfer in from
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`the large data store, the health model.
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`JUDGE SMITH: Okay. So one cluster would be doing
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`baseball, one would be doing football. Or they would all be doing
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`everything in sports?
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`MS. BAILEY: They would all be doing everything in sports.
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`JUDGE SMITH: And why would you want to duplicate that
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`processing four times?
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`MS. BAILEY: You would be then dividing up from the
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`acoustic model, and this is actually how most acoustic models are divided
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`up. And so then you would, say, have every phoneme that begins with, say,
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`A through F would be one cluster. The next cluster would be G through K.
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`So you would take your sports model and then divide it up
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`amongst the different phonemes. So it actually would not be duplicated.
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`You would have multiple processors operating for one cluster on one portion
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`of the sports acoustic model.
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`JUDGE SMITH: Okay. Thank you.
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`MS. BAILEY: Okay. Let's turn back to DX-6. Oh, sorry. Go
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`ahead.
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`JUDGE OGDEN: No. Hold on. Hold on for a second. Patent
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`Owner, do you have a question?
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`MR. NOROOZI: Your Honor, it's just as a matter of procedure.
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`If I have an objection on the basis that an argument is new or was not
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`disclosed before, should I keep that for my argument?
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`JUDGE OGDEN: Yes, please keep that. Yeah.
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`JUDGE TURNER: This is Judge Turner. While you're
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`stopped, let me ask maybe, hopefully, an edifying question. Is Petitioner
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`relying on all of the references of all of the teachings of Chen et al?
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`MS. BAILEY: No, Your Honor. We are only relying on the
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`portions of the reference needed to teach each of the limitations in Claim 46.
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`JUDGE TURNER: And I ask that because we recently had a
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`case also, coincidentally, involving a reference Chen where we were
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`reversed where we said there was no reasonable expectation of success. And
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`that was in Netflix we did it, where we said, well, we take the whole context
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`of the reference, and we think it does. And basically on appeal, in that case,
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`Petitioner said, oh, no, but I'm not relying on anything else. Just this one
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`section of Chen is what I'm working on.
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`So, do we have that situation here where we need to be very
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`cautious? Or can we take Chen for all that it teaches, for example?
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`MS. BAILEY: We rely on Chen for certain teachings. I'm not
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`familiar with the Netflix case, but I would say that the way that the
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`combination is put together, that any ground is put together, is that we start
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`with our primary, and we pull from the secondary and tertiary references as
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`needed. But we need to be mindful of not bodily incorporating elements
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`from the secondary and tertiary references because, of course, bodily
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`incorporation is impermissible.
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`Now there is case law that says that we look at all of the
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`references together and see what the combination would do to put together.
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`But in our proposed ground, you do not need to consider anything from the
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`secondary and tertiary references other than what we have mapped in the
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`limitations and have put into our combination.
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`Does that answer your question?
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`JUDGE TURNER: You said we don't need to, but I guess can
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`we, is sort of maybe the question that's begged there.
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`MS. BAILEY: I would actually disagree with that from a
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`matter of kind of academic point of view. Now there is case law, and I will
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`be citing it actually in a different one of these matters, that if you have a
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`primary reference, you can't modify that primary reference or say that it is
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`inoperable to modify the primary reference for reasonable expectation of
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`success if the context of that primary reference is not pertinent to the claim
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`limitations.
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`So let me know if I'm not answering your question, Your
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`Honor, but I do think that it would be inappropriate for you to take
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`something from Chen, which is a tertiary reference that is not relied on in the
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`combination and say that this particular feature in Chen would then
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`somehow impact the reasonable expectation of success argument. I am not
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`aware of any case law that does that, but I will be going back and reading the
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`Netflix case.
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`JUDGE TURNER: Okay, but let's say we're pruning, just for
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`hypothetical example, perhaps. Let's say we're pruning. I want to make sure
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`that are we going too far afield by looking at this? Because most of what
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`Patent Owner here is saying is, look, we don't have a reasonable expectation
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`of success because if you have A and B, and let's say we're putting them
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`together, that one of ordinary skill maybe wouldn't have done that, and there
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`wouldn't have been expectation of success.
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`So, when I sort of ask how much are we to take from your
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`referencing, you're sort of saying, well, just what I'm telling you. Maybe
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`that gives me some pause because I'm trying to figure out what that ground
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`is. How much expansion can the vision support or not?
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`MS. BAILEY: So I don't think the ground or Petitioner's
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`arguments require expansion beyond what was put into the petition and the
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`declaration, first of all. Second, if you analyze obviousness of taking the
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`references and mixing and matching their teachings to the point where you
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`could create something that had no reasonable expectation of success, I
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`suspect that that could be done in a large variety of grounds. That is not the
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`proper legal analysis for obviousness.
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`JUDGE TURNER: Okay. Thank you.
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`MS. BAILEY: So you did just ask a question about Zentian's
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`lack of reasonable expectation of success argument, so let's look at DX-6.
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`Zentian's argument is that there would be these tasks that are listed on DX-6
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`that would have to be performed that would lead to the lack of reasonable
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`expectation of success. I first note that the task sharing and the messaging
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`strategy identified by Zentian, they don't talk about at all in their briefing.
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`They just mention that that task would need to be performed, but there's no
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`explanation of why the combination would have these tasks that would be
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`insurmountable.
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`With respect to bandwidth, Zentian cites the section of the '319
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`patent copy below, but as you can see, the section says, by providing a
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`plurality of processors in a group with a common memory, bandwidth is
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`saved. Well, that's what's in the claimed combination. So, if anything, the
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`combination would not have bandwidth issues.
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`Zentian mostly discusses memory collision or memory
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`contention issues, which we will get to. But in the sur-reply, Zentian seems
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`to concede that these issues could be addressed. In other words, Zentian
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`doesn't argue that these tasks are insurmountable tasks. It argues that the
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`task just wouldn't be done by a skilled person. Zentian --
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`JUDGE OGDEN: I'd like to --
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`MS. BAILEY: Yes, Your Honor.
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`JUDGE OGDEN: -- ask a question about the level of ordinary
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`skill in the art.
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`MS. BAILEY: Yes.
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`JUDGE OGDEN: It's my understanding, and I hope you can
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`just clarify this for the record, that the level of ordinary skill in the art, that
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`Petitioner proposed in the petition, sticking with that, which is a person who
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`has an educational degree in computer engineering, computer science,
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`electrical engineering, or related field, and then also some experience in the
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`field of speech recognition.
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`But as you articulate that, it does not include any specific
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`additional experience in high-performance computing or deep hardware
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`experience beyond what would a person of ordinary skill in the art, as you
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`define it, would have had; is that correct? That's your position today?
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`MS. BAILEY: I have two responses to that question, Your
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`Honor. You're correct that the field of high-performance computing is not
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`listed here, but any skilled person with these credentials would be able to
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`address the tasks that Zentian identifies. Every EE, every CS that I have
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`ever met has taken a class on parallel processing architecture. But more
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`importantly, the art of record overwhelmingly shows that speech recognition
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`researchers at the time were investigating and addressing parallel processing
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`architectures.
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`So if we're going to talk about memory contention issues, which
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`is a common task in parallel processing, we have multiple art of record
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`showing that speech recognition researchers were working in parallel
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`processing systems at the time. There's no indication in the record that they
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`would not be able to address a simple memory contention issue.
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`JUDGE OGDEN: Do we have expert testimony positively
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`supporting that? That a person with one of these degrees would've had
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`enough experience in the field of the hardware field in order to address these
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`issues, such as memory collisions and tasks theory and so forth?
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`MS. BAILEY: We have evidence of the references that already
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`shows that. In other words, we don't need to have an expert also say what
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`the art of record already teaches. Chen already addresses memory collision
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`issues, Hon addresses memory bottlenecks. Ravishankar talks about parallel
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`processing and memory bottlenecks.
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`JUDGE OGDEN: Well, I think maybe the issue is, for
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`example, with Chen, I think Patent Owner is arguing that maybe, and Patent
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`Owner can correct me later if I'm wrong, but I think the argument is sort of
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`maybe a person of ordinary skill in the art may be able to start with Thelen
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`and the other reference, but the Chen reference is in a sort of a different field
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`that maybe this person of ordinary skill in the art wouldn't have had
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`experience with. And so maybe they wouldn't have been able to make that
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`combination involving Chen.
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`MS. BAILEY: So I do disagree that Chen is in a different field.
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`It is related to parallel processing architecture, and it says that it can be used
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`for any type of parallel processing system. But more pointedly to your
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`question or specific to your question, Federal Circuit case law does not
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`require that simple tasks that could be performed by the skilled artisan be
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`explained.
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`And I note, and this is in our briefing, that the '319 patent itself
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`doesn't address any of these issues, other than the bandwidth that we've
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`already talked about. So if these tasks were insurmountable that would lead
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`to a lack of reasonable expectation of success, as in you can't do it, then the
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`'319 patent should've addressed those issues, because at the end of the day,
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`all Claim 46 is reciting is a clustered processor architecture that happens to
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`have the data of the acoustic model stored. In other -- oh, sorry. Go ahead.
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`JUDGE OGDEN: Couldn't it be that the patent at issue is just
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`not enabled? And then likewise, Petitioner's proposed combination would
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`not have been able to have been performed by a person of level of ordinary
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`skill in the art. And obviously we don't decide the question of whether the
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`challenged patent, the claims of the challenged patent are enabled, but it
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`doesn't seem to follow necessarily that just because the challenged patent
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`doesn't describe things in that way, that necessarily that there's a reasonable
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`expectation of success.
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`MS. BAILEY: So o